Castle Rock Wealth Management, LLC

CIK 0001727605 • 6 13F filings • Apr 9, 2025 – Jul 8, 2026

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Filer information

Filed by: Castle Rock Wealth Management, LLC, Chief Compliance Officer
Address: 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
AUM: $462.5M

AUM over time

$531.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $461.9M238 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABORATORIES	COM	$891K	0.2%	8,665 SH	New
ABBVIE INC	COM	$313K	0.1%Prev: 0.3%	1,498 SH	Decreased-3,585 SH
ADVANCED MICRO DEVICES INC	COM	$1.4M	0.3%Prev: 0.1%	6,531 SH	Increased+2,797 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM BUFFER	$549K	0.1%	20,100 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$5.5M	1.2%	158,328 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$4.4M	1.0%	127,456 SH	New
AIR PRODUCTS AND CHEMICALS I	COM	$2.0M	0.4%	6,880 SH	New
ALPHABET INC	CAP STK CL A	$3.2M	0.7%Prev: 0.6%	10,968 SH	Increased-2,526 SH
ALPHABET INC	CAP STK CL C	$8.8M	1.9%Prev: 1.5%	29,767 SH	Increased-5,701 SH
ALPS ETF TR	ALERIAN ENERGY	$3.8M	0.8%Prev: 0.7%	99,013 SH	Increased+25,252 SH
ALTRIA GROUP INC	COM	$666K	0.1%Prev: 0.2%	10,122 SH	Decreased-1,580 SH
AMAZON COM INC	COM	$7.7M	1.7%Prev: 2.3%	36,566 SH	Decreased-7,419 SH
AMERICAN TOWER CORP	COM	$205K	0.0%	1,178 SH	New
AMGEN INC	COM	$3.2M	0.7%Prev: 0.5%	9,092 SH	Increased+3,315 SH
APPLE INC	COM	$13.8M	3.0%Prev: 3.3%	53,890 SH	Increased-386 SH
APPLOVIN CORP	COM CL A	$1.7M	0.4%	4,450 SH	New
ARISTA NETWORKS INC	COM SHS	$336K	0.1%Prev: 0.3%	2,655 SH	Decreased-10,106 SH
AT&T INC	COM	$477K	0.1%Prev: 0.2%	16,822 SH	Decreased-3,279 SH
AUTOMATIC DATA PROCESSING IN	COM	$953K	0.2%Prev: 0.3%	4,673 SH	Decreased+1,265 SH
AXON ENTERPRISE INC	COM	$274K	0.1%Prev: 0.1%	663 SH	Decreased+3 SH
BANK AMERICA CORP	COM	$752K	0.2%Prev: 0.2%	15,230 SH	Increased+1,370 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.7M	0.4%Prev: 0.6%	3,539 SH	Decreased-508 SH
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$1.2M	0.3%	23,886 SH	New
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$3.5M	0.8%Prev: 0.7%	68,100 SH	Increased+17,178 SH
BLACKSTONE INC	COM	$393K	0.1%Prev: 0.4%	3,480 SH	Decreased-6,566 SH
BRISTOL-MYERS SQUIBB CO	COM	$2.8M	0.6%Prev: 0.1%	46,363 SH	Increased+38,380 SH
BROADCOM INC	COM	$5.6M	1.2%Prev: 1.1%	17,668 SH	Increased-5,896 SH
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$1.1M	0.2%Prev: 0.3%	25,093 SH	Decreased+2,073 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$384K	0.1%Prev: 0.1%	29,981 SH	Increased+1,258 SH
