Williams & Novak Wealth Management, LLC (0001998419) (Filer)

CIK 0001998419 • 1 13F filing • Oct 9, 2026 – Oct 9, 2026

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Filer information

Filed by: Williams & Novak, LLC, CHIEF COMPLIANCE OFFICER
Address: 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
Phone: 626-689-7181
AUM: $132.8M

AUM over time

$169.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $169.0M148 positionsView on SEC.gov

			% of Portfolio
8X8 INC NEW	COM	$53K	0.0%Prev: 0.1%	23,520 SH	Decreased-17,310 SH
ACCENDRA HEALTH INC	COM	$63K	0.0%	112,440 SH	New
ACCURAY INC DEL	COM	$82K	0.0%	303,330 SH	New
ADT INC DEL	COM	$109K	0.1%	17,878 SH	New
ADVANCED MICRO DEVICES INC	COM	$277K	0.2%	453 SH	New
AERCAP HOLDINGS NV	SHS	$224K	0.1%	1,561 SH	New
ALPHABET INC	CAP STK CL A	$1.8M	1.0%Prev: 0.2%	5,107 SH	Increased+3,996 SH
ALPHABET INC	CAP STK CL C	$1.1M	0.6%Prev: 0.6%	3,156 SH	Increased+52 SH
AMAZON COM INC	COM	$1.4M	0.8%Prev: 0.9%	5,560 SH	Increased+325 SH
AMERICAN VANGUARD CORP	COM	$113K	0.1%Prev: 0.1%	64,825 SH	Increased+49,490 SH
AMGEN INC	COM	$204K	0.1%Prev: 0.2%	484 SH	Decreased-317 SH
AMKOR TECHNOLOGY INC	COM	$539K	0.3%Prev: 0.2%	10,294 SH	Increased-732 SH
AMPLIFY ETF TR	CWP ENHANCED DIV	$1.1M	0.7%	24,527 SH	New
APPLE INC	COM	$4.7M	2.8%Prev: 1.9%	14,123 SH	Increased+4,420 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.3M	0.8%Prev: 1.2%	2,607 SH	Decreased-430 SH
BHP BILLITON LIMITED	SPONSORED ADS	$383K	0.2%	4,509 SH	New
BIOTE CORP	CLASS A COM	$36K	0.0%	29,365 SH	New
BLACKROCK ETF TRUST II	ISHA FLEX IN ETF	$1.9M	1.1%	37,023 SH	New
BROADCOM INC	COM	$1.1M	0.7%Prev: 0.7%	3,195 SH	Increased+413 SH
CAPITAL GROUP CORE BALANCED	SHS	$555K	0.3%Prev: 0.3%	15,091 SH	Increased+5,097 SH
CAPITOL SER TR	FAIR TA SECT ETF	$631K	0.4%	20,099 SH	New
CELESTICA INC	COM	$285K	0.2%	789 SH	New
CERUS CORP	COM	$28K	0.0%Prev: 0.0%	11,935 SH	Increased-2,780 SH
CISCO SYS INC	COM	$265K	0.2%	2,459 SH	New
COMMERCE.COM INC	COM SER 1	$40K	0.0%	12,500 SH	New
CONDUENT INC	COM	$18K	0.0%Prev: 0.0%	11,265 SH	Decreased-2,615 SH
COSTCO WHOLESALE CORPORATION	COM	$401K	0.2%	440 SH	New
CS DISCO INC	COM	$80K	0.0%Prev: 0.1%	19,591 SH	Decreased+2,486 SH
DEFINITIVE HEALTHCARE CORP	CLASS A COM	$82K	0.0%	90,610 SH	New
DIMENSIONAL ETF TRUST	CORE FIXE IN ETF	$1.9M	1.1%	48,003 SH	New
DIMENSIONAL ETF TRUST	GLOBAL CR ETF	$415K	0.2%	7,987 SH	New
DIMENSIONAL ETF TRUST	INTL COR FIX ETF	$243K	0.1%	4,758 SH	New
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$1.3M	0.8%Prev: 0.3%	31,102 SH	Increased+20,829 SH
DIMENSIONAL ETF TRUST	SHOR DUR FIX ETF	$872K	0.5%	18,756 SH	New
DIMENSIONAL ETF TRUST	US COR EQU 2 ETF	$314K	0.2%	7,062 SH	New
DIMENSIONAL ETF TRUST	US EQUI MARK ETF	$1.1M	0.7%	13,689 SH	New
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$693K	0.4%Prev: 0.5%	12,608 SH	Increased-890 SH
ELI LILLY & CO	COM	$307K	0.2%Prev: 0.3%	265 SH	Decreased-244 SH
