Williams & Novak Wealth Management, LLC (0001998419) (Filer)

CIK 0001998419 • 1 13F filing • Oct 9, 2026 – Oct 9, 2026

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Filer information

Filed by: Williams & Novak, LLC, CHIEF COMPLIANCE OFFICER
Address: 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
Phone: 626-689-7181
AUM: $132.8M

AUM over time

$169.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $151.2M145 positionsView on SEC.gov

			% of Portfolio
8X8 INC NEW	COM	$39K	0.0%Prev: 0.1%	22,580 SH	Decreased-9,425 SH
ACCENDRA HEALTH INC	COM	$131K	0.1%	38,200 SH	New
ACCURAY INC DEL	COM	$61K	0.0%	238,230 SH	New
ADT INC DEL	COM	$94K	0.1%	14,533 SH	New
ADVANCED MICRO DEVICES INC	COM	$277K	0.2%	477 SH	New
AERCAP HOLDINGS NV	SHS	$223K	0.1%	1,531 SH	New
ALPHABET INC	CAP STK CL A	$1.5M	1.0%	4,281 SH	New
ALPHABET INC	CAP STK CL C	$1.1M	0.7%Prev: 0.5%	3,115 SH	Increased-45 SH
AMAZON COM INC	COM	$1.3M	0.9%Prev: 1.1%	5,558 SH	Increased-170 SH
AMERICAN VANGUARD CORP	COM	$121K	0.1%Prev: 0.1%	43,340 SH	Increased+27,735 SH
AMKOR TECHNOLOGY INC	COM	$887K	0.6%Prev: 0.2%	10,289 SH	Increased-1,452 SH
AMPLIFY ETF TR	CWP ENHANCED DIV	$1.1M	0.7%	23,539 SH	New
APPLE INC	COM	$3.7M	2.4%Prev: 1.7%	12,792 SH	Increased+3,334 SH
BANCO BILBAO VIZCAYA ARGENTA	SPONSORED ADR	$327K	0.2%	13,052 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.4M	0.9%Prev: 1.2%	2,761 SH	Decreased-233 SH
BHP BILLITON LIMITED	SPONSORED ADS	$405K	0.3%	4,862 SH	New
BIOTE CORP	CLASS A COM	$43K	0.0%	22,910 SH	New
BLACKROCK ETF TRUST II	ISHA FLEX IN ETF	$1.7M	1.1%	31,714 SH	New
BROADCOM INC	COM	$1.3M	0.8%Prev: 0.6%	3,314 SH	Increased+547 SH
CAPITAL GROUP CORE BALANCED	SHS	$833K	0.6%	21,936 SH	New
CAPITOL SER TR	FAIR TA SECT ETF	$608K	0.4%	19,219 SH	New
CERUS CORP	COM	$37K	0.0%Prev: 0.0%	12,550 SH	Increased-565 SH
CISCO SYS INC	COM	$283K	0.2%	2,412 SH	New
COMMERCE.COM INC	COM SER 1	$38K	0.0%	12,700 SH	New
CONDUENT INC	COM	$15K	0.0%Prev: 0.0%	10,265 SH	Decreased-4,615 SH
COSTCO WHOLESALE CORPORATION	COM	$416K	0.3%	445 SH	New
CS DISCO INC	COM	$83K	0.1%Prev: 0.1%	21,925 SH	Decreased-100 SH
DEFINITIVE HEALTHCARE CORP	CLASS A COM	$65K	0.0%	78,610 SH	New
DIMENSIONAL ETF TRUST	CORE FIXE IN ETF	$1.6M	1.0%	36,785 SH	New
DIMENSIONAL ETF TRUST	GLOBAL CR ETF	$334K	0.2%	6,114 SH	New
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$1000K	0.7%Prev: 0.2%	24,236 SH	Increased+16,677 SH
DIMENSIONAL ETF TRUST	SHOR DUR FIX ETF	$691K	0.5%	14,481 SH	New
DIMENSIONAL ETF TRUST	US COR EQU 2 ETF	$291K	0.2%	6,554 SH	New
DIMENSIONAL ETF TRUST	US EQUI MARK ETF	$1.1M	0.7%	13,026 SH	New
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$687K	0.5%Prev: 0.5%	12,493 SH	Increased-1,785 SH
ELI LILLY & CO	COM	$507K	0.3%Prev: 0.3%	423 SH	Increased-5 SH
EVOLENT HEALTH INC	CL A	$78K	0.1%	14,480 SH	New
