Kaizen Financial Strategies

CIK 0001842013 • 6 13F filings • Apr 9, 2025 – Jul 30, 2026

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Filer information

Filed by: Kaizen Financial Strategies, Chief Compliance Officer
Address: 2105 S BASCOM AVE, STE 295, CAMPBELL, CA, 95008
Phone: 408-819-9010
AUM: $226.7M

AUM over time

$254.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $307.7M170 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$292K	0.1%Prev: 0.2%	1,828 SH	Decreased-149 SH
ABBVIE INC	COM	$1.0M	0.3%Prev: 0.4%	4,092 SH	Increased-270 SH
ADVANCED MICRO DEVICES INC	COM	$3.0M	1.0%Prev: 0.4%	5,455 SH	Increased-592 SH
AES CORP	COM	$257K	0.1%	17,552 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$551K	0.2%Prev: 0.2%	53,431 SH	Increased+20,500 SH
ALLISON TRANSMISSION HLDGS I	COM	$294K	0.1%Prev: 0.1%	2,500 SH	Increased
ALLSTATE CORP	COM	$223K	0.1%	917 SH	New
ALPHABET INC	CAP STK CL A	$4.1M	1.3%Prev: 1.2%	11,325 SH	Increased-1,655 SH
ALPHABET INC	CAP STK CL C	$8.0M	2.6%Prev: 2.1%	22,429 SH	Increased-1,074 SH
AMAZON COM INC	COM	$4.3M	1.4%Prev: 2.4%	17,837 SH	Decreased-3,556 SH
AMERICAN EXPRESS CO	COM	$427K	0.1%	1,226 SH	New
AMGEN INC	COM	$503K	0.2%Prev: 0.2%	1,393 SH	Increased-289 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$559K	0.2%Prev: 0.2%	5,222 SH	Increased-13 SH
AMPLIFY ETF TR	BLOCK TECHN ETF	$1.2M	0.4%	19,130 SH	New
APPLE INC	COM	$16.4M	5.3%Prev: 6.4%	55,579 SH	Increased-6,229 SH
APPLIED MATLS INC	COM	$1.3M	0.4%Prev: 0.3%	2,060 SH	Increased-1,369 SH
ARCHER AVIATION INC	COM CL A	$235K	0.1%Prev: 0.4%	47,806 SH	Decreased-18,145 SH
ARGAN INC	COM	$2.0M	0.6%Prev: 0.5%	2,571 SH	Increased-2,049 SH
ARM HOLDINGS PLC	SPONSORED ADS	$567K	0.2%Prev: 0.3%	1,680 SH	Decreased-2,339 SH
AXON ENTERPRISE INC	COM	$399K	0.1%Prev: 0.2%	672 SH	Decreased+99 SH
BANK OF AMER CORP	7.25%CNV PFD L	$412K	0.1%	330 SH	New
BANK OF AMER CORP	COM	$226K	0.1%	3,881 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$352K	0.1%Prev: 0.2%	705 SH	Increased-12 SH
BLACKSTONE INC	COM	$2.5M	0.8%Prev: 2.3%	21,270 SH	Decreased-8,670 SH
BROADCOM INC	COM	$482K	0.2%Prev: 0.2%	1,305 SH	Increased+88 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREAT UNIT	$13.1M	4.2%	266,220 SH	New
CARDINAL HEALTH INC	COM	$586K	0.2%Prev: 0.2%	2,463 SH	Increased-147 SH
CATERPILLAR INC	COM	$12.4M	4.0%Prev: 0.2%	12,503 SH	Increased+11,312 SH
CHEVRON CORPORATION	COM	$223K	0.1%	1,345 SH	New
CLEVELAND-CLIFFS INC NEW	COM	$99K	0.0%Prev: 0.0%	10,471 SH	Increased-1,100 SH
COSTCO WHOLESALE CORPORATION	COM	$819K	0.3%	885 SH	New
CUBESMART	COM	$232K	0.1%Prev: 0.1%	5,779 SH	Increased+913 SH