EXPENSIFY INC	COM CL A	$81K	0.0%Prev: 0.0%	36,100 SH	Increased+5,560 SH
EXXONMOBIL HOLDINGS CORP	COM SHS	$680K	0.4%	4,181 SH	New
FIDELITY COVINGTON TRUST	ENH MID COR ETF	$302K	0.2%	7,476 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$1.4M	0.8%Prev: 0.5%	33,971 SH	Increased+14,503 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$6.8M	4.0%Prev: 4.4%	156,882 SH	Increased+2,536 SH
FIDELITY COVINGTON TRUST	FIDELITY US MLTF	$424K	0.3%Prev: 0.2%	10,279 SH	Increased+2,161 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$329K	0.2%Prev: 0.2%	4,573 SH	Increased
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.3M	0.8%Prev: 0.8%	4,472 SH	Increased-200 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$5.9M	3.5%Prev: 11.0%	136,610 SH	Decreased-173,469 SH
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$298K	0.2%	2,889 SH	New
FRANKLIN TEMPLETON ETF TR	INCOME FOCUS ETF	$208K	0.1%	7,300 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$1.3M	0.8%Prev: 1.0%	9,120 SH	Increased-406 SH
HACKETT GROUP INC	COM	$254K	0.1%	25,226 SH	New
HARVARD BIOSCIENCE INC	COM	$131K	0.1%Prev: 0.1%	16,555 SH	Increased-258,945 SH
HEALTH CATALYST INC	COM	$93K	0.1%Prev: 0.0%	54,016 SH	Increased+33,481 SH
HF FOODS GROUP INC	COM	$69K	0.0%	41,850 SH	New
HOLLEY INC	COM	$25K	0.0%Prev: 0.0%	10,657 SH	Decreased-6,938 SH
INFORMATION SVCS GROUP INC	COM	$279K	0.2%Prev: 0.1%	50,466 SH	Increased+25,266 SH
INVESCO EXCH TRADED FD TR II	EQUAL WEGT 0-30	$549K	0.3%	24,600 SH	New
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$492K	0.3%Prev: 0.3%	10,720 SH	Increased-135 SH
INVESCO EXCHANGE TRADED FD T	RAFI US 1000 ETF	$1.9M	1.1%	35,499 SH	New
INVESCO EXCHANGE TRADED FD T	S&P SMCP VLU MNT	$2.6M	1.6%Prev: 1.1%	40,351 SH	Increased+15,104 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$367K	0.2%Prev: 0.2%	5,570 SH	Increased
INVESCO QQQ TR	UNIT SER 1	$2.2M	1.3%Prev: 1.2%	2,936 SH	Increased+359 SH
ISHARES GOLD TR	ISHARES NEW	$456K	0.3%Prev: 0.4%	5,834 SH	Decreased-1,350 SH
ISHARES INC	CORE MSCI EMKT	$700K	0.4%Prev: 0.5%	8,619 SH	Increased-940 SH
ISHARES INC	EM MKT SM-CP ETF	$1.5M	0.9%Prev: 1.1%	20,457 SH	Increased-532 SH
ISHARES INC	EMNG MKTS EQT	$738K	0.4%Prev: 0.5%	10,314 SH	Increased-75 SH
ISHARES INC	ESG AWR MSCI EM	$449K	0.3%Prev: 0.3%	8,296 SH	Increased-51 SH
ISHARES INC	MSCI EMRG CHN	$1.4M	0.9%Prev: 0.8%	14,520 SH	Increased-490 SH
ISHARES INC	MSCI GBL GOLD MN	$1.8M	1.1%Prev: 1.4%	23,512 SH	Increased-3,890 SH
ISHARES SILVER TR	ISHARES	$2.0M	1.2%Prev: 2.2%	37,150 SH	Decreased-31,669 SH
ISHARES TR	20 YR TR BD ETF	$322K	0.2%	4,143 SH	New
ISHARES TR	CALIF MUN BD ETF	$278K	0.2%Prev: 0.8%	5,136 SH	Decreased-13,770 SH
ISHARES TR	CORE DIV GRWTH	$2.1M	1.3%Prev: 1.5%	28,313 SH	Increased-1,209 SH
ISHARES TR	CORE MSCI EAFE	$2.2M	1.3%Prev: 1.6%	22,487 SH	Increased-1,058 SH
ISHARES TR	CORE MSCI INTL	$556K	0.3%Prev: 0.4%	6,210 SH	Increased-240 SH
ISHARES TR	CORE MSCI PAC	$618K	0.4%Prev: 0.6%	7,266 SH	Decreased-3,499 SH
