Williams & Novak Wealth Management, LLC (0001998419) (Filer)

CIK 0001998419 • 1 13F filing • Oct 9, 2026 – Oct 9, 2026

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Filer information

Filed by: Williams & Novak, LLC, CHIEF COMPLIANCE OFFICER
Address: 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
Phone: 626-689-7181
AUM: $132.8M

AUM over time

$169.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $117.6M134 positionsView on SEC.gov

			% of Portfolio
8X8 INC NEW	COM	$63K	0.1%Prev: 0.0%	32,005 SH	Increased+3,157 SH
ACCURAY INC	COM	$94K	0.1%	68,970 SH	New
ALPHABET INC	CAP STK CL C	$561K	0.5%Prev: 0.7%	3,160 SH	Decreased+17 SH
AMAZON COM INC	COM	$1.3M	1.1%Prev: 0.7%	5,728 SH	Increased+1,049 SH
AMERICAN AXLE & MFG HLDGS IN	COM	$43K	0.0%	10,600 SH	New
AMERICAN VANGUARD CORP	COM	$61K	0.1%Prev: 0.0%	15,605 SH	Decreased-10,562 SH
AMGEN INC	COM	$257K	0.2%Prev: 0.2%	920 SH	Decreased+188 SH
AMKOR TECHNOLOGY INC	COM	$246K	0.2%Prev: 0.4%	11,741 SH	Decreased+1,270 SH
AMTECH SYS INC	COM PAR $0.01N	$82K	0.1%	18,385 SH	New
ANGIODYNAMICS INC	COM	$124K	0.1%	12,455 SH	New
APPLE INC	COM	$1.9M	1.7%Prev: 2.2%	9,458 SH	Decreased-2,023 SH
ASSERTIO HOLDINGS INC	COM NEW	$6K	0.0%	10,000 SH	New
AVANOS MED INC	COM	$272K	0.2%Prev: 0.3%	22,219 SH	Decreased-4,129 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.5M	1.2%Prev: 1.0%	2,994 SH	Increased+278 SH
BERRY CORP	COM	$58K	0.0%	21,110 SH	New
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$1.2M	1.0%Prev: 1.3%	22,296 SH	Decreased-11,948 SH
BROADCOM INC	COM	$763K	0.6%Prev: 0.7%	2,767 SH	Decreased-416 SH
CAPITOL SER TR	FAIRLEAD TACTICA	$740K	0.6%Prev: 0.5%	26,230 SH	Increased+3,074 SH
CARPARTS COM INC	COM	$116K	0.1%Prev: 0.0%	156,750 SH	Increased+123,925 SH
CERUS CORP	COM	$18K	0.0%Prev: 0.0%	13,115 SH	Decreased+710 SH
CONDUENT INC	COM	$39K	0.0%Prev: 0.0%	14,880 SH	Increased-385 SH
COSTCO WHSL CORP NEW	COM	$514K	0.4%	519 SH	New
CS DISCO INC	COM	$96K	0.1%Prev: 0.1%	22,025 SH	Increased+167 SH
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$2.1M	1.8%Prev: 1.1%	50,653 SH	Increased+15,733 SH
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$261K	0.2%Prev: 0.7%	7,559 SH	Decreased-17,464 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$663K	0.6%Prev: 0.5%	13,813 SH	Decreased-42 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$363K	0.3%Prev: 0.2%	10,127 SH	Increased+3,255 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$974K	0.8%Prev: 0.6%	14,535 SH	Increased+3,843 SH
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$604K	0.5%Prev: 0.5%	14,278 SH	Decreased-86 SH
EGAIN CORP	COM NEW	$141K	0.1%	22,520 SH	New
