Castle Rock Wealth Management, LLC

CIK 0001727605 • 6 13F filings • Apr 9, 2025 – Jul 8, 2026

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Filer information

Filed by: Castle Rock Wealth Management, LLC, Chief Compliance Officer
Address: 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
AUM: $462.5M

AUM over time

$531.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $509.4M252 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABORATORIES	COM	$797K	0.2%	8,641 SH	New
ABBVIE INC	COM	$380K	0.1%Prev: 0.1%	1,515 SH	Increased-34 SH
ADVANCED MICRO DEVICES INC	COM	$3.9M	0.8%Prev: 0.1%	7,263 SH	Increased+3,948 SH
AIM ETF PRODUCTS TRUST	ALL B20 ALL ETF	$574K	0.1%	19,999 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US AUG ETF	$1.4M	0.3%	40,567 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US FEB ETF	$304K	0.1%	8,536 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US JAN ETF	$1.2M	0.2%	31,422 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US JUN ETF	$604K	0.1%	17,591 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US MAY ETF	$840K	0.2%	24,166 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US OCT ETF	$809K	0.2%	19,771 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$5.8M	1.1%	158,328 SH	New
AIR PRODUCTS AND CHEMICALS I	COM	$2.2M	0.4%	7,221 SH	New
ALPHABET INC	CAP STK CL A	$3.9M	0.8%Prev: 0.5%	10,729 SH	Increased-1,190 SH
ALPHABET INC	CAP STK CL C	$10.9M	2.1%Prev: 1.4%	30,585 SH	Increased-1,659 SH
ALPS ETF TR	ALERIAN ENERGY	$3.7M	0.7%Prev: 0.7%	97,339 SH	Increased+1,153 SH
ALTRIA GROUP INC	COM	$721K	0.1%Prev: 0.2%	10,082 SH	Increased-901 SH
AMAZON COM INC	COM	$8.9M	1.8%Prev: 1.9%	37,008 SH	Increased+764 SH
AMGEN INC	COM	$3.4M	0.7%Prev: 0.6%	9,380 SH	Increased+672 SH
APPLE INC	COM	$15.7M	3.1%Prev: 2.9%	53,494 SH	Increased-3,792 SH
APPLIED MATLS INC	COM	$255K	0.0%	391 SH	New
APPLOVIN CORP	COM CL A	$2.6M	0.5%	4,542 SH	New
ARGAN INC	COM	$411K	0.1%	537 SH	New
ARISTA NETWORKS INC	COM SHS	$439K	0.1%Prev: 0.1%	2,636 SH	Increased-185 SH
ARM HOLDINGS PLC	SPONSORED ADS	$3.1M	0.6%	9,244 SH	New
AST SPACEMOBILE INC	COM CL A	$1.4M	0.3%	16,015 SH	New
AT&T INC	COM	$252K	0.0%Prev: 0.1%	12,300 SH	Decreased-5,762 SH
AUTOMATIC DATA PROCESSING IN	COM	$1.1M	0.2%Prev: 0.2%	4,589 SH	Increased+1,274 SH
AXON ENTERPRISE INC	COM	$394K	0.1%Prev: 0.1%	663 SH	Decreased+4 SH
BANK OF AMER CORP	COM	$940K	0.2%	16,111 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.8M	0.3%Prev: 0.4%	3,524 SH	Increased-161 SH
BLACKROCK ETF TRUST II	ISHA FLEX IN ETF	$3.5M	0.7%	66,359 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$1.3M	0.3%	24,780 SH	New
BLACKSTONE INC	COM	$409K	0.1%Prev: 0.1%	3,417 SH	Decreased-112 SH