ISHARES TR	CORE MSCI TOTAL	$2.5M	1.5%Prev: 1.8%	26,511 SH	Increased-2,394 SH
ISHARES TR	CORE S&P500 ETF	$678K	0.4%Prev: 0.3%	885 SH	Increased+284 SH
ISHARES TR	EAFE SML CP ETF	$568K	0.3%Prev: 0.5%	6,728 SH	Decreased-2,447 SH
ISHARES TR	ESG AW MSCI EAFE	$1.6M	1.0%Prev: 1.2%	15,920 SH	Increased-425 SH
ISHARES TR	GLOBAL TECH ETF	$236K	0.1%	1,590 SH	New
ISHARES TR	INTERNATIONAL SL	$5.8M	3.5%Prev: 1.7%	130,627 SH	Increased+76,638 SH
ISHARES TR	MSCI ACWI EX US	$527K	0.3%Prev: 0.5%	6,965 SH	Decreased-2,600 SH
ISHARES TR	MSCI USA MMENTM	$580K	0.3%	1,827 SH	New
ISHARES TR	US TELECOM ETF	$344K	0.2%Prev: 0.3%	8,365 SH	Decreased-2,500 SH
JANUS INTERNATIONAL GROUP IN	COMMON STOCK	$92K	0.1%	22,450 SH	New
JOHNSON & JOHNSON	COM	$290K	0.2%	1,094 SH	New
JPMORGAN CHASE & CO	COM	$491K	0.3%	1,486 SH	New
LAM RESEARCH CORP	COM NEW	$1.3M	0.8%Prev: 0.4%	4,055 SH	Increased+305 SH
META PLATFORMS INC	CL A	$862K	0.5%Prev: 0.5%	1,189 SH	Increased+226 SH
MICROCHIP TECHNOLOGY INC.	DEP SHS REPSTG	$410K	0.2%	6,163 SH	New
MICRON TECHNOLOGY INC	COM	$2.0M	1.2%Prev: 0.2%	1,889 SH	Increased+343 SH
MICROSOFT CORP	COM	$1.9M	1.1%Prev: 1.3%	3,737 SH	Increased+547 SH
MODINE MFG CO	COM	$558K	0.3%Prev: 0.5%	2,983 SH	Decreased-1,784 SH
MYRIAD GENETICS INC	COM	$67K	0.0%	15,500 SH	New
NVIDIA CORPORATION	COM	$1.4M	0.8%	6,038 SH	New
PIMCO CALIF MUN INCOME FD	COM	$3.7M	2.2%Prev: 3.1%	476,148 SH	Decreased+19,030 SH
PIMCO CORPORATE & INCM STRG	COM	$275K	0.2%	25,790 SH	New
PIMCO CORPORATE & INCOME OPP	COM	$327K	0.2%	29,700 SH	New
PIMCO EQUITY SER	RAFI DYN EMERG	$5.9M	3.5%Prev: 2.4%	206,843 SH	Increased+67,927 SH
PIMCO EQUITY SER	RAFI DYN ML US	$10.9M	6.5%Prev: 6.3%	168,519 SH	Increased+22,073 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$3.8M	2.2%Prev: 1.8%	91,489 SH	Increased+27,417 SH
PIMCO EQUITY SER	RAFI ESG US	$246K	0.1%Prev: 0.2%	5,000 SH	Increased
PIMCO ETF TR	25YR+ ZERO U S	$797K	0.5%Prev: 1.0%	14,774 SH	Decreased-4,841 SH
PIMCO ETF TR	ACTIVE BD ETF	$646K	0.4%Prev: 0.3%	7,421 SH	Increased+2,925 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$446K	0.3%	4,440 SH	New
PIMCO ETF TR	ENHNCD LW DUR AC	$244K	0.1%	2,588 SH	New
PIMCO ETF TR	INTER MUN BD ACT	$760K	0.4%Prev: 1.0%	15,300 SH	Decreased-9,150 SH
PIMCO ETF TR	MTG BKD SECS ACT	$713K	0.4%	15,412 SH	New
PIMCO ETF TR	MULTISECTOR BD	$6.8M	4.0%Prev: 2.6%	267,126 SH	Increased+139,624 SH
PIMCO ETF TR	MUNI INCOME OPP	$345K	0.2%	8,105 SH	New
PIMCO ETF TR	PREFERRED AND CP	$1.1M	0.6%	22,334 SH	New
PIMCO ETF TR	ULTR SH GO AC FD	$274K	0.2%	2,719 SH	New
PIMCO MUN INCOME FD II	COM	$3.3M	2.0%Prev: 2.5%	503,025 SH	Increased+91,530 SH
PLAYSTUDIOS INC	CLASS A COM	$53K	0.0%Prev: 0.1%	111,500 SH	Decreased+29,050 SH
PLAYTIKA HLDG CORP	COM	$235K	0.1%Prev: 0.3%	110,035 SH	Decreased+5,955 SH
RESOURCES CONNECTION INC	COM	$130K	0.1%Prev: 0.1%	34,665 SH	Decreased+3,680 SH
SALESFORCE INC	COM	$5.0M	3.0%	21,949 SH	New
