Kaizen Financial Strategies

CIK 0001842013 • 6 13F filings • Apr 9, 2025 – Jul 30, 2026

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Filer information

Filed by: Kaizen Financial Strategies, Chief Compliance Officer
Address: 2105 S BASCOM AVE, STE 295, CAMPBELL, CA, 95008
Phone: 408-819-9010
AUM: $226.7M

AUM over time

$254.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $221.2M151 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$300K	0.1%Prev: 0.1%	1,833 SH	Increased+5 SH
ABBVIE INC	COM	$889K	0.4%Prev: 0.3%	4,058 SH	Decreased-34 SH
ADOBE INC	COM	$300K	0.1%	915 SH	New
ADVANCED MICRO DEVICES INC	COM	$1.3M	0.6%Prev: 1.0%	5,622 SH	Decreased+167 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$268K	0.1%	1,600 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$417K	0.2%Prev: 0.2%	38,542 SH	Decreased-14,889 SH
ALLISON TRANSMISSION HLDGS I	COM	$204K	0.1%Prev: 0.1%	2,500 SH	Decreased
ALPHABET INC	CAP STK CL A	$3.3M	1.5%Prev: 1.3%	11,663 SH	Decreased+338 SH
ALPHABET INC	CAP STK CL C	$6.4M	2.9%Prev: 2.6%	22,479 SH	Decreased+50 SH
AMAZON COM INC	COM	$5.0M	2.3%Prev: 1.4%	20,590 SH	Increased+2,753 SH
AMERICAN EXPRESS CO	COM	$637K	0.3%Prev: 0.1%	1,742 SH	Increased+516 SH
AMGEN INC	COM	$429K	0.2%Prev: 0.2%	1,360 SH	Decreased-33 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$454K	0.2%Prev: 0.2%	5,335 SH	Decreased+113 SH
AMPLIFY ETF TR	BLOCKCHAIN LDR	$1.3M	0.6%	19,830 SH	New
APPLE INC	COM	$16.5M	7.5%Prev: 5.3%	61,327 SH	Increased+5,748 SH
APPLIED MATLS INC	COM	$600K	0.3%Prev: 0.4%	2,569 SH	Decreased+509 SH
ARCHER AVIATION INC	COM CL A	$573K	0.3%Prev: 0.1%	64,494 SH	Increased+16,688 SH
ARGAN INC	COM	$1.4M	0.6%Prev: 0.6%	4,595 SH	Decreased+2,024 SH
ARM HOLDINGS PLC	SPONSORED ADS	$530K	0.2%Prev: 0.2%	3,350 SH	Decreased+1,670 SH
AXON ENTERPRISE INC	COM	$336K	0.2%Prev: 0.1%	573 SH	Decreased-99 SH
BANK AMERICA CORP	7.25%CNV PFD L	$402K	0.2%	320 SH	New
BANK AMERICA CORP	COM	$220K	0.1%	4,136 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$374K	0.2%Prev: 0.1%	759 SH	Increased+54 SH
BLACKSTONE INC	COM	$3.9M	1.7%Prev: 0.8%	26,908 SH	Increased+5,638 SH
BROADCOM INC	COM	$448K	0.2%Prev: 0.2%	1,259 SH	Decreased-46 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$12.3M	5.6%	290,285 SH	New
CARDINAL HEALTH INC	COM	$517K	0.2%Prev: 0.2%	2,610 SH	Decreased+147 SH
CATERPILLAR INC	COM	$685K	0.3%Prev: 4.0%	1,202 SH	Decreased-11,301 SH
COSTCO WHSL CORP NEW	COM	$946K	0.4%	1,024 SH	New
CUBESMART	COM	$227K	0.1%Prev: 0.1%	6,134 SH	Decreased+355 SH
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$239K	0.1%Prev: 0.1%	4,769 SH	Decreased-385 SH
DIREXION SHS ETF TR	DLY FIN BULL NEW	$238K	0.1%	1,475 SH	New
DIREXION SHS ETF TR	NAS100 EQL WGT	$250K	0.1%	2,474 SH	New
ELI LILLY & CO	COM	$2.1M	0.9%Prev: 0.6%	2,223 SH	Increased+759 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$213K	0.1%	12,609 SH	New
ENTERGY CORP NEW	COM	$467K	0.2%Prev: 0.2%	4,878 SH	Decreased+100 SH
ETF SER SOLUTIONS	DEFIANCE QUANTUM	$929K	0.4%	8,416 SH	New