DHT HOLDINGS INC	SHS NEW	$184K	0.1%	11,159 SH	New
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$259K	0.1%Prev: 0.1%	5,154 SH	Increased+444 SH
DIREXION SHARES ETF TRUST	DAI SEM BUL ETF	$1.7M	0.5%	7,590 SH	New
DIREXION SHARES ETF TRUST	NASDAQ 100 EQ WT	$226K	0.1%	1,863 SH	New
ELI LILLY & CO	COM	$1.7M	0.6%Prev: 0.8%	1,464 SH	Increased-589 SH
EMCOR GROUP INC	COM	$308K	0.1%	383 SH	New
ENTERGY CORP NEW	COM	$539K	0.2%Prev: 0.2%	4,778 SH	Increased-274 SH
ETF SER SOLUTIONS	DEFIA QUANT ETF	$1.3M	0.4%	8,416 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$764K	0.2%	8,390 SH	New
FIRST TR EXCHANGE-TRADED FD	WTR ETF	$229K	0.1%Prev: 0.2%	2,117 SH	Decreased-1,404 SH
FRANKLIN TEMPLETON ETF TR	FTSE MEXICO	$329K	0.1%Prev: 0.1%	8,963 SH	Increased+513 SH
GE AEROSPACE	COM NEW	$946K	0.3%Prev: 0.3%	2,523 SH	Increased-4 SH
GE VERNOVA INC	COM	$1.1M	0.4%Prev: 0.1%	1,003 SH	Increased+598 SH
GILEAD SCIENCES INC	COM	$351K	0.1%Prev: 0.1%	2,784 SH	Increased+341 SH
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$518K	0.2%	19,558 SH	New
HESS MIDSTREAM LP	CL A SHS	$313K	0.1%Prev: 0.3%	8,271 SH	Decreased-4,551 SH
INCYTE CORP	COM	$273K	0.1%	2,403 SH	New
INTEL CORP	COM	$353K	0.1%	2,779 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$1.0M	0.3%Prev: 0.3%	16,400 SH	Increased
INVESCO QQQ TR	UNIT SER 1	$4.4M	1.4%Prev: 1.3%	6,065 SH	Increased+1,537 SH
ISHARES INC	MSCI CDA ETF	$300K	0.1%Prev: 0.1%	5,210 SH	Increased+210 SH
ISHARES INC	MSCI JAPN SMCETF	$324K	0.1%	3,028 SH	New
ISHARES INC	MSCI SPAIN ETF	$360K	0.1%Prev: 0.1%	6,100 SH	Increased
ISHARES INC	MSCI TAIWAN ETF	$239K	0.1%	2,260 SH	New
ISHARES TR	CORE S&P US GWT	$870K	0.3%Prev: 0.4%	4,647 SH	Increased-85 SH
ISHARES TR	CORE S&P500 ETF	$408K	0.1%Prev: 0.2%	544 SH	Decreased-229 SH
ISHARES TR	ESG AW MSCI EAFE	$214K	0.1%	2,100 SH	New
ISHARES TR	FALN ANGLS USD	$636K	0.2%Prev: 0.2%	23,464 SH	Increased+8,242 SH
ISHARES TR	IBOXX INV CP ETF	$631K	0.2%Prev: 0.4%	5,822 SH	Decreased-534 SH
ISHARES TR	MRGSTR MD CP GRW	$525K	0.2%Prev: 0.2%	5,360 SH	Increased+247 SH
ISHARES TR	MSCI ACWI EX US	$331K	0.1%Prev: 0.1%	4,420 SH	Increased
ISHARES TR	MSCI POLAND ETF	$656K	0.2%Prev: 0.2%	16,944 SH	Increased+4,944 SH
ISHARES TR	RUS 2000 GRW ETF	$420K	0.1%Prev: 0.2%	1,075 SH	Increased-150 SH
ISHARES TR	RUSSELL 2000 ETF	$7.8M	2.5%Prev: 0.3%	26,163 SH	Increased+23,380 SH
ISHARES TR	US INDUSTRIALS	$206K	0.1%	1,246 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$251K	0.1%	4,471 SH	New
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$6.7M	2.2%Prev: 2.4%	81,885 SH	Increased+15,484 SH
