Castle Rock Wealth Management, LLC

CIK 0001727605 • 6 13F filings • Apr 9, 2025 – Jul 8, 2026

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Filer information

Filed by: Castle Rock Wealth Management, LLC, Chief Compliance Officer
Address: 1777 BOTELHO DRIVE, SUITE 105, WALNUT CREEK, CA, 94596
Phone: 925-478-8800
AUM: $462.5M

AUM over time

$531.2M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $452.4M241 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$1.2M	0.3%	8,871 SH	New
ABBVIE INC	COM	$371K	0.1%Prev: 0.1%	1,559 SH	Decreased+44 SH
ADOBE INC	COM	$332K	0.1%	949 SH	New
ADVANCED MICRO DEVICES INC	COM	$536K	0.1%Prev: 0.8%	3,142 SH	Decreased-4,121 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM BUFFER	$528K	0.1%	19,644 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US LRG	$1.7M	0.4%	51,798 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$492K	0.1%	14,927 SH	New
AIM ETF PRODUCTS TRUST	US LARCP B20 MAR	$977K	0.2%	29,048 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 APR	$230K	0.1%	6,709 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 DEC	$214K	0.0%	6,492 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 FEB	$279K	0.1%	8,423 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JAN	$1.0M	0.2%	28,212 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUL	$945K	0.2%	24,619 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUN	$388K	0.1%	11,816 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 NOV	$1.4M	0.3%	41,480 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 OCT	$699K	0.2%	18,213 SH	New
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$418K	0.1%	2,210 SH	New
ALPHABET INC	CAP STK CL A	$2.8M	0.6%Prev: 0.8%	11,570 SH	Decreased+841 SH
ALPHABET INC	CAP STK CL C	$8.0M	1.8%Prev: 2.1%	32,521 SH	Decreased+1,936 SH
ALPS ETF TR	ALERIAN ENERGY	$3.2M	0.7%Prev: 0.7%	100,369 SH	Decreased+3,030 SH
ALTRIA GROUP INC	COM	$721K	0.2%Prev: 0.1%	10,954 SH	Decreased+872 SH
AMAZON COM INC	COM	$8.1M	1.8%Prev: 1.8%	36,331 SH	Decreased-677 SH
AMERICAN TOWER CORP NEW	COM	$419K	0.1%	2,189 SH	New
AMGEN INC	COM	$2.6M	0.6%Prev: 0.7%	8,899 SH	Decreased-481 SH
APPLE INC	COM	$14.1M	3.1%Prev: 3.1%	54,941 SH	Decreased+1,447 SH
APPLOVIN CORP	COM CL A	$3.0M	0.7%Prev: 0.5%	4,388 SH	Increased-154 SH
ARES CAPITAL CORP	COM	$296K	0.1%	14,568 SH	New
ARISTA NETWORKS INC	COM SHS	$386K	0.1%Prev: 0.1%	2,690 SH	Decreased+54 SH
ARK 21SHARES BITCOIN ETF	SHS BEN INT	$3.4M	0.8%	86,432 SH	New
AT&T INC	COM	$514K	0.1%Prev: 0.0%	18,992 SH	Increased+6,692 SH
ATLASSIAN CORPORATION	CL A	$1.1M	0.2%	7,107 SH	New
AURORA INNOVATION INC	CLASS A COM	$234K	0.1%	43,858 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$765K	0.2%Prev: 0.2%	2,655 SH	Decreased-1,934 SH
