Castle Rock Wealth Management, LLC

CIK 0001727605 • 6 13F filings • Apr 9, 2025 – Jul 8, 2026

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Filer information

Filed by: Castle Rock Wealth Management, LLC, Chief Compliance Officer
Address: 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
AUM: $462.5M

AUM over time

$531.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $462.5M245 positionsView on SEC.gov

			% of Portfolio
21SHARES ETHEREUM ETF	SHS	$225K	0.0%	21,258 SH	New
ABBOTT LABS	COM	$944K	0.2%	8,669 SH	New
ABBVIE INC	COM	$355K	0.1%Prev: 0.1%	1,565 SH	Increased+367 SH
ADOBE INC	COM	$253K	0.1%	930 SH	New
ADVANCED MICRO DEVICES INC	COM	$1.4M	0.3%Prev: 0.7%	5,789 SH	Decreased-342 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM BUFFER	$554K	0.1%	20,100 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$2.8M	0.6%Prev: 1.1%	81,532 SH	Decreased-75,056 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$2.0M	0.4%	52,579 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US LRG	$1.6M	0.3%	49,425 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$503K	0.1%	14,927 SH	New
AIM ETF PRODUCTS TRUST	US LARCP B20 MAR	$654K	0.1%	18,933 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 APR	$235K	0.1%	6,709 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 FEB	$265K	0.1%	7,761 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUL	$966K	0.2%	24,619 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUN	$397K	0.1%	11,816 SH	New
AIR PRODS & CHEMS INC	COM	$1.8M	0.4%	6,675 SH	New
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$354K	0.1%	2,200 SH	New
ALPHABET INC	CAP STK CL A	$3.7M	0.8%Prev: 0.6%	10,952 SH	Increased+1,077 SH
ALPHABET INC	CAP STK CL C	$10.4M	2.2%Prev: 1.7%	30,559 SH	Increased+3,773 SH
ALPS ETF TR	ALERIAN ENERGY	$3.4M	0.7%Prev: 0.7%	99,051 SH	Decreased+4,851 SH
ALTRIA GROUP INC	COM	$650K	0.1%Prev: 0.1%	10,116 SH	Decreased+345 SH
AMAZON COM INC	COM	$8.6M	1.9%Prev: 1.6%	36,431 SH	Increased+3,440 SH
AMERICAN TOWER CORP NEW	COM	$204K	0.0%	1,188 SH	New
AMGEN INC	COM	$3.1M	0.7%Prev: 0.5%	8,983 SH	Increased+2,789 SH
APPLE INC	COM	$14.2M	3.1%Prev: 3.0%	52,776 SH	Decreased+5,734 SH
APPLOVIN CORP	COM CL A	$2.0M	0.4%Prev: 0.2%	4,435 SH	Increased+158 SH
ARISTA NETWORKS INC	COM SHS	$381K	0.1%Prev: 0.1%	2,790 SH	Decreased+563 SH
ARK 21SHARES BITCOIN ETF	SHS BEN INT	$607K	0.1%Prev: 0.0%	24,951 SH	Increased+16,820 SH
AT&T INC	COM	$450K	0.1%	16,772 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$629K	0.1%Prev: 0.2%	2,657 SH	Decreased-1,877 SH
AXON ENTERPRISE INC	COM	$290K	0.1%Prev: 0.1%	660 SH	Increased-1 SH