ELI LILLY & CO	COM	$334K	0.3%	428 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$488K	0.4%Prev: 0.8%	14,669 SH	Decreased-12,769 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$5.3M	4.5%Prev: 4.8%	153,685 SH	Decreased-23,271 SH
FIDELITY COVINGTON TRUST	ENHANCED MID	$223K	0.2%Prev: 0.2%	6,484 SH	Decreased-1,537 SH
FIDELITY COVINGTON TRUST	FIDELITY US MLTF	$224K	0.2%Prev: 0.3%	6,231 SH	Decreased-3,798 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$296K	0.3%Prev: 0.2%	4,573 SH	Decreased
FIDELITY COVINGTON TRUST	MSCI FINLS IDX	$246K	0.2%	3,325 SH	New
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$921K	0.8%Prev: 0.7%	4,672 SH	Decreased+200 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$13.0M	11.1%Prev: 8.1%	284,492 SH	Increased+48,565 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$923K	0.8%	12,210 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$1.2M	1.0%Prev: 0.7%	9,602 SH	Increased+2,065 SH
HARVARD BIOSCIENCE INC	COM	$47K	0.0%Prev: 0.1%	106,570 SH	Decreased+79,518 SH
HOLLEY INC	COM	$40K	0.0%	20,040 SH	New
HOME DEPOT INC	COM	$269K	0.2%	733 SH	New
HONEYWELL INTL INC	COM	$944K	0.8%	4,054 SH	New
INFORMATION SVCS GROUP INC	COM	$128K	0.1%Prev: 0.1%	26,600 SH	Increased-2,286 SH
INFUSYSTEM HLDGS INC	COM	$77K	0.1%	12,280 SH	New
INTUITIVE SURGICAL INC	COM NEW	$498K	0.4%	917 SH	New
INVESCO ACTIVELY MANAGED EXC	TOTAL RETURN	$212K	0.2%	4,513 SH	New
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$929K	0.8%Prev: 0.5%	39,800 SH	Increased+9,900 SH
INVESCO EXCH TRADED FD TR II	KBW PPTY CASUT	$838K	0.7%	6,823 SH	New
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$509K	0.4%Prev: 0.4%	13,090 SH	Increased+2,335 SH
INVESCO EXCHANGE TRADED FD T	S&P SMCP VLU MNT	$1.3M	1.1%Prev: 1.6%	24,282 SH	Decreased-9,916 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$227K	0.2%Prev: 0.2%	5,570 SH	Decreased
INVESCO QQQ TR	UNIT SER 1	$1.3M	1.1%Prev: 1.2%	2,393 SH	Decreased-315 SH
ISHARES GOLD TR	ISHARES NEW	$448K	0.4%Prev: 0.4%	7,184 SH	Decreased+1,260 SH
ISHARES GOLD TR	SHARES REPRESENT	$296K	0.3%	8,975 SH	New
ISHARES INC	CORE MSCI EMKT	$605K	0.5%Prev: 0.5%	10,075 SH	Decreased+163 SH
ISHARES INC	EM MKT SM-CP ETF	$1.3M	1.1%Prev: 1.1%	20,057 SH	Decreased-207 SH
ISHARES INC	EMNG MKTS EQT	$616K	0.5%Prev: 0.4%	11,823 SH	Increased+2,325 SH
ISHARES INC	ESG AWR MSCI EM	$356K	0.3%Prev: 0.3%	9,097 SH	Decreased+1,251 SH
ISHARES INC	MSCI EMRG CHN	$981K	0.8%Prev: 0.9%	15,529 SH	Decreased+1,119 SH
ISHARES INC	MSCI GBL GOLD MN	$1.2M	1.0%Prev: 1.3%	27,402 SH	Decreased+5,940 SH
ISHARES SILVER TR	ISHARES	$2.3M	2.0%Prev: 2.0%	70,249 SH	Decreased+31,144 SH
ISHARES TR	CALIF MUN BD ETF	$967K	0.8%Prev: 0.6%	17,345 SH	Increased+2,529 SH
ISHARES TR	CORE DIV GRWTH	$1.9M	1.6%Prev: 1.4%	30,122 SH	Increased+2,854 SH