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$250K	0.1%	6,178 SH	New
CATERPILLAR INC	COM	$599K	0.1%Prev: 0.1%	836 SH	Increased+103 SH
CENOVUS ENERGY INC	COM	$2.7M	0.6%	100,877 SH	New
CHEVRON CORPORATION	COM	$17.3M	3.8%	87,179 SH	New
CIENA CORP	COM NEW	$2.6M	0.6%	5,698 SH	New
CISCO SYS INC	COM	$383K	0.1%Prev: 0.1%	4,847 SH	Increased+1,579 SH
CITIGROUP INC	COM NEW	$236K	0.1%	2,044 SH	New
CLEAR SECURE INC	COM CL A	$745K	0.2%Prev: 0.1%	14,514 SH	Increased-1,464 SH
CLOUDFLARE INC	CL A COM	$2.8M	0.6%Prev: 0.4%	13,151 SH	Increased+1,437 SH
COCA COLA CO	COM	$18.7M	4.1%Prev: 4.7%	243,954 SH	Increased+858 SH
COHERENT CORP	COM	$1.8M	0.4%	6,797 SH	New
COLGATE PALMOLIVE CO	COM	$709K	0.2%Prev: 0.3%	8,326 SH	Decreased-3,821 SH
CONAGRA BRANDS INC	COM	$396K	0.1%Prev: 0.2%	25,217 SH	Decreased-198 SH
CONSOLIDATED EDISON INC	COM	$875K	0.2%Prev: 0.2%	7,580 SH	Increased-355 SH
CONSTELLATION ENERGY CORP	COM	$1.6M	0.3%	5,867 SH	New
COREWEAVE INC	COM CL A	$2.1M	0.4%	25,023 SH	New
CORTEVA INC	COM	$208K	0.0%	2,434 SH	New
COSTCO WHOLESALE CORPORATION	COM	$3.7M	0.8%	3,670 SH	New
CROWDSTRIKE HLDGS INC	CL A	$2.2M	0.5%Prev: 0.4%	5,458 SH	Increased+1,671 SH
CUMMINS INC	COM	$295K	0.1%	536 SH	New
DANAHER CORP DEL	COM	$201K	0.0%	1,053 SH	New
DISNEY WALT CO	COM	$324K	0.1%Prev: 0.1%	3,354 SH	Increased+530 SH
DOMINION ENERGY INC	COM	$435K	0.1%	6,930 SH	New
EATON CORP PLC	SHS	$3.5M	0.8%Prev: 0.6%	9,820 SH	Increased+2,353 SH
ELI LILLY & CO	COM	$2.8M	0.6%Prev: 0.8%	3,036 SH	Decreased-724 SH
ENPRO INC	COM	$323K	0.1%Prev: 0.1%	1,280 SH	Increased-175 SH
ETFS GOLD TR	PHYSCL GOLD SHS	$338K	0.1%Prev: 0.5%	7,596 SH	Decreased-59,422 SH
EXXON MOBIL CORP	COM	$2.6M	0.6%Prev: 0.6%	16,426 SH	Increased-1,027 SH
FIFTH THIRD BANCORP	COM	$214K	0.0%	4,532 SH	New
FIRST TR EXCHANGE TRADED FD	BUYWRIT INCM ETF	$344K	0.1%	14,866 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$462K	0.1%	6,712 SH	New
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$3.0M	0.7%Prev: 1.1%	50,204 SH	Decreased-19,310 SH
FIRST TR EXCHANGE-TRADED FD	NASDAQ-100 SEL	$504K	0.1%	3,952 SH	New
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$507K	0.1%Prev: 0.1%	11,580 SH	Increased
FIRST TR EXCHANGE-TRADED FD	SHS	$1.4M	0.3%	18,167 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$292K	0.1%Prev: 0.1%	8,592 SH	Increased
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$354K	0.1%	8,218 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$203K	0.0%	5,138 SH	New
FLOWSERVE CORP	COM	$855K	0.2%	11,365 SH	New
FREEPORT MCMORAN INC	CL B	$351K	0.1%	5,713 SH	New
