Kaizen Financial Strategies

CIK 0001842013 • 6 13F filings • Apr 9, 2025 – Jul 30, 2026

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Filer information

Filed by: Kaizen Financial Strategies, Chief Compliance Officer
Address: 2105 S BASCOM AVE, STE 295, CAMPBELL, CA, 95008
Phone: 408-819-9010
AUM: $226.7M

AUM over time

$254.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $236.5M162 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$274K	0.1%Prev: 0.2%	1,823 SH	Decreased-151 SH
ABBVIE INC	COM	$847K	0.4%Prev: 0.5%	4,052 SH	Decreased-148 SH
ADVANCED MICRO DEVICES INC	COM	$1.5M	0.6%Prev: 0.4%	5,498 SH	Increased-1,122 SH
AES CORP	COM	$322K	0.1%	22,185 SH	New
ALCOA CORP	COM	$287K	0.1%	4,072 SH	New
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$291K	0.1%	2,100 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$500K	0.2%Prev: 0.1%	47,550 SH	Increased+24,624 SH
ALLISON TRANSMISSION HLDGS I	COM	$314K	0.1%Prev: 0.1%	2,500 SH	Increased-100 SH
ALPHABET INC	CAP STK CL A	$3.8M	1.6%Prev: 1.1%	11,455 SH	Increased-689 SH
ALPHABET INC	CAP STK CL C	$7.8M	3.3%Prev: 2.1%	23,384 SH	Increased-209 SH
AMAZON COM INC	COM	$5.0M	2.1%Prev: 1.9%	20,129 SH	Increased+2,446 SH
AMERICAN EXPRESS CO	COM	$438K	0.2%	1,344 SH	New
AMGEN INC	COM	$483K	0.2%Prev: 0.3%	1,384 SH	Decreased-181 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$406K	0.2%Prev: 0.2%	5,222 SH	Increased-13 SH
AMPLIFY ETF TR	BLOCKCHAIN TECHN	$1.1M	0.5%	19,130 SH	New
APPLE INC	COM	$15.2M	6.4%Prev: 7.9%	57,584 SH	Increased-3,930 SH
APPLIED MATLS INC	COM	$871K	0.4%Prev: 0.3%	2,234 SH	Increased-1,119 SH
ARCHER AVIATION INC	COM CL A	$422K	0.2%Prev: 0.2%	69,374 SH	Increased+12,223 SH
ARGAN INC	COM	$1.6M	0.7%Prev: 0.4%	2,581 SH	Increased-2,189 SH
ARM HOLDINGS PLC	SPONSORED ADS	$446K	0.2%Prev: 0.2%	2,750 SH	Increased+250 SH
AXON ENTERPRISE INC	COM	$225K	0.1%Prev: 0.2%	572 SH	Decreased-6 SH
BANK AMERICA CORP	7.25%CNV PFD L	$396K	0.2%Prev: 0.2%	325 SH	Increased+39 SH
BANK AMERICA CORP	COM	$205K	0.1%	3,834 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$331K	0.1%Prev: 0.2%	696 SH	Decreased+72 SH
BLACKSTONE INC	COM	$3.2M	1.3%Prev: 2.3%	24,696 SH	Decreased-4,360 SH
BROADCOM INC	COM	$552K	0.2%	1,386 SH	New
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$12.6M	5.3%Prev: 4.8%	277,840 SH	Increased+43,154 SH
CARDINAL HEALTH INC	COM	$525K	0.2%	2,462 SH	New
CATERPILLAR INC	COM	$963K	0.4%Prev: 0.3%	1,247 SH	Increased-189 SH
CHEVRON CORPORATION	COM	$219K	0.1%	1,166 SH	New
CLEVELAND-CLIFFS INC NEW	COM	$131K	0.1%	13,471 SH	New
COSTCO WHOLESALE CORPORATION	COM	$823K	0.3%	833 SH	New
CUBESMART	COM	$230K	0.1%Prev: 0.1%	5,888 SH	Increased+1,197 SH
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$244K	0.1%	4,869 SH	New
DIREXION SHARES ETF TRUST	DAILY SEMICONDUC	$703K	0.3%	7,960 SH	New
DOW HLDGS INC	COM	$255K	0.1%	6,377 SH	New
ELI LILLY & CO	COM	$1.4M	0.6%Prev: 0.4%	1,580 SH	Increased+767 SH
EMCOR GROUP INC	COM	$327K	0.1%	413 SH	New
ENTERGY CORP NEW	COM	$552K	0.2%Prev: 0.2%	4,778 SH	Increased-89 SH
ETF SER SOLUTIONS	DEFIANCE QUANTUM	$1.1M	0.5%	8,666 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$553K	0.2%	8,384 SH	New
