Kaizen Financial Strategies

CIK 0001842013 • 6 13F filings • Apr 9, 2025 – Jul 30, 2026

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Filer information

Filed by: Kaizen Financial Strategies, Chief Compliance Officer
Address: 2105 S BASCOM AVE, STE 295, CAMPBELL, CA, 95008
Phone: 408-819-9010
AUM: $226.7M

AUM over time

$254.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $254.2M177 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$300K	0.1%Prev: 0.1%	1,828 SH	Decreased-5 SH
ABBVIE INC	COM	$1.0M	0.4%Prev: 0.4%	3,828 SH	Increased-230 SH
ADVANCED MICRO DEVICES INC	COM	$3.0M	1.2%Prev: 0.6%	4,925 SH	Increased-697 SH
AES CORP	COM	$266K	0.1%	17,847 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$520K	0.2%Prev: 0.2%	53,406 SH	Increased+14,864 SH
ALLISON TRANSMISSION HLDGS I	COM	$283K	0.1%Prev: 0.1%	2,500 SH	Increased
ALLSTATE CORP	COM	$215K	0.1%	967 SH	New
ALPHABET INC	CAP STK CL A	$3.9M	1.5%Prev: 1.5%	11,268 SH	Increased-395 SH
ALPHABET INC	CAP STK CL C	$7.6M	3.0%Prev: 2.9%	22,227 SH	Increased-252 SH
AMAZON COM INC	COM	$4.1M	1.6%Prev: 2.3%	16,393 SH	Decreased-4,197 SH
AMERICAN EXPRESS CO	COM	$315K	0.1%Prev: 0.3%	1,036 SH	Decreased-706 SH
AMGEN INC	COM	$586K	0.2%Prev: 0.2%	1,390 SH	Increased+30 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$633K	0.2%Prev: 0.2%	5,219 SH	Increased-116 SH
AMPLIFY ETF TR	BLOCK TECHN ETF	$1.2M	0.5%	19,130 SH	New
APPLE INC	COM	$17.6M	6.9%Prev: 7.5%	52,899 SH	Increased-8,428 SH
APPLIED MATLS INC	COM	$1.0M	0.4%Prev: 0.3%	1,964 SH	Increased-605 SH
ARCHER AVIATION INC	COM CL A	$224K	0.1%Prev: 0.3%	44,975 SH	Decreased-19,519 SH
ARGAN INC	COM	$962K	0.4%Prev: 0.6%	2,544 SH	Decreased-2,051 SH
ARM HOLDINGS PLC	SPONSORED ADS	$487K	0.2%Prev: 0.2%	1,680 SH	Decreased-1,670 SH
AXON ENTERPRISE INC	COM	$280K	0.1%Prev: 0.2%	662 SH	Decreased+89 SH
BANK OF AMER CORP	7.25%CNV PFD L	$406K	0.2%	333 SH	New
BANK OF AMER CORP	COM	$213K	0.1%	3,905 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$222K	0.1%Prev: 0.2%	446 SH	Decreased-313 SH
BLACKSTONE INC	COM	$2.4M	0.9%Prev: 1.7%	21,490 SH	Decreased-5,418 SH
BROADCOM INC	COM	$487K	0.2%Prev: 0.2%	1,386 SH	Increased+127 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREAT UNIT	$12.0M	4.7%	245,374 SH	New
CARDINAL HEALTH INC	COM	$548K	0.2%Prev: 0.2%	2,463 SH	Increased-147 SH
CATERPILLAR INC	COM	$814K	0.3%Prev: 0.3%	1,003 SH	Increased-199 SH
CHARLES SCHWAB CORP (THE)	COM	$205K	0.1%	2,093 SH	New
CHEVRON CORPORATION	COM	$276K	0.1%	1,353 SH	New
COSTCO WHOLESALE CORPORATION	COM	$742K	0.3%	815 SH	New
CUBESMART	COM	$220K	0.1%Prev: 0.1%	5,852 SH	Decreased-282 SH
DHT HOLDINGS INC	SHS NEW	$246K	0.1%	10,916 SH	New
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$342K	0.1%Prev: 0.1%	7,182 SH	Increased+2,413 SH
