Williams & Novak Wealth Management, LLC (0001998419) (Filer)

CIK 0001998419 • 1 13F filing • Oct 9, 2026 – Oct 9, 2026

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Filer information

Filed by: Williams & Novak, LLC, CHIEF COMPLIANCE OFFICER
Address: 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
Phone: 626-689-7181
AUM: $132.8M

AUM over time

$169.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $130.0M140 positionsView on SEC.gov

			% of Portfolio
8X8 INC NEW	COM	$87K	0.1%Prev: 0.0%	40,830 SH	Increased+18,250 SH
ACCURAY INC	COM	$129K	0.1%	77,430 SH	New
ADOBE INC	COM	$277K	0.2%	784 SH	New
ALPHABET INC	CAP STK CL A	$270K	0.2%Prev: 1.0%	1,111 SH	Decreased-3,170 SH
ALPHABET INC	CAP STK CL C	$756K	0.6%Prev: 0.7%	3,104 SH	Decreased-11 SH
AMAZON COM INC	COM	$1.1M	0.9%Prev: 0.9%	5,235 SH	Decreased-323 SH
AMERICAN VANGUARD CORP	COM	$88K	0.1%Prev: 0.1%	15,335 SH	Decreased-28,005 SH
AMGEN INC	COM	$226K	0.2%	801 SH	New
AMKOR TECHNOLOGY INC	COM	$313K	0.2%Prev: 0.6%	11,026 SH	Decreased+737 SH
AMTECH SYS INC	COM PAR $0.01N	$95K	0.1%	10,250 SH	New
ANGIODYNAMICS INC	COM	$139K	0.1%	12,455 SH	New
ANIKA THERAPEUTICS INC	COM	$102K	0.1%	10,840 SH	New
APPLE INC	COM	$2.5M	1.9%Prev: 2.4%	9,703 SH	Decreased-3,089 SH
ASSERTIO HOLDINGS INC	COM NEW	$9K	0.0%	10,000 SH	New
AVANOS MED INC	COM	$389K	0.3%	33,685 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.5M	1.2%Prev: 0.9%	3,037 SH	Increased+276 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$1.3M	1.0%	25,173 SH	New
BROADCOM INC	COM	$918K	0.7%Prev: 0.8%	2,782 SH	Decreased-532 SH
CAPITAL GROUP CORE BALANCED	SHS	$347K	0.3%Prev: 0.6%	9,994 SH	Decreased-11,942 SH
CAPITAL ONE FINL CORP	COM	$466K	0.4%	2,194 SH	New
CAPITOL SER TR	FAIRLEAD TACTICA	$959K	0.7%	31,953 SH	New
CARPARTS COM INC	COM	$105K	0.1%	147,600 SH	New
CERUS CORP	COM	$23K	0.0%Prev: 0.0%	14,715 SH	Decreased+2,165 SH
COINBASE GLOBAL INC	COM CL A	$582K	0.4%	1,723 SH	New
CONDUENT INC	COM	$39K	0.0%Prev: 0.0%	13,880 SH	Increased+3,615 SH
COSTCO WHSL CORP NEW	COM	$698K	0.5%	754 SH	New
CS DISCO INC	COM	$110K	0.1%Prev: 0.1%	17,105 SH	Increased-4,820 SH
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$2.4M	1.8%	55,640 SH	New
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$373K	0.3%Prev: 0.7%	10,273 SH	Decreased-13,963 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$791K	0.6%	16,414 SH	New
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$359K	0.3%	9,313 SH	New
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$1.0M	0.8%	14,131 SH	New
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$603K	0.5%Prev: 0.5%	13,498 SH	Decreased+1,005 SH
EGAIN CORP	COM NEW	$157K	0.1%	18,040 SH	New
ELI LILLY & CO	COM	$388K	0.3%Prev: 0.3%	509 SH	Decreased+86 SH
EXPENSIFY INC	COM CL A	$56K	0.0%Prev: 0.1%	30,540 SH	Decreased-23,090 SH