AXON ENTERPRISE INC	COM	$474K	0.1%Prev: 0.1%	660 SH	Increased-3 SH
BANK AMERICA CORP	COM	$769K	0.2%	15,250 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.8M	0.4%Prev: 0.3%	3,694 SH	Increased+170 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$2.7M	0.6%	51,638 SH	New
BLACKSTONE INC	COM	$598K	0.1%Prev: 0.1%	3,564 SH	Increased+147 SH
BRISTOL-MYERS SQUIBB CO	COM	$2.1M	0.5%Prev: 0.5%	45,875 SH	Decreased-1,994 SH
BROADCOM INC	COM	$6.2M	1.4%Prev: 1.3%	18,241 SH	Decreased-52 SH
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$1.2M	0.3%Prev: 0.2%	22,033 SH	Increased-4,394 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$394K	0.1%Prev: 0.1%	29,235 SH	Increased-1,211 SH
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$268K	0.1%	6,059 SH	New
CATERPILLAR INC	COM	$362K	0.1%Prev: 0.2%	743 SH	Decreased-206 SH
CENOVUS ENERGY INC	COM	$1.7M	0.4%Prev: 0.5%	99,749 SH	Decreased-1,923 SH
CHEVRON CORP NEW	COM	$13.2M	2.9%	85,777 SH	New
CIRCLE INTERNET GROUP INC	COM CL A	$1.4M	0.3%	9,471 SH	New
CISCO SYS INC	COM	$222K	0.0%Prev: 0.1%	3,237 SH	Decreased-1,599 SH
CLEAR SECURE INC	COM CL A	$445K	0.1%Prev: 0.2%	14,233 SH	Decreased-177 SH
CLOUDFLARE INC	CL A COM	$2.9M	0.6%Prev: 0.0%	12,990 SH	Increased+12,108 SH
COCA COLA CO	COM	$16.0M	3.5%Prev: 3.9%	243,112 SH	Decreased-688 SH
COINBASE GLOBAL INC	COM CL A	$356K	0.1%	967 SH	New
COLGATE PALMOLIVE CO	COM	$658K	0.1%Prev: 0.2%	8,373 SH	Decreased+75 SH
CONAGRA BRANDS INC	COM	$482K	0.1%Prev: 0.1%	25,214 SH	Increased-914 SH
CONSOLIDATED EDISON INC	COM	$775K	0.2%Prev: 0.2%	7,935 SH	Decreased+350 SH
CONSTELLATION ENERGY CORP	COM	$2.1M	0.5%	6,146 SH	New
COREWEAVE INC	COM CL A	$457K	0.1%Prev: 0.4%	3,320 SH	Decreased-20,799 SH
COSTCO WHSL CORP NEW	COM	$3.2M	0.7%	3,520 SH	New
CROWDSTRIKE HLDGS INC	CL A	$2.2M	0.5%Prev: 0.9%	4,479 SH	Decreased-1,151 SH
CUMMINS INC	COM	$229K	0.1%Prev: 0.1%	533 SH	Decreased-65 SH
DANAHER CORPORATION	COM	$218K	0.0%	1,033 SH	New
DISNEY WALT CO	COM	$299K	0.1%Prev: 0.1%	2,667 SH	Decreased-739 SH
DOMINION ENERGY INC	COM	$410K	0.1%Prev: 0.1%	6,708 SH	Decreased-70 SH
DOVER CORP	COM	$1.8M	0.4%	10,540 SH	New
EATON CORP PLC	SHS	$3.5M	0.8%Prev: 0.9%	9,358 SH	Decreased-1,573 SH
ELI LILLY & CO	COM	$2.7M	0.6%Prev: 0.6%	3,355 SH	Decreased+592 SH
ENPRO INC	COM	$330K	0.1%Prev: 0.1%	1,455 SH	Increased+633 SH
ETFS GOLD TR	PHYSCL GOLD SHS	$2.5M	0.5%Prev: 0.1%	67,192 SH	Increased+59,425 SH
EXXON MOBIL CORP	COM	$1.9M	0.4%	16,863 SH	New
FEDERAL RLTY INVT TR NEW	SH BEN INT NEW	$1.8M	0.4%	18,611 SH	New