EXPENSIFY INC	COM CL A	$96K	0.1%	53,630 SH	New
FIDELITY COVINGTON TRUST	ENH MID COR ETF	$318K	0.2%	7,834 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$1.1M	0.7%Prev: 0.4%	27,978 SH	Increased+13,309 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$7.4M	4.9%Prev: 4.5%	176,307 SH	Increased+22,622 SH
FIDELITY COVINGTON TRUST	FIDELITY US MLTF	$424K	0.3%Prev: 0.2%	10,341 SH	Increased+4,110 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$318K	0.2%Prev: 0.3%	4,573 SH	Increased
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.3M	0.8%Prev: 0.8%	4,472 SH	Increased-200 SH
FIDELITY COVINGTON TRUST	STOCK FOR INFL	$219K	0.1%	4,010 SH	New
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$9.2M	6.1%Prev: 11.1%	202,552 SH	Decreased-81,940 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$1.1M	0.7%Prev: 1.0%	7,441 SH	Decreased-2,161 SH
HACKETT GROUP INC	COM	$189K	0.1%	17,505 SH	New
HARVARD BIOSCIENCE INC	COM	$129K	0.1%Prev: 0.0%	20,949 SH	Increased-85,621 SH
HEALTH CATALYST INC	COM	$107K	0.1%	53,607 SH	New
HF FOODS GROUP INC	COM	$51K	0.0%	36,345 SH	New
INFORMATION SVCS GROUP INC	COM	$164K	0.1%Prev: 0.1%	39,996 SH	Increased+13,396 SH
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$733K	0.5%Prev: 0.8%	29,900 SH	Decreased-9,900 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$484K	0.3%Prev: 0.4%	10,755 SH	Decreased-2,335 SH
INVESCO EXCH TRD SLF IDX FD	RUSL 1000 DYNM	$388K	0.3%	5,667 SH	New
INVESCO EXCHANGE TRADED FD T	RAFI US 1000 ETF	$1.5M	1.0%	28,618 SH	New
INVESCO EXCHANGE TRADED FD T	S&P SMCP VLU MNT	$2.4M	1.6%Prev: 1.1%	35,073 SH	Increased+10,791 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL IND	$208K	0.1%	3,250 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$359K	0.2%Prev: 0.2%	5,570 SH	Increased
INVESCO QQQ TR	UNIT SER 1	$2.3M	1.5%Prev: 1.1%	3,176 SH	Increased+783 SH
ISHARES GOLD TR	ISHARES NEW	$447K	0.3%Prev: 0.4%	5,924 SH	Decreased-1,260 SH
ISHARES INC	CORE MSCI EMKT	$821K	0.5%Prev: 0.5%	9,912 SH	Increased-163 SH
ISHARES INC	EM MKT SM-CP ETF	$1.5M	1.0%Prev: 1.1%	20,035 SH	Increased-22 SH
ISHARES INC	EMNG MKTS EQT	$696K	0.5%Prev: 0.5%	9,498 SH	Increased-2,325 SH
ISHARES INC	ESG AWR MSCI EM	$429K	0.3%Prev: 0.3%	7,846 SH	Increased-1,251 SH
ISHARES INC	MSCI EMRG CHN	$1.5M	1.0%Prev: 0.8%	14,410 SH	Increased-1,119 SH
ISHARES INC	MSCI GBL GOLD MN	$1.4M	0.9%Prev: 1.0%	21,462 SH	Increased-5,940 SH
ISHARES SILVER TR	ISHARES	$2.0M	1.3%Prev: 2.0%	37,100 SH	Decreased-33,149 SH
ISHARES TR	CALIF MUN BD ETF	$596K	0.4%Prev: 0.8%	10,346 SH	Decreased-6,999 SH
ISHARES TR	CORE DIV GRWTH	$2.0M	1.3%Prev: 1.6%	26,172 SH	Increased-3,950 SH
ISHARES TR	CORE MSCI EAFE	$2.2M	1.5%Prev: 1.6%	23,112 SH	Increased+221 SH
ISHARES TR	CORE MSCI INTL	$574K	0.4%Prev: 0.4%	6,450 SH	Increased
ISHARES TR	CORE MSCI PAC	$636K	0.4%Prev: 0.6%	7,766 SH	Decreased-2,999 SH
