Castle Rock Wealth Management, LLC

CIK 0001727605 • 6 13F filings • Apr 9, 2025 – Jul 8, 2026

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Filer information

Filed by: Castle Rock Wealth Management, LLC, Chief Compliance Officer
Address: 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
AUM: $462.5M

AUM over time

$531.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $531.2M254 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABORATORIES	COM	$843K	0.2%	8,584 SH	New
ABBVIE INC	COM	$320K	0.1%Prev: 0.1%	1,198 SH	Decreased-361 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$1.5M	0.3%	7,962 SH	New
ADVANCED MICRO DEVICES INC	COM	$4.0M	0.7%Prev: 0.1%	6,131 SH	Increased+2,989 SH
AIM ETF PRODUCTS TRUST	ALL B20 ALL ETF	$594K	0.1%	20,083 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US AUG ETF	$1.5M	0.3%	43,797 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US FEB ETF	$312K	0.1%	8,536 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US JAN ETF	$1.2M	0.2%	31,242 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US JUN ETF	$618K	0.1%	17,503 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US MAY ETF	$864K	0.2%	24,166 SH	New
AIM ETF PRODUCTS TRUST	ALLIA US OCT ETF	$838K	0.2%	19,771 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$5.9M	1.1%	156,588 SH	New
AIR PRODUCTS AND CHEMICALS I	COM	$1.5M	0.3%	5,502 SH	New
ALPHABET INC	CAP STK CL A	$3.4M	0.6%Prev: 0.6%	9,875 SH	Increased-1,695 SH
ALPHABET INC	CAP STK CL C	$9.2M	1.7%Prev: 1.8%	26,786 SH	Increased-5,735 SH
ALPS ETF TR	ALERIAN ENERGY	$3.6M	0.7%Prev: 0.7%	94,200 SH	Increased-6,169 SH
ALTRIA GROUP INC	COM	$670K	0.1%Prev: 0.2%	9,771 SH	Decreased-1,183 SH
AMAZON COM INC	COM	$8.5M	1.6%Prev: 1.8%	32,991 SH	Increased-3,340 SH
AMCOR PLC	COM NEW	$1.4M	0.3%	33,964 SH	New
AMGEN INC	COM	$2.5M	0.5%Prev: 0.6%	6,194 SH	Decreased-2,705 SH
AMPLIFY ETF TR	CASH FLOW DIVID	$269K	0.1%	7,274 SH	New
APPLE INC	COM	$15.7M	3.0%Prev: 3.1%	47,042 SH	Increased-7,899 SH
APPLIED MATLS INC	COM	$202K	0.0%	380 SH	New
APPLOVIN CORP	COM CL A	$1.2M	0.2%Prev: 0.7%	4,277 SH	Decreased-111 SH
ARISTA NETWORKS INC	COM SHS	$480K	0.1%Prev: 0.1%	2,227 SH	Increased-463 SH
ARK 21SHARES BITCOIN ETF	SHS BEN INT	$231K	0.0%Prev: 0.8%	8,131 SH	Decreased-78,301 SH
ARM HOLDINGS PLC	SPONSORED ADS	$1.9M	0.4%	6,236 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$1.2M	0.2%Prev: 0.2%	4,534 SH	Increased+1,879 SH
AXON ENTERPRISE INC	COM	$277K	0.1%Prev: 0.1%	661 SH	Decreased+1 SH
BANK OF AMER CORP	COM	$2.1M	0.4%	38,867 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.8M	0.3%Prev: 0.4%	3,513 SH	Decreased-181 SH
BLACKROCK ETF TRUST II	ISHA FLEX IN ETF	$3.6M	0.7%	71,026 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$1.4M	0.3%	27,148 SH	New