FIRST TR EXCHANGE TRADED FD	BUYWRIT INCM ETF	$369K	0.1%Prev: 0.1%	15,566 SH	Increased+1,516 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$1.5M	0.3%	19,047 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$428K	0.1%Prev: 0.1%	6,359 SH	Decreased-558 SH
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$3.0M	0.7%Prev: 0.6%	50,433 SH	Increased+140 SH
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$442K	0.1%Prev: 0.1%	11,580 SH	Decreased
FIRST TR EXCHANGE-TRADED FD	SHS	$2.2M	0.5%Prev: 0.3%	24,230 SH	Increased+6,316 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$287K	0.1%	8,592 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$347K	0.1%Prev: 0.1%	8,218 SH	Decreased
FORTINET INC	COM	$1.6M	0.4%	19,000 SH	New
FREEPORT-MCMORAN INC	CL B	$213K	0.0%	5,507 SH	New
FS KKR CAP CORP	COM	$446K	0.1%	29,336 SH	New
GENERAL DYNAMICS CORP	COM	$404K	0.1%Prev: 0.1%	1,188 SH	Decreased+6 SH
GLOBAL X FDS	1-3 MONTH T-BILL	$2.2M	0.5%	21,961 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$844K	0.2%Prev: 0.1%	49,474 SH	Increased+20,263 SH
GLOBAL X FDS	RUSSELL 2000	$198K	0.0%	13,089 SH	New
GLOBAL X FDS	S&P 500 COVERED	$1.0M	0.2%Prev: 0.1%	26,071 SH	Increased+11,764 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$8.7M	1.9%Prev: 1.5%	87,423 SH	Increased+12,394 SH
GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$2.4M	0.5%Prev: 0.5%	58,151 SH	Increased+981 SH
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$1.2M	0.3%	22,069 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$2.2M	0.5%Prev: 0.7%	42,618 SH	Decreased-22,493 SH
GOLDMAN SACHS GROUP INC	COM	$2.3M	0.5%Prev: 0.6%	2,951 SH	Decreased-135 SH
GRANITESHARES GOLD TR	SHS BEN INT	$262K	0.1%Prev: 0.1%	6,924 SH	Decreased-55 SH
HERSHEY CO	COM	$1.7M	0.4%Prev: 0.3%	8,861 SH	Increased
HOME DEPOT INC	COM	$3.1M	0.7%Prev: 0.6%	7,774 SH	Increased-603 SH
HONEYWELL INTL INC	COM	$1.7M	0.4%Prev: 0.2%	7,892 SH	Increased+3,634 SH
ILLINOIS TOOL WKS INC	COM	$456K	0.1%Prev: 0.1%	1,753 SH	Decreased-104 SH
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$312K	0.1%Prev: 0.1%	10,625 SH	Increased+327 SH
INNOVATOR ETFS TRUST	EQUITY DUAL DIRT	$425K	0.1%Prev: 0.1%	21,039 SH	Increased+2,020 SH
INNOVATOR ETFS TRUST	US EQT PWR BUF	$1.3M	0.3%Prev: 0.3%	34,579 SH	Decreased+470 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$3.4M	0.8%Prev: 0.7%	94,705 SH	Increased+7,268 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BFR	$459K	0.1%Prev: 0.1%	12,804 SH	Increased+1,257 SH
INNOVATOR ETFS TRUST	US EQTY PWR BF	$652K	0.1%Prev: 0.1%	15,324 SH	Decreased+984 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$19.8M	4.4%Prev: 4.0%	476,366 SH	Decreased+22,110 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$1.5M	0.3%Prev: 0.3%	39,611 SH	Decreased+2,416 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA BU	$1.0M	0.2%Prev: 0.2%	26,657 SH	Increased+2,008 SH