J P MORGAN EXCHANGE TRADED F	JPMORGAN INTL VL	$2.0M	0.7%	21,960 SH	New
JOHNSON & JOHNSON	COM	$220K	0.1%	867 SH	New
JPMORGAN CHASE & CO	COM	$745K	0.2%	2,230 SH	New
KINROSS GOLD CORP	COM	$516K	0.2%Prev: 0.2%	22,001 SH	Increased-8,099 SH
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$713K	0.2%Prev: 0.4%	13,442 SH	Decreased-2,958 SH
LAM RESEARCH CORP	COM NEW	$1.2M	0.4%Prev: 0.2%	3,105 SH	Increased-1,668 SH
LEONARDO DRS INC	COM	$261K	0.1%	6,113 SH	New
LISTED FDS TR	WAHED DOW JONES	$678K	0.2%	17,793 SH	New
LISTED FDS TR	WAHED FTSE ETF	$567K	0.2%	7,993 SH	New
MARVELL TECHNOLOGY INC	COM	$421K	0.1%	1,549 SH	New
MERCADOLIBRE INC	COM	$341K	0.1%	196 SH	New
MERCK & CO INC	COM	$252K	0.1%	2,010 SH	New
META PLATFORMS INC	CL A	$1.4M	0.4%Prev: 0.7%	2,204 SH	Decreased+338 SH
MICROSOFT CORP	COM	$2.6M	0.8%Prev: 2.0%	6,701 SH	Decreased-1,135 SH
MORGAN STANLEY	COM NEW	$483K	0.2%Prev: 0.2%	2,278 SH	Increased-360 SH
MORGAN STANLEY EMERGING MKTS	COM	$686K	0.2%Prev: 0.3%	118,616 SH	Increased-6,388 SH
NEOS ETF TRUST	NASDAQ 100 HIGH	$1.4M	0.4%	24,563 SH	New
NEOS ETF TRUST	NEOS S&P 500 HI	$1.3M	0.4%	24,269 SH	New
NETFLIX INC.	COM	$341K	0.1%	4,601 SH	New
NEWMONT CORP	COM	$252K	0.1%Prev: 0.1%	2,696 SH	Increased-771 SH
NEXTERA ENERGY INC	COM	$590K	0.2%	6,831 SH	New
NUSCALE PWR CORP	CL A COM	$137K	0.0%Prev: 0.3%	13,458 SH	Decreased-2,183 SH
NVIDIA CORPORATION	COM	$10.0M	3.2%Prev: 4.7%	50,473 SH	Increased-7,999 SH
OAKTREE SPECIALTY LENDING	COM	$256K	0.1%	21,100 SH	New
OKLO INC	COM CL A	$337K	0.1%Prev: 0.3%	6,427 SH	Decreased-5,050 SH
ONEOK INC NEW	COM	$249K	0.1%Prev: 0.3%	2,901 SH	Decreased-4,017 SH
ORACLE CORP	COM	$289K	0.1%Prev: 0.2%	2,028 SH	Decreased+11 SH
PALANTIR TECHNOLOGIES INC	CL A	$693K	0.2%Prev: 0.4%	5,515 SH	Decreased-539 SH
PALO ALTO NETWORKS INC	COM	$506K	0.2%Prev: 0.2%	1,436 SH	Increased-676 SH
PIMCO DYNAMIC INCOME FD	SHS	$639K	0.2%Prev: 0.3%	38,225 SH	Decreased+3,748 SH
PROGRESSIVE CORP	COM	$422K	0.1%Prev: 0.3%	1,871 SH	Decreased-673 SH
PROSHARES TR	PSHS ULT NASB	$536K	0.2%	5,315 SH	New
PROSHARES TR	ULTRAPRO QQQ	$290K	0.1%	3,750 SH	New
PROSHARES TR	ULTRPRO DOW30	$270K	0.1%	3,850 SH	New
QUALCOMM INC	COM	$377K	0.1%Prev: 0.2%	2,072 SH	Decreased-657 SH
ROYAL GOLD INC	COM	$498K	0.2%Prev: 0.2%	2,504 SH	Increased-112 SH
SALESFORCE INC	COM	$415K	0.1%Prev: 0.9%	2,543 SH	Decreased-3,714 SH
SANDISK CORP	COM	$2.5M	0.8%	1,215 SH	New
SCHWAB STRATEGIC TR	1000 INDEX ETF	$856K	0.3%Prev: 0.3%	23,760 SH	Increased+7,198 SH
SCHWAB STRATEGIC TR	5 10YR CORP BD	$8.4M	2.7%Prev: 3.6%	370,730 SH	Increased+57,426 SH
