Kaizen Financial Strategies

CIK 0001842013 • 6 13F filings • Apr 9, 2025 – Jul 30, 2026

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Filer information

Filed by: Kaizen Financial Strategies, Chief Compliance Officer
Address: 2105 S BASCOM AVE, STE 295, CAMPBELL, CA, 95008
Phone: 408-819-9010
AUM: $226.7M

AUM over time

$254.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $196.8M150 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$301K	0.2%Prev: 0.1%	1,977 SH	Increased+154 SH
ABBOTT LABS	COM	$219K	0.1%	1,612 SH	New
ABBVIE INC	COM	$810K	0.4%Prev: 0.4%	4,362 SH	Decreased+310 SH
ADOBE INC	COM	$675K	0.3%	1,746 SH	New
ADVANCED MICRO DEVICES INC	COM	$858K	0.4%Prev: 0.6%	6,047 SH	Decreased+549 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$204K	0.1%Prev: 0.1%	1,800 SH	Decreased-300 SH
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$363K	0.2%Prev: 0.2%	32,931 SH	Decreased-14,619 SH
ALLISON TRANSMISSION HLDGS I	COM	$237K	0.1%Prev: 0.1%	2,500 SH	Decreased
ALPHABET INC	CAP STK CL A	$2.3M	1.2%Prev: 1.6%	12,980 SH	Decreased+1,525 SH
ALPHABET INC	CAP STK CL C	$4.2M	2.1%Prev: 3.3%	23,503 SH	Decreased+119 SH
AMAZON COM INC	COM	$4.7M	2.4%Prev: 2.1%	21,393 SH	Decreased+1,264 SH
AMGEN INC	COM	$469K	0.2%Prev: 0.2%	1,682 SH	Decreased+298 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$452K	0.2%Prev: 0.2%	5,235 SH	Increased+13 SH
AMPLIFY ETF TR	BLOCKCHAIN LDR	$1.2M	0.6%	20,330 SH	New
APPLE INC	COM	$12.7M	6.4%Prev: 6.4%	61,808 SH	Decreased+4,224 SH
APPLIED MATLS INC	COM	$628K	0.3%Prev: 0.4%	3,429 SH	Decreased+1,195 SH
ARCHER AVIATION INC	COM CL A	$716K	0.4%Prev: 0.2%	65,951 SH	Increased-3,423 SH
ARGAN INC	COM	$1.0M	0.5%Prev: 0.7%	4,620 SH	Decreased+2,039 SH
ARIS WATER SOLUTIONS INC	CLASS A COM	$480K	0.2%	20,289 SH	New
ARM HOLDINGS PLC	SPONSORED ADS	$650K	0.3%Prev: 0.2%	4,019 SH	Increased+1,269 SH
AXON ENTERPRISE INC	COM	$474K	0.2%Prev: 0.1%	573 SH	Increased+1 SH
BANK AMERICA CORP	7.25%CNV PFD L	$377K	0.2%Prev: 0.2%	311 SH	Decreased-14 SH
BANK AMERICA CORP	COM	$211K	0.1%Prev: 0.1%	4,453 SH	Increased+619 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$348K	0.2%Prev: 0.1%	717 SH	Increased+21 SH
BLACKSTONE INC	COM	$4.5M	2.3%Prev: 1.3%	29,940 SH	Increased+5,244 SH
BLUE OWL CAPITAL INC	COM CL A	$253K	0.1%	13,155 SH	New
BROADCOM INC	COM	$335K	0.2%Prev: 0.2%	1,217 SH	Decreased-169 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$9.8M	5.0%Prev: 5.3%	247,459 SH	Decreased-30,381 SH
CARDINAL HEALTH INC	COM	$438K	0.2%Prev: 0.2%	2,610 SH	Decreased+148 SH
CATERPILLAR INC	COM	$462K	0.2%Prev: 0.4%	1,191 SH	Decreased-56 SH
CHEVRON CORP NEW	COM	$231K	0.1%	1,610 SH	New
CLEVELAND-CLIFFS INC NEW	COM	$88K	0.0%Prev: 0.1%	11,571 SH	Decreased-1,900 SH
COSTCO WHSL CORP NEW	COM	$1.1M	0.6%	1,155 SH	New
CUBESMART	COM	$207K	0.1%Prev: 0.1%	4,866 SH	Decreased-1,022 SH
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$232K	0.1%Prev: 0.1%	4,710 SH	Decreased-159 SH
DIREXION SHS ETF TR	NAS100 EQL WGT	$243K	0.1%	2,467 SH	New