ISHARES TR	CORE MSCI TOTAL	$2.7M	1.8%Prev: 1.9%	28,278 SH	Increased-763 SH
ISHARES TR	CORE S&P500 ETF	$488K	0.3%Prev: 0.3%	652 SH	Increased+51 SH
ISHARES TR	EAFE SML CP ETF	$744K	0.5%Prev: 0.6%	9,043 SH	Increased-183 SH
ISHARES TR	ESG AW MSCI EAFE	$1.6M	1.1%Prev: 1.2%	15,920 SH	Increased-425 SH
ISHARES TR	GLOBAL TECH ETF	$230K	0.2%	1,590 SH	New
ISHARES TR	INTERNATIONAL SL	$4.8M	3.2%Prev: 1.8%	110,204 SH	Increased+56,013 SH
ISHARES TR	MSCI ACWI EX US	$652K	0.4%Prev: 0.5%	8,565 SH	Increased-1,000 SH
ISHARES TR	MSCI EAFE SMCP	$244K	0.2%Prev: 0.2%	5,680 SH	Increased
ISHARES TR	US TELECOM ETF	$354K	0.2%Prev: 0.3%	8,365 SH	Increased-2,500 SH
JANUS INTERNATIONAL GROUP IN	COMMON STOCK	$95K	0.1%	17,120 SH	New
JOHNSON & JOHNSON	COM	$417K	0.3%	1,643 SH	New
JPMORGAN CHASE & CO	COM	$459K	0.3%	1,404 SH	New
LAM RESEARCH CORP	COM NEW	$1.7M	1.1%Prev: 0.3%	4,011 SH	Increased+261 SH
META PLATFORMS INC	CL A	$577K	0.4%Prev: 0.6%	1,024 SH	Decreased+85 SH
MICRON TECHNOLOGY INC	COM	$2.0M	1.3%	1,730 SH	New
MICROSOFT CORP	COM	$1.2M	0.8%Prev: 1.1%	3,337 SH	Decreased+775 SH
MIMEDX GROUP INC	COM	$53K	0.0%	13,884 SH	New
MODINE MFG CO	COM	$797K	0.5%Prev: 0.4%	2,984 SH	Increased-2,038 SH
MY SIZE INC	COM NEW	$13K	0.0%	28,005 SH	New
NVIDIA CORPORATION	COM	$908K	0.6%	4,539 SH	New
PIMCO CALIF MUN INCOME FD	COM	$3.3M	2.2%Prev: 2.1%	365,198 SH	Increased+76,443 SH
PIMCO EQUITY SER	RAFI DYN EMERG	$5.0M	3.3%Prev: 2.5%	178,456 SH	Increased+40,070 SH
PIMCO EQUITY SER	RAFI DYN ML US	$10.0M	6.6%Prev: 6.7%	149,114 SH	Increased+2,783 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$3.0M	2.0%Prev: 1.9%	72,500 SH	Increased+11,739 SH
PIMCO EQUITY SER	RAFI ESG US	$239K	0.2%	5,000 SH	New
PIMCO ETF TR	25YR+ ZERO U S	$685K	0.5%	10,690 SH	New
PIMCO ETF TR	ACTIVE BD ETF	$997K	0.7%Prev: 0.4%	10,816 SH	Increased+5,590 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$343K	0.2%	3,400 SH	New
PIMCO ETF TR	ENHNCD LW DUR AC	$222K	0.1%	2,323 SH	New
PIMCO ETF TR	INTER MUN BD ACT	$1.8M	1.2%Prev: 0.8%	33,315 SH	Increased+15,415 SH
PIMCO ETF TR	MTG BKD SECS ACT	$781K	0.5%	15,822 SH	New
PIMCO ETF TR	MULTISECTOR BD	$6.4M	4.2%Prev: 2.3%	241,985 SH	Increased+140,093 SH
PIMCO ETF TR	MUNI INCOME OPP	$487K	0.3%	10,650 SH	New
PIMCO ETF TR	PREFERRED AND CP	$347K	0.2%	6,760 SH	New
PIMCO ETF TR	ULTR SH GO AC FD	$771K	0.5%	7,641 SH	New
PIMCO MUN INCOME FD II	COM	$2.6M	1.7%	338,525 SH	New
PLAYSTUDIOS INC	CLASS A COM	$58K	0.0%Prev: 0.1%	116,500 SH	Decreased+67,640 SH
PLAYTIKA HLDG CORP	COM	$365K	0.2%Prev: 0.3%	98,205 SH	Decreased+12,820 SH
PUMA BIOTECHNOLOGY INC	COM	$85K	0.1%Prev: 0.0%	10,489 SH	Increased-2,031 SH
RAPID7 INC	COM	$195K	0.1%	24,050 SH	New
RESOURCES CONNECTION INC	COM	$163K	0.1%	38,360 SH	New
SALESFORCE INC	COM	$3.4M	2.3%Prev: 0.2%	21,892 SH	Increased+21,132 SH