FIDELITY COVINGTON TRUST	ENHANCED INTL	$687K	0.5%Prev: 0.7%	19,468 SH	Decreased-8,510 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$5.8M	4.4%Prev: 4.9%	154,346 SH	Decreased-21,961 SH
FIDELITY COVINGTON TRUST	ENHANCED MID	$263K	0.2%	7,269 SH	New
FIDELITY COVINGTON TRUST	FIDELITY US MLTF	$312K	0.2%Prev: 0.3%	8,118 SH	Decreased-2,223 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$325K	0.2%Prev: 0.2%	4,573 SH	Increased
FIDELITY COVINGTON TRUST	MSCI FINLS IDX	$254K	0.2%	3,325 SH	New
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.0M	0.8%Prev: 0.8%	4,672 SH	Decreased+200 SH
FIDELITY COVINGTON TRUST	STOCK FOR INFL	$201K	0.2%Prev: 0.1%	4,010 SH	Decreased
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$14.3M	11.0%Prev: 6.1%	310,079 SH	Increased+107,527 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$706K	0.5%	9,291 SH	New
FIRST TR EXCHNG TRADED FD VI	SMITH UNCONSTRAI	$345K	0.3%	13,701 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$1.2M	1.0%Prev: 0.7%	9,526 SH	Increased+2,085 SH
HARVARD BIOSCIENCE INC	COM	$121K	0.1%Prev: 0.1%	275,500 SH	Decreased+254,551 SH
HEALTH CATALYST INC	COM	$59K	0.0%Prev: 0.1%	20,535 SH	Decreased-33,072 SH
HOLLEY INC	COM	$55K	0.0%	17,595 SH	New
HONEYWELL INTL INC	COM	$294K	0.2%	1,397 SH	New
INFORMATION SVCS GROUP INC	COM	$145K	0.1%Prev: 0.1%	25,200 SH	Decreased-14,796 SH
INTERNATIONAL BUSINESS MACHS	COM	$574K	0.4%	2,033 SH	New
INVESCO ACTIVELY MANAGED EXC	TOTAL RETURN	$218K	0.2%	4,586 SH	New
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$820K	0.6%Prev: 0.5%	34,300 SH	Increased+4,400 SH
INVESCO EXCH TRADED FD TR II	KBW PPTY CASUT	$247K	0.2%	1,997 SH	New
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$446K	0.3%Prev: 0.3%	10,855 SH	Decreased+100 SH
INVESCO EXCHANGE TRADED FD T	S&P SMCP VLU MNT	$1.4M	1.1%Prev: 1.6%	25,247 SH	Decreased-9,826 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$248K	0.2%Prev: 0.2%	5,570 SH	Decreased
INVESCO QQQ TR	UNIT SER 1	$1.5M	1.2%Prev: 1.5%	2,577 SH	Decreased-599 SH
ISHARES GOLD TR	ISHARES NEW	$523K	0.4%Prev: 0.3%	7,184 SH	Increased+1,260 SH
ISHARES GOLD TR	SHARES REPRESENT	$297K	0.2%	7,720 SH	New
ISHARES INC	CORE MSCI EMKT	$630K	0.5%Prev: 0.5%	9,559 SH	Decreased-353 SH
ISHARES INC	EM MKT SM-CP ETF	$1.4M	1.1%Prev: 1.0%	20,989 SH	Decreased+954 SH
ISHARES INC	EMNG MKTS EQT	$588K	0.5%Prev: 0.5%	10,389 SH	Decreased+891 SH
ISHARES INC	ESG AWR MSCI EM	$362K	0.3%Prev: 0.3%	8,347 SH	Decreased+501 SH
ISHARES INC	MSCI EMRG CHN	$1.0M	0.8%Prev: 1.0%	15,010 SH	Decreased+600 SH
ISHARES INC	MSCI GBL GOLD MN	$1.8M	1.4%Prev: 0.9%	27,402 SH	Increased+5,940 SH
ISHARES SILVER TR	ISHARES	$2.9M	2.2%Prev: 1.3%	68,819 SH	Increased+31,719 SH
ISHARES TR	CALIF MUN BD ETF	$1.1M	0.8%Prev: 0.4%	18,906 SH	Increased+8,560 SH
ISHARES TR	CORE DIV GRWTH	$2.0M	1.5%Prev: 1.3%	29,522 SH	Increased+3,350 SH