BANK AMERICA CORP	COM	$831K	0.2%	15,383 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.7M	0.4%Prev: 0.3%	3,533 SH	Decreased+20 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$2.9M	0.6%	54,197 SH	New
BLACKSTONE INC	COM	$475K	0.1%Prev: 0.1%	3,625 SH	Increased+334 SH
BRISTOL-MYERS SQUIBB CO	COM	$2.6M	0.6%Prev: 0.4%	45,931 SH	Increased+13,727 SH
BROADCOM INC	COM	$5.6M	1.2%Prev: 1.0%	17,995 SH	Increased+3,638 SH
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$1.1M	0.2%	23,713 SH	New
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$388K	0.1%Prev: 0.1%	29,685 SH	Increased+721 SH
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$267K	0.1%	6,174 SH	New
CATERPILLAR INC	COM	$580K	0.1%Prev: 0.3%	834 SH	Decreased-923 SH
CENOVUS ENERGY INC	COM	$2.0M	0.4%Prev: 0.2%	102,964 SH	Increased+70,039 SH
CHEVRON CORP NEW	COM	$15.0M	3.2%	85,014 SH	New
CIENA CORP	COM NEW	$1.5M	0.3%Prev: 0.4%	5,636 SH	Decreased+1,270 SH
CISCO SYS INC	COM	$274K	0.1%Prev: 0.1%	3,315 SH	Decreased-1,199 SH
CITIGROUP INC	COM NEW	$236K	0.1%Prev: 0.0%	2,029 SH	Decreased-19 SH
CLEAR SECURE INC	COM CL A	$457K	0.1%Prev: 0.1%	14,499 SH	Decreased+69 SH
CLOUDFLARE INC	CL A COM	$2.2M	0.5%Prev: 0.1%	13,262 SH	Increased+12,380 SH
COCA COLA CO	COM	$18.7M	4.0%Prev: 3.9%	242,340 SH	Decreased-481 SH
COHERENT CORP	COM	$1.5M	0.3%Prev: 0.3%	6,699 SH	Decreased+1,760 SH
COLGATE PALMOLIVE CO	COM	$771K	0.2%Prev: 0.1%	8,304 SH	Increased+9 SH
CONAGRA BRANDS INC	COM	$478K	0.1%Prev: 0.1%	25,235 SH	Increased+176 SH
CONSOLIDATED EDISON INC	COM	$812K	0.2%Prev: 0.2%	7,580 SH	Increased-5 SH
CONSTELLATION ENERGY CORP	COM	$1.7M	0.4%	6,456 SH	New
COREWEAVE INC	COM CL A	$2.1M	0.5%Prev: 0.3%	25,153 SH	Increased+8,614 SH
COSTCO WHSL CORP NEW	COM	$3.6M	0.8%	3,624 SH	New
CROWDSTRIKE HLDGS INC	CL A	$2.0M	0.4%Prev: 0.8%	4,669 SH	Decreased-11,114 SH
CUMMINS INC	COM	$322K	0.1%Prev: 0.1%	536 SH	Decreased-81 SH
DANAHER CORPORATION	COM	$226K	0.0%	1,044 SH	New
DISNEY WALT CO	COM	$273K	0.1%Prev: 0.1%	2,632 SH	Decreased-374 SH
DOMINION ENERGY INC	COM	$422K	0.1%Prev: 0.1%	6,885 SH	Increased+80 SH
EATON CORP PLC	SHS	$3.5M	0.7%Prev: 0.8%	9,612 SH	Decreased+467 SH
ELI LILLY & CO	COM	$3.2M	0.7%Prev: 0.4%	3,195 SH	Increased+1,332 SH
EMERSON ELEC CO	COM	$213K	0.0%Prev: 0.0%	1,411 SH	Decreased-10 SH
ENPRO INC	COM	$353K	0.1%Prev: 0.0%	1,455 SH	Increased+689 SH
ETFS GOLD TR	PHYSCL GOLD SHS	$2.9M	0.6%Prev: 0.1%	61,002 SH	Increased+53,286 SH
EXXON MOBIL CORP	COM	$2.3M	0.5%	16,431 SH	New
FIFTH THIRD BANCORP	COM	$237K	0.1%Prev: 0.0%	4,512 SH	Increased-25 SH
FIRST TR EXCHANGE TRADED FD	BUYWRIT INCM ETF	$358K	0.1%Prev: 0.1%	15,116 SH	Decreased-1,318 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$1.4M	0.3%	21,072 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$471K	0.1%Prev: 0.1%	6,570 SH	Decreased-1,059 SH