INTEL CORP	COM	$507K	0.1%Prev: 0.7%	13,674 SH	Decreased-14,789 SH
INTERCONTINENTAL EXCHANGE IN	COM	$1.4M	0.3%Prev: 0.2%	8,451 SH	Increased-1,586 SH
INTERNATIONAL BUSINESS MACHS	COM	$4.3M	0.9%Prev: 1.0%	15,040 SH	Decreased-3,168 SH
INTUIT	COM	$248K	0.1%	367 SH	New
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$353K	0.1%Prev: 0.1%	5,525 SH	Increased+375 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$435K	0.1%	20,791 SH	New
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$373K	0.1%	3,130 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$347K	0.1%Prev: 0.1%	1,823 SH	Increased+286 SH
INVESCO QQQ TR	UNIT SER 1	$4.6M	1.0%Prev: 1.2%	7,645 SH	Decreased-931 SH
ISHARES TR	0-3 MNTH TREASRY	$10.0M	2.2%	99,768 SH	New
ISHARES TR	CORE DIV GRWTH	$304K	0.1%Prev: 0.1%	4,469 SH	Decreased-69 SH
ISHARES TR	CORE S&P TTL STK	$349K	0.1%Prev: 0.1%	2,388 SH	Decreased-40 SH
ISHARES TR	CORE S&P US GWT	$270K	0.1%Prev: 0.1%	1,632 SH	Decreased-6 SH
ISHARES TR	CORE S&P500 ETF	$596K	0.1%Prev: 0.2%	887 SH	Decreased-234 SH
ISHARES TR	EXPANDED TECH	$3.5M	0.8%	30,025 SH	New
ISHARES TR	EXPND TEC SC ETF	$230K	0.1%Prev: 0.1%	1,800 SH	Decreased
ISHARES TR	FLTG RATE NT ETF	$7.6M	1.7%Prev: 1.1%	148,971 SH	Increased+34,105 SH
ISHARES TR	ISHARES BIOTECH	$209K	0.0%Prev: 0.1%	1,407 SH	Decreased-23 SH
ISHARES TR	MSCI USA MIN VOL	$595K	0.1%	6,274 SH	New
ISHARES TR	RUSSELL 3000 ETF	$3.0M	0.7%Prev: 0.5%	8,019 SH	Increased+1,835 SH
ISHARES TR	SHORT TREAS BD	$697K	0.2%	6,330 SH	New
ISHARES TR	TRS FLT RT BD	$17.1M	3.8%Prev: 3.0%	338,865 SH	Increased+34,840 SH
ISHARES TR	U.S. FIN SVC ETF	$589K	0.1%Prev: 0.1%	6,668 SH	Increased+346 SH
ISHARES TR	U.S. FINLS ETF	$1.4M	0.3%Prev: 0.4%	11,226 SH	Decreased-4,928 SH
ISHARES TR	U.S. TECH ETF	$2.1M	0.5%Prev: 0.5%	10,707 SH	Decreased-295 SH
ISHARES TR	US INDUSTRIALS	$2.7M	0.6%Prev: 0.4%	18,348 SH	Increased+4,805 SH
ISHARES U S ETF TR	SHORT DURATION B	$2.2M	0.5%	42,745 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$707K	0.2%Prev: 0.1%	12,453 SH	Increased+4,061 SH
J P MORGAN EXCHANGE TRADED F	HEDGED EQUITY LA	$219K	0.0%	3,363 SH	New
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$551K	0.1%Prev: 0.1%	9,619 SH	Decreased-1,034 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$1.0M	0.2%Prev: 0.2%	20,610 SH	Decreased-449 SH
JANUS DETROIT STR TR	HENDERSON SECURI	$2.9M	0.6%	56,110 SH	New
JANUS DETROIT STR TR	HENDRSN SHRT ETF	$558K	0.1%Prev: 0.1%	11,359 SH	Decreased-1,602 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.3M	0.3%Prev: 0.3%	26,490 SH	Decreased-172 SH