BLOOM ENERGY CORP	COM CL A	$378K	0.1%	1,304 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$2.7M	0.5%Prev: 0.5%	47,869 SH	Increased+3,310 SH
BROADCOM INC	COM	$6.8M	1.3%Prev: 1.2%	18,293 SH	Increased+134 SH
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$1.2M	0.2%Prev: 0.3%	26,427 SH	Decreased+5,199 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$392K	0.1%Prev: 0.1%	30,446 SH	Increased+1,917 SH
CAPITAL GROUP GROWTH ETF	SHS CREAT UNIT	$291K	0.1%	6,183 SH	New
CATERPILLAR INC	COM	$941K	0.2%Prev: 0.1%	949 SH	Increased+210 SH
CENOVUS ENERGY INC	COM	$2.5M	0.5%Prev: 0.3%	101,672 SH	Increased+7,593 SH
CHEVRON CORPORATION	COM	$14.4M	2.8%	87,126 SH	New
CIENA CORP	COM NEW	$2.8M	0.5%	5,978 SH	New
CISCO SYS INC	COM	$566K	0.1%Prev: 0.1%	4,836 SH	Increased+1,558 SH
CITIGROUP INC	COM NEW	$286K	0.1%	2,044 SH	New
CLEAR SECURE INC	COM CL A	$802K	0.2%Prev: 0.1%	14,410 SH	Increased+40 SH
CLOUDFLARE INC	CL A COM	$217K	0.0%Prev: 0.6%	882 SH	Decreased-12,061 SH
COCA COLA CO	COM	$19.8M	3.9%Prev: 4.0%	243,800 SH	Increased+673 SH
COHERENT CORP	COM	$2.7M	0.5%	7,233 SH	New
COLGATE PALMOLIVE CO	COM	$770K	0.2%Prev: 0.2%	8,298 SH	Decreased-3,861 SH
CONAGRA BRANDS INC	COM	$374K	0.1%Prev: 0.1%	26,128 SH	Decreased+915 SH
CONSOLIDATED EDISON INC	COM	$842K	0.2%Prev: 0.2%	7,585 SH	Increased-350 SH
COREWEAVE INC	COM CL A	$2.1M	0.4%Prev: 0.1%	24,119 SH	Increased+21,049 SH
CORNING INC	COM	$2.6M	0.5%	11,558 SH	New
COSTCO WHOLESALE CORPORATION	COM	$3.4M	0.7%	3,725 SH	New
CREDO TECHNOLOGY GROUP HOLDI	ORDINARY SHARES	$1.9M	0.4%	7,424 SH	New
CROWDSTRIKE HLDGS INC	CL A	$4.4M	0.9%Prev: 0.4%	5,630 SH	Increased+1,709 SH
CUMMINS INC	COM	$408K	0.1%	598 SH	New
D-WAVE QUANTUM INC	COM	$213K	0.0%	9,072 SH	New
DISNEY WALT CO	COM	$326K	0.1%Prev: 0.1%	3,406 SH	Decreased+602 SH
DOMINION ENERGY INC	COM	$459K	0.1%	6,778 SH	New
EATON CORP PLC	SHS	$4.5M	0.9%Prev: 0.8%	10,931 SH	Increased+1,688 SH
EDWARDS LIFESCIENCES CORP	COM	$347K	0.1%	3,769 SH	New
ELI LILLY & CO	COM	$3.3M	0.6%Prev: 0.5%	2,763 SH	Increased+221 SH
ENPRO INC	COM	$297K	0.1%Prev: 0.1%	822 SH	Decreased-633 SH
ETFS GOLD TR	PHYSCL GOLD SHS	$299K	0.1%Prev: 0.5%	7,767 SH	Decreased-59,388 SH
FIFTH THIRD BANCORP	COM	$261K	0.1%	4,537 SH	New
FIRST TR EXCHANGE TRADED FD	BUYWRIT INCM ETF	$333K	0.1%Prev: 0.1%	14,050 SH	Decreased-1,516 SH
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$557K	0.1%Prev: 0.1%	6,917 SH	Increased+868 SH
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$3.0M	0.6%Prev: 0.7%	50,293 SH	Decreased-154 SH
FIRST TR EXCHANGE-TRADED FD	NASDAQ-100 SEL	$629K	0.1%	3,952 SH	New
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$499K	0.1%Prev: 0.1%	11,580 SH	Increased
FIRST TR EXCHANGE-TRADED FD	SHS	$1.7M	0.3%Prev: 0.5%	17,914 SH	Decreased-6,547 SH
