Kaizen Financial Strategies

CIK 0001842013 • 6 13F filings • Apr 9, 2025 – Jul 30, 2026

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Filer information

Filed by: Kaizen Financial Strategies, Chief Compliance Officer
Address: 2105 S BASCOM AVE, STE 295, CAMPBELL, CA, 95008
Phone: 408-819-9010
AUM: $226.7M

AUM over time

$254.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $226.7M155 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$293K	0.1%Prev: 0.1%	1,830 SH	Decreased+2 SH
ABBVIE INC	COM	$946K	0.4%Prev: 0.4%	4,139 SH	Decreased+311 SH
ADVANCED MICRO DEVICES INC	COM	$1.2M	0.5%Prev: 1.2%	5,602 SH	Decreased+677 SH
AES CORP	COM	$211K	0.1%Prev: 0.1%	14,700 SH	Decreased-3,147 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$308K	0.1%	2,100 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$453K	0.2%Prev: 0.2%	42,337 SH	Decreased-11,069 SH
ALLISON TRANSMISSION HLDGS I	COM	$245K	0.1%Prev: 0.1%	2,500 SH	Decreased
ALPHABET INC	CAP STK CL A	$3.6M	1.6%Prev: 1.5%	11,405 SH	Decreased+137 SH
ALPHABET INC	CAP STK CL C	$7.4M	3.3%Prev: 3.0%	23,703 SH	Decreased+1,476 SH
AMAZON COM INC	COM	$5.1M	2.3%Prev: 1.6%	22,224 SH	Increased+5,831 SH
AMERICAN EXPRESS CO	COM	$614K	0.3%Prev: 0.1%	1,661 SH	Increased+625 SH
AMGEN INC	COM	$448K	0.2%Prev: 0.2%	1,369 SH	Decreased-21 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$428K	0.2%Prev: 0.2%	5,323 SH	Decreased+104 SH
AMPLIFY ETF TR	BLOCKCHAIN TECHN	$1.1M	0.5%	19,230 SH	New
APPLE INC	COM	$16.1M	7.1%Prev: 6.9%	59,258 SH	Decreased+6,359 SH
APPLIED MATLS INC	COM	$577K	0.3%Prev: 0.4%	2,243 SH	Decreased+279 SH
ARCHER AVIATION INC	COM CL A	$610K	0.3%Prev: 0.1%	81,051 SH	Increased+36,076 SH
ARGAN INC	COM	$1.1M	0.5%Prev: 0.4%	3,423 SH	Increased+879 SH
ARM HOLDINGS PLC	SPONSORED ADS	$312K	0.1%Prev: 0.2%	2,850 SH	Decreased+1,170 SH
AXON ENTERPRISE INC	COM	$327K	0.1%Prev: 0.1%	575 SH	Increased-87 SH
BANK AMERICA CORP	7.25%CNV PFD L	$401K	0.2%	320 SH	New
BANK AMERICA CORP	COM	$228K	0.1%	4,154 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$356K	0.2%Prev: 0.1%	709 SH	Increased+263 SH
BLACKSTONE INC	COM	$4.2M	1.8%Prev: 0.9%	27,127 SH	Increased+5,637 SH
BROADCOM INC	COM	$365K	0.2%Prev: 0.2%	1,054 SH	Decreased-332 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$13.3M	5.9%	304,926 SH	New
CARDINAL HEALTH INC	COM	$506K	0.2%Prev: 0.2%	2,460 SH	Decreased-3 SH
CATERPILLAR INC	COM	$690K	0.3%Prev: 0.3%	1,205 SH	Decreased+202 SH
CLEVELAND-CLIFFS INC NEW	COM	$166K	0.1%	12,522 SH	New
COSTCO WHSL CORP NEW	COM	$885K	0.4%	1,027 SH	New
CUBESMART	COM	$221K	0.1%Prev: 0.1%	6,134 SH	Increased+282 SH
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$296K	0.1%Prev: 0.1%	5,903 SH	Decreased-1,279 SH
DIREXION SHS ETF TR	DLY FIN BULL NEW	$248K	0.1%	1,475 SH	New
DIREXION SHS ETF TR	DLY SCOND 3XBU	$320K	0.1%	7,610 SH	New
DIREXION SHS ETF TR	DLY SMCAP BULL3X	$202K	0.1%	4,425 SH	New
DIREXION SHS ETF TR	NAS100 EQL WGT	$254K	0.1%	2,479 SH	New
ELI LILLY & CO	COM	$1.9M	0.9%Prev: 0.6%	1,805 SH	Increased+477 SH
EMCOR GROUP INC	COM	$240K	0.1%Prev: 0.1%	393 SH	Increased+100 SH
ENTERGY CORP NEW	COM	$442K	0.2%Prev: 0.2%	4,778 SH	Decreased
