Castle Rock Wealth Management, LLC

CIK 0001727605 • 6 13F filings • Apr 9, 2025 – Jul 8, 2026

Import this data to Google Sheets with:

=jivedata("castle-rock-wealth-management-llc-0001727605-filer","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by: Castle Rock Wealth Management, LLC, Chief Compliance Officer
Address: 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
AUM: $462.5M

AUM over time

$531.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $427.9M234 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$1.4M	0.3%	11,551 SH	New
ABBVIE INC	COM	$288K	0.1%Prev: 0.1%	1,549 SH	Decreased+51 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$275K	0.1%	973 SH	New
ADOBE INC	COM	$437K	0.1%	1,189 SH	New
ADVANCED MICRO DEVICES INC	COM	$527K	0.1%Prev: 0.3%	3,315 SH	Decreased-3,216 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM BUFFER	$508K	0.1%Prev: 0.1%	19,360 SH	Decreased-740 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM US LRG	$979K	0.2%	31,465 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$483K	0.1%	14,927 SH	New
AIM ETF PRODUCTS TRUST	US LARCP B20 MAR	$953K	0.2%	29,048 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 APR	$225K	0.1%	6,709 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 DEC	$208K	0.0%	6,492 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 FEB	$272K	0.1%	8,423 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JAN	$996K	0.2%	28,212 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUL	$934K	0.2%	24,919 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUN	$379K	0.1%	11,816 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 NOV	$1.3M	0.3%	41,480 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 OCT	$448K	0.1%	11,978 SH	New
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$270K	0.1%	2,235 SH	New
ALPHABET INC	CAP STK CL A	$2.3M	0.5%Prev: 0.7%	11,919 SH	Decreased+951 SH
ALPHABET INC	CAP STK CL C	$6.2M	1.4%Prev: 1.9%	32,244 SH	Decreased+2,477 SH
ALPS ETF TR	ALERIAN ENERGY	$3.0M	0.7%Prev: 0.8%	96,186 SH	Decreased-2,827 SH
ALTRIA GROUP INC	COM	$648K	0.2%Prev: 0.1%	10,983 SH	Decreased+861 SH
AMAZON COM INC	COM	$8.3M	1.9%Prev: 1.7%	36,244 SH	Increased-322 SH
AMERICAN TOWER CORP NEW	COM	$499K	0.1%	2,192 SH	New
AMGEN INC	COM	$2.6M	0.6%Prev: 0.7%	8,708 SH	Decreased-384 SH
APPLE INC	COM	$12.2M	2.9%Prev: 3.0%	57,286 SH	Decreased+3,396 SH
ARES CAPITAL CORP	COM	$327K	0.1%	14,243 SH	New
ARISTA NETWORKS INC	COM SHS	$317K	0.1%Prev: 0.1%	2,821 SH	Decreased+166 SH
ARK 21SHARES BITCOIN ETF	SHS BEN INT	$3.3M	0.8%	83,580 SH	New
AT&T INC	COM	$495K	0.1%Prev: 0.1%	18,062 SH	Increased+1,240 SH
ATLASSIAN CORPORATION	CL A	$1.3M	0.3%	6,911 SH	New
