Shaker Financial Services, LLC

CIK 0001511794 • 7 13F filings • May 9, 2025 – Oct 14, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyFinancialsReal EstateOther

Holdings by filing

Portfolio value: $319.2M146 positionsView on SEC.gov

			% of Portfolio
ABERDEEN MULTI-MARKET INCOME	SH BEN INT	$3.3M	1.0%	746,733 SH	New
ABRDN EMERGING MARKETS EX CH	COM	$1.6M	0.5%Prev: 0.2%	163,459 SH	Increased+82,957 SH
ABRDN HEALTHCARE OPPORTUNITI	SHS	$1.3M	0.4%	70,493 SH	New
ABRDN INCOME CREDIT STRATEGI	COM	$2.3M	0.7%Prev: 0.6%	441,267 SH	Increased+137,721 SH
ABRDN LIFE SCIENCES INVESTOR	SH BEN INT	$221K	0.1%Prev: 0.1%	11,026 SH	Decreased-20,036 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$215K	0.1%	16,080 SH	New
ADVENT CONV & INCOME FD	COM	$393K	0.1%	29,979 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$3.0M	0.9%Prev: 0.7%	286,994 SH	Increased+109,110 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$245K	0.1%Prev: 0.3%	37,495 SH	Decreased-107,664 SH
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$3.9M	1.2%Prev: 1.5%	595,858 SH	Decreased+8,716 SH
ALLSPRING MULTI SECTOR INCOM	COM	$3.3M	1.0%Prev: 1.1%	354,984 SH	Increased+39,431 SH
ALLSPRING UTILITIES AND HIGH	WF UTILITIES INC	$550K	0.2%	45,205 SH	New
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	$374K	0.1%Prev: 0.8%	29,245 SH	Decreased-134,485 SH
ARES DYNAMIC CR ALLOCATION F	COM	$1.3M	0.4%Prev: 0.6%	103,541 SH	Decreased-3,249 SH
BANCROFT FD LTD	COM	$393K	0.1%	15,132 SH	New
BARINGS GLOBAL SHORT DURATIO	COM	$2.7M	0.8%Prev: 1.0%	188,748 SH	Decreased+14,139 SH
BLACKROCK CORPOR HI YLD FD I	COM	$451K	0.1%	52,744 SH	New
BLACKROCK CR ALLOCATION	COM	$134K	0.0%	13,149 SH	New
BLACKROCK ENHANCED EQUITY DI	COM	$2.3M	0.7%Prev: 2.0%	238,938 SH	Decreased-388,991 SH
BLACKROCK ENHANCED GLOBAL	COM	$1.9M	0.6%	157,824 SH	New
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$830K	0.3%Prev: 0.8%	144,643 SH	Decreased-244,344 SH
BLACKROCK LTD DURATION INCOM	COM SHS	$3.8M	1.2%	301,450 SH	New
BLACKROCK MULTI SECTOR INC T	COM	$1.0M	0.3%	80,816 SH	New
BNY MELLON HIGH YIELD STRATE	SH BEN INT	$71K	0.0%Prev: 0.3%	29,535 SH	Decreased-268,206 SH
BRANDYWINEGBL GBL INCM OPP F	COM	$3.8M	1.2%Prev: 1.2%	473,763 SH	Increased+91,295 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$472K	0.1%Prev: 0.2%	36,660 SH	Decreased-2,083 SH
CALAMOS CONV & HIGH INCOME F	COM SHS	$2.1M	0.7%	157,254 SH	New
CALAMOS DYNAMIC CONV & INCOM	COM	$1.0M	0.3%	39,424 SH	New
CALAMOS GBL DYN INCOME FUND	COM	$3.7M	1.2%Prev: 2.2%	412,262 SH	Decreased-429,208 SH