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$2.9M	0.6%Prev: 0.6%	48,489 SH	Decreased-5,083 SH
FIRST TR EXCHANGE-TRADED FD	NASDAQ-100 SEL	$708K	0.2%Prev: 0.1%	5,258 SH	Increased+1,379 SH
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$468K	0.1%Prev: 0.1%	11,580 SH	Decreased
FIRST TR EXCHANGE-TRADED FD	SHS	$1.4M	0.3%Prev: 0.3%	18,167 SH	Decreased+397 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$296K	0.1%	8,592 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$354K	0.1%Prev: 0.1%	8,218 SH	Decreased
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$204K	0.0%Prev: 0.0%	5,138 SH	Decreased
FLOWSERVE CORP	COM	$836K	0.2%	10,610 SH	New
FREEPORT-MCMORAN INC	CL B	$359K	0.1%	5,687 SH	New
FS KKR CAP CORP	COM	$166K	0.0%	12,580 SH	New
GE VERNOVA INC	COM	$1.7M	0.4%Prev: 0.4%	2,215 SH	Decreased+273 SH
GENERAL DYNAMICS CORP	COM	$422K	0.1%Prev: 0.1%	1,204 SH	Increased+81 SH
GLOBAL X FDS	1-3 MONTH T-BILL	$2.3M	0.5%	23,290 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$599K	0.1%Prev: 0.1%	33,967 SH	Increased+4,771 SH
GLOBAL X FDS	S&P 500 COVERED	$729K	0.2%Prev: 0.1%	17,988 SH	Increased+3,673 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$8.5M	1.8%Prev: 3.9%	85,149 SH	Decreased-120,320 SH
GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$2.3M	0.5%Prev: 0.5%	54,813 SH	Decreased-7,410 SH
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$3.0M	0.6%	56,887 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$4.2M	0.9%Prev: 0.7%	81,012 SH	Increased+12,702 SH
GOLDMAN SACHS GROUP INC	COM	$2.8M	0.6%Prev: 0.3%	3,022 SH	Increased+1,156 SH
GRANITESHARES GOLD TR	SHS BEN INT	$337K	0.1%Prev: 0.1%	6,979 SH	Decreased-2,553 SH
HERSHEY CO	COM	$1.8M	0.4%Prev: 0.3%	8,862 SH	Increased+2 SH
HOME DEPOT INC	COM	$3.0M	0.7%Prev: 0.2%	7,965 SH	Increased+4,471 SH
HONEYWELL INTL INC	COM	$1.9M	0.4%Prev: 0.0%	8,261 SH	Increased+7,256 SH
ILLINOIS TOOL WKS INC	COM	$484K	0.1%Prev: 0.1%	1,750 SH	Increased-45 SH
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$316K	0.1%Prev: 0.1%	10,625 SH	Decreased+327 SH
INNOVATOR ETFS TRUST	EQUITY DUAL DIRE	$1.8M	0.4%	86,127 SH	New
INNOVATOR ETFS TRUST	EQUITY DUAL DIRT	$392K	0.1%Prev: 0.1%	19,019 SH	Decreased
INNOVATOR ETFS TRUST	US EQT PWR BUF	$1.4M	0.3%Prev: 0.3%	34,579 SH	Decreased+746 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$3.3M	0.7%Prev: 0.6%	88,915 SH	Decreased+2,453 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BFR	$465K	0.1%Prev: 0.1%	12,535 SH	Increased+988 SH
