Shaker Financial Services, LLC

CIK 0001511794 • 7 13F filings • May 9, 2025 – Oct 14, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyFinancialsReal EstateOther

Holdings by filing

Portfolio value: $275.8M145 positionsView on SEC.gov

			% of Portfolio
ABRDN ASIA PACIFIC INCOME FU	COM NEW	$1.1M	0.4%	68,831 SH	New
ABRDN AUSTRALIA EQUITY FD IN	COM	$389K	0.1%	87,045 SH	New
ABRDN EMERGING MARKETS EX CH	COM	$478K	0.2%Prev: 0.4%	80,502 SH	Decreased-76,957 SH
ABRDN INCOME CREDIT STRATEGI	COM	$1.8M	0.6%Prev: 0.6%	303,546 SH	Increased-22,765 SH
ABRDN JAPAN EQUITY FUND INC	COM	$518K	0.2%	68,757 SH	New
ABRDN LIFE SCIENCES INVESTOR	SH BEN INT	$398K	0.1%Prev: 0.4%	31,062 SH	Decreased-43,155 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$3.3M	1.2%Prev: 1.4%	374,808 SH	Decreased-73,062 SH
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$2.0M	0.7%Prev: 0.7%	177,884 SH	Decreased-25,264 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$791K	0.3%Prev: 0.1%	145,159 SH	Increased+85,968 SH
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$4.2M	1.5%Prev: 1.3%	587,142 SH	Increased+19,547 SH
ALLSPRING MULTI SECTOR INCOM	COM	$3.0M	1.1%Prev: 1.2%	315,553 SH	Decreased-52,496 SH
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	$2.1M	0.8%Prev: 0.1%	163,730 SH	Increased+151,776 SH
ARES DYNAMIC CR ALLOCATION F	COM	$1.5M	0.6%Prev: 1.4%	106,790 SH	Decreased-224,448 SH
BARINGS GLOBAL SHORT DURATIO	COM	$2.7M	1.0%Prev: 1.1%	174,609 SH	Decreased-46,649 SH
BLACKROCK CR ALLOCATION INCO	COM	$197K	0.1%	18,000 SH	New
BLACKROCK ENHANCED EQUITY DI	COM	$5.6M	2.0%Prev: 0.6%	627,929 SH	Increased+417,394 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$1.0M	0.4%	88,166 SH	New
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$2.3M	0.8%Prev: 0.2%	388,987 SH	Increased+271,661 SH
BLACKROCK ENHANCED LARGE CAP	COM	$466K	0.2%	21,805 SH	New
BLACKROCK ESG CAP ALLC TERM	SHS BEN INT	$615K	0.2%Prev: 0.3%	38,270 SH	Decreased-30,059 SH
BLACKROCK HEALTH SCIENCES TR	COM	$3.2M	1.2%	224,516 SH	New
BLACKROCK SCIENCE & TECHNOLO	SHS	$1.4M	0.5%	36,014 SH	New
BLACKSTONE LONG SHORT CR INC	COM SHS BN INT	$983K	0.4%	79,194 SH	New
BLACKSTONE STRATEGIC CRED 20	COM SHS BEN IN	$1.7M	0.6%	140,782 SH	New
BNY MELLON HIGH YIELD STRATE	SH BEN INT	$774K	0.3%Prev: 0.1%	297,741 SH	Increased+207,665 SH
BRANDYWINEGBL GBL INCM OPP F	COM	$3.2M	1.2%Prev: 1.1%	382,468 SH	Increased-13,527 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$518K	0.2%Prev: 0.1%	38,743 SH	Increased+5,846 SH