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	$2.4M	0.8%Prev: 0.7%	177,106 SH	Increased+17,827 SH
CALAMOS LNG SHR EQT DYNAMIC	COM	$2.4M	0.8%Prev: 0.1%	184,023 SH	Increased+171,284 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$3.4M	1.1%Prev: 2.6%	163,703 SH	Decreased-231,064 SH
CENTRAL SECS CORP	COM	$1.4M	0.4%Prev: 3.7%	26,884 SH	Decreased-184,838 SH
CLOUGH GLOBAL DIVID & INCOME	COM	$661K	0.2%Prev: 0.9%	99,473 SH	Decreased-353,568 SH
CLOUGH GLOBAL EQUITY FD	COM	$104K	0.0%Prev: 0.2%	12,070 SH	Decreased-50,930 SH
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	$1.3M	0.4%	208,507 SH	New
COHEN & STEERS CLOSED-END	COM	$175K	0.1%	12,607 SH	New
COHEN & STEERS LTD DURATION	COM	$775K	0.2%Prev: 0.7%	36,611 SH	Decreased-49,020 SH
COHEN & STEERS QUALITY INCOM	COM	$753K	0.2%Prev: 0.6%	61,196 SH	Decreased-64,630 SH
COHEN & STEERS SELECT PFD &	COM	$2.0M	0.6%Prev: 0.6%	98,818 SH	Increased+11,249 SH
COHEN & STEERS TAX ADVAN PFD	COM	$1.9M	0.6%Prev: 0.4%	97,919 SH	Increased+36,638 SH
COLUMBIA SELIGM PREM TECH GR	COM	$850K	0.3%Prev: 0.1%	15,785 SH	Increased+2,796 SH
CREDIT SUISSE ASSET MGMT	COM	$2.2M	0.7%	867,755 SH	New
DOUBLELINE INCOME SOLUTIONS	COM	$3.9M	1.2%Prev: 1.1%	355,669 SH	Increased+111,543 SH
DOUBLELINE OPPORTUNISTIC CR	COM	$3.0M	0.9%Prev: 0.1%	210,544 SH	Increased+185,325 SH
DOUBLELINE YIELD OPPORTUNITI	COM	$2.2M	0.7%Prev: 0.5%	157,923 SH	Increased+74,510 SH
EATON VANCE ENHANCED EQUITY	COM	$11.4M	3.6%Prev: 0.6%	548,577 SH	Increased+475,454 SH
EATON VANCE FLOATING RATE IN	COM	$366K	0.1%	33,856 SH	New
EATON VANCE LIMITED DURATION	COM	$2.2M	0.7%Prev: 0.8%	232,722 SH	Increased+23,318 SH
EATON VANCE RISK-MANAGED DIV	COM	$1.7M	0.5%Prev: 1.0%	206,902 SH	Decreased-97,022 SH
EATON VANCE SHORT DURATION D	COM	$689K	0.2%Prev: 0.4%	63,944 SH	Decreased-27,772 SH
EATON VANCE SR INCOME TR	SH BEN INT	$285K	0.1%Prev: 0.1%	57,309 SH	Decreased-5,916 SH
EATON VANCE TAX MNGED BUY WR	COM	$6.8M	2.1%Prev: 2.8%	437,829 SH	Decreased-100,177 SH
EATON VANCE TAX-ADVANTAGED G	COM	$2.8M	0.9%Prev: 0.8%	92,148 SH	Increased+6,100 SH
EATON VANCE TAX-MANAGED DIVE	COM	$2.3M	0.7%	158,702 SH	New
EATON VANCE TAX-MANAGED GLOB	COM	$3.4M	1.1%Prev: 1.5%	346,821 SH	Decreased-144,330 SH
EATON VANCE TX ADV GLBL DIV	COM	$2.1M	0.7%Prev: 0.2%	89,127 SH	Increased+63,622 SH
ELLSWORTH GROWTH & INCOME FD	COM	$604K	0.2%Prev: 0.4%	45,699 SH	Decreased-62,308 SH
EUROPEAN EQUITY FD INC	COM	$5.5M	1.7%Prev: 1.7%	500,778 SH	Increased+53,447 SH
FIRST TR ENHANCED EQUITY	COM	$7.4M	2.3%	328,741 SH	New