GE VERNOVA INC	COM	$2.1M	0.4%	2,284 SH	New
GENERAL DYNAMICS CORP	COM	$415K	0.1%Prev: 0.1%	1,190 SH	Increased-321 SH
GLOBAL X FDS	1-3 MONTH T-BILL	$2.5M	0.5%Prev: 0.4%	24,998 SH	Increased+10,115 SH
GLOBAL X FDS	NASDAQ 100 COVER	$570K	0.1%Prev: 0.3%	32,964 SH	Decreased-34,073 SH
GLOBAL X FDS	S&P 500 COVERED	$686K	0.1%Prev: 0.4%	17,426 SH	Decreased-16,354 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$8.2M	1.8%Prev: 2.8%	81,564 SH	Decreased-24,128 SH
GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$2.4M	0.5%Prev: 0.6%	58,599 SH	Increased+2,595 SH
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$2.7M	0.6%	54,922 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$3.2M	0.7%	63,545 SH	New
GOLDMAN SACHS GROUP INC	COM	$2.6M	0.6%	3,038 SH	New
GRANITESHARES GOLD TR	SHS BEN INT	$321K	0.1%Prev: 0.1%	6,979 SH	Increased+264 SH
HERSHEY CO	COM	$1.8M	0.4%Prev: 0.4%	8,863 SH	Increased+3 SH
HOME DEPOT INC	COM	$2.6M	0.6%Prev: 0.8%	8,112 SH	Decreased+286 SH
HONEYWELL INTL INC	COM	$1.9M	0.4%Prev: 0.4%	8,447 SH	Increased+671 SH
ILLINOIS TOOL WKS INC	COM	$451K	0.1%Prev: 0.1%	1,746 SH	Decreased-477 SH
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$311K	0.1%Prev: 0.1%	10,564 SH	Increased-61 SH
INNOVATOR ETFS TRUST	EQUITY DUAL DIRE	$1.8M	0.4%	86,127 SH	New
INNOVATOR ETFS TRUST	EQUITY DUAL DIRT	$392K	0.1%	19,019 SH	New
INNOVATOR ETFS TRUST	EQUTY DUL DIRCT	$741K	0.2%	38,995 SH	New
INNOVATOR ETFS TRUST	US EQT PWR BUF	$1.4M	0.3%Prev: 0.7%	34,579 SH	Decreased-34,732 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$3.3M	0.7%Prev: 0.9%	88,915 SH	Increased-6,239 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BFR	$421K	0.1%Prev: 0.1%	11,547 SH	Decreased-1,929 SH
INNOVATOR ETFS TRUST	US EQTY PWR BF	$619K	0.1%Prev: 0.2%	14,424 SH	Decreased-6,332 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$19.4M	4.2%Prev: 5.1%	460,578 SH	Increased-37,916 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$1.5M	0.3%Prev: 0.4%	37,320 SH	Decreased-7,149 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA BU	$922K	0.2%Prev: 0.3%	24,649 SH	Decreased-3,104 SH
INTEL CORP	COM	$766K	0.2%Prev: 0.1%	15,202 SH	Increased+1,338 SH
INTERCONTINENTAL EXCHANGE IN	COM	$1.5M	0.3%Prev: 0.4%	9,421 SH	Increased+482 SH
INTERNATIONAL BUSINESS MACHS	COM	$4.4M	1.0%Prev: 0.8%	17,878 SH	Increased+6,684 SH
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$335K	0.1%Prev: 0.1%	5,197 SH	Increased-328 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$385K	0.1%Prev: 0.1%	3,130 SH	Increased-100 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$356K	0.1%Prev: 0.1%	1,846 SH	Increased-24 SH