FIRST TR EXCHANGE-TRADED FD	WTR ETF	$377K	0.2%Prev: 0.2%	3,539 SH	Decreased-377 SH
FRANKLIN TEMPLETON ETF TR	FTSE MEXICO	$352K	0.1%	9,163 SH	New
GE AEROSPACE	COM NEW	$755K	0.3%Prev: 0.3%	2,530 SH	Increased+14 SH
GE VERNOVA INC	COM	$984K	0.4%	1,006 SH	New
GILEAD SCIENCES INC	COM	$320K	0.1%Prev: 0.1%	2,308 SH	Increased+88 SH
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$701K	0.3%	21,023 SH	New
HESS MIDSTREAM LP	CL A SHS	$308K	0.1%Prev: 0.3%	8,150 SH	Decreased-4,441 SH
HONEYWELL INTL INC	COM	$297K	0.1%Prev: 0.2%	1,296 SH	Increased+39 SH
INCYTE CORP	COM	$272K	0.1%	2,853 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$905K	0.4%Prev: 0.3%	17,869 SH	Increased+1,269 SH
INVESCO QQQ TR	UNIT SER 1	$2.6M	1.1%Prev: 1.2%	4,076 SH	Increased-524 SH
ISHARES INC	MSCI CDA ETF	$302K	0.1%Prev: 0.1%	5,210 SH	Increased+210 SH
ISHARES INC	MSCI JAPN SMCETF	$294K	0.1%	2,863 SH	New
ISHARES INC	MSCI SINGPOR ETF	$203K	0.1%	6,962 SH	New
ISHARES INC	MSCI SPAIN ETF	$350K	0.1%Prev: 0.1%	6,100 SH	Increased
ISHARES TR	CORE S&P US GWT	$752K	0.3%Prev: 0.4%	4,344 SH	Increased-836 SH
ISHARES TR	CORE S&P500 ETF	$383K	0.2%Prev: 0.3%	544 SH	Decreased-229 SH
ISHARES TR	ESG AW MSCI EAFE	$229K	0.1%	2,255 SH	New
ISHARES TR	FALN ANGLS USD	$469K	0.2%	17,246 SH	New
ISHARES TR	IBOXX INV CP ETF	$635K	0.3%Prev: 0.4%	5,807 SH	Decreased-168 SH
ISHARES TR	MRGSTR MD CP GRW	$467K	0.2%Prev: 0.2%	5,456 SH	Increased-348 SH
ISHARES TR	MSCI ACWI EX US	$325K	0.1%Prev: 0.1%	4,420 SH	Increased
ISHARES TR	MSCI POLAND ETF	$731K	0.3%	18,315 SH	New
ISHARES TR	RUS 2000 GRW ETF	$375K	0.2%Prev: 0.2%	1,075 SH	Increased-50 SH
ISHARES TR	RUSSELL 2000 ETF	$595K	0.3%Prev: 0.3%	29,763 SH	Increased+26,912 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$272K	0.1%	4,721 SH	New
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$7.1M	3.0%Prev: 1.9%	88,160 SH	Increased+35,312 SH
J P MORGAN EXCHANGE TRADED F	JPMORGAN INTL VL	$1.5M	0.7%	16,992 SH	New
JOBY AVIATION INC	COMMON STOCK	$100K	0.0%Prev: 0.1%	10,900 SH	Decreased-5,904 SH
JOHNSON & JOHNSON	COM	$213K	0.1%	909 SH	New
JPMORGAN CHASE & CO	COM	$733K	0.3%	2,364 SH	New
KINROSS GOLD CORP	COM	$755K	0.3%Prev: 0.2%	22,301 SH	Increased-7,799 SH
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$1.1M	0.5%Prev: 0.3%	14,400 SH	Increased-2,500 SH
LAM RESEARCH CORP	COM NEW	$862K	0.4%Prev: 0.2%	3,302 SH	Increased-1,661 SH
LEIDOS HOLDINGS INC	COM	$272K	0.1%Prev: 0.1%	1,740 SH	Increased
LENNAR CORP	CL A	$257K	0.1%Prev: 0.2%	2,891 SH	Decreased-140 SH
LEONARDO DRS INC	COM	$288K	0.1%	6,410 SH	New
LISTED FDS TR	WAHED DOW JONES	$394K	0.2%	11,774 SH	New
MAIN STR CAP CORP	COM	$213K	0.1%	3,976 SH	New
MARVELL TECHNOLOGY INC	COM	$207K	0.1%	1,549 SH	New
MERCK & CO INC	COM	$207K	0.1%	1,794 SH	New
META PLATFORMS INC	CL A	$1.6M	0.7%Prev: 0.6%	2,384 SH	Increased+694 SH
MICRON TECHNOLOGY INC	COM	$9K	0.0%	10,000 SH	New
MICROSOFT CORP	COM	$2.9M	1.2%Prev: 1.7%	6,998 SH	Increased-676 SH
MORGAN STANLEY	COM NEW	$429K	0.2%Prev: 0.2%	2,288 SH	Increased-329 SH
MORGAN STANLEY EMERGING MKTS	COM	$688K	0.3%	121,694 SH	New