INNOVATOR ETFS TRUST	US EQTY PWR BF	$627K	0.1%Prev: 0.1%	14,424 SH	Increased+1,734 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$19.8M	4.3%Prev: 3.8%	465,201 SH	Decreased+25,761 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$1.6M	0.3%Prev: 0.3%	39,611 SH	Increased+3,343 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA BU	$942K	0.2%Prev: 0.2%	24,649 SH	Decreased+577 SH
INTEL CORP	COM	$668K	0.1%Prev: 0.6%	13,650 SH	Decreased-14,338 SH
INTERCONTINENTAL EXCHANGE IN	COM	$1.5M	0.3%Prev: 0.3%	8,966 SH	Increased-266 SH
INTERNATIONAL BUSINESS MACHS	COM	$4.4M	1.0%Prev: 0.4%	15,426 SH	Increased+6,915 SH
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$343K	0.1%Prev: 0.1%	5,197 SH	Increased+980 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$386K	0.1%	3,130 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$362K	0.1%Prev: 0.1%	1,831 SH	Increased+291 SH
INVESCO QQQ TR	UNIT SER 1	$5.0M	1.1%Prev: 1.2%	8,246 SH	Decreased+134 SH
ISHARES TR	0-3 MNTH TREASRY	$8.8M	1.9%	87,651 SH	New
ISHARES TR	CORE DIV GRWTH	$325K	0.1%Prev: 0.1%	4,497 SH	Decreased-63 SH
ISHARES TR	CORE S&P TTL STK	$362K	0.1%Prev: 0.1%	2,417 SH	Decreased-18 SH
ISHARES TR	CORE S&P US GWT	$271K	0.1%Prev: 0.1%	1,634 SH	Decreased-6 SH
ISHARES TR	CORE S&P500 ETF	$611K	0.1%Prev: 0.2%	887 SH	Decreased-209 SH
ISHARES TR	EXPANDED TECH	$2.6M	0.6%	30,878 SH	New
ISHARES TR	EXPND TEC SC ETF	$226K	0.0%Prev: 0.1%	1,800 SH	Decreased
ISHARES TR	FLTG RATE NT ETF	$6.1M	1.3%Prev: 1.1%	119,178 SH	Increased+7,321 SH
ISHARES TR	ISHARES BIOTECH	$251K	0.1%Prev: 0.1%	1,452 SH	Decreased-458 SH
ISHARES TR	MSCI USA MIN VOL	$537K	0.1%	5,679 SH	New
ISHARES TR	RUSSELL 3000 ETF	$2.1M	0.5%Prev: 0.4%	5,470 SH	Decreased+578 SH
ISHARES TR	TRS FLT RT BD	$14.2M	3.1%Prev: 3.5%	281,038 SH	Decreased-82,389 SH
ISHARES TR	TRUST ISHARE 0-1	$643K	0.1%Prev: 1.1%	5,838 SH	Decreased-45,284 SH
ISHARES TR	U.S. FIN SVC ETF	$603K	0.1%Prev: 0.1%	6,672 SH	Increased+347 SH
ISHARES TR	U.S. FINLS ETF	$1.6M	0.3%Prev: 0.3%	12,506 SH	Decreased-151 SH
ISHARES TR	U.S. TECH ETF	$2.1M	0.5%Prev: 0.9%	10,989 SH	Decreased-6,656 SH
ISHARES TR	US AER DEF ETF	$1.6M	0.4%Prev: 0.3%	7,119 SH	Decreased-1,081 SH
ISHARES TR	US INDUSTRIALS	$3.0M	0.6%Prev: 0.3%	19,106 SH	Increased+9,277 SH
ISHARES U S ETF TR	SHORT DURATION B	$2.3M	0.5%	44,131 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$519K	0.1%Prev: 0.1%	8,943 SH	Increased-230 SH
J P MORGAN EXCHANGE TRADED F	HEDGED EQUITY LA	$232K	0.1%	3,482 SH	New
J P MORGAN EXCHANGE TRADED F	INCOME ETF	$2.3M	0.5%Prev: 0.5%	50,039 SH	Decreased-13,691 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$584K	0.1%Prev: 0.1%	10,024 SH	Decreased-1,614 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$1.0M	0.2%Prev: 0.2%	19,770 SH	Increased+2,340 SH
JANUS DETROIT STR TR	HENDERSON INCOME	$337K	0.1%	6,684 SH	New
JANUS DETROIT STR TR	HENDERSON SECURI	$2.9M	0.6%	56,237 SH	New