INVESCO QQQ TR	UNIT SER 1	$4.9M	1.1%Prev: 0.7%	8,435 SH	Increased+2,607 SH
ISHARES INC	MSCI ISRAEL ETF	$670K	0.1%	5,689 SH	New
ISHARES SILVER TR	ISHARES	$252K	0.1%	3,837 SH	New
ISHARES TR	0-3 MNTH TREASRY	$9.0M	2.0%Prev: 2.4%	89,943 SH	Increased+2,391 SH
ISHARES TR	CORE DIV GRWTH	$318K	0.1%Prev: 0.1%	4,518 SH	Increased+96 SH
ISHARES TR	CORE S&P TTL STK	$348K	0.1%Prev: 0.1%	2,422 SH	Increased+48 SH
ISHARES TR	CORE S&P US GWT	$257K	0.1%Prev: 0.1%	1,636 SH	Increased+9 SH
ISHARES TR	CORE S&P500 ETF	$728K	0.2%Prev: 0.1%	1,105 SH	Increased+218 SH
ISHARES TR	EXPND TEC SC ETF	$218K	0.0%	1,800 SH	New
ISHARES TR	FLTG RATE NT ETF	$6.3M	1.4%Prev: 2.3%	123,414 SH	Decreased-47,714 SH
ISHARES TR	INTL SEL DIV ETF	$1.3M	0.3%	30,160 SH	New
ISHARES TR	ISHARES BIOTECH	$247K	0.1%Prev: 0.1%	1,456 SH	Decreased-729 SH
ISHARES TR	MSCI USA MIN VOL	$527K	0.1%Prev: 0.2%	5,649 SH	Decreased-1,056 SH
ISHARES TR	RUSSELL 2000 ETF	$273K	0.1%	1,085 SH	New
ISHARES TR	RUSSELL 3000 ETF	$2.1M	0.5%Prev: 1.0%	5,719 SH	Decreased-5,423 SH
ISHARES TR	TRS FLT RT BD	$15.4M	3.3%Prev: 3.2%	303,924 SH	Increased+71,314 SH
ISHARES TR	TRUST ISHARE 0-1	$645K	0.1%	5,856 SH	New
ISHARES TR	U.S. FIN SVC ETF	$548K	0.1%Prev: 0.1%	6,593 SH	Decreased-484 SH
ISHARES TR	U.S. FINLS ETF	$1.6M	0.3%	13,370 SH	New
ISHARES TR	U.S. TECH ETF	$2.1M	0.5%Prev: 0.5%	11,246 SH	Increased-1,458 SH
ISHARES TR	US AER DEF ETF	$1.7M	0.4%	7,740 SH	New
ISHARES TR	US INDUSTRIALS	$2.1M	0.5%Prev: 0.1%	14,209 SH	Increased+10,384 SH
ISHARES U S ETF TR	SHORT DURATION B	$2.3M	0.5%Prev: 0.6%	44,387 SH	Increased+3,343 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$574K	0.1%Prev: 0.2%	10,170 SH	Decreased-4,115 SH
J P MORGAN EXCHANGE TRADED F	HEDGED EQUITY LA	$223K	0.0%Prev: 0.1%	3,482 SH	Decreased-1,103 SH
J P MORGAN EXCHANGE TRADED F	INCOME ETF	$2.6M	0.6%	56,429 SH	New
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$593K	0.1%Prev: 0.1%	10,674 SH	Increased+127 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$1.3M	0.3%Prev: 0.9%	26,120 SH	Decreased-38,311 SH
JANUS DETROIT STR TR	HENDERSON INCOME	$1.9M	0.4%	37,420 SH	New
JANUS DETROIT STR TR	HENDERSON SECURI	$3.2M	0.7%	62,050 SH	New
JANUS DETROIT STR TR	HENDRSN SHRT ETF	$736K	0.2%Prev: 0.1%	15,054 SH	Increased+4,813 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.3M	0.3%Prev: 0.8%	25,570 SH	Decreased-36,313 SH
JOHNSON & JOHNSON	COM	$1.0M	0.2%Prev: 0.4%	4,293 SH	Decreased-5,433 SH
JPMORGAN CHASE & CO	COM	$5.5M	1.2%	18,529 SH	New