ETF SER SOLUTIONS	DEFIANCE QUANTUM	$923K	0.4%	8,416 SH	New
FIDELITY NATIONAL FINANCIAL	COM SHS	$208K	0.1%	3,812 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$599K	0.3%	8,378 SH	New
FIRST TR EXCHANGE-TRADED FD	WTR ETF	$384K	0.2%	3,533 SH	New
FRANKLIN TEMPLETON ETF TR	FTSE MEXICO	$284K	0.1%Prev: 0.1%	8,394 SH	Decreased-743 SH
GE AEROSPACE	COM NEW	$774K	0.3%Prev: 0.3%	2,513 SH	Decreased-12 SH
GE VERNOVA INC	COM	$423K	0.2%Prev: 0.4%	648 SH	Decreased-372 SH
GILEAD SCIENCES INC	COM	$277K	0.1%Prev: 0.2%	2,261 SH	Decreased-723 SH
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$431K	0.2%Prev: 0.3%	11,135 SH	Decreased-8,155 SH
HESS MIDSTREAM LP	CL A SHS	$321K	0.1%Prev: 0.1%	9,294 SH	Increased+814 SH
HONEYWELL INTL INC	COM	$250K	0.1%	1,281 SH	New
INTUITIVE SURGICAL INC	COM NEW	$233K	0.1%	411 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$746K	0.3%Prev: 0.4%	16,400 SH	Decreased
INVESCO QQQ TR	UNIT SER 1	$2.5M	1.1%Prev: 2.5%	4,027 SH	Decreased-4,558 SH
ISHARES INC	MSCI CDA ETF	$270K	0.1%Prev: 0.1%	5,010 SH	Decreased-400 SH
ISHARES INC	MSCI ITALY ETF	$424K	0.2%	7,800 SH	New
ISHARES INC	MSCI SINGPOR ETF	$306K	0.1%Prev: 0.1%	11,139 SH	Increased+4,178 SH
ISHARES INC	MSCI SPAIN ETF	$329K	0.1%Prev: 0.1%	6,100 SH	Decreased
ISHARES TR	CORE S&P US GWT	$729K	0.3%Prev: 0.4%	4,339 SH	Decreased-313 SH
ISHARES TR	CORE S&P500 ETF	$385K	0.2%Prev: 0.2%	561 SH	Decreased+18 SH
ISHARES TR	FALN ANGLS USD	$442K	0.2%Prev: 0.4%	16,182 SH	Decreased-21,335 SH
ISHARES TR	IBOXX INV CP ETF	$663K	0.3%Prev: 0.1%	6,014 SH	Increased+2,627 SH
ISHARES TR	MRGSTR MD CP GRW	$442K	0.2%Prev: 0.2%	5,538 SH	Decreased+168 SH
ISHARES TR	MSCI ACWI EX US	$297K	0.1%Prev: 0.1%	4,420 SH	Decreased
ISHARES TR	MSCI POLAND ETF	$623K	0.3%Prev: 0.3%	17,718 SH	Decreased+874 SH
ISHARES TR	RUS 2000 GRW ETF	$347K	0.2%Prev: 0.2%	1,075 SH	Decreased
ISHARES TR	RUSSELL 2000 ETF	$554K	0.2%Prev: 0.2%	15,762 SH	Decreased+13,648 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$209K	0.1%Prev: 0.1%	3,643 SH	Decreased-227 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$5.9M	2.6%Prev: 2.0%	79,310 SH	Increased+16,507 SH
JOBY AVIATION INC	COMMON STOCK	$148K	0.1%	11,204 SH	New
JPMORGAN CHASE & CO.	COM	$759K	0.3%	2,356 SH	New
KINROSS GOLD CORP	COM	$628K	0.3%Prev: 0.2%	22,301 SH	Increased+1,275 SH
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$1.1M	0.5%Prev: 0.2%	15,100 SH	Increased+2,998 SH
LAM RESEARCH CORP	COM NEW	$786K	0.3%Prev: 0.4%	4,590 SH	Decreased+1,417 SH
LEIDOS HOLDINGS INC	COM	$314K	0.1%Prev: 0.1%	1,740 SH	Increased-2 SH
LENNAR CORP	CL A	$357K	0.2%	3,472 SH	New
LISTED FDS TR	WAHED FTSE ETF	$217K	0.1%Prev: 0.3%	3,505 SH	Decreased-5,381 SH
LULULEMON ATHLETICA INC	COM	$247K	0.1%	1,190 SH	New
MAIN STR CAP CORP	COM	$236K	0.1%	3,907 SH	New
META PLATFORMS INC	CL A	$1.4M	0.6%Prev: 0.5%	2,099 SH	Increased+380 SH
MICROSOFT CORP	COM	$3.6M	1.6%Prev: 1.3%	7,522 SH	Increased+1,023 SH
MORGAN STANLEY	COM NEW	$403K	0.2%Prev: 0.2%	2,271 SH	Decreased-8 SH
MORGAN STANLEY EMERGING MKTS	COM	$630K	0.3%Prev: 0.3%	115,969 SH	Decreased-16,532 SH
NEOS ETF TRUST	BITCOIN HIGH INC	$350K	0.2%	7,962 SH	New