BLACKSTONE INC	COM	$373K	0.1%Prev: 0.1%	3,291 SH	Decreased-273 SH
BLOOM ENERGY CORP	COM CL A	$677K	0.1%	2,290 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$1.9M	0.4%Prev: 0.5%	32,204 SH	Decreased-13,671 SH
BROADCOM INC	COM	$5.4M	1.0%Prev: 1.4%	14,357 SH	Decreased-3,884 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$336K	0.1%Prev: 0.1%	28,964 SH	Decreased-271 SH
CAPITAL GROUP GROWTH ETF	SHS CREAT UNIT	$287K	0.1%	5,914 SH	New
CATERPILLAR INC	COM	$1.5M	0.3%Prev: 0.1%	1,757 SH	Increased+1,014 SH
CENOVUS ENERGY INC	COM	$1.0M	0.2%Prev: 0.4%	32,925 SH	Decreased-66,824 SH
CHEVRON CORPORATION	COM	$20.0M	3.8%	96,199 SH	New
CIENA CORP	COM NEW	$1.9M	0.4%	4,366 SH	New
CISCO SYS INC	COM	$532K	0.1%Prev: 0.0%	4,514 SH	Increased+1,277 SH
CITIGROUP INC	COM NEW	$263K	0.0%	2,048 SH	New
CLEAR SECURE INC	COM CL A	$599K	0.1%Prev: 0.1%	14,430 SH	Increased+197 SH
CLOUDFLARE INC	CL A COM	$313K	0.1%Prev: 0.6%	882 SH	Decreased-12,108 SH
COCA COLA CO	COM	$20.9M	3.9%Prev: 3.5%	242,821 SH	Increased-291 SH
COHERENT CORP	COM	$1.7M	0.3%	4,939 SH	New
COLGATE PALMOLIVE CO	COM	$724K	0.1%Prev: 0.1%	8,295 SH	Increased-78 SH
CONAGRA BRANDS INC	COM	$337K	0.1%Prev: 0.1%	25,059 SH	Decreased-155 SH
CONSOLIDATED EDISON INC	COM	$797K	0.2%Prev: 0.2%	7,585 SH	Increased-350 SH
COREWEAVE INC	COM CL A	$1.5M	0.3%Prev: 0.1%	16,539 SH	Increased+13,219 SH
COSTCO WHOLESALE CORPORATION	COM	$3.2M	0.6%	3,453 SH	New
CREDO TECHNOLOGY GROUP HOLDI	ORDINARY SHARES	$2.2M	0.4%	9,785 SH	New
CROWDSTRIKE HLDGS INC	CL A	$4.4M	0.8%Prev: 0.5%	15,783 SH	Increased+11,304 SH
CUMMINS INC	COM	$330K	0.1%Prev: 0.1%	617 SH	Increased+84 SH
DICKS SPORTING GOODS INC	COM	$463K	0.1%	3,432 SH	New
DISNEY WALT CO	COM	$313K	0.1%Prev: 0.1%	3,006 SH	Increased+339 SH
DOMINION ENERGY INC	COM	$422K	0.1%Prev: 0.1%	6,805 SH	Increased+97 SH
EATON CORP PLC	SHS	$4.1M	0.8%Prev: 0.8%	9,145 SH	Increased-213 SH
EDWARDS LIFESCIENCES CORP	COM	$329K	0.1%	3,809 SH	New
ELI LILLY & CO	COM	$2.2M	0.4%Prev: 0.6%	1,863 SH	Decreased-1,492 SH
EMERSON ELEC CO	COM	$229K	0.0%	1,421 SH	New
ENPRO INC	COM	$254K	0.0%Prev: 0.1%	766 SH	Decreased-689 SH
ETFS GOLD TR	PHYSCL GOLD SHS	$306K	0.1%Prev: 0.5%	7,716 SH	Decreased-59,476 SH
EVERSOURCE ENERGY	COM	$2.0M	0.4%	30,858 SH	New
FIFTH THIRD BANCORP	COM	$231K	0.0%	4,537 SH	New
FIRST TR EXCHANGE TRADED FD	BUYWRIT INCM ETF	$393K	0.1%Prev: 0.1%	16,434 SH	Increased+868 SH
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$606K	0.1%Prev: 0.1%	7,629 SH	Increased+1,270 SH
FIRST TR EXCHANGE-TRADED FD	BLOOMBERG AI ETF	$3.0M	0.6%	50,690 SH	New
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$3.2M	0.6%Prev: 0.7%	53,572 SH	Increased+3,139 SH