CALAMOS GBL DYN INCOME FUND	COM	$6.0M	2.2%Prev: 1.2%	841,470 SH	Increased+377,864 SH
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	$1.9M	0.7%Prev: 0.8%	159,279 SH	Decreased-57,615 SH
CALAMOS LNG SHR EQT DYNAMIC	COM	$207K	0.1%Prev: 0.6%	12,739 SH	Decreased-111,219 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$7.2M	2.6%Prev: 3.7%	394,767 SH	Decreased-217,816 SH
CENTRAL SECS CORP	COM	$10.1M	3.7%Prev: 0.4%	211,722 SH	Increased+186,603 SH
CHINA FD INC	COM	$2.0M	0.7%	132,112 SH	New
CHIPOTLE MEXICAN GRILL INC	COM	$244K	0.1%	4,350 SH	New
CLOUGH GLOBAL DIVID & INCOME	COM	$2.5M	0.9%Prev: 0.1%	453,041 SH	Increased+415,724 SH
CLOUGH GLOBAL EQUITY FD	COM	$449K	0.2%Prev: 0.1%	63,000 SH	Increased+15,021 SH
COHEN & STEERS CLOSED-END OP	COM	$179K	0.1%	14,152 SH	New
COHEN & STEERS LTD DURATION	COM	$1.8M	0.7%Prev: 0.6%	85,631 SH	Decreased-7,306 SH
COHEN & STEERS QUALITY INCOM	COM	$1.6M	0.6%	125,826 SH	New
COHEN & STEERS SELECT PFD &	COM	$1.8M	0.6%Prev: 0.5%	87,569 SH	Increased+9,775 SH
COHEN & STEERS TAX ADVAN PFD	COM	$1.2M	0.4%Prev: 1.0%	61,281 SH	Decreased-84,908 SH
COLUMBIA SELIGM PREM TECH GR	COM	$395K	0.1%Prev: 1.3%	12,989 SH	Decreased-87,919 SH
CREDIT SUISSE ASSET MGMT INC	COM	$907K	0.3%	306,376 SH	New
CREDIT SUISSE HIGH YIELD BD	SH BEN INT	$118K	0.0%	55,339 SH	New
DOUBLELINE INCOME SOLUTIONS	COM	$3.0M	1.1%Prev: 1.4%	244,126 SH	Decreased-139,826 SH
DOUBLELINE OPPORTUNISTIC CR	COM	$388K	0.1%Prev: 0.1%	25,219 SH	Increased+10,487 SH
DOUBLELINE YIELD OPPORTUNITI	COM	$1.3M	0.5%Prev: 0.9%	83,413 SH	Decreased-111,219 SH
EATON VANCE ENHANCED EQUITY	COM	$1.7M	0.6%Prev: 2.0%	73,123 SH	Decreased-202,549 SH
EATON VANCE LIMITED DURATION	COM	$2.1M	0.8%Prev: 1.0%	209,404 SH	Decreased-79,969 SH
EATON VANCE RISK-MANAGED DIV	COM	$2.7M	1.0%Prev: 0.7%	303,924 SH	Increased+56,504 SH
EATON VANCE SHORT DURATION D	COM	$1.0M	0.4%Prev: 0.5%	91,716 SH	Decreased-32,597 SH
EATON VANCE SR FLTNG RTE TR	COM	$446K	0.2%	36,766 SH	New
EATON VANCE SR INCOME TR	SH BEN INT	$360K	0.1%Prev: 0.1%	63,225 SH	Increased+14,916 SH
EATON VANCE TAX ADVT DIV INC	COM	$2.8M	1.0%Prev: 0.5%	117,919 SH	Increased+55,588 SH
EATON VANCE TAX MNGED BUY WR	COM	$7.8M	2.8%Prev: 2.4%	538,006 SH	Increased+69,398 SH
EATON VANCE TAX-ADVANTAGED G	COM	$2.3M	0.8%Prev: 1.4%	86,048 SH	Decreased-65,021 SH
EATON VANCE TAX-MANAGED BUY-	COM	$2.8M	1.0%Prev: 0.1%	203,026 SH	Increased+181,701 SH
EATON VANCE TAX-MANAGED GLOB	COM	$4.3M	1.5%Prev: 1.2%	491,151 SH	Increased+85,971 SH
EATON VANCE TX ADV GLBL DIV	COM	$534K	0.2%Prev: 2.8%	25,505 SH	Decreased-372,578 SH