NEOS ETF TRUST	NASDAQ 100 HIGH	$1.9M	0.8%Prev: 0.4%	34,707 SH	Increased+17,685 SH
NEOS ETF TRUST	NEOS S&P 500 HI	$1.9M	0.8%Prev: 0.3%	36,384 SH	Increased+19,863 SH
NETFLIX INC	COM	$512K	0.2%	5,458 SH	New
NEWMONT CORP	COM	$297K	0.1%Prev: 0.1%	2,974 SH	Decreased+270 SH
NEXTERA ENERGY INC	COM	$647K	0.3%Prev: 0.2%	8,062 SH	Increased+478 SH
NUSCALE PWR CORP	CL A COM	$215K	0.1%Prev: 0.0%	15,175 SH	Increased+2,219 SH
NVIDIA CORPORATION	COM	$10.1M	4.4%Prev: 4.4%	53,976 SH	Decreased+5,120 SH
OKLO INC	COM CL A	$591K	0.3%Prev: 0.1%	8,242 SH	Increased+2,274 SH
ONEOK INC NEW	COM	$367K	0.2%Prev: 0.1%	4,998 SH	Increased+2,168 SH
ORACLE CORP	COM	$453K	0.2%Prev: 0.1%	2,323 SH	Increased+369 SH
PALANTIR TECHNOLOGIES INC	CL A	$968K	0.4%Prev: 0.4%	5,444 SH	Decreased+54 SH
PALO ALTO NETWORKS INC	COM	$333K	0.1%Prev: 0.2%	1,810 SH	Decreased+380 SH
PIMCO DYNAMIC INCOME FD	SHS	$639K	0.3%Prev: 0.2%	36,060 SH	Increased-2,841 SH
PROGRESSIVE CORP	COM	$471K	0.2%Prev: 0.1%	2,068 SH	Increased+308 SH
PROSHARES TR	PSHS ULT NASB	$424K	0.2%Prev: 0.2%	5,315 SH	Decreased
PROSHARES TR II	ULTRA GOLD	$571K	0.3%	10,289 SH	New
QUALCOMM INC	COM	$394K	0.2%Prev: 0.1%	2,304 SH	Increased+412 SH
ROYAL GOLD INC	COM	$571K	0.3%Prev: 0.2%	2,569 SH	Decreased+72 SH
SALESFORCE INC	COM	$1.2M	0.5%Prev: 0.2%	4,355 SH	Increased+2,546 SH
SANDISK CORP	COM	$297K	0.1%Prev: 0.8%	1,250 SH	Decreased+50 SH
SCHWAB CHARLES CORP	COM	$210K	0.1%	2,101 SH	New
SCHWAB STRATEGIC TR	1000 INDEX ETF	$689K	0.3%Prev: 0.4%	21,003 SH	Decreased-3,412 SH
SCHWAB STRATEGIC TR	5 10YR CORP BD	$8.0M	3.5%Prev: 2.9%	348,578 SH	Increased-372 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$1.8M	0.8%	49,560 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$969K	0.4%Prev: 2.2%	21,443 SH	Decreased-83,061 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$2.2M	1.0%Prev: 2.9%	81,881 SH	Decreased-162,920 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$1.6M	0.7%Prev: 1.3%	50,144 SH	Decreased-45,368 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$2.3M	1.0%Prev: 0.5%	93,542 SH	Increased+37,223 SH
SCHWAB STRATEGIC TR	LONG TERM US	$3.8M	1.7%	120,863 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$17.7M	7.8%Prev: 6.6%	543,716 SH	Increased+79,451 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$345K	0.2%Prev: 0.2%	11,481 SH	Decreased-710 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$402K	0.2%Prev: 0.2%	14,117 SH	Decreased-3,115 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$738K	0.3%	6,272 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$351K	0.2%	2,942 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$862K	0.4%	15,733 SH	New
SELECT SECTOR SPDR TR	STATE STREET REA	$884K	0.4%	21,917 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$2.0M	0.9%	13,690 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$233K	0.1%	5,460 SH	New
SIMON PPTY GROUP INC NEW	COM	$383K	0.2%Prev: 0.2%	2,068 SH	Decreased-168 SH
SLM CORP	COM	$231K	0.1%	8,541 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$2.0M	0.9%	4,092 SH	New
SPDR GOLD TR	GOLD SHS	$546K	0.2%Prev: 0.2%	1,377 SH	Increased+71 SH