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$216K	0.0%	1,993 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ-100 SEL	$643K	0.1%	3,879 SH	New
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$491K	0.1%Prev: 0.1%	11,580 SH	Increased
FIRST TR EXCHANGE-TRADED FD	SHS	$1.7M	0.3%Prev: 0.5%	17,770 SH	Decreased-6,460 SH
FIRST TR EXCHNG TRADED FD VI	FT LADD BUFF ETF	$326K	0.1%	8,592 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$375K	0.1%Prev: 0.1%	8,218 SH	Increased
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$218K	0.0%	5,138 SH	New
GE VERNOVA INC	COM	$2.0M	0.4%	1,942 SH	New
GENERAL DYNAMICS CORP	COM	$372K	0.1%Prev: 0.1%	1,123 SH	Decreased-65 SH
GLOBAL X FDS	1 3 MO T BI ET	$2.4M	0.4%	23,703 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$545K	0.1%Prev: 0.2%	29,196 SH	Decreased-20,278 SH
GLOBAL X FDS	S&P 500 COVERED	$600K	0.1%Prev: 0.2%	14,315 SH	Decreased-11,756 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$20.5M	3.9%Prev: 1.9%	205,469 SH	Increased+118,046 SH
GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$2.4M	0.5%Prev: 0.5%	62,223 SH	Increased+4,072 SH
GOLDMAN SACHS ETF TR	NASDA 100 ETF	$3.6M	0.7%	60,553 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$3.9M	0.7%Prev: 0.5%	68,310 SH	Increased+25,692 SH
GOLDMAN SACHS GROUP INC	COM	$1.7M	0.3%Prev: 0.5%	1,866 SH	Decreased-1,085 SH
GRANITESHARES GOLD TR	SHS BEN INT	$391K	0.1%Prev: 0.1%	9,532 SH	Increased+2,608 SH
HERSHEY CO	COM	$1.4M	0.3%Prev: 0.4%	8,860 SH	Decreased-1 SH
HEWLETT PACKARD ENTERPRISE C	COM	$2.0M	0.4%	28,037 SH	New
HOME DEPOT INC	COM	$1.0M	0.2%Prev: 0.7%	3,494 SH	Decreased-4,280 SH
HONEYWELL INTL INC	COM	$214K	0.0%Prev: 0.4%	1,005 SH	Decreased-6,887 SH
ILLINOIS TOOL WKS INC	COM	$480K	0.1%Prev: 0.1%	1,795 SH	Increased+42 SH
INNOVATOR ETFS TRUST	EQUI DU DI OCTO	$1.1M	0.2%	45,798 SH	New
INNOVATOR ETFS TRUST	EQUI DUAL 15 DEC	$779K	0.1%	38,040 SH	New
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$316K	0.1%Prev: 0.1%	10,298 SH	Increased-327 SH
INNOVATOR ETFS TRUST	EQUITY DUAL DIRT	$414K	0.1%Prev: 0.1%	19,019 SH	Decreased-2,020 SH
INNOVATOR ETFS TRUST	EQUTY DUL DIRCT	$772K	0.1%	37,794 SH	New
INNOVATOR ETFS TRUST	US EQT PWR BUF	$1.5M	0.3%Prev: 0.3%	33,833 SH	Increased-746 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$3.4M	0.6%Prev: 0.8%	86,462 SH	Decreased-8,243 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BFR	$460K	0.1%Prev: 0.1%	11,547 SH	Increased-1,257 SH
INNOVATOR ETFS TRUST	US EQTY PWR BF	$599K	0.1%Prev: 0.1%	12,690 SH	Decreased-2,634 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$20.3M	3.8%Prev: 4.4%	439,440 SH	Increased-36,926 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$1.6M	0.3%Prev: 0.3%	36,268 SH	Increased-3,343 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA BU	$1.0M	0.2%Prev: 0.2%	24,072 SH	Increased-2,585 SH