JOHNSON & JOHNSON	COM	$910K	0.2%Prev: 0.2%	4,895 SH	Decreased+631 SH
JPMORGAN CHASE & CO.	COM	$5.5M	1.2%	17,845 SH	New
KIMBERLY-CLARK CORP	COM	$295K	0.1%Prev: 0.0%	2,406 SH	Increased+267 SH
LAM RESEARCH CORP	COM NEW	$430K	0.1%Prev: 0.2%	2,944 SH	Decreased+85 SH
LAMB WESTON HLDGS INC	COM	$581K	0.1%Prev: 0.1%	9,311 SH	Increased
LOWES COS INC	COM	$1.7M	0.4%Prev: 0.3%	6,995 SH	Increased-565 SH
MAIN STR CAP CORP	COM	$499K	0.1%Prev: 0.1%	7,824 SH	Increased+980 SH
MARVELL TECHNOLOGY INC	COM	$279K	0.1%Prev: 0.2%	3,220 SH	Decreased-157 SH
MASTERCARD INCORPORATED	CL A	$389K	0.1%Prev: 0.1%	676 SH	Increased-4 SH
MCDONALDS CORP	COM	$720K	0.2%Prev: 0.1%	2,391 SH	Increased+33 SH
MCKESSON CORP	COM	$1.0M	0.2%Prev: 0.2%	1,353 SH	Decreased+1 SH
MERCK & CO INC	COM	$2.3M	0.5%Prev: 0.7%	26,325 SH	Decreased-2,094 SH
META PLATFORMS INC	CL A	$6.3M	1.4%Prev: 1.1%	8,755 SH	Increased-150 SH
MICROSOFT CORP	COM	$15.7M	3.5%Prev: 1.7%	30,476 SH	Increased+8,514 SH
MONDELEZ INTL INC	CL A	$489K	0.1%Prev: 0.1%	7,895 SH	Increased+254 SH
MOODYS CORP	COM	$745K	0.2%Prev: 0.1%	1,552 SH	Increased+3 SH
NETFLIX INC	COM	$3.2M	0.7%	2,766 SH	New
NEXTERA ENERGY INC	COM	$350K	0.1%Prev: 0.1%	4,492 SH	Decreased+92 SH
NNN REIT INC	COM	$300K	0.1%Prev: 0.1%	7,031 SH	Decreased-101 SH
NORTHROP GRUMMAN CORP	COM	$1.8M	0.4%Prev: 0.3%	2,959 SH	Increased-198 SH
NOVO-NORDISK A S	ADR	$202K	0.0%	3,445 SH	New
NUSCALE PWR CORP	CL A COM	$1.6M	0.4%	42,040 SH	New
NUVEEN CA QUALTY MUN INCOME	COM	$309K	0.1%	26,709 SH	New
NUVEEN CALIFORNIA AMT QLT MU	COM	$310K	0.1%	24,192 SH	New
NVIDIA CORPORATION	COM	$20.8M	4.6%Prev: 4.2%	109,739 SH	Decreased+676 SH
ONEOK INC NEW	COM	$570K	0.1%Prev: 0.6%	7,873 SH	Decreased-29,525 SH
ORACLE CORP	COM	$3.4M	0.7%Prev: 0.4%	11,631 SH	Increased-1,689 SH
OREILLY AUTOMOTIVE INC	COM	$252K	0.1%Prev: 0.0%	2,400 SH	Increased+10 SH
PACCAR INC	COM	$744K	0.2%Prev: 0.2%	7,635 SH	Decreased-5 SH
PACER FDS TR	TRENDP US LAR CP	$285K	0.1%Prev: 0.0%	5,176 SH	Increased+1,437 SH
PALANTIR TECHNOLOGIES INC	CL A	$5.8M	1.3%Prev: 0.3%	30,811 SH	Increased+18,688 SH
PALO ALTO NETWORKS INC	COM	$5.0M	1.1%Prev: 1.7%	23,938 SH	Decreased-866 SH
PEPSICO INC	COM	$903K	0.2%Prev: 0.2%	6,370 SH	Increased+54 SH
PFIZER INC	COM	$426K	0.1%Prev: 0.1%	15,852 SH	Increased+1,259 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$497K	0.1%Prev: 0.1%	4,950 SH	Increased+666 SH
PROCTER AND GAMBLE CO	COM	$728K	0.2%	4,789 SH	New
PROGRESSIVE CORP	COM	$258K	0.1%Prev: 0.1%	1,055 SH	Decreased-112 SH
PROSHARES TR	S&P 500 DV ARIST	$691K	0.2%Prev: 0.1%	6,709 SH	Increased-3,706 SH
QUALCOMM INC	COM	$2.1M	0.5%Prev: 0.5%	12,500 SH	Decreased-1,441 SH
QXO INC	COM NEW	$258K	0.1%Prev: 0.0%	13,485 SH	Increased-276 SH