FIRST TR EXCHNG TRADED FD VI	FT LADD BUFF ETF	$314K	0.1%	8,592 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$365K	0.1%Prev: 0.1%	8,218 SH	Increased
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$212K	0.0%	5,138 SH	New
FLOWSERVE CORP	COM	$903K	0.2%	12,480 SH	New
GE AEROSPACE	COM NEW	$228K	0.0%	608 SH	New
GE VERNOVA INC	COM	$2.7M	0.5%	2,420 SH	New
GENERAL DYNAMICS CORP	COM	$429K	0.1%Prev: 0.1%	1,182 SH	Increased+7 SH
GLOBAL X FDS	1 3 MO T BI ET	$1.9M	0.4%	18,838 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$535K	0.1%Prev: 0.2%	29,211 SH	Decreased-26,762 SH
GLOBAL X FDS	S&P 500 COVERED	$584K	0.1%Prev: 0.3%	14,307 SH	Decreased-14,464 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$7.5M	1.5%Prev: 2.7%	75,029 SH	Decreased-41,593 SH
GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$2.3M	0.5%Prev: 0.6%	57,170 SH	Decreased-1,180 SH
GOLDMAN SACHS ETF TR	NASDA 100 ETF	$3.3M	0.7%	57,155 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$3.6M	0.7%Prev: 0.4%	65,111 SH	Increased+35,329 SH
GOLDMAN SACHS GROUP INC	COM	$3.1M	0.6%Prev: 0.5%	3,086 SH	Increased+206 SH
GRANITESHARES GOLD TR	SHS BEN INT	$278K	0.1%Prev: 0.1%	6,979 SH	Increased+55 SH
HERSHEY CO	COM	$1.6M	0.3%Prev: 0.4%	8,861 SH	Increased+1 SH
HEWLETT PACKARD ENTERPRISE C	COM	$990K	0.2%	22,516 SH	New
HOME DEPOT INC	COM	$2.9M	0.6%Prev: 0.6%	8,377 SH	Increased+911 SH
HONEYWELL AEROSPACE INC	COM	$958K	0.2%	4,213 SH	New
HONEYWELL INTL INC	COM	$944K	0.2%Prev: 0.4%	4,258 SH	Decreased-3,071 SH
ILLINOIS TOOL WKS INC	COM	$499K	0.1%Prev: 0.1%	1,857 SH	Decreased-368 SH
INNOVATOR ETFS TRUST	EQUI DU DI OCTO	$1.0M	0.2%	45,848 SH	New
INNOVATOR ETFS TRUST	EQUI DUAL 15 DEC	$772K	0.2%	38,613 SH	New
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$311K	0.1%Prev: 0.1%	10,298 SH	Increased-327 SH
INNOVATOR ETFS TRUST	EQUITY DUAL DIRT	$403K	0.1%	19,019 SH	New
INNOVATOR ETFS TRUST	EQUTY DUL DIRCT	$756K	0.1%	37,844 SH	New
INNOVATOR ETFS TRUST	US EQT PWR BUF	$1.4M	0.3%Prev: 0.3%	34,109 SH	Increased-470 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$3.3M	0.7%Prev: 0.8%	87,437 SH	Decreased-7,717 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BFR	$446K	0.1%Prev: 0.1%	11,547 SH	Decreased-1,550 SH
INNOVATOR ETFS TRUST	US EQTY PWR BF	$654K	0.1%Prev: 0.2%	14,340 SH	Decreased-4,166 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$20.3M	4.0%Prev: 4.5%	454,256 SH	Increased-24,584 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$1.6M	0.3%Prev: 0.4%	37,195 SH	Decreased-5,125 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA BU	$991K	0.2%Prev: 0.2%	24,649 SH	Increased-2,298 SH
INTEL CORP	COM	$3.6M	0.7%Prev: 0.1%	28,463 SH	Increased+14,909 SH