INTEL CORP	COM	$3.1M	0.6%Prev: 0.1%	27,988 SH	Increased+14,314 SH
INTERCONTINENTAL EXCHANGE IN	COM	$1.4M	0.3%Prev: 0.3%	9,232 SH	Increased+781 SH
INTERNATIONAL BUSINESS MACHS	COM	$1.9M	0.4%Prev: 0.9%	8,511 SH	Decreased-6,529 SH
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$270K	0.1%Prev: 0.1%	4,217 SH	Decreased-1,308 SH
INVESCO EXCHANGE TRADED FD T	DORS WRI MOM ETF	$354K	0.1%	2,510 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$327K	0.1%Prev: 0.1%	1,540 SH	Decreased-283 SH
INVESCO QQQ TR	UNIT SER 1	$6.2M	1.2%Prev: 1.0%	8,112 SH	Increased+467 SH
ISHARES ETHEREUM TR	SHS	$232K	0.0%	3,782 SH	New
ISHARES INC	CORE MSCI EMKT	$203K	0.0%	2,448 SH	New
ISHARES INC	MSCI ISRAEL ETF	$657K	0.1%	5,461 SH	New
ISHARES TR	0-3 MTH TREASURY	$22.4M	4.2%	222,619 SH	New
ISHARES TR	CORE DIV GRWTH	$349K	0.1%Prev: 0.1%	4,560 SH	Increased+91 SH
ISHARES TR	CORE S&P TTL STK	$414K	0.1%Prev: 0.1%	2,435 SH	Increased+47 SH
ISHARES TR	CORE S&P US GWT	$327K	0.1%Prev: 0.1%	1,640 SH	Increased+8 SH
ISHARES TR	CORE S&P500 ETF	$857K	0.2%Prev: 0.1%	1,096 SH	Increased+209 SH
ISHARES TR	EXPND TEC SC ETF	$314K	0.1%Prev: 0.1%	1,800 SH	Increased
ISHARES TR	FLTG RATE NT ETF	$5.7M	1.1%Prev: 1.7%	111,857 SH	Decreased-37,114 SH
ISHARES TR	INTL SEL DIV ETF	$1.4M	0.3%	33,313 SH	New
ISHARES TR	ISHARES BIOTECH	$388K	0.1%Prev: 0.0%	1,910 SH	Increased+503 SH
ISHARES TR	MSCI USA MIN ETF	$545K	0.1%	5,464 SH	New
ISHARES TR	RUSSELL 2000 ETF	$329K	0.1%	1,168 SH	New
ISHARES TR	RUSSELL 3000 ETF	$2.2M	0.4%Prev: 0.7%	4,892 SH	Decreased-3,127 SH
ISHARES TR	TRS FLT RT BD	$18.4M	3.5%Prev: 3.8%	363,427 SH	Increased+24,562 SH
ISHARES TR	TRUST ISHARE 0-1	$5.6M	1.1%	51,122 SH	New
ISHARES TR	U.S. FIN SVC ETF	$575K	0.1%Prev: 0.1%	6,325 SH	Decreased-343 SH
ISHARES TR	U.S. FINLS ETF	$1.6M	0.3%Prev: 0.3%	12,657 SH	Increased+1,431 SH
ISHARES TR	U.S. TECH ETF	$4.8M	0.9%Prev: 0.5%	17,645 SH	Increased+6,938 SH
ISHARES TR	US AER DEF ETF	$1.7M	0.3%	8,200 SH	New
ISHARES TR	US HLTHCARE ETF	$2.4M	0.5%	34,277 SH	New
ISHARES TR	US INDUSTRIALS	$1.6M	0.3%Prev: 0.6%	9,829 SH	Decreased-8,519 SH
ISHARES U S ETF TR	SHOR DURA BD ETF	$2.2M	0.4%	43,424 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$519K	0.1%Prev: 0.2%	9,173 SH	Decreased-3,280 SH
J P MORGAN EXCHANGE TRADED F	HEDG EQU LAD ETF	$241K	0.0%	3,446 SH	New
J P MORGAN EXCHANGE TRADED F	INCOME ETF	$2.9M	0.5%	63,730 SH	New
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$713K	0.1%Prev: 0.1%	11,638 SH	Increased+2,019 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$876K	0.2%Prev: 0.2%	17,430 SH	Decreased-3,180 SH
JANUS DETROIT STR TR	HEND SECU IN ETF	$3.3M	0.6%	66,344 SH	New
JANUS DETROIT STR TR	HENDE INCOM ETF	$2.0M	0.4%	41,778 SH	New