JANUS DETROIT STR TR	HENDRSN SHRT ETF	$531K	0.1%Prev: 0.1%	10,805 SH	Decreased-2,251 SH
JOHNSON & JOHNSON	COM	$1.0M	0.2%Prev: 0.2%	4,337 SH	Increased+533 SH
JPMORGAN CHASE & CO.	COM	$5.6M	1.2%	18,013 SH	New
KIMBERLY-CLARK CORP	COM	$212K	0.0%	2,114 SH	New
LAM RESEARCH CORP	COM NEW	$670K	0.1%Prev: 0.2%	2,921 SH	Decreased+105 SH
LAMB WESTON HLDGS INC	COM	$421K	0.1%Prev: 0.1%	9,311 SH	Decreased
LOCKHEED MARTIN CORP	COM	$216K	0.0%	347 SH	New
LOWES COS INC	COM	$2.0M	0.4%	7,278 SH	New
MAIN STR CAP CORP	COM	$444K	0.1%Prev: 0.1%	7,178 SH	Increased+666 SH
MARVELL TECHNOLOGY INC	COM	$233K	0.1%Prev: 0.2%	3,187 SH	Decreased-202 SH
MASTERCARD INCORPORATED	CL A	$387K	0.1%Prev: 0.1%	695 SH	Increased+26 SH
MCDONALDS CORP	COM	$726K	0.2%Prev: 0.1%	2,261 SH	Increased-45 SH
MCKESSON CORP	COM	$1.2M	0.2%Prev: 0.2%	1,356 SH	Decreased+4 SH
MERCK & CO INC	COM	$3.1M	0.7%Prev: 0.4%	26,693 SH	Increased+10,304 SH
META PLATFORMS INC	CL A	$6.1M	1.3%Prev: 1.2%	8,861 SH	Decreased+274 SH
MICRON TECHNOLOGY INC	COM	$380K	0.1%Prev: 0.9%	917 SH	Decreased-3,456 SH
MICROSOFT CORP	COM	$12.3M	2.7%Prev: 2.0%	29,970 SH	Increased+9,693 SH
MONDELEZ INTL INC	CL A	$455K	0.1%Prev: 0.1%	7,668 SH	Decreased+1 SH
MOODYS CORP	COM	$738K	0.2%Prev: 0.1%	1,554 SH	Increased+5 SH
NETFLIX INC	COM	$2.2M	0.5%	27,771 SH	New
NEXTERA ENERGY INC	COM	$399K	0.1%Prev: 0.1%	4,522 SH	Increased+83 SH
NNN REIT INC	COM	$301K	0.1%Prev: 0.1%	7,212 SH	Decreased-503 SH
NORTHROP GRUMMAN CORP	COM	$2.1M	0.5%Prev: 0.3%	3,051 SH	Increased+161 SH
NUVEEN CA QUALTY MUN INCOME	COM	$279K	0.1%	23,409 SH	New
NUVEEN CALIFORNIA AMT QLT MU	COM	$312K	0.1%	24,192 SH	New
NVIDIA CORPORATION	COM	$19.6M	4.2%Prev: 4.9%	109,407 SH	Decreased+841 SH
ONEOK INC NEW	COM	$2.8M	0.6%	36,216 SH	New
ORACLE CORP	COM	$2.0M	0.4%	13,321 SH	New
OREILLY AUTOMOTIVE INC	COM	$233K	0.1%Prev: 0.0%	2,400 SH	Increased-20 SH
PACCAR INC	COM	$969K	0.2%Prev: 0.2%	7,640 SH	Increased-5 SH
PACER FDS TR	TRENDP US LAR CP	$209K	0.0%Prev: 0.0%	3,739 SH	Decreased+51 SH
PALANTIR TECHNOLOGIES INC	CL A	$4.9M	1.1%Prev: 0.5%	30,993 SH	Increased+18,327 SH
PALO ALTO NETWORKS INC	COM	$4.0M	0.9%Prev: 1.7%	24,143 SH	Decreased+2,790 SH
PEPSICO INC	COM	$931K	0.2%Prev: 0.1%	5,784 SH	Increased+955 SH
PFIZER INC	COM	$373K	0.1%Prev: 0.1%	14,517 SH	Decreased-102 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$483K	0.1%Prev: 0.1%	4,809 SH	Increased+555 SH
PROCTER AND GAMBLE CO	COM	$678K	0.1%	4,364 SH	New
PROGRESSIVE CORP	COM	$240K	0.1%Prev: 0.0%	1,185 SH	Decreased+13 SH
PROSHARES TR	S&P 500 DV ARIST	$745K	0.2%Prev: 0.1%	6,720 SH	Increased-3,487 SH
PUTNAM ETF TRUST	FRANKLIN CALIF	$102K	0.0%Prev: 0.0%	13,822 SH	Decreased-1,800 SH
QUALCOMM INC	COM	$1.9M	0.4%Prev: 0.4%	13,059 SH	Decreased+2,510 SH
