Williams & Novak Wealth Management, LLC (0001998419) (Filer)

CIK 0001998419 • 1 13F filing • Oct 9, 2026 – Oct 9, 2026

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Filer information

Filed by: Williams & Novak, LLC, CHIEF COMPLIANCE OFFICER
Address: 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
Phone: 626-689-7181
AUM: $132.8M

AUM over time

$169.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $133.6M142 positionsView on SEC.gov

			% of Portfolio
8X8 INC NEW	COM	$50K	0.0%Prev: 0.0%	28,848 SH	Increased+5,273 SH
ACCENDRA HEALTH INC	COM	$143K	0.1%	57,710 SH	New
ACCURAY INC DEL	COM	$71K	0.1%	182,030 SH	New
ADT INC DEL	COM	$103K	0.1%Prev: 0.1%	15,741 SH	Increased+4,831 SH
AERCAP HOLDINGS NV	SHS	$205K	0.2%	1,463 SH	New
ALPHABET INC	CAP STK CL A	$914K	0.7%Prev: 0.8%	3,072 SH	Increased-1,907 SH
ALPHABET INC	CAP STK CL C	$927K	0.7%Prev: 0.5%	3,143 SH	Increased-17 SH
AMAZON COM INC	COM	$985K	0.7%Prev: 0.7%	4,679 SH	Increased+870 SH
AMERICAN VANGUARD CORP	COM	$64K	0.0%Prev: 0.0%	26,167 SH	Increased+15,067 SH
AMGEN INC	COM	$259K	0.2%Prev: 0.3%	732 SH	Decreased-158 SH
AMKOR TECHNOLOGY INC	COM	$487K	0.4%Prev: 0.2%	10,471 SH	Increased-1,770 SH
AMPLIFY ETF TR	CWP ENHANCED DIV	$415K	0.3%	9,232 SH	New
APPLE INC	COM	$2.9M	2.2%Prev: 2.1%	11,481 SH	Increased+2,034 SH
ARES MANAGEMENT CORPORATION	CL A COM STK	$212K	0.2%	2,000 SH	New
AVANOS MED INC	COM	$371K	0.3%Prev: 0.2%	26,348 SH	Increased+13,379 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.3M	1.0%Prev: 1.6%	2,716 SH	Decreased-274 SH
BHP BILLITON LIMITED	SPONSORED ADS	$345K	0.3%	4,689 SH	New
BIOTE CORP	CLASS A COM	$45K	0.0%	31,410 SH	New
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$1.8M	1.3%Prev: 0.5%	34,244 SH	Increased+23,821 SH
BP PLC	SPONSORED ADR	$277K	0.2%	6,008 SH	New
BROADCOM INC	COM	$998K	0.7%Prev: 0.5%	3,183 SH	Increased+416 SH
CAPITAL GROUP CORE BALANCED	SHS	$1.0M	0.8%	29,406 SH	New
CAPITOL SER TR	FAIRLEAD TACTICA	$707K	0.5%	23,156 SH	New
CARPARTS COM INC	COM	$27K	0.0%Prev: 0.1%	32,825 SH	Decreased-93,825 SH
CERUS CORP	COM	$23K	0.0%Prev: 0.0%	12,405 SH	Increased-525 SH
CONDUENT INC	COM	$20K	0.0%Prev: 0.0%	15,265 SH	Decreased+690 SH
COSTCO WHOLESALE CORPORATION	COM	$463K	0.3%	464 SH	New
CS DISCO INC	COM	$83K	0.1%Prev: 0.1%	21,858 SH	Increased+4,238 SH
DEFINITIVE HEALTHCARE CORP	CLASS A COM	$33K	0.0%	30,730 SH	New
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$1.5M	1.1%Prev: 1.7%	34,920 SH	Decreased-5,606 SH
DIMENSIONAL ETF TRUST	GLOBAL CR ETF	$318K	0.2%	5,864 SH	New
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$989K	0.7%	25,023 SH	New
DIMENSIONAL ETF TRUST	SHORT DURATION F	$663K	0.5%Prev: 0.5%	13,855 SH	Increased+2,923 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$269K	0.2%Prev: 0.3%	6,872 SH	Decreased-2,845 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$764K	0.6%Prev: 1.2%	10,692 SH	Decreased-9,217 SH