ISHARES TR	CORE MSCI EAFE	$1.9M	1.6%Prev: 1.6%	22,891 SH	Decreased-221 SH
ISHARES TR	CORE MSCI INTL	$490K	0.4%Prev: 0.4%	6,450 SH	Decreased
ISHARES TR	CORE MSCI PAC	$740K	0.6%Prev: 0.5%	10,765 SH	Increased+2,999 SH
ISHARES TR	CORE MSCI TOTAL	$2.2M	1.9%Prev: 1.9%	29,041 SH	Decreased+763 SH
ISHARES TR	CORE S&P500 ETF	$373K	0.3%Prev: 0.3%	601 SH	Increased+55 SH
ISHARES TR	EAFE SML CP ETF	$671K	0.6%Prev: 0.5%	9,226 SH	Decreased+183 SH
ISHARES TR	ESG AW MSCI EAFE	$1.5M	1.2%Prev: 1.2%	16,345 SH	Decreased+425 SH
ISHARES TR	INTERNATIONAL SL	$2.1M	1.8%Prev: 1.9%	54,191 SH	Decreased-4,183 SH
ISHARES TR	MSCI ACWI EX US	$583K	0.5%Prev: 0.5%	9,565 SH	Decreased
ISHARES TR	MSCI EAFE SMCP	$202K	0.2%Prev: 0.2%	5,680 SH	Decreased
ISHARES TR	NATIONAL MUN ETF	$207K	0.2%	1,979 SH	New
ISHARES TR	US TELECOM ETF	$324K	0.3%Prev: 0.2%	10,865 SH	Decreased+2,500 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$1.3M	1.1%	22,033 SH	New
JPMORGAN CHASE & CO.	COM	$346K	0.3%	1,193 SH	New
LAM RESEARCH CORP	COM NEW	$365K	0.3%Prev: 0.7%	3,750 SH	Decreased-219 SH
META PLATFORMS INC	CL A	$693K	0.6%Prev: 0.3%	939 SH	Increased+167 SH
MICROSOFT CORP	COM	$1.3M	1.1%Prev: 1.0%	2,562 SH	Decreased-940 SH
MODINE MFG CO	COM	$495K	0.4%Prev: 0.5%	5,022 SH	Decreased+2,017 SH
NATURES SUNSHINE PRODS INC	COM	$155K	0.1%	10,505 SH	New
OWENS & MINOR INC NEW	COM	$146K	0.1%	16,076 SH	New
PIMCO CALIF MUN INCOME FD	COM	$2.5M	2.1%Prev: 2.6%	288,755 SH	Decreased-114,828 SH
PIMCO CALIF MUN INCOME FD II	COM	$1.4M	1.2%	270,311 SH	New
PIMCO EQUITY SER	RAFI DYN EMERG	$2.9M	2.5%Prev: 3.2%	138,386 SH	Decreased-30,671 SH
PIMCO EQUITY SER	RAFI DYN ML US	$7.8M	6.7%Prev: 6.4%	146,331 SH	Decreased-8 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$2.2M	1.9%Prev: 2.0%	60,761 SH	Decreased-7,128 SH
PIMCO ETF TR	ACTIVE BD ETF	$482K	0.4%Prev: 0.7%	5,226 SH	Decreased-4,317 SH
PIMCO ETF TR	INTER MUN BD ACT	$919K	0.8%Prev: 1.3%	17,900 SH	Decreased-15,890 SH
PIMCO ETF TR	MULTISECTOR BD	$2.7M	2.3%Prev: 4.4%	101,892 SH	Decreased-121,057 SH
PIMCO MUN INCOME FD	COM	$80K	0.1%	10,000 SH	New
PIMCO MUN INCOME FD III	COM	$1.2M	1.0%	170,800 SH	New
PLAYSTUDIOS INC	CLASS A COM	$64K	0.1%Prev: 0.0%	48,860 SH	Increased-61,940 SH
PLAYTIKA HLDG CORP	COM	$404K	0.3%Prev: 0.2%	85,385 SH	Increased-15,735 SH
PUBLIC STORAGE OPER CO	COM	$380K	0.3%Prev: 0.2%	1,297 SH	Increased+384 SH
PUMA BIOTECHNOLOGY INC	COM	$43K	0.0%Prev: 0.1%	12,520 SH	Decreased+1,881 SH
SALESFORCE INC	COM	$207K	0.2%Prev: 1.7%	760 SH	Decreased-20,967 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$201K	0.2%Prev: 0.2%	7,000 SH	Decreased
SCHWAB STRATEGIC TR	US LRG CAP ETF	$593K	0.5%Prev: 0.5%	24,270 SH	Decreased+452 SH
SELECT SECTOR SPDR TR	FINANCIAL	$200K	0.2%	3,824 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$210K	0.2%	964 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$414K	0.4%	1,636 SH	New