ELLSWORTH GROWTH & INCOME FD	COM	$1.1M	0.4%Prev: 0.1%	108,007 SH	Increased+84,576 SH
EUROPEAN EQUITY FD INC	COM	$4.6M	1.7%Prev: 1.8%	447,331 SH	Decreased-60,986 SH
FIRST TR ENHANCED EQUITY INC	COM	$3.7M	1.3%	179,995 SH	New
FIRST TR HIGH YIELD OPPRT 20	COM	$1.4M	0.5%Prev: 0.1%	93,043 SH	Increased+79,250 SH
FIRST TR INTER DURATN PFD &	COM	$1.5M	0.5%Prev: 0.4%	77,756 SH	Increased+9,746 SH
FIRST TR SR FLTG RATE INCOME	COM	$1.7M	0.6%	166,080 SH	New
FLAHERTY & CRUMRINE DYNAMIC	SHS	$2.7M	1.0%	130,860 SH	New
FRANKLIN LTD DURATION INCOME	COM	$4.3M	1.6%Prev: 0.9%	672,153 SH	Increased+213,261 SH
FRANKLIN UNVL TR	SH BEN INT	$540K	0.2%Prev: 0.1%	70,883 SH	Increased+22,949 SH
GABELLI CONV & INC SECS FD I	COM	$40K	0.0%	10,493 SH	New
GENERAL AMERN INVS CO INC	COM	$6.2M	2.2%Prev: 0.1%	109,796 SH	Increased+103,109 SH
HANCOCK JOHN INCOME SECS TR	COM	$299K	0.1%	26,519 SH	New
HANCOCK JOHN INVT TR II	COM	$2.5M	0.9%Prev: 0.5%	183,223 SH	Increased+61,645 SH
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	$278K	0.1%Prev: 0.6%	21,096 SH	Decreased-102,255 SH
HANCOCK JOHN TAX-ADVANTAGED	COM	$548K	0.2%	23,443 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$181K	0.1%	28,503 SH	New
INVESCO HIGH INCOME TR II	COM	$1.5M	0.6%Prev: 0.2%	140,102 SH	Increased+87,252 SH
INVESCO QQQ TR	UNIT SER 1	$321K	0.1%Prev: 0.1%	582 SH	Decreased
JAPAN SMALLER CAPITALIZATION	COM	$941K	0.3%Prev: 0.3%	97,575 SH	Decreased+7,496 SH
JOHN HANCOCK DIVERSIFIED INC	COM	$2.4M	0.9%Prev: 0.1%	224,964 SH	Increased+196,983 SH
KKR INCOME OPPORTUNITIES FD	COM	$604K	0.2%Prev: 1.2%	48,059 SH	Decreased-267,579 SH
LAZARD GLOBAL TOTAL RETURN &	COM	$1.2M	0.4%Prev: 0.2%	70,478 SH	Increased+31,178 SH
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$5.5M	2.0%Prev: 1.8%	803,925 SH	Increased-144,598 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$7.3M	2.7%Prev: 3.0%	1,340,933 SH	Decreased-492,874 SH
MEXICO EQUITY & INCOME FD	COM	$796K	0.3%Prev: 0.3%	75,982 SH	Decreased+469 SH
MEXICO FD INC	COM	$256K	0.1%Prev: 0.1%	14,588 SH	Decreased-5,500 SH
MFS CHARTER INCOME TR	SH BEN INT	$2.2M	0.8%Prev: 1.1%	341,354 SH	Decreased-192,301 SH
MFS INTER INCOME TR	SH BEN INT	$68K	0.0%Prev: 0.3%	25,050 SH	Decreased-331,784 SH
MFS MULTIMARKET INCOME TR	SH BEN INT	$1.1M	0.4%	225,381 SH	New
MORGAN STANLEY CHINA A SH FD	COM	$508K	0.2%	36,845 SH	New
MORGAN STANLEY EMERGING MKTS	COM	$1.2M	0.4%	228,932 SH	New
NEW GERMANY FD INC	COM	$1.5M	0.5%Prev: 0.4%	122,622 SH	Increased+4,899 SH
NUVEEN CORE EQUITY ALPHA FD	COM	$8.4M	3.0%Prev: 3.2%	527,991 SH	Decreased-87,673 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$135K	0.0%Prev: 0.1%	24,452 SH	Decreased-56,273 SH