ELI LILLY & CO	COM	$1.6M	0.8%Prev: 0.6%	2,053 SH	Increased+473 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$229K	0.1%	12,631 SH	New
ENTERGY CORP NEW	COM	$420K	0.2%Prev: 0.2%	5,052 SH	Decreased+274 SH
FEDERAL RLTY INVT TR NEW	SH BEN INT NEW	$218K	0.1%	2,294 SH	New
FIDELITY NATIONAL FINANCIAL	COM SHS	$229K	0.1%	4,085 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$654K	0.3%	8,656 SH	New
FIRST TR EXCHANGE-TRADED FD	WTR ETF	$380K	0.2%Prev: 0.2%	3,521 SH	Increased-18 SH
FISERV INC	COM	$300K	0.2%	1,738 SH	New
FRANKLIN TEMPLETON ETF TR	FTSE MEXICO	$251K	0.1%Prev: 0.1%	8,450 SH	Decreased-713 SH
GALLAGHER ARTHUR J & CO	COM	$293K	0.1%	915 SH	New
GE AEROSPACE	COM NEW	$651K	0.3%Prev: 0.3%	2,527 SH	Decreased-3 SH
GE VERNOVA INC	COM	$214K	0.1%Prev: 0.4%	405 SH	Decreased-601 SH
GILEAD SCIENCES INC	COM	$271K	0.1%Prev: 0.1%	2,443 SH	Decreased+135 SH
GLOBAL X FDS	NASDAQ 100 COVER	$1.2M	0.6%	74,113 SH	New
GLOBAL X FDS	S&P 500 COVERED	$1.4M	0.7%	36,017 SH	New
HESS MIDSTREAM LP	CL A SHS	$494K	0.3%Prev: 0.1%	12,822 SH	Increased+4,672 SH
HONEYWELL INTL INC	COM	$296K	0.2%Prev: 0.1%	1,271 SH	Decreased-25 SH
INTUITIVE SURGICAL INC	COM NEW	$220K	0.1%	404 SH	New
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$202K	0.1%	2,775 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$669K	0.3%Prev: 0.4%	16,400 SH	Decreased-1,469 SH
INVESCO QQQ TR	UNIT SER 1	$2.5M	1.3%Prev: 1.1%	4,528 SH	Decreased+452 SH
ISHARES INC	MSCI CDA ETF	$231K	0.1%Prev: 0.1%	5,000 SH	Decreased-210 SH
ISHARES INC	MSCI ITALY ETF	$347K	0.2%	7,200 SH	New
ISHARES INC	MSCI SPAIN ETF	$269K	0.1%Prev: 0.1%	6,100 SH	Decreased
ISHARES TR	20 YR TR BD ETF	$312K	0.2%	3,531 SH	New
ISHARES TR	CORE S&P US GWT	$712K	0.4%Prev: 0.3%	4,732 SH	Decreased+388 SH
ISHARES TR	CORE S&P500 ETF	$480K	0.2%Prev: 0.2%	773 SH	Increased+229 SH
ISHARES TR	FALN ANGLS USD	$413K	0.2%Prev: 0.2%	15,222 SH	Decreased-2,024 SH
ISHARES TR	IBOXX INV CP ETF	$697K	0.4%Prev: 0.3%	6,356 SH	Increased+549 SH
ISHARES TR	MRGSTR MD CP GRW	$410K	0.2%Prev: 0.2%	5,113 SH	Decreased-343 SH
ISHARES TR	MSCI ACWI EX US	$269K	0.1%Prev: 0.1%	4,420 SH	Decreased
ISHARES TR	MSCI POLAND ETF	$387K	0.2%Prev: 0.3%	12,000 SH	Decreased-6,315 SH
ISHARES TR	RUS 2000 GRW ETF	$350K	0.2%Prev: 0.2%	1,225 SH	Decreased+150 SH
ISHARES TR	RUSSELL 2000 ETF	$600K	0.3%Prev: 0.3%	2,783 SH	Increased-26,980 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$4.7M	2.4%Prev: 3.0%	66,401 SH	Decreased-21,759 SH
JOBY AVIATION INC	COMMON STOCK	$125K	0.1%Prev: 0.0%	11,804 SH	Increased+904 SH
JPMORGAN CHASE & CO.	COM	$688K	0.3%	2,374 SH	New
KINROSS GOLD CORP	COM	$470K	0.2%Prev: 0.3%	30,100 SH	Decreased+7,799 SH
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$762K	0.4%Prev: 0.5%	16,400 SH	Decreased+2,000 SH
LAM RESEARCH CORP	COM NEW	$465K	0.2%Prev: 0.4%	4,773 SH	Decreased+1,471 SH
LEIDOS HOLDINGS INC	COM	$275K	0.1%Prev: 0.1%	1,740 SH	Increased
LENNAR CORP	CL A	$361K	0.2%Prev: 0.1%	3,264 SH	Increased+373 SH