SILVERCORP METALS INC	COM	$60K	0.1%	14,150 SH	New
SNOWFLAKE INC	CL A	$363K	0.3%	1,624 SH	New
SPDR GOLD TR	GOLD SHS	$526K	0.4%Prev: 0.6%	1,724 SH	Decreased
SPDR S&P 500 ETF TR	TR UNIT	$2.2M	1.8%	3,504 SH	New
SPDR SERIES TRUST	NUVEEN ICE HIGH	$613K	0.5%	24,750 SH	New
SYPRIS SOLUTIONS INC	COM	$5.0M	4.2%Prev: 4.7%	2,256,520 SH	Decreased+123,219 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$1.1M	1.0%	5,044 SH	New
TARGA RES CORP	COM	$244K	0.2%Prev: 0.3%	1,400 SH	Decreased-8 SH
TAYSHA GENE THERAPIES INC	COM SHS	$104K	0.1%Prev: 0.1%	45,000 SH	Decreased
TJX COS INC NEW	COM	$436K	0.4%	3,527 SH	New
TRAEGER INC	COMMON STOCK	$95K	0.1%	55,570 SH	New
TRINITY BIOTECH PLC	SPONS ADR NEW	$14K	0.0%	22,000 SH	New
UNITEDHEALTH GROUP INC	COM	$450K	0.4%Prev: 0.2%	1,441 SH	Increased+700 SH
UNIVERSAL DISPLAY CORP	COM	$462K	0.4%	2,988 SH	New
VANECK ETF TRUST	GOLD MINERS ETF	$1.0M	0.9%Prev: 1.4%	19,455 SH	Decreased+385 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$1.9M	1.6%Prev: 0.7%	37,531 SH	Increased+18,564 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$930K	0.8%Prev: 0.8%	1,638 SH	Decreased-114 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$529K	0.4%Prev: 0.3%	1,740 SH	Increased+612 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$1.3M	1.1%Prev: 0.2%	4,586 SH	Increased+3,557 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$355K	0.3%Prev: 0.3%	1,734 SH	Increased+150 SH
VANGUARD WORLD FD	FINANCIALS ETF	$664K	0.6%Prev: 0.4%	5,215 SH	Increased+945 SH
VANGUARD WORLD FD	INF TECH ETF	$243K	0.2%Prev: 0.2%	367 SH	Decreased-2 SH
VERA BRADLEY INC	COM	$45K	0.0%	20,170 SH	New
VIATRIS INC	COM	$163K	0.1%	18,265 SH	New
VIMEO INC	COMMON STOCK	$48K	0.0%	11,915 SH	New
VISA INC	COM CL A	$713K	0.6%	2,009 SH	New
WISDOMTREE TR	INTL SMCAP DIV	$412K	0.4%Prev: 0.3%	5,483 SH	Decreased+130 SH
XPERI INC	COMMON STOCK	$83K	0.1%Prev: 0.1%	10,430 SH	Increased-3,710 SH

Sold (vs prior filing)

ACCENDRA HEALTH INC — $143K
ACCURAY INC DEL — $71K
ADT INC DEL — $103K
AERCAP HOLDINGS NV — $205K
ALPHABET INC — $914K
AMPLIFY ETF TR — $415K
ARES MANAGEMENT CORPORATION — $212K
BHP BILLITON LIMITED — $345K
BIOTE CORP — $45K
BP PLC — $277K
CAPITAL GROUP CORE BALANCED — $1.0M
COSTCO WHOLESALE CORPORATION — $463K
DEFINITIVE HEALTHCARE CORP — $33K
DIMENSIONAL ETF TRUST — $318K
EVOLENT HEALTH INC — $38K
EXPENSIFY INC — $56K
EXXON MOBIL CORP — $207K
HACKETT GROUP INC — $175K
HEALTH CATALYST INC — $40K
HF FOODS GROUP INC — $83K
… and 31 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001998419-26-000001	$132.8M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000868	$169.0M	View
Oct 30, 2025