RBB FD INC	US TREAS 3 MNTH	$329K	0.1%	6,606 SH	New
REALTY INCOME CORP	COM	$1.7M	0.4%Prev: 0.4%	27,804 SH	Decreased-1,814 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$728K	0.2%Prev: 0.1%	18,246 SH	Increased+1,046 SH
RIO TINTO PLC	SPONSORED ADR	$266K	0.1%Prev: 0.1%	4,034 SH	Decreased+332 SH
ROCKWELL AUTOMATION INC	COM	$352K	0.1%Prev: 0.1%	1,016 SH	Decreased-22 SH
ROPER TECHNOLOGIES INC	COM	$326K	0.1%	656 SH	New
RTX CORPORATION	COM	$297K	0.1%Prev: 0.1%	1,789 SH	Decreased-41 SH
SALESFORCE INC	COM	$633K	0.1%	2,654 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$252K	0.1%Prev: 0.1%	9,224 SH	Decreased-2,841 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$204K	0.0%Prev: 0.0%	6,342 SH	Decreased-47 SH
SELECT SECTOR SPDR TR	ENERGY	$2.2M	0.5%	25,336 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$225K	0.0%	937 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$236K	0.1%	3,035 SH	New
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$258K	0.1%	1,807 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$365K	0.1%	1,275 SH	New
SERVICENOW INC	COM	$2.6M	0.6%	2,829 SH	New
SIMON PPTY GROUP INC NEW	COM	$400K	0.1%Prev: 0.1%	2,170 SH	Decreased+293 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.1M	0.2%	2,375 SH	New
SPDR GOLD TR	GOLD SHS	$2.8M	0.6%Prev: 0.1%	8,010 SH	Increased+6,409 SH
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$203K	0.0%	4,699 SH	New
SPDR INDEX SHS FDS	S&P GBLINF ETF	$268K	0.1%	3,860 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$5.6M	1.2%	8,354 SH	New
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$1.0M	0.2%	1,735 SH	New
STARBUCKS CORP	COM	$1.8M	0.4%Prev: 0.1%	20,642 SH	Increased+17,942 SH
T-MOBILE US INC	COM	$1.3M	0.3%	5,731 SH	New
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$657K	0.1%	2,286 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$1.3M	0.3%	4,916 SH	New
TARGET CORP	COM	$257K	0.1%Prev: 0.1%	2,870 SH	Decreased+244 SH
TESLA INC	COM	$1.5M	0.3%Prev: 0.4%	3,358 SH	Decreased-1,585 SH
TEXAS INSTRS INC	COM	$297K	0.1%Prev: 0.1%	1,623 SH	Decreased-31 SH
THE ALGER ETF TRUST	35 ETF	$1.3M	0.3%Prev: 0.6%	36,851 SH	Decreased-43,227 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$3.1M	0.7%Prev: 0.9%	88,132 SH	Decreased-30,226 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$2.7M	0.6%Prev: 0.6%	119,899 SH	Decreased-13,166 SH
THE CIGNA GROUP	COM	$1.5M	0.3%Prev: 0.3%	5,159 SH	Decreased-864 SH
THERMO FISHER SCIENTIFIC INC	COM	$1.9M	0.4%Prev: 0.4%	3,591 SH	Decreased-463 SH
TRAVELERS COMPANIES INC	COM	$220K	0.0%Prev: 0.1%	791 SH	Decreased+8 SH
UBER TECHNOLOGIES INC	COM	$2.3M	0.5%	24,193 SH	New
UNION PAC CORP	COM	$318K	0.1%Prev: 0.1%	1,360 SH	Decreased-402 SH