INTERCONTINENTAL EXCHANGE IN	COM	$1.3M	0.2%Prev: 0.3%	10,037 SH	Decreased+1,903 SH
INTERNATIONAL BUSINESS MACHS	COM	$5.2M	1.0%Prev: 1.0%	18,208 SH	Increased+3,750 SH
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$337K	0.1%Prev: 0.1%	5,150 SH	Decreased-375 SH
INVESCO EXCHANGE TRADED FD T	DORS WRI MOM ETF	$413K	0.1%	2,813 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$328K	0.1%Prev: 0.1%	1,537 SH	Decreased-282 SH
INVESCO QQQ TR	UNIT SER 1	$6.2M	1.2%Prev: 1.0%	8,576 SH	Increased+836 SH
ISHARES INC	MSCI ISRAEL ETF	$686K	0.1%	5,689 SH	New
ISHARES TR	0-3 MTH TREASURY	$7.9M	1.6%	78,845 SH	New
ISHARES TR	CORE DIV GRWTH	$345K	0.1%Prev: 0.1%	4,538 SH	Increased+93 SH
ISHARES TR	CORE S&P TTL STK	$398K	0.1%Prev: 0.1%	2,428 SH	Increased+47 SH
ISHARES TR	CORE S&P US GWT	$307K	0.1%Prev: 0.1%	1,638 SH	Increased+9 SH
ISHARES TR	CORE S&P500 ETF	$840K	0.2%Prev: 0.1%	1,121 SH	Increased+234 SH
ISHARES TR	EXPND TEC SC ETF	$290K	0.1%Prev: 0.0%	1,800 SH	Increased
ISHARES TR	FLTG RATE NT ETF	$5.8M	1.1%Prev: 1.9%	114,866 SH	Decreased-44,407 SH
ISHARES TR	INTL SEL DIV ETF	$1.3M	0.2%	30,567 SH	New
ISHARES TR	ISHARES BIOTECH	$272K	0.1%	1,430 SH	New
ISHARES TR	MSCI USA MIN ETF	$529K	0.1%	5,464 SH	New
ISHARES TR	RUSSELL 2000 ETF	$351K	0.1%	1,174 SH	New
ISHARES TR	RUSSELL 3000 ETF	$2.6M	0.5%Prev: 0.7%	6,184 SH	Decreased-1,589 SH
ISHARES TR	TRS FLT RT BD	$15.4M	3.0%Prev: 3.5%	304,025 SH	Increased+5,544 SH
ISHARES TR	TRUST ISHARE 0-1	$637K	0.1%	5,787 SH	New
ISHARES TR	U.S. FIN SVC ETF	$584K	0.1%Prev: 0.1%	6,322 SH	Increased-342 SH
ISHARES TR	U.S. FINLS ETF	$2.1M	0.4%Prev: 0.3%	16,154 SH	Increased+5,346 SH
ISHARES TR	U.S. TECH ETF	$2.7M	0.5%Prev: 0.4%	11,002 SH	Increased+672 SH
ISHARES TR	US AER DEF ETF	$2.4M	0.5%	9,641 SH	New
ISHARES TR	US INDUSTRIALS	$2.2M	0.4%Prev: 0.6%	13,543 SH	Decreased-4,516 SH
ISHARES U S ETF TR	SHOR DURA BD ETF	$2.3M	0.4%	44,791 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$471K	0.1%Prev: 0.2%	8,392 SH	Decreased-4,474 SH
J P MORGAN EXCHANGE TRADED F	HEDG EQU LAD ETF	$232K	0.0%	3,428 SH	New
J P MORGAN EXCHANGE TRADED F	INCOME ETF	$2.6M	0.5%	57,766 SH	New
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$641K	0.1%Prev: 0.1%	10,653 SH	Increased+705 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$1.1M	0.2%Prev: 0.2%	21,059 SH	Increased+631 SH
JANUS DETROIT STR TR	HEND SECU IN ETF	$3.2M	0.6%	63,191 SH	New
JANUS DETROIT STR TR	HENDE INCOM ETF	$1.9M	0.4%	39,111 SH	New
JANUS DETROIT STR TR	HENDRSN SHRT ETF	$633K	0.1%Prev: 0.1%	12,961 SH	Increased+2,565 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.3M	0.3%Prev: 0.2%	26,662 SH	Increased+8,571 SH
JOHNSON & JOHNSON	COM	$1.1M	0.2%Prev: 0.2%	4,264 SH	Increased-547 SH
JPMORGAN CHASE & CO	COM	$6.3M	1.2%	18,714 SH	New