DIREXION SHARES ETF TRUST	DAI SEM BUL ETF	$951K	0.4%	6,429 SH	New
DIREXION SHARES ETF TRUST	NASDAQ 100 EQ WT	$220K	0.1%	1,836 SH	New
ELASTIC N V	ORD SHS	$268K	0.1%	2,923 SH	New
ELI LILLY & CO	COM	$1.5M	0.6%Prev: 0.9%	1,328 SH	Decreased-895 SH
EMCOR GROUP INC	COM	$221K	0.1%	293 SH	New
ENTERGY CORP NEW	COM	$474K	0.2%Prev: 0.2%	4,778 SH	Increased-100 SH
ETF SER SOLUTIONS	DEFIA QUANT ETF	$1.3M	0.5%	8,616 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$865K	0.3%	8,391 SH	New
FRANKLIN TEMPLETON ETF TR	FTSE MEXICO	$316K	0.1%Prev: 0.1%	9,137 SH	Increased+900 SH
GE AEROSPACE	COM NEW	$789K	0.3%Prev: 0.3%	2,525 SH	Increased+176 SH
GE VERNOVA INC	COM	$969K	0.4%Prev: 0.1%	1,020 SH	Increased+613 SH
GILEAD SCIENCES INC	COM	$445K	0.2%Prev: 0.1%	2,984 SH	Increased+729 SH
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$713K	0.3%	19,290 SH	New
HESS MIDSTREAM LP	CL A SHS	$317K	0.1%Prev: 0.1%	8,480 SH	Decreased-1,341 SH
HONEYWELL AEROSPACE INC	COM	$238K	0.1%	1,536 SH	New
INCYTE CORP	COM	$289K	0.1%	2,383 SH	New
INTEL CORP	COM	$278K	0.1%	2,310 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$205K	0.1%	933 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$1.1M	0.4%Prev: 0.3%	16,400 SH	Increased
INVESCO QQQ TR	UNIT SER 1	$6.4M	2.5%Prev: 1.2%	8,585 SH	Increased+4,299 SH
ISHARES INC	MSCI CDA ETF	$316K	0.1%Prev: 0.1%	5,410 SH	Increased+400 SH
ISHARES INC	MSCI JAPN SMCETF	$310K	0.1%	2,831 SH	New
ISHARES INC	MSCI SINGPOR ETF	$232K	0.1%	6,961 SH	New
ISHARES INC	MSCI SPAIN ETF	$361K	0.1%Prev: 0.1%	6,100 SH	Increased
ISHARES INC	MSCI TAIWAN ETF	$261K	0.1%	2,310 SH	New
ISHARES TR	20+ YEAR TR BD	$523K	0.2%	25,800 SH	New
ISHARES TR	CORE S&P US GWT	$901K	0.4%Prev: 0.3%	4,652 SH	Increased+320 SH
ISHARES TR	CORE S&P500 ETF	$416K	0.2%Prev: 0.2%	543 SH	Increased-18 SH
ISHARES TR	ESG AW MSCI EAFE	$216K	0.1%	2,100 SH	New
ISHARES TR	FALN ANGLS USD	$973K	0.4%Prev: 0.2%	37,517 SH	Increased+22,198 SH
ISHARES TR	IBOXX INV CP ETF	$346K	0.1%Prev: 0.3%	3,387 SH	Decreased-2,816 SH
ISHARES TR	INVT GRD CORP BD	$246K	0.1%	10,805 SH	New
ISHARES TR	MRGSTR MD CP GRW	$504K	0.2%Prev: 0.2%	5,370 SH	Increased-153 SH
ISHARES TR	MSCI ACWI EX US	$334K	0.1%Prev: 0.1%	4,420 SH	Increased
ISHARES TR	MSCI POLAND ETF	$747K	0.3%Prev: 0.2%	16,844 SH	Increased+1,394 SH
ISHARES TR	RUS 2000 GRW ETF	$384K	0.2%Prev: 0.2%	1,075 SH	Increased-25 SH
ISHARES TR	RUSSELL 2000 ETF	$587K	0.2%Prev: 0.2%	2,114 SH	Increased+53 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$218K	0.1%	3,870 SH	New
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$5.2M	2.0%Prev: 2.5%	62,803 SH	Decreased-12,517 SH
J P MORGAN EXCHANGE TRADED F	JPMORGAN INTL VL	$2.5M	1.0%	26,069 SH	New