AURORA INNOVATION INC	CLASS A COM	$286K	0.1%	44,948 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$1.0M	0.2%Prev: 0.2%	3,315 SH	Increased-1,358 SH
AXON ENTERPRISE INC	COM	$494K	0.1%Prev: 0.1%	659 SH	Increased-4 SH
BANK AMERICA CORP	COM	$663K	0.2%Prev: 0.2%	13,901 SH	Decreased-1,329 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.8M	0.4%Prev: 0.4%	3,685 SH	Increased+146 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$2.7M	0.6%Prev: 0.8%	51,822 SH	Decreased-16,278 SH
BLACKSTONE INC	COM	$594K	0.1%Prev: 0.1%	3,529 SH	Increased+49 SH
BRISTOL-MYERS SQUIBB CO	COM	$2.1M	0.5%Prev: 0.6%	44,559 SH	Decreased-1,804 SH
BROADCOM INC	COM	$5.2M	1.2%Prev: 1.2%	18,159 SH	Decreased+491 SH
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$1.3M	0.3%Prev: 0.2%	21,228 SH	Increased-3,865 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$377K	0.1%Prev: 0.1%	28,529 SH	Decreased-1,452 SH
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$233K	0.1%Prev: 0.1%	5,617 SH	Decreased-561 SH
CATERPILLAR INC	COM	$305K	0.1%Prev: 0.1%	739 SH	Decreased-97 SH
CENOVUS ENERGY INC	COM	$1.3M	0.3%Prev: 0.6%	94,079 SH	Decreased-6,798 SH
CHEVRON CORP NEW	COM	$12.9M	3.0%	85,798 SH	New
CIRCLE INTERNET GROUP INC	COM CL A	$1.7M	0.4%	7,735 SH	New
CISCO SYS INC	COM	$224K	0.1%Prev: 0.1%	3,278 SH	Decreased-1,569 SH
CLEAR SECURE INC	COM CL A	$430K	0.1%Prev: 0.2%	14,370 SH	Decreased-144 SH
CLOUDFLARE INC	CL A COM	$2.6M	0.6%Prev: 0.6%	12,943 SH	Decreased-208 SH
COCA COLA CO	COM	$17.1M	4.0%Prev: 4.1%	243,127 SH	Decreased-827 SH
COINBASE GLOBAL INC	COM CL A	$376K	0.1%	885 SH	New
COLGATE PALMOLIVE CO	COM	$1.1M	0.2%Prev: 0.2%	12,159 SH	Increased+3,833 SH
CONAGRA BRANDS INC	COM	$476K	0.1%Prev: 0.1%	25,213 SH	Increased-4 SH
CONSOLIDATED EDISON INC	COM	$813K	0.2%Prev: 0.2%	7,935 SH	Decreased+355 SH
CONSTELLATION ENERGY CORP	COM	$1.6M	0.4%Prev: 0.3%	5,005 SH	Decreased-862 SH
COREWEAVE INC	COM CL A	$394K	0.1%Prev: 0.4%	3,070 SH	Decreased-21,953 SH
COSTCO WHSL CORP NEW	COM	$3.2M	0.7%	3,349 SH	New
CROWDSTRIKE HLDGS INC	CL A	$1.9M	0.4%Prev: 0.5%	3,921 SH	Decreased-1,537 SH
DANAHER CORPORATION	COM	$201K	0.0%	1,057 SH	New
DISNEY WALT CO	COM	$340K	0.1%Prev: 0.1%	2,804 SH	Increased-550 SH
DOVER CORP	COM	$2.0M	0.5%	10,426 SH	New
EATON CORP PLC	SHS	$3.5M	0.8%Prev: 0.8%	9,243 SH	Decreased-577 SH
ELI LILLY & CO	COM	$1.9M	0.5%Prev: 0.6%	2,542 SH	Decreased-494 SH
EMERSON ELEC CO	COM	$202K	0.0%	1,398 SH	New
ENPRO INC	COM	$297K	0.1%Prev: 0.1%	1,455 SH	Decreased+175 SH
ETFS GOLD TR	PHYSCL GOLD SHS	$2.2M	0.5%Prev: 0.1%	67,155 SH	Increased+59,559 SH
EXXON MOBIL CORP	COM	$1.8M	0.4%Prev: 0.6%	16,836 SH	Decreased+410 SH