SBC MED GROUP HLDGS INC	COM	$58K	0.0%	18,686 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$266K	0.2%Prev: 0.2%	7,000 SH	Increased
SCHWAB STRATEGIC TR	US LRG CAP ETF	$701K	0.5%Prev: 0.5%	23,818 SH	Increased-452 SH
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$805K	0.5%	4,227 SH	New
SIEBERT FINL CORP	COM	$36K	0.0%	21,900 SH	New
SOUNDTHINKING INC	COM	$103K	0.1%	11,401 SH	New
SPDR GOLD TR	GOLD SHS	$635K	0.4%Prev: 0.4%	1,724 SH	Increased
STATE STR SPDR S&P 500 ETF T	TR UNIT	$2.8M	1.9%	3,767 SH	New
STRATEGY SHS	DAY HAGAN SMART	$249K	0.2%	4,500 SH	New
SYNERGY CHC CORP	COM NEW	$2K	0.0%	10,020 SH	New
SYPRIS SOLUTIONS INC	COM	$5.4M	3.5%Prev: 4.2%	2,205,929 SH	Increased-50,591 SH
TABOOLA.COM LTD	ORD SHS	$89K	0.1%	17,740 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$1.2M	0.8%	2,592 SH	New
TARGA RES CORP	COM	$379K	0.3%Prev: 0.2%	1,414 SH	Increased+14 SH
TAYSHA GENE THERAPIES INC	COM SHS	$306K	0.2%Prev: 0.1%	45,000 SH	Increased
TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	$137K	0.1%	12,274 SH	New
TESLA INC	COM	$276K	0.2%	656 SH	New
TRINITY BIOTECH INVT LTD	SPONS ADR NEW	$55K	0.0%	140,543 SH	New
UNITEDHEALTH GROUP INC	COM	$323K	0.2%Prev: 0.4%	776 SH	Decreased-665 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.4M	1.0%Prev: 0.9%	19,070 SH	Increased-385 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$642K	0.4%Prev: 1.6%	12,467 SH	Decreased-25,064 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	1.0%Prev: 0.8%	2,098 SH	Increased+460 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$417K	0.3%Prev: 0.4%	1,128 SH	Decreased-612 SH
VANGUARD INDEX FDS	VALUE ETF	$240K	0.2%	1,100 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$414K	0.3%Prev: 1.1%	1,222 SH	Decreased-3,364 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$375K	0.2%Prev: 0.3%	1,584 SH	Increased-150 SH
VANGUARD WORLD FD	FINANCIALS ETF	$562K	0.4%Prev: 0.6%	4,270 SH	Decreased-945 SH
VANGUARD WORLD FD	INF TECH ETF	$353K	0.2%Prev: 0.2%	2,953 SH	Increased+2,586 SH
WIPRO LTD	SPON ADR 1 SH	$82K	0.1%	36,416 SH	New
WISDOMTREE TR	INTL SMCAP DIV	$449K	0.3%Prev: 0.4%	5,353 SH	Increased-130 SH

Sold (vs prior filing)

ACCURAY INC — $94K
AMERICAN AXLE & MFG HLDGS IN — $43K
AMGEN INC — $257K
AMTECH SYS INC — $82K
ANGIODYNAMICS INC — $124K
ASSERTIO HOLDINGS INC — $6K
AVANOS MED INC — $272K
BERRY CORP — $58K
BLACKROCK ETF TRUST II — $1.2M
CAPITOL SER TR — $740K
CARPARTS COM INC — $116K
COSTCO WHSL CORP NEW — $514K
DIMENSIONAL ETF TRUST — $2.1M
DIMENSIONAL ETF TRUST — $663K
DIMENSIONAL ETF TRUST — $363K
DIMENSIONAL ETF TRUST — $974K
EGAIN CORP — $141K
FIDELITY COVINGTON TRUST — $223K
FIDELITY COVINGTON TRUST — $246K
FIRST TR EXCHANGE TRADED FD — $923K
… and 34 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001998419-26-000001	$132.8M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000868	$169.0M	View
Oct 30, 2025