Williams & Novak Wealth Management, LLC (0001998419) (Filer)

CIK 0001998419 • 1 13F filing • Oct 9, 2026 – Oct 9, 2026

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Filer information

Filed by: Williams & Novak, LLC, CHIEF COMPLIANCE OFFICER
Address: 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
Phone: 626-689-7181
AUM: $132.8M

AUM over time

$169.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $132.8M141 positionsView on SEC.gov

			% of Portfolio
8X8 INC NEW	COM	$114K	0.1%Prev: 0.0%	58,010 SH	Increased+34,490 SH
ABBOTT LABS	COM	$667K	0.5%	5,320 SH	New
ACCURAY INC	COM	$98K	0.1%	118,855 SH	New
ADOBE INC	COM	$222K	0.2%	634 SH	New
ADT INC DEL	COM	$99K	0.1%Prev: 0.1%	12,308 SH	Decreased-5,570 SH
AERCAP HOLDINGS NV	SHS	$201K	0.2%Prev: 0.1%	1,400 SH	Decreased-161 SH
ALPHABET INC	CAP STK CL A	$536K	0.4%Prev: 1.0%	1,712 SH	Decreased-3,395 SH
ALPHABET INC	CAP STK CL C	$989K	0.7%Prev: 0.6%	3,152 SH	Decreased-4 SH
AMAZON COM INC	COM	$1.3M	1.0%Prev: 0.8%	5,835 SH	Decreased+275 SH
AMERICAN VANGUARD CORP	COM	$115K	0.1%Prev: 0.1%	30,230 SH	Increased-34,595 SH
AMGEN INC	COM	$255K	0.2%Prev: 0.1%	778 SH	Increased+294 SH
AMKOR TECHNOLOGY INC	COM	$433K	0.3%Prev: 0.3%	10,958 SH	Decreased+664 SH
ANGIODYNAMICS INC	COM	$156K	0.1%	12,155 SH	New
ANIKA THERAPEUTICS INC	COM	$136K	0.1%	14,193 SH	New
APPLE INC	COM	$2.7M	2.0%Prev: 2.8%	9,997 SH	Decreased-4,126 SH
AVANOS MED INC	COM	$385K	0.3%	34,312 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.5M	1.1%Prev: 0.8%	3,024 SH	Increased+417 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$1.6M	1.2%	31,011 SH	New
BROADCOM INC	COM	$1.1M	0.8%Prev: 0.7%	3,043 SH	Decreased-152 SH
CAPITAL GROUP CORE BALANCED	SHS	$526K	0.4%Prev: 0.3%	14,901 SH	Decreased-190 SH
CAPITOL SER TR	FAIRLEAD TACTICA	$749K	0.6%	24,985 SH	New
CARPARTS COM INC	COM	$94K	0.1%	188,500 SH	New
CERUS CORP	COM	$29K	0.0%Prev: 0.0%	14,295 SH	Increased+2,360 SH
CONDUENT INC	COM	$23K	0.0%Prev: 0.0%	12,005 SH	Increased+740 SH
COSTCO WHSL CORP NEW	COM	$586K	0.4%	679 SH	New
CS DISCO INC	COM	$116K	0.1%Prev: 0.0%	14,945 SH	Increased-4,646 SH
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$1.9M	1.4%	44,574 SH	New
DIMENSIONAL ETF TRUST	GLOBAL CR ETF	$314K	0.2%Prev: 0.2%	5,787 SH	Decreased-2,200 SH
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$414K	0.3%Prev: 0.8%	10,867 SH	Decreased-20,235 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$798K	0.6%	16,648 SH	New
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$272K	0.2%	6,872 SH	New
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$845K	0.6%	11,397 SH	New
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$679K	0.5%Prev: 0.4%	14,565 SH	Decreased+1,957 SH
ENSYSCE BIOSCIENCES INC	COM NEW	$16K	0.0%	17,850 SH	New
EXPENSIFY INC	COM CL A	$53K	0.0%Prev: 0.0%	34,940 SH	Decreased-1,160 SH