FEDERAL RLTY INVT TR NEW	SH BEN INT NEW	$1.8M	0.4%	18,435 SH	New
FIRST TR EXCHANGE TRADED FD	BUYWRIT INCM ETF	$360K	0.1%Prev: 0.1%	15,566 SH	Increased+700 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$688K	0.2%	9,183 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$383K	0.1%Prev: 0.1%	6,049 SH	Decreased-663 SH
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$3.0M	0.7%Prev: 0.7%	50,447 SH	Increased+243 SH
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$434K	0.1%Prev: 0.1%	11,580 SH	Decreased
FIRST TR EXCHANGE-TRADED FD	SHS	$2.2M	0.5%Prev: 0.3%	24,461 SH	Increased+6,294 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$277K	0.1%Prev: 0.1%	8,592 SH	Decreased
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$340K	0.1%Prev: 0.1%	8,218 SH	Decreased
FORTINET INC	COM	$1.8M	0.4%	16,926 SH	New
FREEPORT-MCMORAN INC	CL B	$247K	0.1%	5,405 SH	New
FS KKR CAP CORP	COM	$625K	0.1%	28,196 SH	New
GENERAL DYNAMICS CORP	COM	$350K	0.1%Prev: 0.1%	1,175 SH	Decreased-15 SH
GITLAB INC	CLASS A COM	$1.3M	0.3%	28,609 SH	New
GLOBAL X FDS	1-3 MONTH T-BILL	$2.0M	0.5%Prev: 0.5%	19,581 SH	Decreased-5,417 SH
GLOBAL X FDS	NASDAQ 100 COVER	$933K	0.2%Prev: 0.1%	55,973 SH	Increased+23,009 SH
GLOBAL X FDS	RUSSELL 2000	$195K	0.0%	13,206 SH	New
GLOBAL X FDS	S&P 500 COVERED	$1.1M	0.3%Prev: 0.1%	28,771 SH	Increased+11,345 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$11.7M	2.7%Prev: 1.8%	116,622 SH	Increased+35,058 SH
GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$2.4M	0.6%Prev: 0.5%	58,350 SH	Decreased-249 SH
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$673K	0.2%Prev: 0.6%	13,343 SH	Decreased-41,579 SH
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$1.5M	0.4%Prev: 0.7%	29,782 SH	Decreased-33,763 SH
GOLDMAN SACHS ETF TR	SMALL CAP EQUITY	$417K	0.1%	8,152 SH	New
GOLDMAN SACHS GROUP INC	COM	$2.0M	0.5%Prev: 0.6%	2,880 SH	Decreased-158 SH
GRANITESHARES GOLD TR	SHS BEN INT	$232K	0.1%Prev: 0.1%	6,924 SH	Decreased-55 SH
HERSHEY CO	COM	$1.6M	0.4%Prev: 0.4%	8,860 SH	Decreased-3 SH
HOME DEPOT INC	COM	$2.7M	0.6%Prev: 0.6%	7,466 SH	Increased-646 SH
HONEYWELL INTL INC	COM	$1.7M	0.4%Prev: 0.4%	7,329 SH	Decreased-1,118 SH
ILLINOIS TOOL WKS INC	COM	$571K	0.1%Prev: 0.1%	2,225 SH	Increased+479 SH
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$306K	0.1%Prev: 0.1%	10,625 SH	Decreased+61 SH
INNOVATOR ETFS TRUST	US EQT PWR BUF	$1.3M	0.3%Prev: 0.3%	34,579 SH	Decreased
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$3.4M	0.8%Prev: 0.7%	95,154 SH	Increased+6,239 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BFR	$454K	0.1%Prev: 0.1%	13,097 SH	Increased+1,550 SH