SPDR S&P 500 ETF TR	TR UNIT	$18.9M	8.4%	27,768 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$4.0M	1.8%	31,578 SH	New
SPROTT ASSET MANAGEMENT LP	PHYSICAL SILVER	$232K	0.1%	9,800 SH	New
STAG INDL INC	COM	$616K	0.3%	16,747 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$1.1M	0.5%Prev: 0.5%	171,380 SH	Decreased-14,775 SH
TESLA INC	COM	$3.0M	1.3%Prev: 0.8%	6,669 SH	Increased+1,239 SH
UNITED STS LIME & MINERALS I	COM	$596K	0.3%Prev: 0.2%	4,978 SH	Increased+244 SH
UNITED STS OIL FD LP	UNITS	$441K	0.2%	6,372 SH	New
URANIUM ENERGY CORP	COM	$555K	0.2%Prev: 0.2%	47,511 SH	Increased
VANECK ETF TRUST	FALLEN ANGEL HG	$415K	0.2%Prev: 0.2%	14,124 SH	Decreased-1,382 SH
VANECK ETF TRUST	IG FLOATING RATE	$213K	0.1%	8,346 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$3.5M	1.5%Prev: 2.5%	23,228 SH	Decreased+12,889 SH
VANECK ETF TRUST	VANECK VIETNAM	$357K	0.2%Prev: 0.1%	18,721 SH	Increased-590 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$213K	0.1%Prev: 0.1%	2,873 SH	Decreased-895 SH
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$337K	0.1%Prev: 0.2%	3,357 SH	Decreased-2,011 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	0.6%Prev: 3.5%	2,219 SH	Decreased-10,610 SH
VANGUARD INDEX FDS	SMALL CP ETF	$367K	0.2%	1,425 SH	New
VANGUARD INDEX FDS	SML CP GRW ETF	$415K	0.2%	1,374 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$946K	0.4%	2,821 SH	New
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$943K	0.4%Prev: 0.4%	17,544 SH	Decreased+2 SH
VANGUARD MALVERN FDS	CORE BD ETF	$10.1M	4.4%Prev: 2.9%	129,117 SH	Increased+28,352 SH
VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$1.0M	0.5%Prev: 1.4%	13,188 SH	Decreased-35,764 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$1.0M	0.5%Prev: 0.1%	17,701 SH	Increased+12,499 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.8M	1.7%Prev: 1.3%	17,295 SH	Increased+3,281 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$471K	0.2%Prev: 2.8%	3,281 SH	Decreased-42,647 SH
VICTORY CAP HLDGS INC	COM CL A	$382K	0.2%	6,060 SH	New
VISA INC	COM CL A	$947K	0.4%Prev: 0.3%	2,700 SH	Increased+688 SH
WESTERN DIGITAL CORP	COM	$444K	0.2%Prev: 0.3%	2,576 SH	Decreased+629 SH
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$463K	0.2%Prev: 0.2%	11,713 SH	Decreased-1,605 SH
WORLD GOLD TR	SPDR GLD MINIS	$323K	0.1%Prev: 0.1%	3,780 SH	Decreased-543 SH

Sold (vs prior filing)

ALLSTATE CORP — $215K
AMPLIFY ETF TR — $1.2M
BANK OF AMER CORP — $406K
BANK OF AMER CORP — $213K
CAPITAL GROUP DIVIDEND VALUE — $12.0M
CHARLES SCHWAB CORP (THE) — $205K
CHEVRON CORPORATION — $276K
COSTCO WHOLESALE CORPORATION — $742K
DHT HOLDINGS INC — $246K
DIREXION SHARES ETF TRUST — $951K
DIREXION SHARES ETF TRUST — $220K
ELASTIC N V — $268K
ETF SER SOLUTIONS — $1.3M
FIRST TR EXCHANGE-TRADED FD — $865K
HONEYWELL AEROSPACE INC — $238K
INCYTE CORP — $289K
INTEL CORP — $278K
INTERNATIONAL BUSINESS MACHS — $205K
ISHARES INC — $310K
ISHARES INC — $261K
… and 49 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001842013-26-000002	$226.7M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000867	$254.2M	View
Nov 12, 2025