QXO INC	COM NEW	$310K	0.1%Prev: 0.0%	13,849 SH	Increased-87 SH
RBB FD INC	US TREAS 3 MNTH	$402K	0.1%	8,060 SH	New
REALTY INCOME CORP	COM	$1.7M	0.4%Prev: 0.3%	27,837 SH	Decreased-4,011 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$681K	0.1%Prev: 0.1%	18,201 SH	Increased+714 SH
REGIONS FINANCIAL CORP NEW	COM	$1.6M	0.3%	53,507 SH	New
RIO TINTO PLC	SPONSORED ADR	$384K	0.1%Prev: 0.1%	4,034 SH	Increased+594 SH
ROCKWELL AUTOMATION INC	COM	$436K	0.1%Prev: 0.1%	1,020 SH	Decreased-17 SH
ROPER TECHNOLOGIES INC	COM	$207K	0.0%	593 SH	New
RTX CORPORATION	COM	$372K	0.1%Prev: 0.1%	1,831 SH	Increased+10 SH
SALESFORCE INC	COM	$477K	0.1%	2,456 SH	New
SANDISK CORP	COM	$270K	0.1%Prev: 0.1%	405 SH	Decreased-67 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$306K	0.1%Prev: 0.1%	10,094 SH	Decreased-3,861 SH
SELECT SECTOR SPDR TR	STATE STREET CON	$511K	0.1%	5,196 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$2.8M	0.6%	54,070 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$290K	0.1%	1,883 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$363K	0.1%	2,580 SH	New
SERVICENOW INC	COM	$1.6M	0.4%	14,916 SH	New
SIMON PPTY GROUP INC NEW	COM	$365K	0.1%Prev: 0.1%	1,935 SH	Increased+474 SH
SLB LIMITED	COM STK	$545K	0.1%Prev: 0.1%	11,159 SH	Increased+2,279 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.1M	0.2%	2,334 SH	New
SPDR GOLD TR	GOLD SHS	$3.5M	0.7%Prev: 0.1%	7,670 SH	Increased+6,157 SH
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$247K	0.1%	5,245 SH	New
SPDR INDEX SHS FDS	S&P GBLINF ETF	$283K	0.1%	3,860 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$5.8M	1.3%	8,533 SH	New
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$1.2M	0.3%	1,866 SH	New
STARBUCKS CORP	COM	$240K	0.1%Prev: 0.0%	2,588 SH	Increased+150 SH
T-MOBILE US INC	COM	$1.3M	0.3%	6,632 SH	New
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$715K	0.2%	2,155 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$1.1M	0.2%	5,256 SH	New
TARGET CORP	COM	$287K	0.1%Prev: 0.1%	2,596 SH	Increased+819 SH
TESLA INC	COM	$3.3M	0.7%Prev: 0.4%	7,950 SH	Increased+2,489 SH
TEXAS INSTRS INC	COM	$368K	0.1%Prev: 0.1%	1,649 SH	Decreased-16 SH
THE ALGER ETF TRUST	35 ETF	$1.3M	0.3%Prev: 0.5%	39,811 SH	Decreased-22,120 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$3.0M	0.7%Prev: 0.7%	91,781 SH	Decreased-3,124 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$2.5M	0.5%Prev: 0.6%	123,146 SH	Decreased-845 SH
THE CIGNA GROUP	COM	$1.5M	0.3%Prev: 0.0%	5,461 SH	Increased+4,527 SH
THERMO FISHER SCIENTIFIC INC	COM	$2.1M	0.5%Prev: 0.2%	3,667 SH	Increased+2,439 SH
TRAVELERS COMPANIES INC	COM	$226K	0.0%Prev: 0.1%	784 SH	Decreased+1 SH