FIDELITY NATIONAL FINANCIAL	COM SHS	$215K	0.1%	3,943 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$623K	0.3%	8,354 SH	New
FIRST TR EXCHANGE-TRADED FD	WTR ETF	$393K	0.2%Prev: 0.1%	3,526 SH	Increased+1,409 SH
FRANKLIN TEMPLETON ETF TR	FTSE MEXICO	$270K	0.1%Prev: 0.1%	8,237 SH	Decreased-726 SH
GE AEROSPACE	COM NEW	$717K	0.3%Prev: 0.3%	2,349 SH	Decreased-174 SH
GE VERNOVA INC	COM	$224K	0.1%Prev: 0.4%	407 SH	Decreased-596 SH
GILEAD SCIENCES INC	COM	$278K	0.1%Prev: 0.1%	2,255 SH	Decreased-529 SH
HESS MIDSTREAM LP	CL A SHS	$329K	0.1%Prev: 0.1%	9,821 SH	Increased+1,550 SH
HONEYWELL INTL INC	COM	$249K	0.1%	1,273 SH	New
INTUITIVE SURGICAL INC	COM NEW	$224K	0.1%	409 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$743K	0.3%Prev: 0.3%	16,400 SH	Decreased
INVESCO QQQ TR	UNIT SER 1	$2.6M	1.2%Prev: 1.4%	4,286 SH	Decreased-1,779 SH
ISHARES INC	MSCI CDA ETF	$249K	0.1%Prev: 0.1%	5,010 SH	Decreased-200 SH
ISHARES INC	MSCI ITALY ETF	$404K	0.2%	7,800 SH	New
ISHARES INC	MSCI SPAIN ETF	$309K	0.1%Prev: 0.1%	6,100 SH	Decreased
ISHARES TR	CORE S&P US GWT	$719K	0.3%Prev: 0.3%	4,332 SH	Decreased-315 SH
ISHARES TR	CORE S&P500 ETF	$378K	0.2%Prev: 0.1%	561 SH	Decreased+17 SH
ISHARES TR	FALN ANGLS USD	$418K	0.2%Prev: 0.2%	15,319 SH	Decreased-8,145 SH
ISHARES TR	IBOXX INV CP ETF	$688K	0.3%Prev: 0.2%	6,203 SH	Increased+381 SH
ISHARES TR	MRGSTR MD CP GRW	$445K	0.2%Prev: 0.2%	5,523 SH	Decreased+163 SH
ISHARES TR	MSCI ACWI EX US	$291K	0.1%Prev: 0.1%	4,420 SH	Decreased
ISHARES TR	MSCI POLAND ETF	$525K	0.2%Prev: 0.2%	15,450 SH	Decreased-1,494 SH
ISHARES TR	RUS 2000 GRW ETF	$352K	0.2%Prev: 0.1%	1,100 SH	Decreased+25 SH
ISHARES TR	RUSSELL 2000 ETF	$495K	0.2%Prev: 2.5%	2,061 SH	Decreased-24,102 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$5.6M	2.5%Prev: 2.2%	75,320 SH	Decreased-6,565 SH
JOBY AVIATION INC	COMMON STOCK	$160K	0.1%	11,204 SH	New
JPMORGAN CHASE & CO.	COM	$737K	0.3%	2,351 SH	New
KINROSS GOLD CORP	COM	$541K	0.2%Prev: 0.2%	22,751 SH	Increased+750 SH
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$1.1M	0.5%Prev: 0.2%	15,100 SH	Increased+1,658 SH
LAM RESEARCH CORP	COM NEW	$778K	0.4%Prev: 0.4%	4,796 SH	Decreased+1,691 SH
LEIDOS HOLDINGS INC	COM	$339K	0.2%	1,743 SH	New
LENNAR CORP	CL A	$460K	0.2%	3,819 SH	New
LISTED FDS TR	WAHED FTSE ETF	$212K	0.1%Prev: 0.2%	3,505 SH	Decreased-4,488 SH
MAIN STR CAP CORP	COM	$221K	0.1%	3,874 SH	New
META PLATFORMS INC	CL A	$1.2M	0.6%Prev: 0.4%	2,007 SH	Decreased-197 SH
MICROSOFT CORP	COM	$3.7M	1.7%Prev: 0.8%	7,345 SH	Increased+644 SH
MORGAN STANLEY	COM NEW	$369K	0.2%Prev: 0.2%	2,258 SH	Decreased-20 SH
MORGAN STANLEY EMERGING MKTS	COM	$618K	0.3%Prev: 0.2%	115,969 SH	Decreased-2,647 SH
NEOS ETF TRUST	BITCOIN HIGH INC	$407K	0.2%	7,786 SH	New
NEOS ETF TRUST	NASDAQ 100 HIGH	$1.8M	0.8%Prev: 0.4%	33,752 SH	Increased+9,189 SH
NEOS ETF TRUST	NEOS S&P 500 HI	$1.8M	0.8%Prev: 0.4%	35,049 SH	Increased+10,780 SH
NETFLIX INC	COM	$856K	0.4%	780 SH	New
NEWMONT CORP	COM	$245K	0.1%Prev: 0.1%	2,968 SH	Decreased+272 SH
NEXTERA ENERGY INC	COM	$696K	0.3%Prev: 0.2%	8,491 SH	Increased+1,660 SH