KIMBERLY-CLARK CORP	COM	$238K	0.0%Prev: 0.1%	2,139 SH	Decreased-267 SH
LAM RESEARCH CORP	COM NEW	$1.1M	0.2%Prev: 0.1%	2,859 SH	Increased+26 SH
LAMB WESTON HLDGS INC	COM	$415K	0.1%Prev: 0.1%	9,311 SH	Decreased
LOWES COS INC	COM	$1.7M	0.3%Prev: 0.4%	7,560 SH	Increased+750 SH
MAIN STR CAP CORP	COM	$356K	0.1%Prev: 0.1%	6,844 SH	Decreased-2,099 SH
MARVELL TECHNOLOGY INC	COM	$919K	0.2%Prev: 0.1%	3,377 SH	Increased-1,645 SH
MASTERCARD INCORPORATED	CL A	$355K	0.1%Prev: 0.1%	680 SH	Decreased+10 SH
MCDONALDS CORP	COM	$635K	0.1%Prev: 0.2%	2,358 SH	Decreased+125 SH
MCKESSON CORP	COM	$1.0M	0.2%Prev: 0.2%	1,352 SH	Increased
MERCK & CO INC	COM	$3.6M	0.7%Prev: 0.5%	28,419 SH	Increased+3,294 SH
META PLATFORMS INC	CL A	$5.5M	1.1%Prev: 1.5%	8,905 SH	Decreased+196 SH
MICRON TECHNOLOGY INC	COM	$7.8M	1.5%	7,595 SH	New
MICROSOFT CORP	COM	$8.4M	1.7%Prev: 3.6%	21,962 SH	Decreased-8,259 SH
MONDELEZ INTL INC	CL A	$454K	0.1%Prev: 0.1%	7,641 SH	Decreased-244 SH
MOODYS CORP	COM	$726K	0.1%Prev: 0.2%	1,549 SH	Decreased
NETFLIX INC.	COM	$470K	0.1%	6,339 SH	New
NEXTERA ENERGY INC	COM	$380K	0.1%Prev: 0.1%	4,400 SH	Increased-77 SH
NNN REIT INC	COM	$332K	0.1%	7,132 SH	New
NORTHROP GRUMMAN CORP	COM	$1.6M	0.3%Prev: 0.3%	3,157 SH	Increased+298 SH
NUVEEN CA DIVI ADV MUN	COM	$285K	0.1%	23,409 SH	New
NUVEEN CALIF AMT FREE MUNI I	COM	$304K	0.1%	24,192 SH	New
NVIDIA CORPORATION	COM	$21.5M	4.2%Prev: 4.6%	109,063 SH	Increased-3,767 SH
ONEOK INC NEW	COM	$3.2M	0.6%Prev: 0.1%	37,398 SH	Increased+29,662 SH
ORACLE CORP	COM	$1.9M	0.4%Prev: 0.6%	13,320 SH	Decreased+2,049 SH
OREILLY AUTOMOTIVE INC	COM	$222K	0.0%Prev: 0.1%	2,390 SH	Decreased
PACCAR INC	COM	$926K	0.2%Prev: 0.2%	7,640 SH	Decreased-3,707 SH
PACER FDS TR	TRENDP US LAR CP	$217K	0.0%Prev: 0.1%	3,739 SH	Decreased-607 SH
PACER FDS TR	US CASH COWS 100	$218K	0.0%	3,468 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$1.5M	0.3%Prev: 1.1%	12,123 SH	Decreased-19,281 SH
PALO ALTO NETWORKS INC	COM	$8.7M	1.7%Prev: 1.1%	24,804 SH	Increased+1,886 SH
PAYCHEX INC	COM	$1.4M	0.3%	13,185 SH	New
PEPSICO INC	COM	$892K	0.2%Prev: 0.2%	6,316 SH	Decreased-14 SH
PFIZER INC	COM	$348K	0.1%Prev: 0.1%	14,593 SH	Increased+1,373 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$430K	0.1%Prev: 0.1%	4,284 SH	Decreased-966 SH
PROCTER & GAMBLE CO	COM	$695K	0.1%	4,713 SH	New
PROGRESSIVE CORP	COM	$263K	0.1%Prev: 0.0%	1,167 SH	Increased+315 SH
PROSHARES TR	S&P 500 DV ARIST	$590K	0.1%Prev: 0.2%	10,415 SH	Decreased+3,620 SH
PUTNAM ETF TRUST	FRANKLIN CALIF	$102K	0.0%	13,822 SH	New
QUALCOMM INC	COM	$2.5M	0.5%Prev: 0.5%	13,941 SH	Increased+1,782 SH
QXO INC	COM NEW	$228K	0.0%	13,761 SH	New
RBB FD INC	F/M US TREASURY	$403K	0.1%	8,082 SH	New