MAIN STR CAP CORP	COM	$208K	0.1%Prev: 0.1%	3,517 SH	Decreased-459 SH
META PLATFORMS INC	CL A	$1.4M	0.7%Prev: 0.7%	1,866 SH	Decreased-518 SH
MICROSOFT CORP	COM	$3.9M	2.0%Prev: 1.2%	7,836 SH	Increased+838 SH
MORGAN STANLEY	COM NEW	$372K	0.2%Prev: 0.2%	2,638 SH	Decreased+350 SH
MORGAN STANLEY EMERGING MKTS	COM	$640K	0.3%Prev: 0.3%	125,004 SH	Decreased+3,310 SH
NETFLIX INC	COM	$1.1M	0.5%	791 SH	New
NEWMONT CORP	COM	$202K	0.1%Prev: 0.1%	3,467 SH	Decreased+778 SH
NEXTERA ENERGY INC	UNIT 09/01/2025	$427K	0.2%	10,752 SH	New
NOVO-NORDISK A S	ADR	$231K	0.1%	3,354 SH	New
NUSCALE PWR CORP	CL A COM	$619K	0.3%Prev: 0.1%	15,641 SH	Increased-221 SH
NVIDIA CORPORATION	COM	$9.2M	4.7%Prev: 4.4%	58,472 SH	Decreased+6,496 SH
OKLO INC	COM CL A	$643K	0.3%Prev: 0.2%	11,477 SH	Increased+3,582 SH
ONEOK INC NEW	COM	$565K	0.3%Prev: 0.1%	6,918 SH	Increased+4,049 SH
ORACLE CORP	COM	$441K	0.2%Prev: 0.2%	2,017 SH	Increased-169 SH
PALANTIR TECHNOLOGIES INC	CL A	$825K	0.4%Prev: 0.3%	6,054 SH	Increased+299 SH
PALO ALTO NETWORKS INC	COM	$432K	0.2%Prev: 0.1%	2,112 SH	Increased+684 SH
PIMCO DYNAMIC INCOME FD	SHS	$654K	0.3%Prev: 0.3%	34,477 SH	Increased-2,576 SH
PROGRESSIVE CORP	COM	$679K	0.3%Prev: 0.2%	2,544 SH	Increased+664 SH
PROSHARES TR	BITCOIN ETF	$200K	0.1%	9,310 SH	New
PROSHARES TR II	ULTRA VIX SHORT	$5K	0.0%	13,600 SH	New
QUALCOMM INC	COM	$435K	0.2%Prev: 0.1%	2,729 SH	Increased+584 SH
ROYAL GOLD INC	COM	$465K	0.2%Prev: 0.3%	2,616 SH	Decreased+68 SH
SALESFORCE INC	COM	$1.7M	0.9%Prev: 0.3%	6,257 SH	Increased+2,317 SH
SCHWAB STRATEGIC TR	1000 INDEX ETF	$494K	0.3%Prev: 0.3%	16,562 SH	Decreased-5,776 SH
SCHWAB STRATEGIC TR	5 10YR CORP BD	$7.1M	3.6%Prev: 3.6%	313,304 SH	Decreased-55,340 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$1.4M	0.7%Prev: 0.7%	42,779 SH	Decreased-176 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$891K	0.5%Prev: 0.5%	22,258 SH	Decreased+815 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$2.8M	1.4%Prev: 1.1%	117,633 SH	Increased+23,632 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$1.6M	0.8%Prev: 0.8%	54,470 SH	Decreased-2,635 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$1.8M	0.9%Prev: 0.9%	70,697 SH	Decreased-16,092 SH
SCHWAB STRATEGIC TR	LONG TERM US	$3.8M	1.9%	118,697 SH	New
SCHWAB STRATEGIC TR	US AGGREGATE B	$234K	0.1%	10,060 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$15.6M	7.9%Prev: 7.5%	534,786 SH	Decreased-19,600 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$319K	0.2%Prev: 0.2%	11,383 SH	Decreased-127 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$271K	0.1%Prev: 0.2%	10,730 SH	Decreased-3,407 SH
SELECT SECTOR SPDR TR	COMMUNICATION	$680K	0.3%	6,267 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$819K	0.4%	15,630 SH	New
SELECT SECTOR SPDR TR	INDL	$229K	0.1%	1,552 SH	New
SELECT SECTOR SPDR TR	RL EST SEL SEC	$792K	0.4%	19,118 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$233K	0.1%	1,070 SH	New