JANUS DETROIT STR TR	HENDRSN SHRT ETF	$635K	0.1%Prev: 0.1%	13,056 SH	Increased+1,697 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.5M	0.3%Prev: 0.3%	28,982 SH	Increased+2,492 SH
JOHNSON & JOHNSON	COM	$969K	0.2%Prev: 0.2%	3,804 SH	Increased-1,091 SH
JPMORGAN CHASE & CO	COM	$5.2M	1.0%	15,781 SH	New
LAM RESEARCH CORP	COM NEW	$940K	0.2%Prev: 0.1%	2,816 SH	Increased-128 SH
LAMB WESTON HLDGS INC	COM	$446K	0.1%Prev: 0.1%	9,311 SH	Decreased
MAIN STR CAP CORP	COM	$357K	0.1%Prev: 0.1%	6,512 SH	Decreased-1,312 SH
MARVELL TECHNOLOGY INC	COM	$973K	0.2%Prev: 0.1%	3,389 SH	Increased+169 SH
MASTERCARD INCORPORATED	CL A	$379K	0.1%Prev: 0.1%	669 SH	Decreased-7 SH
MCDONALDS CORP	COM	$536K	0.1%Prev: 0.2%	2,306 SH	Decreased-85 SH
MCKESSON CORP	COM	$1.2M	0.2%Prev: 0.2%	1,352 SH	Increased-1 SH
MERCK & CO INC	COM	$2.3M	0.4%Prev: 0.5%	16,389 SH	Decreased-9,936 SH
META PLATFORMS INC	CL A	$6.3M	1.2%Prev: 1.4%	8,587 SH	Increased-168 SH
MICRON TECHNOLOGY INC	COM	$4.6M	0.9%	4,373 SH	New
MICROSOFT CORP	COM	$10.7M	2.0%Prev: 3.5%	20,277 SH	Decreased-10,199 SH
MONDELEZ INTL INC	CL A	$457K	0.1%Prev: 0.1%	7,667 SH	Decreased-228 SH
MOODYS CORP	COM	$701K	0.1%Prev: 0.2%	1,549 SH	Decreased-3 SH
NEBIUS GROUP N.V.	SHS CLASS A	$202K	0.0%	810 SH	New
NEOS ETF TRUST	NASDAQ 100 HIGH	$206K	0.0%	3,627 SH	New
NETFLIX INC.	COM	$443K	0.1%	6,446 SH	New
NEXTERA ENERGY INC	COM	$346K	0.1%Prev: 0.1%	4,439 SH	Decreased-53 SH
NNN REIT INC	COM	$313K	0.1%Prev: 0.1%	7,715 SH	Increased+684 SH
NORTHROP GRUMMAN CORP	COM	$1.4M	0.3%Prev: 0.4%	2,890 SH	Decreased-69 SH
NUVEEN CA DIVI ADV MUN	COM	$212K	0.0%	21,075 SH	New
NUVEEN CALIF AMT FREE MUNI I	COM	$256K	0.0%	24,192 SH	New
NVIDIA CORPORATION	COM	$26.0M	4.9%Prev: 4.6%	108,566 SH	Increased-1,173 SH
OREILLY AUTOMOTIVE INC	COM	$206K	0.0%Prev: 0.1%	2,420 SH	Decreased+20 SH
PACCAR INC	COM	$836K	0.2%Prev: 0.2%	7,645 SH	Increased+10 SH
PACER FDS TR	TRENDP US LAR CP	$224K	0.0%Prev: 0.1%	3,688 SH	Decreased-1,488 SH
PALANTIR TECHNOLOGIES INC	CL A	$2.4M	0.5%Prev: 1.3%	12,666 SH	Decreased-18,145 SH
PALO ALTO NETWORKS INC	COM	$9.0M	1.7%Prev: 1.1%	21,353 SH	Increased-2,585 SH
PAYCHEX INC	COM	$693K	0.1%	6,856 SH	New
PEPSICO INC	COM	$607K	0.1%Prev: 0.2%	4,829 SH	Decreased-1,541 SH
PFIZER INC	COM	$402K	0.1%Prev: 0.1%	14,619 SH	Decreased-1,233 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$427K	0.1%Prev: 0.1%	4,254 SH	Decreased-696 SH
PROCTER & GAMBLE CO	COM	$686K	0.1%	4,624 SH	New
PROGRESSIVE CORP	COM	$248K	0.0%Prev: 0.1%	1,172 SH	Decreased+117 SH
PROSHARES TR	S&P 500 DV ARIST	$559K	0.1%Prev: 0.2%	10,207 SH	Decreased+3,498 SH
PUTNAM ETF TRUST	FRANKLIN CALIF	$107K	0.0%	15,622 SH	New
QUALCOMM INC	COM	$1.9M	0.4%Prev: 0.5%	10,549 SH	Decreased-1,951 SH
QXO INC	COM NEW	$169K	0.0%Prev: 0.1%	13,936 SH	Decreased+451 SH