NEOS ETF TRUST	BITCOIN HIGH INC	$285K	0.1%	7,962 SH	New
NEOS ETF TRUST	NASDAQ 100 HIGH	$2.0M	0.8%	36,751 SH	New
NEOS ETF TRUST	NEOS S&P 500 HI	$2.0M	0.8%	38,477 SH	New
NETFLIX INC.	COM	$630K	0.3%	5,849 SH	New
NEWMONT CORP	COM	$305K	0.1%	2,689 SH	New
NEXTERA ENERGY INC	COM	$630K	0.3%	6,859 SH	New
NUSCALE PWR CORP	CL A COM	$181K	0.1%Prev: 0.1%	15,862 SH	Decreased+1,421 SH
NVIDIA CORPORATION	COM	$10.3M	4.4%Prev: 3.7%	51,976 SH	Increased-7,637 SH
OKLO INC	COM CL A	$507K	0.2%Prev: 0.2%	7,895 SH	Increased-5,625 SH
ONEOK INC NEW	COM	$244K	0.1%Prev: 0.4%	2,869 SH	Decreased-3,921 SH
ORACLE CORP	COM	$390K	0.2%Prev: 0.2%	2,186 SH	Increased+148 SH
PALANTIR TECHNOLOGIES INC	CL A	$822K	0.3%Prev: 0.3%	5,755 SH	Increased-1,177 SH
PALO ALTO NETWORKS INC	COM	$238K	0.1%Prev: 0.2%	1,428 SH	Decreased-672 SH
PIMCO DYNAMIC INCOME FD	SHS	$641K	0.3%Prev: 0.4%	37,053 SH	Increased+4,706 SH
PROGRESSIVE CORP	COM	$383K	0.2%Prev: 0.3%	1,880 SH	Decreased+226 SH
PROSHARES TR	PSHS ULT NASB	$483K	0.2%	5,565 SH	New
QUALCOMM INC	COM	$288K	0.1%Prev: 0.3%	2,145 SH	Decreased-804 SH
ROYAL GOLD INC	COM	$668K	0.3%	2,548 SH	New
SALESFORCE INC	COM	$714K	0.3%Prev: 1.0%	3,940 SH	Decreased-2,456 SH
SANDISK CORP	COM	$1.1M	0.5%	1,193 SH	New
SCHWAB STRATEGIC TR	1000 INDEX ETF	$755K	0.3%Prev: 0.3%	22,338 SH	Increased+5,776 SH
SCHWAB STRATEGIC TR	5 10YR CORP BD	$8.4M	3.6%Prev: 3.9%	368,644 SH	Increased+64,273 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$1.7M	0.7%Prev: 0.8%	42,955 SH	Increased-2,478 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$1.1M	0.5%Prev: 0.5%	21,443 SH	Increased-815 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$2.7M	1.1%Prev: 1.6%	94,001 SH	Decreased-24,326 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$2.0M	0.8%Prev: 0.9%	57,105 SH	Increased+1,992 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$2.2M	0.9%Prev: 1.0%	86,789 SH	Increased+19,920 SH
SCHWAB STRATEGIC TR	ULTRA SHORT INCM	$2.0M	0.8%	79,122 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$271K	0.1%	8,799 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$17.8M	7.5%Prev: 7.6%	554,386 SH	Increased+26,444 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$382K	0.2%Prev: 0.2%	11,510 SH	Increased+168 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$447K	0.2%Prev: 0.2%	14,137 SH	Increased-3,467 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$787K	0.3%	6,622 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$252K	0.1%	2,145 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$857K	0.4%	43,133 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$230K	0.1%	1,352 SH	New
SELECT SECTOR SPDR TR	STATE STREET REA	$829K	0.4%	18,934 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$2.1M	0.9%	13,691 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$268K	0.1%	5,778 SH	New
SIMON PPTY GROUP INC NEW	COM	$422K	0.2%Prev: 0.2%	2,096 SH	Increased-52 SH
SPDR GOLD TR	GOLD SHS	$599K	0.3%Prev: 0.2%	1,361 SH	Increased+184 SH
SPDR SERIES TRUST	STATE STREET SPD	$4.9M	2.1%	35,919 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$205K	0.1%	385 SH	New
SPROTT ASSET MANAGEMENT LP	PHYSICAL SILVER	$271K	0.1%	10,600 SH	New