INNOVATOR ETFS TRUST	US EQTY PWR BF	$760K	0.2%Prev: 0.1%	18,506 SH	Increased+4,082 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$19.3M	4.5%Prev: 4.2%	478,840 SH	Decreased+18,262 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$1.6M	0.4%Prev: 0.3%	42,320 SH	Increased+5,000 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA BU	$981K	0.2%Prev: 0.2%	26,947 SH	Increased+2,298 SH
INTEL CORP	COM	$316K	0.1%Prev: 0.2%	13,554 SH	Decreased-1,648 SH
INTERCONTINENTAL EXCHANGE IN	COM	$1.5M	0.3%Prev: 0.3%	8,134 SH	Decreased-1,287 SH
INTERNATIONAL BUSINESS MACHS	COM	$4.1M	1.0%Prev: 1.0%	14,458 SH	Decreased-3,420 SH
INTUIT	COM	$289K	0.1%	377 SH	New
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$346K	0.1%Prev: 0.1%	5,525 SH	Increased+328 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$435K	0.1%	20,798 SH	New
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$350K	0.1%Prev: 0.1%	3,130 SH	Decreased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$336K	0.1%Prev: 0.1%	1,819 SH	Decreased-27 SH
INVESCO QQQ TR	UNIT SER 1	$4.4M	1.0%Prev: 1.1%	7,740 SH	Decreased-695 SH
IONIS PHARMACEUTICALS INC	COM	$215K	0.1%	5,122 SH	New
IRIDIUM COMMUNICATIONS INC	COM	$1.6M	0.4%	50,024 SH	New
ISHARES TR	0-3 MNTH TREASRY	$11.9M	2.8%Prev: 2.0%	117,994 SH	Increased+28,051 SH
ISHARES TR	CORE DIV GRWTH	$289K	0.1%Prev: 0.1%	4,445 SH	Decreased-73 SH
ISHARES TR	CORE S&P TTL STK	$329K	0.1%Prev: 0.1%	2,381 SH	Decreased-41 SH
ISHARES TR	CORE S&P US GWT	$251K	0.1%Prev: 0.1%	1,629 SH	Decreased-7 SH
ISHARES TR	CORE S&P500 ETF	$562K	0.1%Prev: 0.2%	887 SH	Decreased-218 SH
ISHARES TR	EXPANDED TECH	$2.9M	0.7%	26,263 SH	New
ISHARES TR	EXPND TEC SC ETF	$208K	0.0%Prev: 0.0%	1,800 SH	Decreased
ISHARES TR	FLTG RATE NT ETF	$8.1M	1.9%Prev: 1.4%	159,273 SH	Increased+35,859 SH
ISHARES TR	MSCI USA MIN VOL	$591K	0.1%Prev: 0.1%	6,341 SH	Increased+692 SH
ISHARES TR	RUSSELL 3000 ETF	$2.8M	0.7%Prev: 0.5%	7,773 SH	Increased+2,054 SH
ISHARES TR	SHORT TREAS BD	$751K	0.2%	6,808 SH	New
ISHARES TR	TRS FLT RT BD	$15.1M	3.5%Prev: 3.3%	298,481 SH	Decreased-5,443 SH
ISHARES TR	U.S. FIN SVC ETF	$581K	0.1%Prev: 0.1%	6,664 SH	Increased+71 SH
ISHARES TR	U.S. FINLS ETF	$1.3M	0.3%Prev: 0.3%	10,808 SH	Decreased-2,562 SH
ISHARES TR	U.S. TECH ETF	$1.9M	0.4%Prev: 0.5%	10,330 SH	Decreased-916 SH
ISHARES TR	US INDUSTRIALS	$2.6M	0.6%Prev: 0.5%	18,059 SH	Increased+3,850 SH
ISHARES U S ETF TR	SHORT DURATION B	$2.2M	0.5%Prev: 0.5%	42,493 SH	Decreased-1,894 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$734K	0.2%Prev: 0.1%	12,866 SH	Increased+2,696 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$547K	0.1%Prev: 0.1%	9,948 SH	Decreased-726 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$1.0M	0.2%Prev: 0.3%	20,428 SH	Decreased-5,692 SH