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$6.7M	2.4%	459,536 SH	New
NUVEEN FLOATING RATE INCOME	COM	$743K	0.3%Prev: 0.1%	86,857 SH	Increased+40,857 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$3.0M	1.1%Prev: 0.9%	226,452 SH	Increased+17,891 SH
NUVEEN MULTI ASSET INCOME FU	COM	$3.5M	1.3%Prev: 0.2%	278,485 SH	Increased+236,253 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$442K	0.2%	54,700 SH	New
NUVEEN REAL ESTATE INCOME FD	COM	$781K	0.3%Prev: 0.1%	98,228 SH	Increased+65,864 SH
NUVEEN S&P 500 BUY-WRITE INC	COM	$1.1M	0.4%	77,595 SH	New
NUVEEN S&P 500 DYNAMIC OVERW	COM	$1.3M	0.5%Prev: 2.3%	71,075 SH	Decreased-336,247 SH
PGIM HIGH YIELD BOND FUND IN	COM	$372K	0.1%Prev: 0.1%	26,223 SH	Increased+7,180 SH
PGIM SHORT DUR HIG YLD OPP F	COM	$2.7M	1.0%Prev: 0.3%	158,365 SH	Increased+112,070 SH
PIMCO GLOBAL STOCKSPLS INCM	COM	$284K	0.1%Prev: 0.7%	33,752 SH	Decreased-195,096 SH
PIMCO INCOME STRATEGY FD	COM	$312K	0.1%Prev: 0.1%	37,026 SH	Decreased-6,205 SH
PIMCO INCOME STRATEGY FD II	COM	$386K	0.1%Prev: 0.9%	51,718 SH	Decreased-323,912 SH
PUTNAM MASTER INTER INCOME T	SH BEN INT	$204K	0.1%	60,890 SH	New
RIVERNORTH CAP AND INCM FD I	COM	$584K	0.2%	40,112 SH	New
RIVERNORTH DOUBLELINE STRATE	COM	$377K	0.1%Prev: 0.3%	44,076 SH	Decreased-75,635 SH
RIVERNORTH OPPORTUNITIES FD	COM	$373K	0.1%Prev: 0.2%	30,464 SH	Decreased-30,871 SH
ROYCE GLOBAL TRUST INC	COM	$1.9M	0.7%Prev: 0.9%	154,766 SH	Decreased-41,265 SH
ROYCE MICRO-CAP TR INC	COM	$9.5M	3.4%Prev: 1.6%	1,021,723 SH	Increased+625,355 SH
ROYCE SMALL CAP TRUST INC	COM	$8.8M	3.2%Prev: 0.8%	585,074 SH	Increased+446,563 SH
SABA CAPITAL INCOME & OPPORT	COM NEW	$2.7M	1.0%Prev: 1.7%	288,813 SH	Decreased-291,559 SH
SABA CAPITAL INCOME & OPRNT	SHS NEW	$663K	0.2%	82,220 SH	New
SOURCE CAPITAL	COM SHS OF BEN I	$2.6M	1.0%Prev: 0.5%	60,873 SH	Increased+30,668 SH
SPDR S&P 500 ETF TR	TR UNIT	$351K	0.1%	558 SH	New
SPECIAL OPPORTUNITIES FD INC	COM	$4.1M	1.5%Prev: 1.8%	266,728 SH	Decreased-105,315 SH
SPROTT FOCUS TR INC	COM	$3.4M	1.2%Prev: 0.7%	459,701 SH	Increased+256,493 SH
SRH TOTAL RETURN FUND INC	COM	$1.2M	0.4%Prev: 1.7%	69,216 SH	Decreased-217,272 SH
TAIWAN FD INC	COM	$1.9M	0.7%Prev: 1.0%	42,901 SH	Decreased-2,080 SH
TEMPLETON DRAGON FD INC	COM	$973K	0.4%Prev: 0.7%	97,348 SH	Decreased-80,702 SH
TEMPLETON EMERGING MKTS FD	COM	$826K	0.3%	56,592 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$1.2M	0.5%Prev: 0.3%	207,185 SH	Increased+56,311 SH