JOHNSON & JOHNSON	COM	$228K	0.1%	861 SH	New
JPMORGAN CHASE & CO	COM	$716K	0.3%	2,164 SH	New
KINROSS GOLD CORP	COM	$506K	0.2%Prev: 0.2%	21,026 SH	Decreased-1,725 SH
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$517K	0.2%Prev: 0.5%	12,102 SH	Decreased-2,998 SH
LAM RESEARCH CORP	COM NEW	$1.0M	0.4%Prev: 0.4%	3,173 SH	Increased-1,623 SH
LEIDOS HOLDINGS INC	COM	$212K	0.1%Prev: 0.2%	1,742 SH	Decreased-1 SH
LEONARDO DRS INC	COM	$218K	0.1%	5,946 SH	New
LISTED FDS TR	WAHED DOW JONES	$685K	0.3%	18,614 SH	New
LISTED FDS TR	WAHED FTSE ETF	$665K	0.3%Prev: 0.1%	8,886 SH	Increased+5,381 SH
MARVELL TECHNOLOGY INC	COM	$436K	0.2%	1,651 SH	New
MERCADOLIBRE INC	COM	$382K	0.2%	221 SH	New
MERCK & CO INC	COM	$291K	0.1%	2,000 SH	New
META PLATFORMS INC	CL A	$1.2M	0.5%Prev: 0.6%	1,719 SH	Increased-288 SH
MICROSOFT CORP	COM	$3.3M	1.3%Prev: 1.7%	6,499 SH	Decreased-846 SH
MORGAN STANLEY	COM NEW	$429K	0.2%Prev: 0.2%	2,279 SH	Increased+21 SH
MORGAN STANLEY EMERGING MKTS	COM	$697K	0.3%Prev: 0.3%	132,501 SH	Increased+16,532 SH
NEOS ETF TRUST	NASDAQ 100 HIGH	$946K	0.4%Prev: 0.8%	17,022 SH	Decreased-16,730 SH
NEOS ETF TRUST	NEOS S&P 500 HI	$878K	0.3%Prev: 0.8%	16,521 SH	Decreased-18,528 SH
NETFLIX INC.	COM	$284K	0.1%	4,081 SH	New
NEWMONT CORP	COM	$312K	0.1%Prev: 0.1%	2,704 SH	Increased-264 SH
NEXTERA ENERGY INC	COM	$574K	0.2%Prev: 0.3%	7,584 SH	Decreased-907 SH
NUSCALE PWR CORP	CL A COM	$102K	0.0%Prev: 0.3%	12,956 SH	Decreased-5,659 SH
NUVEEN MUN HIGH INCOME OPPOR	COM	$348K	0.1%	38,832 SH	New
NVIDIA CORPORATION	COM	$11.2M	4.4%Prev: 4.8%	48,856 SH	Increased-7,496 SH
OKLO INC	COM CL A	$221K	0.1%Prev: 0.4%	5,968 SH	Decreased-2,769 SH
ONEOK INC NEW	COM	$241K	0.1%Prev: 0.2%	2,830 SH	Decreased-2,650 SH
ORACLE CORP	COM	$268K	0.1%Prev: 0.3%	1,954 SH	Decreased-589 SH
PALANTIR TECHNOLOGIES INC	CL A	$1.0M	0.4%Prev: 0.4%	5,390 SH	Increased-62 SH
PALO ALTO NETWORKS INC	COM	$568K	0.2%Prev: 0.2%	1,430 SH	Increased-486 SH
PIMCO DYNAMIC INCOME FD	SHS	$546K	0.2%Prev: 0.3%	38,901 SH	Decreased+4,090 SH
PROGRESSIVE CORP	COM	$365K	0.1%Prev: 0.2%	1,760 SH	Decreased-502 SH
PROSHARES TR	PSHS ULT NASB	$614K	0.2%	5,315 SH	New
PROSHARES TR	ULTRAPRO QQQ	$293K	0.1%	3,750 SH	New
PROSHARES TR	ULTRPRO DOW30	$242K	0.1%	3,850 SH	New
QUALCOMM INC	COM	$348K	0.1%Prev: 0.2%	1,892 SH	Decreased-199 SH
ROYAL GOLD INC	COM	$589K	0.2%Prev: 0.2%	2,497 SH	Increased-72 SH
SALESFORCE INC	COM	$415K	0.2%Prev: 0.6%	1,809 SH	Decreased-3,542 SH
SANDISK CORP	COM	$2.1M	0.8%Prev: 0.1%	1,200 SH	Increased+71 SH
SCHWAB STRATEGIC TR	1000 INDEX ETF	$895K	0.4%Prev: 0.3%	24,415 SH	Increased+3,412 SH
SCHWAB STRATEGIC TR	5 10YR CORP BD	$7.5M	2.9%Prev: 3.5%	348,950 SH	Decreased+13,934 SH