UBER TECHNOLOGIES INC	COM	$1.8M	0.4%	23,729 SH	New
UNION PAC CORP	COM	$296K	0.1%Prev: 0.1%	1,235 SH	Decreased-437 SH
VANECK ETF TRUST	MRNGSTR WDE MOAT	$1.0M	0.2%Prev: 0.2%	9,984 SH	Increased+856 SH
VANECK ETF TRUST	OIL SERVICES ETF	$256K	0.1%	731 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$5.2M	1.1%Prev: 1.2%	13,318 SH	Decreased+3,174 SH
VANECK ETF TRUST	URANIUM AND NUCL	$275K	0.1%	1,854 SH	New
VANGUARD INDEX FDS	EXTEND MKT ETF	$366K	0.1%Prev: 0.1%	1,726 SH	Increased+328 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$276K	0.1%	1,022 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$383K	0.1%	1,136 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$473K	0.1%Prev: 0.1%	2,109 SH	Decreased+51 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$260K	0.1%Prev: 0.1%	910 SH	Decreased-5 SH
VANGUARD WORLD FD	INF TECH ETF	$278K	0.1%Prev: 0.1%	382 SH	Decreased-2,564 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$463K	0.1%	1,170 SH	New
VANGUARD WORLD FD	UTILITIES ETF	$1.9M	0.4%Prev: 0.3%	10,306 SH	Increased+393 SH
VERIZON COMMUNICATIONS INC	COM	$390K	0.1%Prev: 0.1%	8,422 SH	Increased+2,128 SH
VERTIV HOLDINGS CO	COM CL A	$3.0M	0.7%Prev: 0.4%	16,181 SH	Increased+7,053 SH
VISA INC	COM CL A	$3.7M	0.8%Prev: 0.7%	11,033 SH	Decreased+347 SH
VISTRA CORP	COM	$290K	0.1%	1,916 SH	New
VULCAN MATLS CO	COM	$1.3M	0.3%	4,248 SH	New
WALMART INC	COM	$4.6M	1.0%Prev: 0.7%	36,073 SH	Increased+2,445 SH
WASTE CONNECTIONS INC	COM	$239K	0.1%Prev: 0.0%	1,436 SH	Increased+35 SH
WASTE MGMT INC DEL	COM	$2.1M	0.5%Prev: 0.4%	9,335 SH	Increased+341 SH
WEDBUSH SER TR	DAN IVES WEDBUSH	$1.8M	0.4%	57,822 SH	New
WELLS FARGO CO NEW	COM	$1.4M	0.3%	14,926 SH	New
WESTERN DIGITAL CORP	COM	$376K	0.1%Prev: 0.3%	1,311 SH	Decreased-2,110 SH
WISDOMTREE TR	FLOATNG RAT TREA	$12.5M	2.7%Prev: 2.3%	248,052 SH	Increased+5,184 SH
XCEL ENERGY INC	COM	$376K	0.1%Prev: 0.1%	4,950 SH	Increased-29 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $843K
ACCENTURE PLC IRELAND — $1.5M
AIM ETF PRODUCTS TRUST — $594K
AIM ETF PRODUCTS TRUST — $1.5M
AIM ETF PRODUCTS TRUST — $312K
AIM ETF PRODUCTS TRUST — $1.2M
AIM ETF PRODUCTS TRUST — $618K
AIM ETF PRODUCTS TRUST — $864K
AIM ETF PRODUCTS TRUST — $838K
AIR PRODUCTS AND CHEMICALS I — $1.5M
AMCOR PLC — $1.4M
AMPLIFY ETF TR — $269K
APPLIED MATLS INC — $202K
ARM HOLDINGS PLC — $1.9M
BANK OF AMER CORP — $2.1M
BLACKROCK ETF TRUST II — $3.6M
BLACKROCK ETF TRUST II — $1.4M
BLOOM ENERGY CORP — $677K
CAPITAL GROUP GROWTH ETF — $287K
CHEVRON CORPORATION — $20.0M
… and 67 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001727605-26-000001	$462.5M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000860	$531.2M	View
Oct 16, 2025