REALTY INCOME CORP	COM	$1.8M	0.4%Prev: 0.4%	29,618 SH	Increased+2,197 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$687K	0.1%Prev: 0.1%	17,200 SH	Increased+2,464 SH
REGIONS FINANCIAL CORP NEW	COM	$1.7M	0.3%	55,889 SH	New
RIO TINTO PLC	SPONSORED ADR	$346K	0.1%Prev: 0.1%	3,702 SH	Decreased-2,355 SH
ROCKWELL AUTOMATION INC	COM	$501K	0.1%Prev: 0.1%	1,038 SH	Increased+23 SH
ROUNDHILL ETF TRUST	MEMORY ETF	$3.6M	0.7%	54,828 SH	New
RTX CORPORATION	COM	$351K	0.1%Prev: 0.1%	1,830 SH	Increased+60 SH
SANDISK CORP	COM	$866K	0.2%	426 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$384K	0.1%Prev: 0.1%	12,065 SH	Increased+2,919 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$218K	0.0%	6,389 SH	New
SELECT SECTOR SPDR TR	ST STR CARE ETF	$301K	0.1%	1,885 SH	New
SELECT SECTOR SPDR TR	ST STR DISCR ETF	$224K	0.0%	1,898 SH	New
SELECT SECTOR SPDR TR	ST STR ENERG ETF	$3.2M	0.6%	60,613 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$217K	0.0%	1,182 SH	New
SELECT SECTOR SPDR TR	ST STR STAPL ETF	$307K	0.1%	3,689 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$552K	0.1%	2,975 SH	New
SIMON PPTY GROUP INC NEW	COM	$419K	0.1%Prev: 0.1%	1,877 SH	Increased-346 SH
SLB LIMITED	COM STK	$453K	0.1%	10,046 SH	New
SOLSTICE ADVANCED MATLS INC	COM SHS	$239K	0.0%	2,884 SH	New
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$2.3M	0.5%	14,661 SH	New
SPDR GOLD TR	GOLD SHS	$593K	0.1%Prev: 0.6%	1,601 SH	Decreased-6,124 SH
SPDR INDEX SHS FDS	ST STR INFRA ETF	$289K	0.1%	3,860 SH	New
SPDR INDEX SHS FDS	ST STR PO EX ETF	$335K	0.1%	6,724 SH	New
SPDR SERIES TRUST	ST STR SP500DIV	$237K	0.0%	4,938 SH	New
STARBUCKS CORP	COM	$279K	0.1%Prev: 0.4%	2,700 SH	Decreased-17,639 SH
STATE STR SPDR DOW JONES IND	UT SER 1	$1.2M	0.2%	2,303 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$6.7M	1.3%	8,922 SH	New
STATE STR SPDR S&P MIDCAP 40	UTSER1 S&PDCRP	$1.4M	0.3%	2,076 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$928K	0.2%	2,090 SH	New
TARGET CORP	COM	$342K	0.1%Prev: 0.1%	2,626 SH	Increased-626 SH
TESLA INC	COM	$2.1M	0.4%Prev: 0.3%	4,943 SH	Increased+1,123 SH
TEXAS INSTRS INC	COM	$494K	0.1%Prev: 0.1%	1,654 SH	Increased+26 SH
THE ALGER ETF TRUST	35 ETF	$3.2M	0.6%Prev: 0.2%	80,078 SH	Increased+45,159 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$4.8M	0.9%Prev: 0.6%	118,358 SH	Increased+32,736 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$3.2M	0.6%Prev: 0.5%	133,065 SH	Increased+15,892 SH
THE CIGNA GROUP	COM	$1.7M	0.3%Prev: 0.3%	6,023 SH	Increased+962 SH
THERMO FISHER SCIENTIFIC INC	COM	$2.1M	0.4%Prev: 0.3%	4,054 SH	Increased+509 SH
TIDAL TRUST III	VISTASHARES TRGT	$208K	0.0%	11,143 SH	New
TRAVELERS COMPANIES INC	COM	$262K	0.1%Prev: 0.0%	783 SH	Increased-4 SH
UNION PAC CORP	COM	$489K	0.1%Prev: 0.1%	1,762 SH	Increased+403 SH