SBC MED GROUP HLDGS INC	COM	$130K	0.1%	26,330 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$245K	0.1%Prev: 0.2%	7,000 SH	Increased
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$235K	0.1%	7,225 SH	New
SCHWAB STRATEGIC TR	US LRG CAP ETF	$741K	0.4%Prev: 0.5%	24,693 SH	Increased+423 SH
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$621K	0.4%	3,170 SH	New
SIEBERT FINL CORP	COM	$27K	0.0%	12,700 SH	New
SIGA TECHNOLOGIES INC	COM	$61K	0.0%	17,925 SH	New
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$12.3M	7.3%	81,700 SH	New
SPDR GOLD TR	GOLD SHS	$673K	0.4%Prev: 0.5%	1,767 SH	Increased+43 SH
STATE STR SPDR S&P 500 ETF T	TR UNIT	$2.9M	1.7%	3,866 SH	New
STRATEGY SHS	DAY HAGAN SMART	$283K	0.2%	5,050 SH	New
SYPRIS SOLUTIONS INC	COM	$4.0M	2.3%Prev: 3.7%	2,243,442 SH	Decreased-3,108 SH
TABOOLA.COM LTD	ORD SHS	$75K	0.0%	22,390 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$1.2M	0.7%	2,651 SH	New
TARGA RES CORP	COM	$381K	0.2%Prev: 0.2%	1,410 SH	Increased+10 SH
TAYSHA GENE THERAPIES INC	COM SHS	$219K	0.1%Prev: 0.1%	45,000 SH	Increased
TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	$114K	0.1%Prev: 0.1%	12,440 SH	Increased+2,040 SH
TESLA INC	COM	$254K	0.2%	715 SH	New
UNITEDHEALTH GROUP INC	COM	$285K	0.2%Prev: 0.2%	776 SH	Increased+84 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.7M	1.0%Prev: 1.3%	19,070 SH	Increased-2,765 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$331K	0.2%Prev: 1.0%	6,900 SH	Decreased-19,167 SH
VANGUARD INDEX FDS	MRNGSTR TTL STK	$430K	0.3%	1,148 SH	New
VANGUARD INDEX FDS	MRNGSTR VAL ETF	$300K	0.2%	1,387 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.6M	1.0%Prev: 0.8%	2,324 SH	Increased+692 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$391K	0.2%Prev: 0.5%	1,137 SH	Decreased-947 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$370K	0.2%Prev: 0.3%	1,584 SH	Increased-50 SH
VANGUARD WORLD FD	FINANCIALS ETF	$555K	0.3%Prev: 0.5%	4,270 SH	Decreased-945 SH
VANGUARD WORLD FD	INF TECH ETF	$371K	0.2%Prev: 0.2%	2,953 SH	Increased+2,586 SH
WIPRO LTD	SPON ADR 1 SH	$63K	0.0%	38,480 SH	New
WISDOMTREE TR	INTL SMCAP DIV	$467K	0.3%Prev: 0.3%	5,353 SH	Increased-130 SH

Sold (vs prior filing)

ACCURAY INC — $129K
ADOBE INC — $277K
AMTECH SYS INC — $95K
ANGIODYNAMICS INC — $139K
ANIKA THERAPEUTICS INC — $102K
ASSERTIO HOLDINGS INC — $9K
AVANOS MED INC — $389K
BLACKROCK ETF TRUST II — $1.3M
CAPITAL ONE FINL CORP — $466K
CAPITOL SER TR — $959K
CARPARTS COM INC — $105K
COINBASE GLOBAL INC — $582K
COSTCO WHSL CORP NEW — $698K
DIMENSIONAL ETF TRUST — $2.4M
DIMENSIONAL ETF TRUST — $791K
DIMENSIONAL ETF TRUST — $359K
DIMENSIONAL ETF TRUST — $1.0M
EGAIN CORP — $157K
FIDELITY COVINGTON TRUST — $263K
FIDELITY COVINGTON TRUST — $254K
… and 33 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001998419-26-000001	$132.8M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000868	$169.0M	View
Oct 30, 2025