FIRST TR INTER DURATN PFD &	COM	$476K	0.1%Prev: 0.5%	26,210 SH	Decreased-51,546 SH
FLAHERTY & CRUMRINE DYNAMIC	SHS	$427K	0.1%Prev: 1.0%	20,669 SH	Decreased-110,191 SH
FRANKLIN LTD DURATION INCOME	COM	$1.6M	0.5%Prev: 1.6%	271,335 SH	Decreased-400,818 SH
FRANKLIN UNVL TR	SH BEN INT	$201K	0.1%Prev: 0.2%	24,870 SH	Decreased-46,013 SH
GABELLI CONV & INC SECS FD I	COM	$566K	0.2%Prev: 0.0%	120,933 SH	Increased+110,440 SH
GABELLI DIVID & INCOME TR	COM	$4.8M	1.5%	164,020 SH	New
GABELLI EQUITY TR INC	COM	$11.7M	3.7%	2,073,169 SH	New
GENERAL AMERN INVS CO INC	COM	$5.2M	1.6%Prev: 2.2%	81,300 SH	Decreased-28,496 SH
HANCOCK JOHN FINL OPPTYS	SH BEN INT NEW	$897K	0.3%	22,755 SH	New
HANCOCK JOHN INVS TR	COM	$1.7M	0.5%	131,272 SH	New
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	$509K	0.2%Prev: 0.1%	39,317 SH	Increased+18,221 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$3.9M	1.2%	520,207 SH	New
INVESCO HIGH INCOME TR II	COM	$498K	0.2%Prev: 0.6%	47,881 SH	Decreased-92,221 SH
INVESCO QQQ TR	UNIT SER 1	$405K	0.1%Prev: 0.1%	549 SH	Increased-33 SH
INVESCO SR INCOME TR	COM	$406K	0.1%	135,189 SH	New
JAPAN SMALLER CAPITALIZATION	COM	$1.1M	0.3%Prev: 0.3%	93,079 SH	Increased-4,496 SH
JOHN HANCOCK DIVERSIFIED INC	COM	$292K	0.1%Prev: 0.9%	25,429 SH	Decreased-199,535 SH
KKR INCOME OPPORTUNITIES FD	COM	$2.0M	0.6%Prev: 0.2%	175,575 SH	Increased+127,516 SH
KOREA FD INC	COM NEW	$1.3M	0.4%	17,500 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$9.6M	3.0%Prev: 2.0%	1,646,776 SH	Increased+842,851 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$8.4M	2.6%Prev: 2.7%	1,527,646 SH	Increased+186,713 SH
LMP CAP & INCOME FD INC	COM	$5.2M	1.6%	333,414 SH	New
MEXICO EQUITY & INCOME FD	COM	$910K	0.3%Prev: 0.3%	69,997 SH	Increased-5,985 SH
MEXICO FD INC	COM	$319K	0.1%Prev: 0.1%	14,588 SH	Increased
MFS INTER INCOME TR	SH BEN INT	$351K	0.1%Prev: 0.0%	142,034 SH	Increased+116,984 SH
MORGAN STANLEY CHINA A SH FD	COM	$884K	0.3%Prev: 0.2%	42,030 SH	Increased+5,185 SH
MORGAN STANLEY EMKT DBT FD I	COM	$3.2M	1.0%	428,074 SH	New
NEUBERGER R/EST SECS INC FD	COM	$1.2M	0.4%	381,877 SH	New
NEW GERMANY FD INC	COM	$140K	0.0%Prev: 0.5%	12,235 SH	Decreased-110,387 SH
NUVEEN CORE EQUITY ALPHA FD	COM	$8.7M	2.7%Prev: 3.0%	519,128 SH	Increased-8,863 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$147K	0.0%Prev: 0.0%	30,000 SH	Increased+5,548 SH
NUVEEN FLOATING RATE INCOME	COM	$168K	0.1%Prev: 0.3%	21,631 SH	Decreased-65,226 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$763K	0.2%Prev: 1.1%	59,775 SH	Decreased-166,677 SH