SCHWAB STRATEGIC TR	FUND EM EQUI ETF	$1.1M	0.4%	28,342 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$3.6M	1.2%Prev: 0.5%	69,451 SH	Increased+47,193 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$6.1M	2.0%Prev: 1.4%	199,338 SH	Increased+81,705 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$2.2M	0.7%Prev: 0.8%	58,170 SH	Increased+3,700 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$1.9M	0.6%Prev: 0.9%	78,995 SH	Increased+8,298 SH
SCHWAB STRATEGIC TR	ULTRA SHORT INCM	$1.1M	0.3%	42,874 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$17.7M	5.8%Prev: 7.9%	519,599 SH	Increased-15,187 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$442K	0.1%Prev: 0.2%	12,146 SH	Increased+763 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$541K	0.2%Prev: 0.1%	15,180 SH	Increased+4,450 SH
SELECT SECTOR SPDR TR	ST STR DISCR ETF	$254K	0.1%	2,147 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$2.4M	0.8%	43,133 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$885K	0.3%	4,828 SH	New
SELECT SECTOR SPDR TR	ST STR REAL ETF	$352K	0.1%	7,973 SH	New
SELECT SECTOR SPDR TR	ST STR SVC ETF	$685K	0.2%	6,240 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$2.6M	0.9%	14,195 SH	New
SELECT SECTOR SPDR TR	ST STR UTIL ETF	$258K	0.1%	5,760 SH	New
SIMON PPTY GROUP INC NEW	COM	$494K	0.2%Prev: 0.2%	2,215 SH	Increased-72 SH
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$284K	0.1%	1,800 SH	New
SPDR GOLD TR	GOLD SHS	$484K	0.2%Prev: 0.2%	1,306 SH	Increased-71 SH
SPDR SERIES TRUST	ST STR FACTSET	$647K	0.2%	3,314 SH	New
SPDR SERIES TRUST	ST STR NYSE TECH	$249K	0.1%	660 SH	New
SPDR SERIES TRUST	ST STR P500VAL	$314K	0.1%	5,154 SH	New
SPDR SERIES TRUST	ST STR SP HCSVC	$371K	0.1%	2,722 SH	New
SPDR SERIES TRUST	ST STR SP INS	$459K	0.1%	7,350 SH	New
SPDR SERIES TRUST	ST STR SP SEMI	$1.2M	0.4%	2,040 SH	New
SPDR SERIES TRUST	ST STR SP TELCO	$1.4M	0.4%	6,045 SH	New
SPDR SERIES TRUST	ST STR SP500DIV	$212K	0.1%	4,431 SH	New
SPDR SERIES TRUST	ST STR SW SERV	$475K	0.2%	2,685 SH	New
STAG INDUSTRIAL INC	COM	$602K	0.2%	15,696 SH	New
STATE STR SPDR DOW JONES IND	UT SER 1	$1.8M	0.6%	3,397 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$25.6M	8.3%	34,316 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$323K	0.1%	728 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$1.2M	0.4%Prev: 0.5%	178,005 SH	Increased+14,165 SH
TESLA INC	COM	$2.4M	0.8%Prev: 1.4%	5,653 SH	Decreased-2,934 SH
UNITED STS LIME & MINERALS I	COM	$525K	0.2%Prev: 0.3%	4,953 SH	Decreased-1,038 SH
UNITEDHEALTH GROUP INC	COM	$406K	0.1%	953 SH	New
URANIUM ENERGY CORP	COM	$501K	0.2%Prev: 0.2%	47,511 SH	Increased