SELECT SECTOR SPDR TR	SBI INT-UTILS	$309K	0.2%	3,780 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$1.8M	0.9%	7,097 SH	New
SERVICENOW INC	COM	$287K	0.1%	279 SH	New
SIMON PPTY GROUP INC NEW	COM	$368K	0.2%Prev: 0.2%	2,287 SH	Decreased+191 SH
SLM CORP	COM	$302K	0.2%	9,214 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$2.0M	1.0%	4,571 SH	New
SPDR GOLD TR	GOLD SHS	$420K	0.2%Prev: 0.3%	1,377 SH	Decreased+16 SH
SPDR S&P 500 ETF TR	TR UNIT	$16.6M	8.4%	26,858 SH	New
SPDR SERIES TRUST	COMP SOFTWARE	$524K	0.3%	2,760 SH	New
SPDR SERIES TRUST	FACTST INV ETF	$628K	0.3%	3,314 SH	New
SPDR SERIES TRUST	S&P INS ETF	$501K	0.3%	8,388 SH	New
SPDR SERIES TRUST	S&P SEMICNDCTR	$513K	0.3%	2,000 SH	New
SPDR SERIES TRUST	S&P TELECOM	$718K	0.4%	6,120 SH	New
STAG INDL INC	COM	$595K	0.3%	16,414 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$983K	0.5%Prev: 0.5%	163,840 SH	Decreased-10,666 SH
TESLA INC	COM	$2.7M	1.4%Prev: 1.0%	8,587 SH	Increased+2,459 SH
UNITED STS LIME & MINERALS I	COM	$598K	0.3%Prev: 0.3%	5,991 SH	Decreased+1,038 SH
UNITED STS OIL FD LP	UNITS	$559K	0.3%	7,648 SH	New
URANIUM ENERGY CORP	COM	$323K	0.2%Prev: 0.3%	47,511 SH	Decreased-500 SH
VANECK ETF TRUST	FALLEN ANGEL HG	$380K	0.2%Prev: 0.2%	12,983 SH	Decreased-1,783 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$3.2M	1.6%Prev: 2.2%	11,511 SH	Decreased-43,599 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	0.7%Prev: 0.6%	2,435 SH	Decreased+225 SH
VANGUARD INDEX FDS	SMALL CP ETF	$329K	0.2%Prev: 0.3%	1,389 SH	Decreased-759 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$313K	0.2%Prev: 0.2%	1,130 SH	Decreased-255 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$927K	0.5%Prev: 0.4%	3,049 SH	Decreased+291 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$909K	0.5%Prev: 0.4%	18,381 SH	Decreased+837 SH
VANGUARD MALVERN FDS	CORE BD ETF	$9.5M	4.8%Prev: 4.2%	122,783 SH	Decreased-4,263 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$1.2M	0.6%Prev: 0.4%	20,943 SH	Increased+5,417 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.3M	1.7%Prev: 1.3%	16,253 SH	Increased+2,207 SH
VICTORY CAP HLDGS INC	COM CL A	$411K	0.2%	6,460 SH	New
VISA INC	COM CL A	$1.0M	0.5%Prev: 0.3%	2,864 SH	Increased+590 SH
WORLD GOLD TR	SPDR GLD MINIS	$323K	0.2%	4,928 SH	New

Sold (vs prior filing)

AES CORP — $322K
ALCOA CORP — $287K
AMERICAN EXPRESS CO — $438K
AMPLIFY ETF TR — $1.1M
CHEVRON CORPORATION — $219K
COSTCO WHOLESALE CORPORATION — $823K
DIREXION SHARES ETF TRUST — $703K
DOW HLDGS INC — $255K
EMCOR GROUP INC — $327K
ETF SER SOLUTIONS — $1.1M
FIRST TR EXCHANGE-TRADED FD — $553K
GRAYSCALE BITCOIN MINI TR ET — $701K
INCYTE CORP — $272K
ISHARES INC — $294K
ISHARES INC — $203K
ISHARES TR — $229K
J P MORGAN EXCHANGE TRADED F — $272K
J P MORGAN EXCHANGE TRADED F — $1.5M
JOHNSON & JOHNSON — $213K
JPMORGAN CHASE & CO — $733K
… and 40 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001842013-26-000002	$226.7M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000867	$254.2M	View
Nov 12, 2025