KIMBERLY-CLARK CORP	COM	$203K	0.0%Prev: 0.1%	2,115 SH	Decreased-478 SH
LAM RESEARCH CORP	COM NEW	$639K	0.1%Prev: 0.1%	2,925 SH	Increased-545 SH
LAMB WESTON HLDGS INC	COM	$366K	0.1%Prev: 0.1%	9,311 SH	Decreased-5 SH
LOCKHEED MARTIN CORP	COM	$217K	0.0%	349 SH	New
LOWES COS INC	COM	$1.7M	0.4%Prev: 0.4%	7,298 SH	Increased+787 SH
MAIN STR CAP CORP	COM	$376K	0.1%Prev: 0.1%	7,149 SH	Decreased-1,364 SH
MARVELL TECHNOLOGY INC	COM	$346K	0.1%Prev: 0.5%	3,227 SH	Decreased-25,270 SH
MASTERCARD INCORPORATED	CL A	$345K	0.1%Prev: 0.6%	700 SH	Decreased-3,205 SH
MCDONALDS CORP	COM	$733K	0.2%Prev: 0.2%	2,387 SH	Decreased-211 SH
MCKESSON CORP	COM	$1.2M	0.3%Prev: 0.2%	1,357 SH	Increased+5 SH
MERCK & CO INC	COM	$3.4M	0.7%	27,829 SH	New
META PLATFORMS INC	CL A	$5.1M	1.1%Prev: 1.5%	8,903 SH	Decreased-761 SH
MICRON TECHNOLOGY INC	COM	$1.9M	0.4%	5,186 SH	New
MICROSOFT CORP	COM	$11.3M	2.4%Prev: 3.0%	30,130 SH	Increased+978 SH
MONDELEZ INTL INC	CL A	$441K	0.1%Prev: 0.2%	7,663 SH	Decreased-589 SH
MOODYS CORP	COM	$685K	0.1%Prev: 0.2%	1,554 SH	Decreased+7 SH
NETFLIX INC.	COM	$2.7M	0.6%	27,781 SH	New
NEXTERA ENERGY INC	COM	$415K	0.1%Prev: 0.1%	4,456 SH	Increased-1 SH
NNN REIT INC	COM	$308K	0.1%Prev: 0.1%	7,212 SH	Increased+1,171 SH
NORTHROP GRUMMAN CORP	COM	$2.2M	0.5%Prev: 0.4%	3,067 SH	Increased+185 SH
NUVEEN CA DIVI ADV MUN	COM	$271K	0.1%	23,409 SH	New
NUVEEN CALIF AMT FREE MUNI I	COM	$289K	0.1%	24,192 SH	New
NVIDIA CORPORATION	COM	$19.4M	4.2%Prev: 3.2%	109,545 SH	Increased+649 SH
ONEOK INC NEW	COM	$3.2M	0.7%Prev: 0.2%	36,652 SH	Increased+28,653 SH
ORACLE CORP	COM	$1.9M	0.4%	12,789 SH	New
OREILLY AUTOMOTIVE INC	COM	$220K	0.0%Prev: 0.1%	2,410 SH	Decreased+2,251 SH
PACCAR INC	COM	$905K	0.2%Prev: 0.3%	7,652 SH	Decreased-3,710 SH
PACER FDS TR	US CASH COWS 100	$219K	0.0%	3,498 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$4.6M	1.0%Prev: 0.7%	30,818 SH	Increased+580 SH
PALO ALTO NETWORKS INC	COM	$4.1M	0.9%Prev: 1.0%	24,854 SH	Increased+2,038 SH
PAYCHEX INC	COM	$1.1M	0.2%	12,334 SH	New
PEPSICO INC	COM	$1.1M	0.2%Prev: 0.3%	6,770 SH	Increased+277 SH
PFIZER INC	COM	$425K	0.1%	14,999 SH	New
PIMCO ETF TR	ENHAN SHRT MA AC	$483K	0.1%Prev: 0.1%	4,809 SH	Decreased-141 SH
PROCTER & GAMBLE CO	COM	$677K	0.1%	4,727 SH	New
PROGRESSIVE CORP	COM	$233K	0.1%Prev: 0.1%	1,194 SH	Decreased-386 SH
PROSHARES TR	S&P 500 DV ARIST	$721K	0.2%Prev: 0.2%	6,804 SH	Decreased-325 SH
PUTNAM ETF TRUST	FRANKLIN CALIF	$101K	0.0%	13,822 SH	New
QUALCOMM INC	COM	$1.7M	0.4%Prev: 0.3%	13,493 SH	Increased+6,126 SH
QXO INC	COM NEW	$262K	0.1%	13,772 SH	New
RBB FD INC	F/M US TREASURY	$404K	0.1%	8,102 SH	New