NUSCALE PWR CORP	CL A COM	$604K	0.3%Prev: 0.0%	18,615 SH	Increased+5,157 SH
NVIDIA CORPORATION	COM	$10.6M	4.8%Prev: 3.2%	56,352 SH	Increased+5,879 SH
OKLO INC	COM CL A	$933K	0.4%Prev: 0.1%	8,737 SH	Increased+2,310 SH
ONEOK INC NEW	COM	$372K	0.2%Prev: 0.1%	5,480 SH	Increased+2,579 SH
ORACLE CORP	COM	$620K	0.3%Prev: 0.1%	2,543 SH	Increased+515 SH
PALANTIR TECHNOLOGIES INC	CL A	$954K	0.4%Prev: 0.2%	5,452 SH	Increased-63 SH
PALO ALTO NETWORKS INC	COM	$405K	0.2%Prev: 0.2%	1,916 SH	Decreased+480 SH
PIMCO DYNAMIC INCOME FD	SHS	$638K	0.3%Prev: 0.2%	34,811 SH	Decreased-3,414 SH
PROGRESSIVE CORP	COM	$474K	0.2%Prev: 0.1%	2,262 SH	Increased+391 SH
PROSHARES TR II	ULTRA GOLD	$489K	0.2%	10,164 SH	New
QUALCOMM INC	COM	$362K	0.2%Prev: 0.1%	2,091 SH	Decreased+19 SH
ROYAL GOLD INC	COM	$436K	0.2%Prev: 0.2%	2,569 SH	Decreased+65 SH
SALESFORCE INC	COM	$1.3M	0.6%Prev: 0.1%	5,351 SH	Increased+2,808 SH
SANDISK CORP	COM	$234K	0.1%Prev: 0.8%	1,129 SH	Decreased-86 SH
SCHWAB STRATEGIC TR	1000 INDEX ETF	$678K	0.3%Prev: 0.3%	21,003 SH	Decreased-2,757 SH
SCHWAB STRATEGIC TR	5 10YR CORP BD	$7.7M	3.5%Prev: 2.7%	335,016 SH	Decreased-35,714 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$1.9M	0.8%	50,222 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$939K	0.4%Prev: 1.2%	21,443 SH	Decreased-48,008 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$2.2M	1.0%Prev: 2.0%	85,281 SH	Decreased-114,057 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$1.6M	0.7%Prev: 0.7%	51,124 SH	Decreased-7,046 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$2.1M	0.9%Prev: 0.6%	81,945 SH	Increased+2,950 SH
SCHWAB STRATEGIC TR	LONG TERM US	$4.3M	1.9%	132,668 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$17.7M	8.0%Prev: 5.8%	547,201 SH	Increased+27,602 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$332K	0.2%Prev: 0.1%	11,431 SH	Decreased-715 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$304K	0.1%Prev: 0.2%	11,059 SH	Decreased-4,121 SH
SELECT SECTOR SPDR TR	COMMUNICATION	$763K	0.3%	6,790 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$762K	0.3%	14,546 SH	New
SELECT SECTOR SPDR TR	INDL	$237K	0.1%	1,552 SH	New
SELECT SECTOR SPDR TR	RL EST SEL SEC	$753K	0.3%	18,498 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$252K	0.1%	1,071 SH	New
SELECT SECTOR SPDR TR	SBI INT-UTILS	$268K	0.1%	3,030 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$2.1M	0.9%	7,216 SH	New
SIMON PPTY GROUP INC NEW	COM	$414K	0.2%Prev: 0.2%	2,293 SH	Decreased+78 SH
SLM CORP	COM	$242K	0.1%	9,041 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$2.1M	1.0%	4,565 SH	New
SPDR GOLD TR	GOLD SHS	$504K	0.2%Prev: 0.2%	1,377 SH	Increased+71 SH
SPDR S&P 500 ETF TR	TR UNIT	$18.5M	8.4%	27,612 SH	New
SPDR SERIES TRUST	COMP SOFTWARE	$510K	0.2%	2,685 SH	New
SPDR SERIES TRUST	FACTST INV ETF	$593K	0.3%	3,314 SH	New
SPDR SERIES TRUST	HLTH CARE SVCS	$206K	0.1%	2,000 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 VL	$236K	0.1%	4,265 SH	New