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	$1.4M	0.4%	45,069 SH	New
NUVEEN PFD & INCOME OPPORTUN	COM	$689K	0.2%Prev: 0.2%	87,000 SH	Increased+32,300 SH
NUVEEN REAL ESTATE INCOME FD	COM	$193K	0.1%Prev: 0.3%	22,364 SH	Decreased-75,864 SH
NUVEEN S&P 500 DYNAMIC OVERW	COM	$5.0M	1.6%Prev: 0.5%	257,328 SH	Increased+186,253 SH
PERSHING SQUARE USA LTD	COM SHS	$1.0M	0.3%	26,880 SH	New
PGIM GLOBAL HIGH YIELD FD FO	COM	$4.1M	1.3%	335,881 SH	New
PGIM HIGH YIELD BOND FUND IN	COM	$2.1M	0.7%Prev: 0.1%	160,858 SH	Increased+134,635 SH
PGIM SHORT DUR HIG YLD OPP F	COM	$900K	0.3%Prev: 1.0%	54,881 SH	Decreased-103,484 SH
PIMCO CORPORATE & INCM STRG	COM	$610K	0.2%	50,569 SH	New
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$1.1M	0.4%	85,176 SH	New
PIMCO GLOBAL STOCKPLUS INCOM	COM	$3.4M	1.1%	388,461 SH	New
PIMCO HIGH INCOME FD	COM SHS	$945K	0.3%	200,104 SH	New
PIMCO INCOME STRATEGY FD	COM	$2.3M	0.7%Prev: 0.1%	295,080 SH	Increased+258,054 SH
PIMCO INCOME STRATEGY FD II	COM	$3.3M	1.0%Prev: 0.1%	464,551 SH	Increased+412,833 SH
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$115K	0.0%	11,146 SH	New
PUTNAM MASTER INTER INCOME T	SH BEN INT	$710K	0.2%Prev: 0.1%	219,756 SH	Increased+158,866 SH
PUTNAM PREMIER INCOME TR	SH BEN INT	$673K	0.2%	192,783 SH	New
RIVERNORTH DOUBLELINE STRATE	COM	$374K	0.1%Prev: 0.1%	48,388 SH	Decreased+4,312 SH
ROYCE GLOBAL TRUST INC	COM	$2.6M	0.8%Prev: 0.7%	182,508 SH	Increased+27,742 SH
ROYCE MICRO-CAP TR INC	COM	$4.2M	1.3%Prev: 3.4%	287,837 SH	Decreased-733,886 SH
ROYCE SMALL CAP TRUST INC	COM	$11.2M	3.5%Prev: 3.2%	605,745 SH	Increased+20,671 SH
SABA CAPITAL INCOME & OPPORT	COM NEW	$4.9M	1.5%Prev: 1.0%	590,213 SH	Increased+301,400 SH
SABA CAPITAL INCOME & OPRNT	SHS NEW	$498K	0.2%Prev: 0.2%	75,815 SH	Decreased-6,405 SH
SOURCE CAPITAL	COM SHS OF BEN I	$7.1M	2.2%Prev: 1.0%	153,966 SH	Increased+93,093 SH
SPECIAL OPPORTUNITIES FD INC	COM	$9.0M	2.8%Prev: 1.5%	664,992 SH	Increased+398,264 SH
SPROTT FOCUS TR INC	COM	$1.2M	0.4%Prev: 1.2%	126,728 SH	Decreased-332,973 SH
SRH TOTAL RETURN FUND INC	COM	$5.3M	1.7%Prev: 0.4%	298,716 SH	Increased+229,500 SH
STATE STR SPDR S&P 500 ETF T	TR UNIT	$3.2M	1.0%	4,290 SH	New
TAIWAN FD INC	COM	$4.3M	1.3%Prev: 0.7%	44,603 SH	Increased+1,702 SH
TEMPLETON DRAGON FD INC	COM	$2.0M	0.6%Prev: 0.4%	181,701 SH	Increased+84,353 SH
TEMPLETON EMERGING MKTS INCO	COM	$2.0M	0.6%Prev: 0.5%	300,664 SH	Increased+93,479 SH
TOTAL RETURN SECURITIES FUND	COM	$2.3M	0.7%Prev: 0.3%	393,170 SH	Increased+252,810 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$2.6M	0.8%	3,808 SH	New