TORTOISE SUSTAINABLE & SOCIA	COM SH BEN INT	$187K	0.1%	15,293 SH	New
TOTAL RETURN SECURITIES FUND	COM	$890K	0.3%Prev: 0.7%	140,360 SH	Decreased-182,035 SH
TRI CONTL CORP	COM	$5.1M	1.9%Prev: 1.0%	162,350 SH	Increased+68,687 SH
VIRTUS DIVIDEND INTEREST & P	COM	$206K	0.1%Prev: 0.7%	16,578 SH	Decreased-139,949 SH
VIRTUS EQUITY & CONV INCM FD	COM	$2.4M	0.9%Prev: 0.4%	101,493 SH	Increased+56,134 SH
VIRTUS GLOBAL MULTI-SECTOR I	COM	$2.3M	0.8%Prev: 0.5%	297,936 SH	Increased+98,369 SH
VIRTUS TOTAL RETURN FD INC	COM	$1.1M	0.4%	169,755 SH	New
VOYA ASIA PAC HIGH DIV EQT I	COM	$1.2M	0.4%Prev: 0.6%	173,883 SH	Decreased-76,070 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$479K	0.2%Prev: 0.0%	80,607 SH	Increased+68,569 SH
VOYA GLBL EQTY DIV & PREM OP	COM	$168K	0.1%Prev: 0.2%	28,987 SH	Decreased-67,965 SH
VOYA INFRASTRUCTURE INDLS &	COM	$171K	0.1%	14,595 SH	New
WESTERN ASSET EMERGING MKTS	COM	$1.7M	0.6%	162,921 SH	New
WESTERN ASSET GBL HIGH INC F	COM	$2.7M	1.0%Prev: 0.8%	414,977 SH	Increased+21,350 SH
WESTERN ASSET HIGH INCOM FD	COM	$2.0M	0.7%Prev: 0.4%	454,438 SH	Increased+154,043 SH
WESTERN ASSET HIGH INCOME OP	COM	$802K	0.3%Prev: 0.6%	199,744 SH	Decreased-313,230 SH
WESTERN ASSET HIGH YIELD DEF	COM	$473K	0.2%	39,201 SH	New
WESTERN ASSET INVESTMENT GRA	COM	$145K	0.1%Prev: 0.1%	11,110 SH	Decreased-24,424 SH
WESTERN ASSET INVT GRADE OPP	COM	$443K	0.2%	26,623 SH	New
WSTRN AST GLBL CORP OPP FD I	COM	$393K	0.1%Prev: 0.5%	32,873 SH	Decreased-87,170 SH
XAI MADISON EQUITY PREMIUM I	COM	$2.9M	1.0%Prev: 1.2%	455,480 SH	Decreased-118,206 SH
XAI OCTAGN FLT RAT & ALT INM	COM	$1.1M	0.4%	194,429 SH	New

Sold (vs prior filing)

ABRDN GLOBAL INFRA INCOME FU — $510K
ABRDN HEALTHCARE INVESTORS — $289K
ABRDN HEALTHCARE OPPORTUNITI — $548K
ADVENT CONV & INCOME FD — $407K
BANCROFT FD LTD — $328K
BLACKROCK CR ALLOCATION — $769K
BLACKROCK ENHANCED GLOBAL — $2.4M
BLACKROCK FLOATING RATE INCO — $444K
BLACKROCK HEALTH SCIENCES TE — $664K
BLACKROCK LTD DURATION INCOM — $1.4M
BLACKROCK MULTI SECTOR INC T — $1.7M
BLACKROCK TECH AND PRIVATE E — $917K
BLACKROCK UTILS INFRASTRUCTU — $237K
CALAMOS CONV & HIGH INCOME F — $900K
CLOUGH GLOBAL OPPORTUNITIES — $430K
COHEN & STEERS CLOSED-END — $208K
COHEN & STEERS INFRASTRUCTUR — $1.7M
CREDIT SUISSE ASSET MGMT — $730K
EATON VANCE FLOATING RATE IN — $578K
EATON VANCE TAX-MANAGED DIVE — $5.1M
… and 21 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 14, 2026	Q3 2026	13F-HR	0001172661-26-004522	—	View
Jan 26, 2026	Q4 2025	13F-HR	0001172661-26-000312	$315.5M	View
Oct 22, 2025	Q3 2025