FIDELITY COVINGTON TRUST	ENHANCED INTL	$865K	0.7%Prev: 0.8%	23,645 SH	Decreased-10,326 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$6.0M	4.5%Prev: 4.0%	156,702 SH	Decreased-180 SH
FIDELITY COVINGTON TRUST	ENHANCED MID	$264K	0.2%	7,258 SH	New
FIDELITY COVINGTON TRUST	FIDELITY US MLTF	$353K	0.3%Prev: 0.3%	9,299 SH	Decreased-980 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$335K	0.3%Prev: 0.2%	4,573 SH	Increased
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.0M	0.8%Prev: 0.8%	4,472 SH	Decreased
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$13.8M	10.4%Prev: 3.5%	300,251 SH	Increased+163,641 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$425K	0.3%	5,947 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$1.2M	0.9%Prev: 0.8%	9,356 SH	Decreased+236 SH
HARVARD BIOSCIENCE INC	COM	$233K	0.2%Prev: 0.1%	348,800 SH	Increased+332,245 SH
HEALTH CATALYST INC	COM	$72K	0.1%Prev: 0.1%	30,235 SH	Decreased-23,781 SH
HOLLEY INC	COM	$49K	0.0%Prev: 0.0%	11,765 SH	Increased+1,108 SH
HONEYWELL INTL INC	COM	$233K	0.2%	1,195 SH	New
INFORMATION SVCS GROUP INC	COM	$141K	0.1%Prev: 0.2%	24,350 SH	Decreased-26,116 SH
INVESCO ACTIVELY MANAGED EXC	TOTAL RETURN	$231K	0.2%	4,875 SH	New
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$853K	0.6%	35,300 SH	New
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$454K	0.3%Prev: 0.3%	10,755 SH	Decreased+35 SH
INVESCO EXCHANGE TRADED FD T	S&P SMCP VLU MNT	$1.6M	1.2%Prev: 1.6%	28,074 SH	Decreased-12,277 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$253K	0.2%Prev: 0.2%	5,570 SH	Decreased
INVESCO QQQ TR	UNIT SER 1	$2.5M	1.9%Prev: 1.3%	4,015 SH	Increased+1,079 SH
ISHARES GOLD TR	ISHARES NEW	$481K	0.4%Prev: 0.3%	5,924 SH	Increased+90 SH
ISHARES INC	CORE MSCI EMKT	$646K	0.5%Prev: 0.4%	9,612 SH	Decreased+993 SH
ISHARES INC	EM MKT SM-CP ETF	$1.4M	1.1%Prev: 0.9%	21,104 SH	Decreased+647 SH
ISHARES INC	EMNG MKTS EQT	$597K	0.4%Prev: 0.4%	10,328 SH	Decreased+14 SH
ISHARES INC	ESG AWR MSCI EM	$348K	0.3%Prev: 0.3%	7,872 SH	Decreased-424 SH
ISHARES INC	MSCI EMRG CHN	$1.0M	0.8%Prev: 0.9%	14,410 SH	Decreased-110 SH
ISHARES INC	MSCI GBL GOLD MN	$1.7M	1.3%Prev: 1.1%	22,640 SH	Decreased-872 SH
ISHARES SILVER TR	ISHARES	$4.2M	3.2%Prev: 1.2%	65,560 SH	Increased+28,410 SH
ISHARES TR	CALIF MUN BD ETF	$1.0M	0.8%Prev: 0.2%	17,586 SH	Increased+12,450 SH
ISHARES TR	CORE DIV GRWTH	$1.9M	1.5%Prev: 1.3%	28,063 SH	Decreased-250 SH
ISHARES TR	CORE MSCI EAFE	$2.1M	1.6%Prev: 1.3%	23,363 SH	Decreased+876 SH
ISHARES TR	CORE MSCI INTL	$532K	0.4%Prev: 0.3%	6,450 SH	Decreased+240 SH
ISHARES TR	CORE MSCI PAC	$686K	0.5%Prev: 0.4%	9,365 SH	Increased+2,099 SH
ISHARES TR	CORE MSCI TOTAL	$2.4M	1.8%Prev: 1.5%	28,278 SH	Decreased+1,767 SH
ISHARES TR	CORE S&P500 ETF	$410K	0.3%Prev: 0.4%	599 SH	Decreased-286 SH
ISHARES TR	EAFE SML CP ETF	$702K	0.5%Prev: 0.3%	9,060 SH	Increased+2,332 SH