JANUS DETROIT STR TR	HENDERSON SECURI	$2.6M	0.6%Prev: 0.7%	49,925 SH	Decreased-12,125 SH
JANUS DETROIT STR TR	HENDRSN SHRT ETF	$511K	0.1%Prev: 0.2%	10,396 SH	Decreased-4,658 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$917K	0.2%Prev: 0.3%	18,091 SH	Decreased-7,479 SH
JOHNSON & JOHNSON	COM	$792K	0.2%Prev: 0.2%	4,811 SH	Decreased+518 SH
JPMORGAN CHASE & CO.	COM	$5.1M	1.2%	17,607 SH	New
KIMBERLY-CLARK CORP	COM	$306K	0.1%Prev: 0.0%	2,406 SH	Increased+291 SH
LAM RESEARCH CORP	COM NEW	$290K	0.1%Prev: 0.1%	2,833 SH	Decreased-92 SH
LAMB WESTON HLDGS INC	COM	$449K	0.1%Prev: 0.1%	9,311 SH	Increased
LOWES COS INC	COM	$1.5M	0.4%Prev: 0.4%	6,810 SH	Decreased-488 SH
MAIN STR CAP CORP	COM	$579K	0.1%Prev: 0.1%	8,943 SH	Increased+1,794 SH
MARVELL TECHNOLOGY INC	COM	$369K	0.1%Prev: 0.1%	5,022 SH	Increased+1,795 SH
MASTERCARD INCORPORATED	CL A	$373K	0.1%Prev: 0.1%	670 SH	Increased-30 SH
MCDONALDS CORP	COM	$666K	0.2%Prev: 0.2%	2,233 SH	Decreased-154 SH
MCKESSON CORP	COM	$962K	0.2%Prev: 0.3%	1,352 SH	Decreased-5 SH
MERCK & CO INC	COM	$2.0M	0.5%Prev: 0.7%	25,125 SH	Decreased-2,704 SH
META PLATFORMS INC	CL A	$6.2M	1.5%Prev: 1.1%	8,709 SH	Increased-194 SH
MICROSOFT CORP	COM	$15.4M	3.6%Prev: 2.4%	30,221 SH	Increased+91 SH
MONDELEZ INTL INC	CL A	$550K	0.1%Prev: 0.1%	7,885 SH	Increased+222 SH
MOODYS CORP	COM	$776K	0.2%Prev: 0.1%	1,549 SH	Increased-5 SH
NETFLIX INC	COM	$3.3M	0.8%	2,719 SH	New
NEXTERA ENERGY INC	COM	$342K	0.1%Prev: 0.1%	4,477 SH	Decreased+21 SH
NORTHROP GRUMMAN CORP	COM	$1.5M	0.3%Prev: 0.5%	2,859 SH	Decreased-208 SH
NUSCALE PWR CORP	CL A COM	$417K	0.1%	8,906 SH	New
NUVEEN CA QUALTY MUN INCOME	COM	$267K	0.1%	24,375 SH	New
NUVEEN CALIFORNIA AMT QLT MU	COM	$278K	0.1%	24,192 SH	New
NVIDIA CORPORATION	COM	$19.5M	4.6%Prev: 4.2%	112,830 SH	Increased+3,285 SH
ONEOK INC NEW	COM	$626K	0.1%Prev: 0.7%	7,736 SH	Decreased-28,916 SH
ORACLE CORP	COM	$2.8M	0.6%Prev: 0.4%	11,271 SH	Increased-1,518 SH
OREILLY AUTOMOTIVE INC	COM	$224K	0.1%Prev: 0.0%	2,390 SH	Increased-20 SH
PACCAR INC	COM	$1.1M	0.2%Prev: 0.2%	11,347 SH	Increased+3,695 SH
PACER FDS TR	TRENDP US LAR CP	$225K	0.1%	4,346 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$4.8M	1.1%Prev: 1.0%	31,404 SH	Increased+586 SH
PALO ALTO NETWORKS INC	COM	$4.6M	1.1%Prev: 0.9%	22,918 SH	Increased-1,936 SH
PEPSICO INC	COM	$897K	0.2%Prev: 0.2%	6,330 SH	Decreased-440 SH
PFIZER INC	COM	$323K	0.1%Prev: 0.1%	13,220 SH	Decreased-1,779 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$527K	0.1%Prev: 0.1%	5,250 SH	Increased+441 SH
PROCTER AND GAMBLE CO	COM	$745K	0.2%	4,784 SH	New