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$698K	0.5%Prev: 0.6%	14,364 SH	Increased+61 SH
EVOLENT HEALTH INC	CL A	$38K	0.0%	17,130 SH	New
EXPENSIFY INC	COM CL A	$56K	0.0%	64,250 SH	New
EXXON MOBIL CORP	COM	$207K	0.2%	1,288 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$1.0M	0.8%Prev: 0.2%	27,438 SH	Increased+19,875 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$6.5M	4.8%Prev: 4.6%	176,956 SH	Increased+28,407 SH
FIDELITY COVINGTON TRUST	ENHANCED MID	$291K	0.2%	8,021 SH	New
FIDELITY COVINGTON TRUST	FIDELITY US MLTF	$371K	0.3%	10,029 SH	New
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$314K	0.2%Prev: 0.3%	4,573 SH	Increased-165 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$942K	0.7%Prev: 0.7%	4,472 SH	Increased-200 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$10.8M	8.1%Prev: 11.3%	235,927 SH	Decreased-16,450 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$950K	0.7%Prev: 0.9%	7,537 SH	Increased-950 SH
HACKETT GROUP INC	COM	$175K	0.1%	13,591 SH	New
HARVARD BIOSCIENCE INC	COM	$138K	0.1%Prev: 0.0%	27,052 SH	Increased-50,718 SH
HEALTH CATALYST INC	COM	$40K	0.0%	34,165 SH	New
HF FOODS GROUP INC	COM	$83K	0.1%	40,515 SH	New
INFORMATION SVCS GROUP INC	COM	$111K	0.1%Prev: 0.1%	28,886 SH	Decreased-9,339 SH
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$717K	0.5%Prev: 0.9%	29,900 SH	Decreased-7,800 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$474K	0.4%	10,755 SH	New
INVESCO EXCH TRD SLF IDX FD	RUSL 1000 DYNM	$811K	0.6%	13,367 SH	New
INVESCO EXCHANGE TRADED FD T	RAFI US 1000 ETF	$282K	0.2%	5,905 SH	New
INVESCO EXCHANGE TRADED FD T	S&P SMCP VLU MNT	$2.1M	1.6%Prev: 1.2%	34,198 SH	Increased+9,908 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$256K	0.2%	5,570 SH	New
INVESCO QQQ TR	UNIT SER 1	$1.6M	1.2%Prev: 1.3%	2,708 SH	Increased-44 SH
ISHARES GOLD TR	ISHARES NEW	$531K	0.4%Prev: 0.5%	5,924 SH	Increased-2,832 SH
ISHARES INC	CORE MSCI EMKT	$697K	0.5%Prev: 0.5%	9,912 SH	Increased-375 SH
ISHARES INC	EM MKT SM-CP ETF	$1.4M	1.1%Prev: 1.2%	20,264 SH	Increased-751 SH
ISHARES INC	EMNG MKTS EQT	$581K	0.4%Prev: 0.5%	9,498 SH	Increased-1,809 SH
ISHARES INC	ESG AWR MSCI EM	$359K	0.3%Prev: 0.4%	7,846 SH	Decreased-2,651 SH
ISHARES INC	MSCI EMRG CHN	$1.1M	0.9%Prev: 0.9%	14,410 SH	Increased-1,532 SH
ISHARES INC	MSCI GBL GOLD MN	$1.8M	1.3%Prev: 1.5%	21,462 SH	Increased-17,427 SH
ISHARES SILVER TR	ISHARES	$2.7M	2.0%Prev: 2.1%	39,105 SH	Increased-32,594 SH
ISHARES TR	CALIF MUN BD ETF	$843K	0.6%Prev: 2.3%	14,816 SH	Decreased-27,549 SH
ISHARES TR	CORE DIV GRWTH	$1.9M	1.4%Prev: 1.9%	27,268 SH	Decreased-3,979 SH
ISHARES TR	CORE MSCI EAFE	$2.1M	1.6%Prev: 1.8%	23,112 SH	Increased-1,541 SH