STAG INDUSTRIAL INC	COM	$657K	0.3%	16,925 SH	New
STATE STR SPDR DOW JONES IND	UT SER 1	$1.8M	0.7%	3,621 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$18.4M	7.8%	26,225 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$253K	0.1%	695 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$1.2M	0.5%Prev: 0.4%	174,506 SH	Increased+59,327 SH
TESLA INC	COM	$2.4M	1.0%Prev: 1.8%	6,128 SH	Decreased-5,616 SH
UNITED STS LIME & MINERALS I	COM	$662K	0.3%Prev: 0.3%	4,953 SH	Increased-938 SH
UNITEDHEALTH GROUP INC	COM	$273K	0.1%Prev: 0.2%	861 SH	Decreased+336 SH
URANIUM ENERGY CORP	COM	$728K	0.3%	48,011 SH	New
VANECK ETF TRUST	FALLEN ANGEL HG	$432K	0.2%Prev: 0.1%	14,766 SH	Increased+7,816 SH
VANECK ETF TRUST	IG FLOATING RATE	$212K	0.1%	8,334 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$5.2M	2.2%Prev: 1.4%	55,110 SH	Increased+43,519 SH
VANECK ETF TRUST	VANECK VIETNAM	$380K	0.2%	20,314 SH	New
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$214K	0.1%	2,901 SH	New
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$436K	0.2%	4,363 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	0.6%Prev: 0.7%	2,210 SH	Increased-197 SH
VANGUARD INDEX FDS	SMALL CP ETF	$600K	0.3%Prev: 0.3%	2,148 SH	Increased+188 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$456K	0.2%Prev: 0.3%	1,385 SH	Decreased-444 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$954K	0.4%Prev: 0.5%	2,758 SH	Increased-291 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$1.0M	0.4%Prev: 0.4%	17,544 SH	Increased+2,070 SH
VANGUARD MALVERN FDS	CORE BD ETF	$9.9M	4.2%Prev: 5.3%	127,046 SH	Increased+7,598 SH
VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$2.8M	1.2%	35,667 SH	New
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$908K	0.4%Prev: 0.4%	15,526 SH	Increased+4,485 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.2M	1.3%Prev: 1.9%	14,046 SH	Decreased-3,272 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$3.5M	1.5%	22,948 SH	New
VANGUARD WORLD FD	INF TECH ETF	$214K	0.1%	270 SH	New
VICTORY CAP HLDGS INC DEL	COM CL A	$437K	0.2%	6,060 SH	New
VISA INC	COM CL A	$717K	0.3%Prev: 0.5%	2,274 SH	Decreased-423 SH
WESTERN DIGITAL CORP	COM	$808K	0.3%	2,234 SH	New
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$514K	0.2%	12,573 SH	New
WISDOMTREE TR	BLMBG US BULL	$207K	0.1%	8,000 SH	New

Sold (vs prior filing)

ABBOTT LABS — $212K
ADOBE INC — $701K
AMPLIFY ETF TR — $742K
ARIS WATER SOLUTIONS INC — $636K
BLUE OWL CAPITAL INC — $249K
CHEVRON CORP NEW — $412K
COSTCO WHSL CORP NEW — $1.1M
DIREXION SHS ETF TR — $216K
EASTERLY GOVT PPTYS INC — $111K
ENERGY TRANSFER L P — $216K
EOS ENERGY ENTERPRISES INC — $40K
FEDERAL RLTY INVT TR NEW — $215K
FIDELITY NATIONAL FINANCIAL — $269K
FIRST TR EXCHANGE TRADED FD — $538K
FISERV INC — $383K
GALLAGHER ARTHUR J & CO — $314K
GARMIN LTD — $367K
GLOBAL X FDS — $1.5M
GLOBAL X FDS — $1.7M
INVESCO EXCH TRADED FD TR II — $238K
… and 31 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001842013-26-000002	$226.7M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000867	$254.2M	View
Nov 12, 2025