RBB FD INC	F/M US TREASURY	$384K	0.1%	7,689 SH	New
REALTY INCOME CORP	COM	$1.7M	0.3%Prev: 0.4%	31,848 SH	Increased+4,044 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$639K	0.1%Prev: 0.2%	17,487 SH	Decreased-759 SH
RED CAT HLDGS INC	COM	$68K	0.0%	10,702 SH	New
RIO TINTO PLC	SPONSORED ADR	$330K	0.1%Prev: 0.1%	3,440 SH	Increased-594 SH
ROBINHOOD MKTS INC	COM CL A	$660K	0.1%	5,893 SH	New
ROCKWELL AUTOMATION INC	COM	$467K	0.1%Prev: 0.1%	1,037 SH	Increased+21 SH
ROUNDHILL ETF TRUST	MEMORY ETF	$2.8M	0.5%	46,513 SH	New
RTX CORPORATION	COM	$334K	0.1%Prev: 0.1%	1,821 SH	Increased+32 SH
SANDISK CORP	COM	$784K	0.1%	472 SH	New
SCHWAB STRATEGIC TR	SHT TM US TRES	$7.6M	1.4%	319,545 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$458K	0.1%Prev: 0.1%	13,955 SH	Increased+4,731 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$230K	0.0%Prev: 0.0%	6,230 SH	Increased-112 SH
SELECT SECTOR SPDR TR	ST STR CARE ETF	$317K	0.1%	1,895 SH	New
SELECT SECTOR SPDR TR	ST STR DISCR ETF	$214K	0.0%	1,916 SH	New
SELECT SECTOR SPDR TR	ST STR ENERG ETF	$3.2M	0.6%	50,195 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$204K	0.0%	1,190 SH	New
SELECT SECTOR SPDR TR	ST STR STAPL ETF	$305K	0.1%	3,723 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$617K	0.1%	3,054 SH	New
SIMON PPTY GROUP INC NEW	COM	$295K	0.1%Prev: 0.1%	1,461 SH	Decreased-709 SH
SLB LIMITED	COM STK	$444K	0.1%	8,880 SH	New
SOLSTICE ADVANCED MATLS INC	COM SHS	$1.3M	0.2%	20,620 SH	New
SOUTHERN CO	COM	$2.2M	0.4%	25,809 SH	New
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$3.8M	0.7%	22,357 SH	New
SPDR GOLD TR	GOLD SHS	$578K	0.1%Prev: 0.6%	1,513 SH	Decreased-6,497 SH
SPDR INDEX SHS FDS	ST STR INFRA ETF	$276K	0.1%	3,860 SH	New
SPDR INDEX SHS FDS	ST STR PO EX ETF	$342K	0.1%	6,759 SH	New
SPDR SERIES TRUST	ST STR SP500DIV	$229K	0.0%	5,023 SH	New
SPS COMM INC	COM	$630K	0.1%	7,775 SH	New
STARBUCKS CORP	COM	$234K	0.0%Prev: 0.4%	2,438 SH	Decreased-18,204 SH
STATE STR SPDR DOW JONES IND	UT SER 1	$1.2M	0.2%	2,259 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$6.5M	1.2%	8,299 SH	New
STATE STR SPDR S&P MIDCAP 40	UTSER1 S&PDCRP	$1.2M	0.2%	1,801 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$972K	0.2%	2,015 SH	New
TARGET CORP	COM	$274K	0.1%Prev: 0.1%	1,777 SH	Increased-1,093 SH
TESLA INC	COM	$2.1M	0.4%Prev: 0.3%	5,461 SH	Increased+2,103 SH
TEXAS INSTRS INC	COM	$495K	0.1%Prev: 0.1%	1,665 SH	Increased+42 SH
THE ALGER ETF TRUST	35 ETF	$2.6M	0.5%Prev: 0.3%	61,931 SH	Increased+25,080 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$4.0M	0.7%Prev: 0.7%	94,905 SH	Increased+6,773 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$3.0M	0.6%Prev: 0.6%	123,991 SH	Increased+4,092 SH
THE CIGNA GROUP	COM	$256K	0.0%Prev: 0.3%	934 SH	Decreased-4,225 SH