VANECK ETF TRUST	MRNGSTR WDE MOAT	$1.0M	0.2%Prev: 0.2%	9,957 SH	Increased+608 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$4.4M	1.0%Prev: 1.3%	12,864 SH	Decreased+1,987 SH
VANECK ETF TRUST	URANIUM AND NUCL	$242K	0.1%	1,719 SH	New
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	$203K	0.0%	4,117 SH	New
VANGUARD INDEX FDS	EXTEND MKT ETF	$362K	0.1%Prev: 0.1%	1,723 SH	Decreased+202 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$301K	0.1%Prev: 0.1%	1,020 SH	Increased+160 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$373K	0.1%Prev: 0.1%	1,132 SH	Increased+134 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$446K	0.1%Prev: 0.1%	2,061 SH	Decreased-23 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$241K	0.1%Prev: 0.1%	908 SH	Decreased-5 SH
VANGUARD WORLD FD	INF TECH ETF	$273K	0.1%Prev: 0.1%	360 SH	Decreased-2,579 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$474K	0.1%Prev: 0.1%	1,169 SH	Increased-4,110 SH
VANGUARD WORLD FD	UTILITIES ETF	$1.9M	0.4%Prev: 0.4%	10,035 SH	Decreased-211 SH
VERIZON COMMUNICATIONS INC	COM	$398K	0.1%Prev: 0.1%	9,156 SH	Increased+1,407 SH
VERTIV HOLDINGS CO	COM CL A	$2.6M	0.6%Prev: 1.0%	16,504 SH	Decreased+744 SH
VISA INC	COM CL A	$3.7M	0.8%Prev: 0.8%	10,750 SH	Decreased-717 SH
VISTRA CORP	COM	$2.3M	0.5%	11,233 SH	New
VULCAN MATLS CO	COM	$1.2M	0.3%Prev: 0.3%	3,958 SH	Decreased-597 SH
WALMART INC	COM	$3.6M	0.8%Prev: 0.8%	35,815 SH	Decreased-1,182 SH
WASTE CONNECTIONS INC	COM	$258K	0.1%Prev: 0.0%	1,486 SH	Increased+50 SH
WASTE MGMT INC DEL	COM	$1.8M	0.4%Prev: 0.4%	8,209 SH	Decreased-1,908 SH
WEDBUSH SER TR	DAN IVES WEDBUSH	$1.7M	0.4%	52,329 SH	New
WELLS FARGO CO NEW	COM	$1.2M	0.3%	14,866 SH	New
WISDOMTREE TR	FLOATNG RAT TREA	$9.6M	2.1%Prev: 2.2%	190,773 SH	Decreased-36,067 SH
XCEL ENERGY INC	COM	$395K	0.1%Prev: 0.1%	4,940 SH	Increased-5 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $797K
AIM ETF PRODUCTS TRUST — $574K
AIM ETF PRODUCTS TRUST — $1.4M
AIM ETF PRODUCTS TRUST — $304K
AIM ETF PRODUCTS TRUST — $1.2M
AIM ETF PRODUCTS TRUST — $604K
AIM ETF PRODUCTS TRUST — $840K
AIM ETF PRODUCTS TRUST — $809K
AIM ETF PRODUCTS TRUST — $5.8M
AIR PRODUCTS AND CHEMICALS I — $2.2M
APPLIED MATLS INC — $255K
ARGAN INC — $411K
ARM HOLDINGS PLC — $3.1M
AST SPACEMOBILE INC — $1.4M
BANK OF AMER CORP — $940K
BLACKROCK ETF TRUST II — $3.5M
BLACKROCK ETF TRUST II — $1.3M
BLOOM ENERGY CORP — $378K
CAPITAL GROUP GROWTH ETF — $291K
CHEVRON CORPORATION — $14.4M
… and 71 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001727605-26-000001	$462.5M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000860	$531.2M	View
Oct 16, 2025