ISHARES TR	CORE MSCI INTL	$547K	0.4%Prev: 0.5%	6,450 SH	Decreased-1,600 SH
ISHARES TR	CORE MSCI PAC	$607K	0.5%Prev: 0.7%	7,766 SH	Decreased-4,499 SH
ISHARES TR	CORE MSCI TOTAL	$2.5M	1.9%Prev: 2.0%	28,278 SH	Increased-1,106 SH
ISHARES TR	CORE S&P500 ETF	$359K	0.3%Prev: 0.3%	546 SH	Increased-55 SH
ISHARES TR	EAFE SML CP ETF	$721K	0.5%Prev: 0.7%	9,043 SH	Increased-1,598 SH
ISHARES TR	ESG AW MSCI EAFE	$1.5M	1.2%Prev: 1.4%	15,920 SH	Increased-2,095 SH
ISHARES TR	INTERNATIONAL SL	$2.5M	1.9%Prev: 1.6%	58,374 SH	Increased+8,427 SH
ISHARES TR	MSCI ACWI EX US	$664K	0.5%Prev: 0.5%	9,565 SH	Increased-20 SH
ISHARES TR	MSCI EAFE SMCP	$229K	0.2%	5,680 SH	New
ISHARES TR	US TELECOM ETF	$330K	0.2%Prev: 0.3%	8,365 SH	Decreased-4,000 SH
JANUS INTERNATIONAL GROUP IN	COMMON STOCK	$78K	0.1%	15,385 SH	New
JOHNSON & JOHNSON	COM	$252K	0.2%	1,033 SH	New
JPMORGAN CHASE & CO	COM	$419K	0.3%	1,418 SH	New
KLX ENERGY SERVICES HOLDINGS	COM NEW	$29K	0.0%	11,837 SH	New
LAM RESEARCH CORP	COM NEW	$881K	0.7%Prev: 0.3%	3,969 SH	Increased+219 SH
META PLATFORMS INC	CL A	$447K	0.3%Prev: 0.5%	772 SH	Decreased-90 SH
MICRON TECHNOLOGY INC	COM	$620K	0.5%	1,686 SH	New
MICROSOFT CORP	COM	$1.3M	1.0%Prev: 1.1%	3,502 SH	Increased+456 SH
MODINE MFG CO	COM	$670K	0.5%Prev: 0.4%	3,005 SH	Increased-2,017 SH
MY SIZE INC	COM NEW	$18K	0.0%	27,030 SH	New
NEXTERA ENERGY INC	COM	$398K	0.3%	4,287 SH	New
NVIDIA CORPORATION	COM	$611K	0.5%	3,476 SH	New
PIMCO CALIF MUN INCOME FD	COM	$3.5M	2.6%Prev: 1.8%	403,583 SH	Increased+196,328 SH
PIMCO EQUITY SER	RAFI DYN EMERG	$4.2M	3.2%Prev: 2.4%	169,057 SH	Increased+42,325 SH
PIMCO EQUITY SER	RAFI DYN ML US	$8.6M	6.4%Prev: 7.0%	146,339 SH	Increased+2,495 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$2.7M	2.0%Prev: 1.4%	67,889 SH	Increased+21,817 SH
PIMCO EQUITY SER	RAFI ESG US	$208K	0.2%	5,000 SH	New
PIMCO ETF TR	25YR+ ZERO U S	$1.3M	1.0%	20,187 SH	New
PIMCO ETF TR	ACTIVE BD ETF	$878K	0.7%Prev: 0.5%	9,543 SH	Increased+3,547 SH
PIMCO ETF TR	INTER MUN BD ACT	$1.8M	1.3%Prev: 0.8%	33,790 SH	Increased+18,240 SH
PIMCO ETF TR	MTG BKD SECS ACT	$237K	0.2%	4,800 SH	New
PIMCO ETF TR	MULTISECTOR BD	$5.8M	4.4%Prev: 1.4%	222,949 SH	Increased+168,495 SH
PIMCO ETF TR	MUNI INCOME OPP	$221K	0.2%	4,900 SH	New
PIMCO ETF TR	ULTRA SHORT GOVT	$711K	0.5%	7,061 SH	New
PIMCO MUN INCOME FD II	COM	$2.8M	2.1%	371,143 SH	New
PLAYSTUDIOS INC	CLASS A COM	$52K	0.0%Prev: 0.1%	110,800 SH	Decreased+61,400 SH
PLAYTIKA HLDG CORP	COM	$277K	0.2%Prev: 0.4%	101,120 SH	Decreased+14,870 SH
PUBLIC STORAGE OPER CO	COM	$252K	0.2%Prev: 0.3%	913 SH	Decreased-7 SH
PUMA BIOTECHNOLOGY INC	COM	$72K	0.1%Prev: 0.0%	10,639 SH	Increased-4,081 SH
RAPID7 INC	COM	$137K	0.1%	25,150 SH	New
RESOURCES CONNECTION INC	COM	$141K	0.1%	38,530 SH	New
SALESFORCE INC	COM	$2.3M	1.7%	21,727 SH	New