ISHARES TR	CORE MSCI EAFE	$2.1M	1.6%Prev: 1.5%	23,545 SH	Decreased+433 SH
ISHARES TR	CORE MSCI INTL	$517K	0.4%Prev: 0.4%	6,450 SH	Decreased
ISHARES TR	CORE MSCI PAC	$790K	0.6%Prev: 0.4%	10,765 SH	Increased+2,999 SH
ISHARES TR	CORE MSCI TOTAL	$2.4M	1.8%Prev: 1.8%	28,905 SH	Decreased+627 SH
ISHARES TR	CORE S&P500 ETF	$402K	0.3%Prev: 0.3%	601 SH	Decreased-51 SH
ISHARES TR	EAFE SML CP ETF	$704K	0.5%Prev: 0.5%	9,175 SH	Decreased+132 SH
ISHARES TR	ESG AW MSCI EAFE	$1.5M	1.2%Prev: 1.1%	16,345 SH	Decreased+425 SH
ISHARES TR	INTERNATIONAL SL	$2.2M	1.7%Prev: 3.2%	53,989 SH	Decreased-56,215 SH
ISHARES TR	MSCI ACWI EX US	$622K	0.5%Prev: 0.4%	9,565 SH	Decreased+1,000 SH
ISHARES TR	MSCI EAFE SMCP	$214K	0.2%Prev: 0.2%	5,680 SH	Decreased
ISHARES TR	S&P 100 ETF	$327K	0.3%	982 SH	New
ISHARES TR	US TELECOM ETF	$351K	0.3%Prev: 0.2%	10,865 SH	Decreased+2,500 SH
JPMORGAN CHASE & CO.	COM	$378K	0.3%	1,199 SH	New
LAM RESEARCH CORP	COM NEW	$502K	0.4%Prev: 1.1%	3,750 SH	Decreased-261 SH
META PLATFORMS INC	CL A	$707K	0.5%Prev: 0.4%	963 SH	Increased-61 SH
MICRON TECHNOLOGY INC	COM	$259K	0.2%Prev: 1.3%	1,546 SH	Decreased-184 SH
MICROSOFT CORP	COM	$1.7M	1.3%Prev: 0.8%	3,190 SH	Increased-147 SH
MODINE MFG CO	COM	$678K	0.5%Prev: 0.5%	4,767 SH	Decreased+1,783 SH
NATURES SUNSHINE PRODS INC	COM	$163K	0.1%	10,475 SH	New
NETFLIX INC	COM	$405K	0.3%	338 SH	New
NEXTERA ENERGY INC	COM	$388K	0.3%	5,143 SH	New
OWENS & MINOR INC NEW	COM	$119K	0.1%	24,750 SH	New
PIMCO CALIF MUN INCOME FD	COM	$4.0M	3.1%Prev: 2.2%	457,118 SH	Increased+91,920 SH
PIMCO EQUITY SER	RAFI DYN EMERG	$3.1M	2.4%Prev: 3.3%	138,916 SH	Decreased-39,540 SH
PIMCO EQUITY SER	RAFI DYN ML US	$8.2M	6.3%Prev: 6.6%	146,446 SH	Decreased-2,668 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$2.4M	1.8%Prev: 2.0%	64,072 SH	Decreased-8,428 SH
PIMCO EQUITY SER	RAFI ESG US	$204K	0.2%Prev: 0.2%	5,000 SH	Decreased
PIMCO ETF TR	25YR+ ZERO U S	$1.3M	1.0%Prev: 0.5%	19,615 SH	Increased+8,925 SH
PIMCO ETF TR	ACTIVE BD ETF	$420K	0.3%Prev: 0.7%	4,496 SH	Decreased-6,320 SH
PIMCO ETF TR	INTER MUN BD ACT	$1.3M	1.0%Prev: 1.2%	24,450 SH	Decreased-8,865 SH
PIMCO ETF TR	MULTISECTOR BD	$3.4M	2.6%Prev: 4.2%	127,502 SH	Decreased-114,483 SH
PIMCO MUN INCOME FD II	COM	$3.3M	2.5%Prev: 1.7%	411,495 SH	Increased+72,970 SH
PLAYSTUDIOS INC	CLASS A COM	$79K	0.1%Prev: 0.0%	82,450 SH	Increased-34,050 SH
PLAYTIKA HLDG CORP	COM	$405K	0.3%Prev: 0.2%	104,080 SH	Increased+5,875 SH
PUBLIC STORAGE OPER CO	COM	$382K	0.3%	1,324 SH	New
RESOURCES CONNECTION INC	COM	$156K	0.1%Prev: 0.1%	30,985 SH	Decreased-7,375 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$218K	0.2%Prev: 0.2%	7,000 SH	Decreased
SCHWAB STRATEGIC TR	US LRG CAP ETF	$639K	0.5%Prev: 0.5%	24,270 SH	Decreased+452 SH