VANECK ETF TRUST	FALLEN ANGEL HG	$447K	0.1%Prev: 0.2%	15,357 SH	Increased+2,374 SH
VANECK ETF TRUST	IG FLOA RATE ETF	$214K	0.1%	8,396 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$30.2M	9.8%Prev: 1.6%	48,697 SH	Increased+37,186 SH
VANECK ETF TRUST	VANECK VIETNAM	$476K	0.2%	25,714 SH	New
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$213K	0.1%	2,921 SH	New
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$438K	0.1%	4,370 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$4.6M	1.5%Prev: 0.7%	6,725 SH	Increased+4,290 SH
VANGUARD INDEX FDS	SMALL CP ETF	$553K	0.2%Prev: 0.2%	1,834 SH	Increased+445 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$538K	0.2%Prev: 0.2%	1,486 SH	Increased+356 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$808K	0.3%Prev: 0.5%	2,187 SH	Decreased-862 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$1.0M	0.3%Prev: 0.5%	17,563 SH	Increased-818 SH
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	$361K	0.1%	3,195 SH	New
VANGUARD MALVERN FDS	CORE BD ETF	$8.5M	2.8%Prev: 4.8%	111,040 SH	Decreased-11,743 SH
VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$3.6M	1.2%	47,021 SH	New
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$496K	0.2%Prev: 0.6%	8,549 SH	Decreased-12,394 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.7M	1.2%Prev: 1.7%	15,809 SH	Increased-444 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$6.3M	2.0%	39,687 SH	New
VANGUARD WORLD FD	INF TECH ETF	$219K	0.1%	1,872 SH	New
VICTORY CAP HLDGS INC DEL	COM CL A	$520K	0.2%	6,060 SH	New
VISA INC	COM CL A	$776K	0.3%Prev: 0.5%	2,209 SH	Decreased-655 SH
WALMART INC	COM	$239K	0.1%	2,200 SH	New
WESTERN DIGITAL CORP	COM	$1.3M	0.4%	2,151 SH	New
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$570K	0.2%	13,213 SH	New
WORLD GOLD TR	SPDR GLD MINIS	$203K	0.1%Prev: 0.2%	2,538 SH	Decreased-2,390 SH

Sold (vs prior filing)

ABBOTT LABS — $219K
ADOBE INC — $675K
ALIBABA GROUP HLDG LTD — $204K
AMPLIFY ETF TR — $1.2M
ARIS WATER SOLUTIONS INC — $480K
BANK AMERICA CORP — $377K
BANK AMERICA CORP — $211K
BLUE OWL CAPITAL INC — $253K
CAPITAL GROUP DIVIDEND VALUE — $9.8M
CHEVRON CORP NEW — $231K
COSTCO WHSL CORP NEW — $1.1M
DIREXION SHS ETF TR — $243K
ENERGY TRANSFER L P — $229K
FEDERAL RLTY INVT TR NEW — $218K
FIDELITY NATIONAL FINANCIAL — $229K
FIRST TR EXCHANGE TRADED FD — $654K
FISERV INC — $300K
GALLAGHER ARTHUR J & CO — $293K
GLOBAL X FDS — $1.2M
GLOBAL X FDS — $1.4M
… and 37 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001842013-26-000002	$226.7M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000867	$254.2M	View
Nov 12, 2025