REALTY INCOME CORP	COM	$1.8M	0.4%Prev: 0.4%	28,432 SH	Increased+1,188 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$692K	0.1%	17,376 SH	New
REGIONS FINANCIAL CORP NEW	COM	$1.4M	0.3%	54,147 SH	New
RIO TINTO PLC	SPONSORED ADR	$377K	0.1%Prev: 0.1%	3,993 SH	Decreased-3,053 SH
ROCKWELL AUTOMATION INC	COM	$371K	0.1%Prev: 0.1%	1,016 SH	Increased-7 SH
ROPER TECHNOLOGIES INC	COM	$213K	0.0%Prev: 0.1%	595 SH	Decreased-111 SH
RTX CORPORATION	COM	$361K	0.1%Prev: 0.1%	1,839 SH	Increased+43 SH
SALESFORCE INC	COM	$805K	0.2%Prev: 0.3%	4,299 SH	Decreased-423 SH
SANDISK CORP	COM	$292K	0.1%	416 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$334K	0.1%	10,920 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$477K	0.1%	5,218 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$3.4M	0.7%	56,843 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$277K	0.1%	1,884 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$371K	0.1%	2,725 SH	New
SERVICENOW INC	COM	$1.9M	0.4%Prev: 0.4%	18,586 SH	Increased+16,818 SH
SIMON PPTY GROUP INC NEW	COM	$354K	0.1%Prev: 0.3%	1,875 SH	Decreased-5,019 SH
SLB LIMITED	COM STK	$547K	0.1%	11,068 SH	New
SPDR GOLD TR	GOLD SHS	$747K	0.2%Prev: 0.6%	1,740 SH	Decreased-6,094 SH
SPDR INDEX SHS FDS	STATE STREET SPD	$587K	0.1%	10,163 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$226K	0.0%	4,951 SH	New
SPINNAKER ETF SERIES	SELECT STOXX EUR	$665K	0.1%	15,674 SH	New
STARBUCKS CORP	COM	$238K	0.1%Prev: 0.5%	2,637 SH	Decreased-14,817 SH
STATE STR SPDR DOW JONES IND	UT SER 1	$1.1M	0.2%	2,337 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$5.7M	1.2%	8,646 SH	New
STATE STR SPDR S&P MIDCAP 40	UTSER1 S&PDCRP	$1.2M	0.3%	1,919 SH	New
T-MOBILE US INC	COM	$1.4M	0.3%	6,961 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$686K	0.1%	2,025 SH	New
TARGET CORP	COM	$316K	0.1%	2,625 SH	New
TESLA INC	COM	$2.9M	0.6%Prev: 0.3%	8,076 SH	Increased+3,987 SH
TEXAS INSTRS INC	COM	$323K	0.1%Prev: 0.1%	1,657 SH	Increased+34 SH
THE ALGER ETF TRUST	35 ETF	$1.3M	0.3%Prev: 0.3%	40,532 SH	Increased-11,043 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$3.0M	0.6%Prev: 0.2%	94,077 SH	Increased+60,216 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$2.5M	0.5%Prev: 0.6%	126,008 SH	Increased-13,712 SH
THE CIGNA GROUP	COM	$1.6M	0.3%Prev: 0.5%	5,783 SH	Decreased+161 SH
THERMO FISHER SCIENTIFIC INC	COM	$1.8M	0.4%Prev: 0.4%	3,701 SH	Increased+503 SH
TRAVELERS COMPANIES INC	COM	$239K	0.1%Prev: 0.1%	811 SH	Increased-66 SH
UNION PAC CORP	COM	$433K	0.1%Prev: 0.1%	1,770 SH	Increased+369 SH