VANECK ETF TRUST	MRNGSTR WDE MOAT	$983K	0.2%Prev: 0.2%	9,349 SH	Increased-608 SH
VANECK ETF TRUST	OIL SERVICES ETF	$250K	0.0%	696 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$6.7M	1.3%Prev: 0.9%	10,877 SH	Increased-1,686 SH
VANECK ETF TRUST	URANI NUCLE ETF	$212K	0.0%	1,849 SH	New
VANGUARD INDEX FDS	EXTEND MKT ETF	$372K	0.1%Prev: 0.1%	1,521 SH	Increased-199 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$261K	0.1%Prev: 0.1%	860 SH	Decreased-159 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$239K	0.0%	349 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$369K	0.1%Prev: 0.1%	998 SH	Increased-126 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$493K	0.1%Prev: 0.1%	2,084 SH	Increased-92 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$275K	0.1%Prev: 0.1%	913 SH	Increased+7 SH
VANGUARD WORLD FD	INF TECH ETF	$345K	0.1%Prev: 0.1%	2,939 SH	Increased+2,579 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$464K	0.1%Prev: 0.1%	5,279 SH	Increased+4,110 SH
VANGUARD WORLD FD	UTILITIES ETF	$2.0M	0.4%Prev: 0.4%	10,246 SH	Increased+1,264 SH
VERIZON COMMUNICATIONS INC	COM	$325K	0.1%Prev: 0.1%	7,749 SH	Decreased-1,371 SH
VERTIV HOLDINGS CO	COM CL A	$4.9M	1.0%Prev: 0.5%	15,760 SH	Increased-483 SH
VISA INC	COM CL A	$4.0M	0.8%Prev: 1.0%	11,467 SH	Decreased-289 SH
VULCAN MATLS CO	COM	$1.3M	0.3%Prev: 0.2%	4,555 SH	Increased+795 SH
WALMART INC	COM	$4.0M	0.8%Prev: 0.8%	36,997 SH	Increased+1,933 SH
WASTE CONNECTIONS INC	COM	$237K	0.0%Prev: 0.1%	1,436 SH	Decreased-130 SH
WASTE MGMT INC DEL	COM	$2.3M	0.4%Prev: 0.4%	10,117 SH	Increased+2,330 SH
WEDBUSH SER TR	DAN IVE REVO ETF	$2.5M	0.5%	65,575 SH	New
WELLS FARGO & CO	COM	$1.3M	0.3%	15,320 SH	New
WESTERN DIGITAL CORP	COM	$2.0M	0.4%	3,327 SH	New
WISDOMTREE TR	FLOATNG RAT TREA	$11.4M	2.2%Prev: 2.3%	226,840 SH	Increased+31,319 SH
XCEL ENERGY INC	COM	$394K	0.1%Prev: 0.1%	4,945 SH	Increased+15 SH

Sold (vs prior filing)

ABBOTT LABS — $1.4M
ACCENTURE PLC IRELAND — $275K
ADOBE INC — $437K
AIM ETF PRODUCTS TRUST — $508K
AIM ETF PRODUCTS TRUST — $979K
AIM ETF PRODUCTS TRUST — $483K
AIM ETF PRODUCTS TRUST — $953K
AIM ETF PRODUCTS TRUST — $225K
AIM ETF PRODUCTS TRUST — $208K
AIM ETF PRODUCTS TRUST — $272K
AIM ETF PRODUCTS TRUST — $996K
AIM ETF PRODUCTS TRUST — $934K
AIM ETF PRODUCTS TRUST — $379K
AIM ETF PRODUCTS TRUST — $1.3M
AIM ETF PRODUCTS TRUST — $448K
ALIBABA GROUP HLDG LTD — $270K
AMERICAN TOWER CORP NEW — $499K
ARES CAPITAL CORP — $327K
ARK 21SHARES BITCOIN ETF — $3.3M
ATLASSIAN CORPORATION — $1.3M
… and 61 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001727605-26-000001	$462.5M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000860	$531.2M	View
Oct 16, 2025