SCHWAB STRATEGIC TR	FUND EM EQUI ETF	$936K	0.4%	22,360 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$5.6M	2.2%Prev: 0.4%	104,504 SH	Increased+83,061 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$7.5M	2.9%Prev: 1.0%	244,801 SH	Increased+159,520 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$3.3M	1.3%Prev: 0.7%	95,512 SH	Increased+44,388 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$1.3M	0.5%Prev: 0.9%	56,319 SH	Decreased-25,626 SH
SCHWAB STRATEGIC TR	ULTRA SHORT INCM	$3.8M	1.5%	152,193 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$16.7M	6.6%Prev: 8.0%	464,265 SH	Decreased-82,936 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$415K	0.2%Prev: 0.2%	12,191 SH	Increased+760 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$562K	0.2%Prev: 0.1%	17,232 SH	Increased+6,173 SH
SELECT SECTOR SPDR TR	ST STR CARE ETF	$214K	0.1%	1,270 SH	New
SELECT SECTOR SPDR TR	ST STR DISCR ETF	$234K	0.1%	2,149 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$859K	0.3%	16,095 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$382K	0.2%	2,286 SH	New
SELECT SECTOR SPDR TR	ST STR REAL ETF	$306K	0.1%	7,476 SH	New
SELECT SECTOR SPDR TR	ST STR SVC ETF	$693K	0.3%	6,242 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$2.7M	1.1%	13,980 SH	New
SIMON PPTY GROUP INC NEW	COM	$449K	0.2%Prev: 0.2%	2,236 SH	Increased-57 SH
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$537K	0.2%	3,559 SH	New
SPDR GOLD TR	GOLD SHS	$497K	0.2%Prev: 0.2%	1,306 SH	Decreased-71 SH
SPDR SERIES TRUST	ST STR FACTSET	$690K	0.3%	3,464 SH	New
SPDR SERIES TRUST	ST STR NYSE TECH	$252K	0.1%	660 SH	New
SPDR SERIES TRUST	ST STR P500VAL	$316K	0.1%	5,173 SH	New
SPDR SERIES TRUST	ST STR SP HCSVC	$364K	0.1%	2,750 SH	New
SPDR SERIES TRUST	ST STR SP INS	$503K	0.2%	8,600 SH	New
SPDR SERIES TRUST	ST STR SP PHARMA	$228K	0.1%	3,500 SH	New
SPDR SERIES TRUST	ST STR SP SEMI	$1.1M	0.4%	2,140 SH	New
SPDR SERIES TRUST	ST STR SP TELCO	$611K	0.2%	3,010 SH	New
SPDR SERIES TRUST	ST STR SP500DIV	$203K	0.1%	4,467 SH	New
SPDR SERIES TRUST	ST STR SW SERV	$561K	0.2%	2,885 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$203K	0.1%	417 SH	New
STAG INDUSTRIAL INC	COM	$543K	0.2%	15,155 SH	New
STATE STR SPDR DOW JONES IND	UT SER 1	$1.7M	0.7%	3,300 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$10.2M	4.0%	13,352 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$337K	0.1%	738 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$1.1M	0.5%Prev: 0.5%	186,155 SH	Increased+22,657 SH
TESLA INC	COM	$1.9M	0.8%Prev: 1.3%	5,430 SH	Decreased-1,207 SH
UNITED STS LIME & MINERALS I	COM	$535K	0.2%Prev: 0.3%	4,734 SH	Decreased-669 SH
UNITEDHEALTH GROUP INC	COM	$346K	0.1%	944 SH	New
URANIUM ENERGY CORP	COM	$449K	0.2%Prev: 0.3%	47,511 SH	Decreased