THERMO FISHER SCIENTIFIC INC	COM	$806K	0.2%Prev: 0.4%	1,228 SH	Decreased-2,363 SH
TIDAL TRUST III	VISTASHARES TRGT	$222K	0.0%	12,585 SH	New
TRAVELERS COMPANIES INC	COM	$282K	0.1%Prev: 0.0%	783 SH	Increased-8 SH
UNION PAC CORP	COM	$463K	0.1%Prev: 0.1%	1,672 SH	Increased+312 SH
VANECK ETF TRUST	MRNGSTR WDE MOAT	$988K	0.2%Prev: 0.2%	9,128 SH	Decreased-829 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$6.4M	1.2%Prev: 1.0%	10,144 SH	Increased-2,720 SH
VANECK ETF TRUST	URANI NUCLE ETF	$203K	0.0%	1,855 SH	New
VANGUARD INDEX FDS	EXTEND MKT ETF	$332K	0.1%Prev: 0.1%	1,398 SH	Decreased-325 SH
VANGUARD INDEX FDS	MRNGSTR MD CP GR	$262K	0.0%	861 SH	New
VANGUARD INDEX FDS	MRNGSTR TTL STK	$346K	0.1%	905 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$253K	0.0%	353 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$489K	0.1%Prev: 0.1%	2,058 SH	Increased-3 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$286K	0.1%Prev: 0.1%	915 SH	Increased+7 SH
VANGUARD WORLD FD	INF TECH ETF	$382K	0.1%Prev: 0.1%	2,946 SH	Increased+2,586 SH
VANGUARD WORLD FD	MRNGSTR MEGA CAP	$502K	0.1%	5,281 SH	New
VANGUARD WORLD FD	UTILITIES ETF	$1.8M	0.3%Prev: 0.4%	9,913 SH	Decreased-122 SH
VERIZON COMMUNICATIONS INC	COM	$289K	0.1%Prev: 0.1%	6,294 SH	Decreased-2,862 SH
VERTIV HOLDINGS CO	COM CL A	$2.3M	0.4%Prev: 0.6%	9,128 SH	Decreased-7,376 SH
VISA INC	COM CL A	$4.0M	0.7%Prev: 0.8%	10,686 SH	Increased-64 SH
WALMART INC	COM	$3.6M	0.7%Prev: 0.8%	33,628 SH	Decreased-2,187 SH
WASTE CONNECTIONS INC	COM	$217K	0.0%Prev: 0.1%	1,401 SH	Decreased-85 SH
WASTE MGMT INC DEL	COM	$1.9M	0.4%Prev: 0.4%	8,994 SH	Increased+785 SH
WEDBUSH SER TR	DAN IVE REVO ETF	$1.9M	0.4%	44,621 SH	New
WELLS FARGO & CO	COM	$1.3M	0.2%	15,378 SH	New
WESTERN DIGITAL CORP	COM	$1.4M	0.3%	3,421 SH	New
WISDOMTREE TR	FLOATNG RAT TREA	$12.2M	2.3%Prev: 2.1%	242,868 SH	Increased+52,095 SH
XCEL ENERGY INC	COM	$362K	0.1%Prev: 0.1%	4,979 SH	Decreased+39 SH

Sold (vs prior filing)

ABBOTT LABS — $1.2M
ADOBE INC — $332K
AIM ETF PRODUCTS TRUST — $528K
AIM ETF PRODUCTS TRUST — $1.7M
AIM ETF PRODUCTS TRUST — $492K
AIM ETF PRODUCTS TRUST — $977K
AIM ETF PRODUCTS TRUST — $230K
AIM ETF PRODUCTS TRUST — $214K
AIM ETF PRODUCTS TRUST — $279K
AIM ETF PRODUCTS TRUST — $1.0M
AIM ETF PRODUCTS TRUST — $945K
AIM ETF PRODUCTS TRUST — $388K
AIM ETF PRODUCTS TRUST — $1.4M
AIM ETF PRODUCTS TRUST — $699K
ALIBABA GROUP HLDG LTD — $418K
AMERICAN TOWER CORP NEW — $419K
ARES CAPITAL CORP — $296K
AT&T INC — $514K
ATLASSIAN CORPORATION — $1.1M
AURORA INNOVATION INC — $234K
… and 69 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001727605-26-000001	$462.5M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000860	$531.2M	View
Oct 16, 2025