ISHARES TR	ESG AW MSCI EAFE	$1.5M	1.2%Prev: 1.0%	16,225 SH	Decreased+305 SH
ISHARES TR	INTERNATIONAL SL	$2.3M	1.7%Prev: 3.5%	55,757 SH	Decreased-74,870 SH
ISHARES TR	MSCI ACWI EX US	$642K	0.5%Prev: 0.3%	9,565 SH	Increased+2,600 SH
ISHARES TR	MSCI EAFE SMCP	$221K	0.2%	5,680 SH	New
ISHARES TR	NATIONAL MUN ETF	$297K	0.2%	2,770 SH	New
ISHARES TR	S&P 100 ETF	$363K	0.3%	1,058 SH	New
ISHARES TR	US TELECOM ETF	$317K	0.2%Prev: 0.2%	9,365 SH	Decreased+1,000 SH
JANUS INTERNATIONAL GROUP IN	COMMON STOCK	$105K	0.1%Prev: 0.1%	16,075 SH	Increased-6,375 SH
JPMORGAN CHASE & CO.	COM	$416K	0.3%	1,290 SH	New
KLX ENERGY SERVICS HOLDNGS I	COM NEW	$44K	0.0%	23,200 SH	New
LAM RESEARCH CORP	COM NEW	$661K	0.5%Prev: 0.8%	3,863 SH	Decreased-192 SH
META PLATFORMS INC	CL A	$1.0M	0.8%Prev: 0.5%	1,578 SH	Increased+389 SH
MICRON TECHNOLOGY INC	COM	$451K	0.3%Prev: 1.2%	1,581 SH	Decreased-308 SH
MICROSOFT CORP	COM	$2.0M	1.5%Prev: 1.1%	4,196 SH	Increased+459 SH
MODINE MFG CO	COM	$570K	0.4%Prev: 0.3%	4,267 SH	Increased+1,284 SH
MY SIZE INC	COM NEW	$17K	0.0%	22,735 SH	New
NATURES SUNSHINE PRODS INC	COM	$202K	0.2%	9,350 SH	New
NEXTERA ENERGY INC	COM	$392K	0.3%	4,877 SH	New
NINE ENERGY SERVICE INC	COM	$37K	0.0%	108,000 SH	New
NVIDIA CORPORATION	COM	$347K	0.3%Prev: 0.8%	1,860 SH	Decreased-4,178 SH
OWENS & MINOR INC NEW	COM	$143K	0.1%	51,190 SH	New
PIMCO CALIF MUN INCOME FD	COM	$3.7M	2.7%Prev: 2.2%	418,355 SH	Decreased-57,793 SH
PIMCO EQUITY SER	RAFI DYN EMERG	$3.3M	2.5%Prev: 3.5%	144,180 SH	Decreased-62,663 SH
PIMCO EQUITY SER	RAFI DYN ML US	$8.2M	6.2%Prev: 6.5%	144,982 SH	Decreased-23,537 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$2.5M	1.9%Prev: 2.2%	64,294 SH	Decreased-27,195 SH
PIMCO EQUITY SER	RAFI ESG US	$210K	0.2%Prev: 0.1%	5,000 SH	Decreased
PIMCO ETF TR	25YR+ ZERO U S	$1.3M	1.0%Prev: 0.5%	20,960 SH	Increased+6,186 SH
PIMCO ETF TR	ACTIVE BD ETF	$640K	0.5%Prev: 0.4%	6,878 SH	Decreased-543 SH
PIMCO ETF TR	INTER MUN BD ACT	$1.1M	0.9%Prev: 0.4%	21,615 SH	Increased+6,315 SH
PIMCO ETF TR	MULTISECTOR BD	$4.3M	3.2%Prev: 4.0%	159,412 SH	Decreased-107,714 SH
PIMCO MUN INCOME FD II	COM	$2.6M	1.9%Prev: 2.0%	339,643 SH	Decreased-163,382 SH
PLAYSTUDIOS INC	CLASS A COM	$68K	0.1%Prev: 0.0%	104,900 SH	Increased-6,600 SH
PLAYTIKA HLDG CORP	COM	$397K	0.3%Prev: 0.1%	100,605 SH	Increased-9,430 SH
PUBLIC STORAGE OPER CO	COM	$434K	0.3%	1,671 SH	New
PUMA BIOTECHNOLOGY INC	COM	$63K	0.0%	10,560 SH	New
RADIANT LOGISTICS INC	COM	$78K	0.1%	12,350 SH	New
RESOURCES CONNECTION INC	COM	$259K	0.2%Prev: 0.1%	51,435 SH	Increased+16,770 SH
SBC MED GROUP HLDGS INC	COM	$65K	0.0%Prev: 0.1%	15,180 SH	Decreased-11,150 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$221K	0.2%Prev: 0.1%	7,000 SH	Decreased
SCHWAB STRATEGIC TR	US LRG CAP ETF	$641K	0.5%Prev: 0.4%	23,818 SH	Decreased-875 SH