SPDR SERIES TRUST	S&P CAP MKTS	$223K	0.1%	1,540 SH	New
SPDR SERIES TRUST	S&P INS ETF	$411K	0.2%	7,150 SH	New
SPDR SERIES TRUST	S&P SEMICNDCTR	$668K	0.3%	2,010 SH	New
SPDR SERIES TRUST	S&P TELECOM	$910K	0.4%	6,245 SH	New
STAG INDL INC	COM	$643K	0.3%	16,655 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$1.0M	0.5%Prev: 0.4%	163,498 SH	Decreased-14,507 SH
TESLA INC	COM	$3.0M	1.3%Prev: 0.8%	6,637 SH	Increased+984 SH
UNITED STS LIME & MINERALS I	COM	$618K	0.3%Prev: 0.2%	5,403 SH	Increased+450 SH
UNITED STS OIL FD LP	UNITS	$492K	0.2%	6,938 SH	New
URANIUM ENERGY CORP	COM	$581K	0.3%Prev: 0.2%	47,511 SH	Increased
VANECK ETF TRUST	FALLEN ANGEL HG	$413K	0.2%Prev: 0.1%	14,137 SH	Decreased-1,220 SH
VANECK ETF TRUST	IG FLOATING RATE	$211K	0.1%	8,279 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$3.3M	1.5%Prev: 9.8%	9,523 SH	Decreased-39,174 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$212K	0.1%Prev: 0.1%	2,854 SH	Decreased-67 SH
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$281K	0.1%Prev: 0.1%	2,800 SH	Decreased-1,570 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	0.6%Prev: 1.5%	2,217 SH	Decreased-4,508 SH
VANGUARD INDEX FDS	SMALL CP ETF	$350K	0.2%Prev: 0.2%	1,398 SH	Decreased-436 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$377K	0.2%Prev: 0.2%	1,272 SH	Decreased-214 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$929K	0.4%Prev: 0.3%	2,821 SH	Increased+634 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$940K	0.4%Prev: 0.3%	17,216 SH	Decreased-347 SH
VANGUARD MALVERN FDS	CORE BD ETF	$10.0M	4.5%Prev: 2.8%	128,027 SH	Increased+16,987 SH
VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$918K	0.4%Prev: 1.2%	11,676 SH	Decreased-35,345 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$1.2M	0.5%Prev: 0.2%	19,753 SH	Increased+11,204 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.5M	1.6%Prev: 1.2%	16,213 SH	Decreased+404 SH
VICTORY CAP HLDGS INC	COM CL A	$398K	0.2%	6,460 SH	New
VISA INC	COM CL A	$970K	0.4%Prev: 0.3%	2,877 SH	Increased+668 SH
WESTERN DIGITAL CORP	COM	$421K	0.2%Prev: 0.4%	2,571 SH	Decreased+420 SH
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$370K	0.2%Prev: 0.2%	9,612 SH	Decreased-3,601 SH
WORLD GOLD TR	SPDR GLD MINIS	$291K	0.1%Prev: 0.1%	3,699 SH	Increased+1,161 SH

Sold (vs prior filing)

AES CORP — $257K
ALLSTATE CORP — $223K
AMPLIFY ETF TR — $1.2M
BANK OF AMER CORP — $412K
BANK OF AMER CORP — $226K
CAPITAL GROUP DIVIDEND VALUE — $13.1M
CHEVRON CORPORATION — $223K
CLEVELAND-CLIFFS INC NEW — $99K
COSTCO WHOLESALE CORPORATION — $819K
DHT HOLDINGS INC — $184K
DIREXION SHARES ETF TRUST — $1.7M
DIREXION SHARES ETF TRUST — $226K
EMCOR GROUP INC — $308K
ETF SER SOLUTIONS — $1.3M
FIRST TR EXCHANGE-TRADED FD — $764K
GRAYSCALE BITCOIN MINI TR ET — $518K
INCYTE CORP — $273K
INTEL CORP — $353K
ISHARES INC — $324K
ISHARES INC — $239K
… and 47 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001842013-26-000002	$226.7M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000867	$254.2M	View
Nov 12, 2025