SBC MED GROUP HLDGS INC	COM	$63K	0.0%	14,237 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$228K	0.2%	7,000 SH	New
SCHWAB STRATEGIC TR	US LRG CAP ETF	$615K	0.5%Prev: 0.5%	23,818 SH	Increased-452 SH
SELECT SECTOR SPDR TR	STATE STREET TEC	$413K	0.3%	3,064 SH	New
SIEBERT FINL CORP	COM	$29K	0.0%	15,800 SH	New
SOUNDTHINKING INC	COM	$75K	0.1%	11,401 SH	New
SPDR GOLD TR	GOLD SHS	$755K	0.6%Prev: 0.5%	1,724 SH	Increased-50 SH
STATE STR SPDR S&P 500 ETF T	TR UNIT	$2.4M	1.8%	3,623 SH	New
SYNERGY CHC CORP	COM NEW	$12K	0.0%	11,945 SH	New
SYPRIS SOLUTIONS INC	COM	$6.3M	4.7%Prev: 3.7%	2,133,301 SH	Increased-132,905 SH
TABOOLA.COM LTD	ORD SHS	$62K	0.0%	19,340 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$796K	0.6%	2,331 SH	New
TARGA RES CORP	COM	$345K	0.3%Prev: 0.3%	1,408 SH	Increased+8 SH
TAYSHA GENE THERAPIES INC	COM SHS	$194K	0.1%Prev: 0.1%	45,000 SH	Increased
TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	$141K	0.1%	12,283 SH	New
TRINITY BIOTECH INVT LTD	SPONS ADR NEW	$64K	0.0%	107,643 SH	New
UNITEDHEALTH GROUP INC	COM	$203K	0.2%Prev: 0.3%	741 SH	Decreased+69 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.8M	1.4%Prev: 1.3%	19,070 SH	Increased-9,435 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$956K	0.7%Prev: 1.4%	18,967 SH	Decreased-9,754 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.1M	0.8%Prev: 0.8%	1,752 SH	Increased+114 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$365K	0.3%Prev: 0.5%	1,128 SH	Decreased-833 SH
VANGUARD INDEX FDS	VALUE ETF	$216K	0.2%	1,100 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$306K	0.2%	1,029 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$342K	0.3%Prev: 0.3%	1,584 SH	Increased-150 SH
VANGUARD WORLD FD	FINANCIALS ETF	$516K	0.4%Prev: 0.6%	4,270 SH	Decreased-945 SH
VANGUARD WORLD FD	INF TECH ETF	$261K	0.2%Prev: 0.2%	369 SH	Increased+2 SH
WIPRO LTD	SPON ADR 1 SH	$57K	0.0%	26,995 SH	New
WISDOMTREE TR	INTL SMCAP DIV	$444K	0.3%Prev: 0.4%	5,353 SH	Increased-165 SH
XEROX HOLDINGS CORP	COM NEW	$25K	0.0%	19,615 SH	New
XPERI INC	COMMON STOCK	$80K	0.1%	14,140 SH	New

Sold (vs prior filing)

ACCURAY INC — $98K
AMERICAN AXLE & MFG HLDGS IN — $48K
AMTECH SYS INC — $71K
ANGIODYNAMICS INC — $166K
ASSERTIO HOLDINGS INC — $7K
BLACKROCK INC — $630K
CISCO SYS INC — $279K
COSTCO WHSL CORP NEW — $682K
E2OPEN PARENT HOLDINGS INC — $26K
EGAIN CORP — $127K
FIDELITY COVINGTON TRUST — $282K
FIDELITY COVINGTON TRUST — $221K
HOLLEY INC — $43K
HOME DEPOT INC — $365K
INVESCO EXCH TRADED FD TR II — $480K
ISHARES GOLD TR — $314K
ISHARES TR — $906K
ISHARES TR — $351K
J P MORGAN EXCHANGE TRADED F — $1.1M
JPMORGAN CHASE & CO. — $315K
… and 25 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001998419-26-000001	$132.8M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000868	$169.0M	View
Oct 30, 2025