SELECT SECTOR SPDR TR	STATE STREET CON	$228K	0.2%	1,907 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$425K	0.3%	2,949 SH	New
SILVERCORP METALS INC	COM	$101K	0.1%	12,150 SH	New
SOUNDTHINKING INC	COM	$115K	0.1%	14,275 SH	New
SPDR GOLD TR	GOLD SHS	$683K	0.5%Prev: 0.4%	1,724 SH	Increased-43 SH
SPDR S&P 500 ETF TR	TR UNIT	$2.5M	1.9%	3,705 SH	New
SYPRIS SOLUTIONS INC	COM	$5.4M	4.1%Prev: 2.3%	2,222,306 SH	Increased-21,136 SH
TABOOLA.COM LTD	ORD SHS	$69K	0.1%Prev: 0.0%	14,889 SH	Decreased-7,501 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$705K	0.5%	2,320 SH	New
TARGA RES CORP	COM	$258K	0.2%Prev: 0.2%	1,400 SH	Decreased-10 SH
TAYSHA GENE THERAPIES INC	COM SHS	$248K	0.2%Prev: 0.1%	45,000 SH	Increased
TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	$107K	0.1%Prev: 0.1%	11,100 SH	Decreased-1,340 SH
TRAEGER INC	COMMON STOCK	$103K	0.1%	95,000 SH	New
TRINITY BIOTECH PLC	SPONS ADR NEW	$74K	0.1%	93,300 SH	New
UNITEDHEALTH GROUP INC	COM	$238K	0.2%Prev: 0.2%	722 SH	Decreased-54 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.6M	1.2%Prev: 1.0%	19,220 SH	Decreased+150 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$1.1M	0.8%Prev: 0.2%	21,967 SH	Increased+15,067 SH
VANGUARD INDEX FDS	GROWTH ETF	$268K	0.2%	549 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.1M	0.8%Prev: 1.0%	1,682 SH	Decreased-642 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$712K	0.5%	2,125 SH	New
VANGUARD INDEX FDS	VALUE ETF	$210K	0.2%	1,100 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$688K	0.5%Prev: 0.2%	2,226 SH	Increased+1,089 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$348K	0.3%Prev: 0.2%	1,584 SH	Decreased
VANGUARD WORLD FD	FINANCIALS ETF	$570K	0.4%Prev: 0.3%	4,270 SH	Increased
VANGUARD WORLD FD	INF TECH ETF	$277K	0.2%Prev: 0.2%	367 SH	Decreased-2,586 SH
VERIZON COMMUNICATIONS INC	COM	$225K	0.2%	5,526 SH	New
VISA INC	COM CL A	$483K	0.4%	1,377 SH	New
WISDOMTREE TR	INTL SMCAP DIV	$442K	0.3%Prev: 0.3%	5,453 SH	Decreased+100 SH
XEROX HOLDINGS CORP	COM NEW	$27K	0.0%	11,290 SH	New
XPERI INC	COMMON STOCK	$90K	0.1%	15,300 SH	New

Sold (vs prior filing)

ACCENDRA HEALTH INC — $63K
ACCURAY INC DEL — $82K
ADVANCED MICRO DEVICES INC — $277K
AMPLIFY ETF TR — $1.1M
BHP BILLITON LIMITED — $383K
BIOTE CORP — $36K
BLACKROCK ETF TRUST II — $1.9M
CAPITOL SER TR — $631K
CELESTICA INC — $285K
CISCO SYS INC — $265K
COMMERCE.COM INC — $40K
COSTCO WHOLESALE CORPORATION — $401K
DEFINITIVE HEALTHCARE CORP — $82K
DIMENSIONAL ETF TRUST — $1.9M
DIMENSIONAL ETF TRUST — $243K
DIMENSIONAL ETF TRUST — $872K
DIMENSIONAL ETF TRUST — $314K
DIMENSIONAL ETF TRUST — $1.1M
ELI LILLY & CO — $307K
EXXONMOBIL HOLDINGS CORP — $680K
… and 35 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001998419-26-000001	$132.8M	View
Oct 9, 2026	Q3 2026	13F-HR	0001085146-26-000868	$169.0M	View
Oct 30, 2025