SELECT SECTOR SPDR TR	FINANCIAL	$274K	0.2%	5,093 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$231K	0.2%	964 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$417K	0.3%	1,478 SH	New
SEMRUSH HLDGS INC	CL A COM	$264K	0.2%	37,265 SH	New
SILVERCORP METALS INC	COM	$89K	0.1%	14,150 SH	New
SNOWFLAKE INC	COM SHS	$445K	0.3%	1,974 SH	New
SPDR GOLD TR	GOLD SHS	$613K	0.5%Prev: 0.4%	1,724 SH	Decreased
SPDR S&P 500 ETF TR	TR UNIT	$2.3M	1.8%	3,502 SH	New
SYPRIS SOLUTIONS INC	COM	$4.8M	3.7%Prev: 3.5%	2,246,550 SH	Decreased+40,621 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$495K	0.4%	1,773 SH	New
TARGA RES CORP	COM	$235K	0.2%Prev: 0.3%	1,400 SH	Decreased-14 SH
TAYSHA GENE THERAPIES INC	COM SHS	$147K	0.1%Prev: 0.2%	45,000 SH	Decreased
TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	$86K	0.1%Prev: 0.1%	10,400 SH	Decreased-1,874 SH
TRAEGER INC	COMMON STOCK	$99K	0.1%	81,300 SH	New
TRINITY BIOTECH PLC	SPONS ADR NEW	$12K	0.0%	12,000 SH	New
UNITEDHEALTH GROUP INC	COM	$239K	0.2%Prev: 0.2%	692 SH	Decreased-84 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.7M	1.3%Prev: 1.0%	21,835 SH	Increased+2,765 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$1.3M	1.0%Prev: 0.4%	26,067 SH	Increased+13,600 SH
VANGUARD INDEX FDS	GROWTH ETF	$266K	0.2%	555 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$999K	0.8%Prev: 1.0%	1,632 SH	Decreased-466 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$715K	0.6%Prev: 0.3%	2,179 SH	Increased+1,051 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$630K	0.5%Prev: 0.3%	2,084 SH	Increased+862 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$353K	0.3%Prev: 0.2%	1,634 SH	Decreased+50 SH
VANGUARD WORLD FD	FINANCIALS ETF	$684K	0.5%Prev: 0.4%	5,215 SH	Increased+945 SH
VANGUARD WORLD FD	INF TECH ETF	$274K	0.2%Prev: 0.2%	367 SH	Decreased-2,586 SH
VERA BRADLEY INC	COM	$47K	0.0%	23,435 SH	New
VIATRIS INC	COM	$138K	0.1%	13,935 SH	New
VISA INC	COM CL A	$669K	0.5%	1,959 SH	New
WISDOMTREE TR	INTL SMCAP DIV	$436K	0.3%Prev: 0.3%	5,483 SH	Decreased+130 SH
XPERI INC	COMMON STOCK	$113K	0.1%	17,510 SH	New

Sold (vs prior filing)

ACCENDRA HEALTH INC — $131K
ACCURAY INC DEL — $61K
ADT INC DEL — $94K
ADVANCED MICRO DEVICES INC — $277K
AERCAP HOLDINGS NV — $223K
AMPLIFY ETF TR — $1.1M
BANCO BILBAO VIZCAYA ARGENTA — $327K
BHP BILLITON LIMITED — $405K
BIOTE CORP — $43K
BLACKROCK ETF TRUST II — $1.7M
CAPITOL SER TR — $608K
CISCO SYS INC — $283K
COMMERCE.COM INC — $38K
COSTCO WHOLESALE CORPORATION — $416K
DEFINITIVE HEALTHCARE CORP — $65K
DIMENSIONAL ETF TRUST — $1.6M
DIMENSIONAL ETF TRUST — $334K
DIMENSIONAL ETF TRUST — $691K
DIMENSIONAL ETF TRUST — $291K
DIMENSIONAL ETF TRUST — $1.1M
… and 36 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001998419-26-000001	$132.8M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000868	$169.0M	View
Oct 30, 2025