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$427K	0.1%	7,145 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$381K	0.1%	3,140 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$256K	0.1%	2,992 SH	New
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$3.7M	1.2%	52,403 SH	New
VIRTUS CONVERTIBLE & INCOME	COM NEW	$188K	0.1%	10,712 SH	New
VIRTUS DIVERSIFIED INCM & CO	COM	$208K	0.1%	7,355 SH	New
VIRTUS DIVIDEND INTEREST & P	COM	$228K	0.1%Prev: 0.1%	15,025 SH	Increased-1,553 SH
VIRTUS EQUITY & CONV INCM FD	COM	$360K	0.1%Prev: 0.9%	13,421 SH	Decreased-88,072 SH
VIRTUS GLOBAL MULTI-SECTOR I	COM	$1.6M	0.5%Prev: 0.8%	214,646 SH	Decreased-83,290 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$2.9M	0.9%Prev: 0.4%	308,151 SH	Increased+134,268 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$204K	0.1%Prev: 0.2%	26,129 SH	Decreased-54,478 SH
VOYA GLBL ADV & PREM OPP FD	COM	$2.1M	0.6%	208,936 SH	New
VOYA GLBL EQTY DIV & PREM OP	COM	$125K	0.0%Prev: 0.1%	20,355 SH	Decreased-8,632 SH
WESTERN ASSET DIVERSIFIED IN	COM SHS BEN INT	$266K	0.1%	19,584 SH	New
WESTERN ASSET GBL HIGH INC F	COM	$3.1M	1.0%Prev: 1.0%	527,904 SH	Increased+112,927 SH
WESTERN ASSET HIGH INCOM FD	COM	$1.6M	0.5%Prev: 0.7%	392,761 SH	Decreased-61,677 SH
WESTERN ASSET HIGH INCOME OP	COM	$2.3M	0.7%Prev: 0.3%	642,498 SH	Increased+442,754 SH
WESTERN ASSET HIGH YIELD OPP	COM	$3.5M	1.1%	329,087 SH	New
WSTRN AST GLBL CORP OPP FD I	COM	$743K	0.2%Prev: 0.1%	69,235 SH	Increased+36,362 SH
XAI MADISON EQUITY PREMIUM I	COM	$2.4M	0.7%Prev: 1.0%	425,590 SH	Decreased-29,890 SH

Sold (vs prior filing)

ABRDN ASIA PACIFIC INCOME FU — $1.1M
ABRDN AUSTRALIA EQUITY FD IN — $389K
ABRDN JAPAN EQUITY FUND INC — $518K
ABRDN TOTAL DYNAMIC DIVIDEND — $3.3M
BLACKROCK CR ALLOCATION INCO — $197K
BLACKROCK ENHANCED GLOBAL DI — $1.0M
BLACKROCK ENHANCED LARGE CAP — $466K
BLACKROCK ESG CAP ALLC TERM — $615K
BLACKROCK HEALTH SCIENCES TR — $3.2M
BLACKROCK SCIENCE & TECHNOLO — $1.4M
BLACKSTONE LONG SHORT CR INC — $983K
BLACKSTONE STRATEGIC CRED 20 — $1.7M
CHINA FD INC — $2.0M
CHIPOTLE MEXICAN GRILL INC — $244K
COHEN & STEERS CLOSED-END OP — $179K
CREDIT SUISSE ASSET MGMT INC — $907K
CREDIT SUISSE HIGH YIELD BD — $118K
EATON VANCE SR FLTNG RTE TR — $446K
EATON VANCE TAX ADVT DIV INC — $2.8M
EATON VANCE TAX-MANAGED BUY- — $2.8M
… and 28 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 14, 2026	Q3 2026	13F-HR	0001172661-26-004522	—	View
Jan 26, 2026	Q4 2025	13F-HR	0001172661-26-000312	$315.5M	View
Oct 22, 2025	Q3 2025