PROGRESSIVE CORP	COM	$209K	0.0%Prev: 0.1%	852 SH	Decreased-342 SH
PROSHARES TR	S&P 500 DV ARIST	$699K	0.2%Prev: 0.2%	6,795 SH	Decreased-9 SH
QUALCOMM INC	COM	$1.9M	0.5%Prev: 0.4%	12,159 SH	Increased-1,334 SH
RBB FD INC	US TREAS 3 MNTH	$327K	0.1%	6,556 SH	New
REALTY INCOME CORP	COM	$1.6M	0.4%Prev: 0.4%	27,421 SH	Decreased-1,011 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$549K	0.1%Prev: 0.1%	14,736 SH	Decreased-2,640 SH
RIO TINTO PLC	SPONSORED ADR	$376K	0.1%Prev: 0.1%	6,057 SH	Decreased+2,064 SH
ROCKWELL AUTOMATION INC	COM	$360K	0.1%Prev: 0.1%	1,015 SH	Decreased-1 SH
ROPER TECHNOLOGIES INC	COM	$354K	0.1%Prev: 0.0%	646 SH	Increased+51 SH
RTX CORPORATION	COM	$270K	0.1%Prev: 0.1%	1,770 SH	Decreased-69 SH
SALESFORCE INC	COM	$680K	0.2%Prev: 0.2%	2,579 SH	Decreased-1,720 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$248K	0.1%Prev: 0.1%	9,146 SH	Decreased-1,774 SH
SELECT SECTOR SPDR TR	ENERGY	$2.0M	0.5%	23,561 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$210K	0.0%	936 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$245K	0.1%	3,015 SH	New
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$238K	0.1%	1,807 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$329K	0.1%	1,253 SH	New
SERVICENOW INC	COM	$2.6M	0.6%Prev: 0.4%	2,739 SH	Increased-15,847 SH
SIMON PPTY GROUP INC NEW	COM	$365K	0.1%Prev: 0.1%	2,223 SH	Increased+348 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.1M	0.3%	2,411 SH	New
SPDR GOLD TR	GOLD SHS	$2.4M	0.6%Prev: 0.2%	7,725 SH	Increased+5,985 SH
SPDR INDEX SHS FDS	S&P GBLINF ETF	$260K	0.1%	3,860 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$5.4M	1.3%	8,531 SH	New
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$951K	0.2%	1,641 SH	New
STARBUCKS CORP	COM	$1.9M	0.4%Prev: 0.1%	20,339 SH	Increased+17,702 SH
T-MOBILE US INC	COM	$1.1M	0.3%Prev: 0.3%	4,885 SH	Decreased-2,076 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$494K	0.1%	2,061 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$1.0M	0.2%	4,496 SH	New
TARGET CORP	COM	$334K	0.1%Prev: 0.1%	3,252 SH	Increased+627 SH
TESLA INC	COM	$1.3M	0.3%Prev: 0.6%	3,820 SH	Decreased-4,256 SH
TEXAS INSTRS INC	COM	$351K	0.1%Prev: 0.1%	1,628 SH	Increased-29 SH
THE ALGER ETF TRUST	35 ETF	$1.1M	0.2%Prev: 0.3%	34,919 SH	Decreased-5,613 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$2.6M	0.6%Prev: 0.6%	85,622 SH	Decreased-8,455 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$2.3M	0.5%Prev: 0.5%	117,173 SH	Decreased-8,835 SH
THE CIGNA GROUP	COM	$1.5M	0.3%Prev: 0.3%	5,061 SH	Decreased-722 SH
THERMO FISHER SCIENTIFIC INC	COM	$1.5M	0.3%Prev: 0.4%	3,545 SH	Decreased-156 SH