VANECK ETF TRUST	FALLEN ANGEL HG	$431K	0.2%Prev: 0.2%	15,506 SH	Increased+1,369 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$6.3M	2.5%Prev: 1.5%	10,339 SH	Increased+816 SH
VANECK ETF TRUST	VANECK VIETNAM	$327K	0.1%	19,311 SH	New
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$264K	0.1%Prev: 0.1%	3,768 SH	Increased+914 SH
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$506K	0.2%Prev: 0.1%	5,368 SH	Increased+2,568 SH
VANGUARD INDEX FDS	MRNGSTR SM CP GR	$502K	0.2%	1,485 SH	New
VANGUARD INDEX FDS	MRNGSTR SML CAP	$523K	0.2%	1,839 SH	New
VANGUARD INDEX FDS	MRNGSTR SML CP V	$210K	0.1%	907 SH	New
VANGUARD INDEX FDS	MRNGSTR TTL STK	$832K	0.3%	2,222 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$9.0M	3.5%Prev: 0.6%	12,829 SH	Increased+10,612 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$1.0M	0.4%Prev: 0.4%	17,542 SH	Increased+326 SH
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	$266K	0.1%	2,295 SH	New
VANGUARD MALVERN FDS	CORE BD ETF	$7.4M	2.9%Prev: 4.5%	100,765 SH	Decreased-27,262 SH
VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$3.6M	1.4%Prev: 0.4%	48,952 SH	Increased+37,276 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$299K	0.1%Prev: 0.5%	5,202 SH	Decreased-14,551 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.3M	1.3%Prev: 1.6%	14,014 SH	Decreased-2,199 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$7.1M	2.8%	45,928 SH	New
VANGUARD WORLD FD	INF TECH ETF	$235K	0.1%	1,872 SH	New
VICTORY CAP HLDGS INC DEL	COM CL A	$665K	0.3%	6,010 SH	New
VISA INC	COM CL A	$723K	0.3%Prev: 0.4%	2,012 SH	Decreased-865 SH
VOLATILITY SHS TR	2X BITCOIN ETF	$248K	0.1%	12,650 SH	New
WESTERN DIGITAL CORP	COM	$885K	0.3%Prev: 0.2%	1,947 SH	Increased-624 SH
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$591K	0.2%Prev: 0.2%	13,318 SH	Increased+3,706 SH
WORLD GOLD TR	SPDR GLD MINIS	$355K	0.1%Prev: 0.1%	4,323 SH	Increased+624 SH

Sold (vs prior filing)

ADOBE INC — $300K
ALIBABA GROUP HLDG LTD — $268K
AMPLIFY ETF TR — $1.3M
BANK AMERICA CORP — $402K
BANK AMERICA CORP — $220K
CAPITAL GROUP DIVIDEND VALUE — $12.3M
COSTCO WHSL CORP NEW — $946K
DIREXION SHS ETF TR — $238K
DIREXION SHS ETF TR — $250K
ENERGY TRANSFER L P — $213K
ETF SER SOLUTIONS — $929K
FIDELITY NATIONAL FINANCIAL — $215K
FIRST TR EXCHANGE TRADED FD — $623K
FIRST TR EXCHANGE-TRADED FD — $393K
HONEYWELL INTL INC — $249K
INTUITIVE SURGICAL INC — $224K
ISHARES INC — $404K
JOBY AVIATION INC — $160K
JPMORGAN CHASE & CO. — $737K
LENNAR CORP — $460K
… and 31 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001842013-26-000002	$226.7M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000867	$254.2M	View
Nov 12, 2025