VANECK ETF TRUST	MRNGSTR WDE MOAT	$953K	0.2%Prev: 0.3%	9,872 SH	Increased-935 SH
VANECK ETF TRUST	OIL SERVICES ETF	$278K	0.1%	696 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$5.3M	1.1%Prev: 0.8%	13,408 SH	Increased-852 SH
VANECK ETF TRUST	URANIUM AND NUCL	$249K	0.1%	1,861 SH	New
VANGUARD INDEX FDS	EXTEND MKT ETF	$360K	0.1%Prev: 0.1%	1,729 SH	Increased-38 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$268K	0.1%Prev: 0.1%	1,024 SH	Increased-28 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$366K	0.1%Prev: 0.1%	1,131 SH	Increased+10 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$449K	0.1%Prev: 0.1%	2,080 SH	Increased+3 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$249K	0.1%Prev: 0.1%	912 SH	Increased-24 SH
VANGUARD WORLD FD	INF TECH ETF	$261K	0.1%	366 SH	New
VANGUARD WORLD FD	MEGA GRWTH IND	$435K	0.1%Prev: 0.1%	1,170 SH	Increased+2 SH
VANGUARD WORLD FD	UTILITIES ETF	$2.1M	0.4%Prev: 0.5%	10,295 SH	Increased+367 SH
VERIZON COMMUNICATIONS INC	COM	$433K	0.1%Prev: 0.1%	8,761 SH	Decreased-978 SH
VERTIV HOLDINGS CO	COM CL A	$4.1M	0.9%	15,701 SH	New
VISA INC	COM CL A	$3.4M	0.7%Prev: 1.2%	11,216 SH	Decreased-1,495 SH
VULCAN MATLS CO	COM	$1.2M	0.3%	4,294 SH	New
WALMART INC	COM	$4.6M	1.0%Prev: 0.9%	36,361 SH	Increased-1,707 SH
WASTE CONNECTIONS INC	COM	$238K	0.1%Prev: 0.1%	1,436 SH	Decreased-88 SH
WASTE MGMT INC DEL	COM	$2.3M	0.5%Prev: 0.5%	9,639 SH	Increased+1,329 SH
WEDBUSH SER TR	DAN IVES WEDBUSH	$1.8M	0.4%	60,906 SH	New
WELLS FARGO & CO	COM	$1.2M	0.3%	15,311 SH	New
WESTERN DIGITAL CORP	COM	$386K	0.1%	1,307 SH	New
WISDOMTREE TR	EUROPE DEFENSE F	$790K	0.2%	24,495 SH	New
WISDOMTREE TR	FLOATNG RAT TREA	$11.9M	2.6%Prev: 2.6%	236,931 SH	Increased+43,604 SH
XCEL ENERGY INC	COM	$400K	0.1%Prev: 0.1%	4,955 SH	Increased+25 SH

Sold (vs prior filing)

ABBOTT LABS — $1.6M
ACCENTURE PLC IRELAND — $345K
ADOBE INC — $459K
AIM ETF PRODUCTS TRUST — $909K
AIM ETF PRODUCTS TRUST — $382K
AIM ETF PRODUCTS TRUST — $912K
AIM ETF PRODUCTS TRUST — $355K
AIM ETF PRODUCTS TRUST — $937K
AIM ETF PRODUCTS TRUST — $876K
AIM ETF PRODUCTS TRUST — $372K
AIM ETF PRODUCTS TRUST — $1.3M
AIM ETF PRODUCTS TRUST — $421K
AMERICAN TOWER CORP NEW — $473K
ARES CAPITAL CORP — $377K
ARK 21SHARES BITCOIN ETF — $2.3M
AURORA INNOVATION INC — $658K
CHEVRON CORP NEW — $14.5M
COINBASE GLOBAL INC — $861K
COSTCO WHSL CORP NEW — $3.4M
DANAHER CORPORATION — $224K
… and 47 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001727605-26-000001	$462.5M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000860	$531.2M	View
Oct 16, 2025