TRAVELERS COMPANIES INC	COM	$209K	0.0%Prev: 0.1%	787 SH	Decreased-24 SH
UBER TECHNOLOGIES INC	COM	$2.0M	0.5%	22,083 SH	New
UNION PAC CORP	COM	$309K	0.1%Prev: 0.1%	1,359 SH	Decreased-411 SH
UNITEDHEALTH GROUP INC	COM	$302K	0.1%	1,072 SH	New
VANECK ETF TRUST	MRNGSTR WDE MOAT	$960K	0.2%Prev: 0.2%	9,957 SH	Increased+85 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$3.7M	0.9%Prev: 1.1%	12,563 SH	Decreased-845 SH
VANGUARD INDEX FDS	EXTEND MKT ETF	$342K	0.1%Prev: 0.1%	1,720 SH	Decreased-9 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$295K	0.1%Prev: 0.1%	1,019 SH	Increased-5 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$349K	0.1%Prev: 0.1%	1,124 SH	Decreased-7 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$450K	0.1%Prev: 0.1%	2,176 SH	Increased+96 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$220K	0.1%Prev: 0.1%	906 SH	Decreased-6 SH
VANGUARD WORLD FD	INF TECH ETF	$248K	0.1%Prev: 0.1%	360 SH	Decreased-6 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$441K	0.1%Prev: 0.1%	1,169 SH	Increased-1 SH
VANGUARD WORLD FD	UTILITIES ETF	$1.6M	0.4%Prev: 0.4%	8,982 SH	Decreased-1,313 SH
VERIZON COMMUNICATIONS INC	COM	$390K	0.1%Prev: 0.1%	9,120 SH	Decreased+359 SH
VERTIV HOLDINGS CO	COM CL A	$2.1M	0.5%Prev: 0.9%	16,243 SH	Decreased+542 SH
VISA INC	COM CL A	$4.2M	1.0%Prev: 0.7%	11,756 SH	Increased+540 SH
VISTRA CORP	COM	$2.1M	0.5%	11,002 SH	New
VULCAN MATLS CO	COM	$1.0M	0.2%Prev: 0.3%	3,760 SH	Decreased-534 SH
WALMART INC	COM	$3.4M	0.8%Prev: 1.0%	35,064 SH	Decreased-1,297 SH
WASTE CONNECTIONS INC	COM	$285K	0.1%Prev: 0.1%	1,566 SH	Increased+130 SH
WASTE MGMT INC DEL	COM	$1.8M	0.4%Prev: 0.5%	7,787 SH	Decreased-1,852 SH
WELLS FARGO CO NEW	COM	$1.2M	0.3%	14,873 SH	New
WISDOMTREE TR	FLOATNG RAT TREA	$9.9M	2.3%Prev: 2.6%	195,521 SH	Decreased-41,410 SH
XCEL ENERGY INC	COM	$354K	0.1%Prev: 0.1%	4,930 SH	Decreased-25 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $891K
AIM ETF PRODUCTS TRUST — $5.5M
AIM ETF PRODUCTS TRUST — $4.4M
AIR PRODUCTS AND CHEMICALS I — $2.0M
AMERICAN TOWER CORP — $205K
APPLOVIN CORP — $1.7M
BLACKROCK ETF TRUST II — $1.2M
CHEVRON CORPORATION — $17.3M
CIENA CORP — $2.6M
CITIGROUP INC — $236K
COHERENT CORP — $1.8M
CORTEVA INC — $208K
COSTCO WHOLESALE CORPORATION — $3.7M
CUMMINS INC — $295K
DANAHER CORP DEL — $201K
DOMINION ENERGY INC — $435K
FIFTH THIRD BANCORP — $214K
FIRST TR EXCHANGE-TRADED FD — $504K
FIRST TR EXCHNG TRADED FD VI — $203K
FLOWSERVE CORP — $855K
… and 48 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001727605-26-000001	$462.5M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000860	$531.2M	View
Oct 16, 2025