Shaker Financial Services, LLC

CIK 0001511794 • 7 13F filings • May 9, 2025 – Oct 14, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyFinancialsReal EstateOther

Holdings by filing

Portfolio value: $286.9M144 positionsView on SEC.gov

			% of Portfolio
ABRDN EMERGING MARKETS EX CH	COM	$1.1M	0.4%Prev: 0.1%	157,459 SH	Increased+88,957 SH
ABRDN GLOBAL INFRA INCOME FU	COM SHS BEN INT	$510K	0.2%Prev: 0.5%	22,800 SH	Decreased-54,029 SH
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$289K	0.1%	16,260 SH	New
ABRDN HEALTHCARE OPPORTUNITI	SHS	$548K	0.2%	32,600 SH	New
ABRDN INCOME CREDIT STRATEGI	COM	$1.7M	0.6%Prev: 0.4%	326,311 SH	Increased+142,560 SH
ABRDN LIFE SCIENCES INVESTOR	SH BEN INT	$1.2M	0.4%Prev: 0.1%	74,217 SH	Increased+50,787 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$4.1M	1.4%Prev: 0.1%	447,870 SH	Increased+424,299 SH
ADVENT CONV & INCOME FD	COM	$407K	0.1%Prev: 0.1%	36,430 SH	Increased+16,009 SH
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$2.1M	0.7%Prev: 0.7%	203,148 SH	Increased+45,167 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$345K	0.1%Prev: 0.1%	59,191 SH	Increased+15,056 SH
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$3.7M	1.3%Prev: 1.5%	567,595 SH	Decreased+4,455 SH
ALLSPRING MULTI SECTOR INCOM	COM	$3.3M	1.2%Prev: 1.2%	368,049 SH	Increased+34,482 SH
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	$152K	0.1%Prev: 0.7%	11,954 SH	Decreased-121,430 SH
ARES DYNAMIC CR ALLOCATION F	COM	$4.0M	1.4%Prev: 0.3%	331,238 SH	Increased+277,940 SH
BANCROFT FD LTD	COM	$328K	0.1%	15,221 SH	New
BARINGS GLOBAL SHORT DURATIO	COM	$3.0M	1.1%Prev: 0.6%	221,258 SH	Increased+122,770 SH
BLACKROCK CR ALLOCATION	COM	$769K	0.3%	76,139 SH	New
BLACKROCK ENHANCED EQUITY DI	COM	$1.8M	0.6%Prev: 0.9%	210,535 SH	Decreased-64,777 SH
BLACKROCK ENHANCED GLOBAL	COM	$2.4M	0.8%	218,660 SH	New
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$635K	0.2%Prev: 0.5%	117,326 SH	Decreased-93,815 SH
BLACKROCK ESG CAP ALLC TERM	SHS BEN INT	$928K	0.3%	68,329 SH	New
BLACKROCK FLOATING RATE INCO	COM	$444K	0.2%	40,271 SH	New
BLACKROCK HEALTH SCIENCES TE	COM SHS	$664K	0.2%	46,212 SH	New
BLACKROCK LTD DURATION INCOM	COM SHS	$1.4M	0.5%	112,763 SH	New
BLACKROCK MULTI SECTOR INC T	COM	$1.7M	0.6%Prev: 0.2%	137,454 SH	Increased+107,194 SH
BLACKROCK TECH AND PRIVATE E	SHS BEN INT	$917K	0.3%Prev: 1.1%	138,908 SH	Decreased-295,161 SH
BLACKROCK UTILS INFRASTRUCTU	COM	$237K	0.1%	9,000 SH	New
BNY MELLON HIGH YIELD STRATE	SH BEN INT	$223K	0.1%Prev: 0.2%	90,076 SH	Decreased-137,159 SH
BRANDYWINEGBL GBL INCM OPP F	COM	$3.0M	1.1%Prev: 0.8%	395,995 SH	Increased+147,135 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$423K	0.1%Prev: 0.3%	32,897 SH	Decreased-31,572 SH
CALAMOS CONV & HIGH INCOME F	COM SHS	$900K	0.3%	82,616 SH	New
CALAMOS GBL DYN INCOME FUND	COM	$3.4M	1.2%Prev: 1.8%	463,606 SH	Decreased-275,935 SH
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	$2.4M	0.8%Prev: 0.8%	216,894 SH	Increased+17,129 SH
CALAMOS LNG SHR EQT DYNAMIC	COM	$1.7M	0.6%	123,958 SH	New
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$10.5M	3.7%Prev: 2.3%	612,583 SH	Increased+251,090 SH
CENTRAL SECS CORP	COM	$1.2M	0.4%Prev: 3.2%	25,119 SH	Decreased-155,694 SH
CLOUGH GLOBAL DIVID & INCOME	COM	$221K	0.1%	37,317 SH	New
CLOUGH GLOBAL EQUITY FD	COM	$361K	0.1%Prev: 0.1%	47,979 SH	Increased-4,601 SH
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	$430K	0.2%Prev: 0.5%	77,266 SH	Decreased-186,496 SH
COHEN & STEERS CLOSED-END	COM	$208K	0.1%	16,217 SH	New
COHEN & STEERS INFRASTRUCTUR	COM	$1.7M	0.6%	65,899 SH	New
COHEN & STEERS LTD DURATION	COM	$1.9M	0.6%Prev: 0.7%	92,937 SH	Decreased-148 SH
COHEN & STEERS SELECT PFD &	COM	$1.5M	0.5%Prev: 0.5%	77,794 SH	Increased+10,251 SH
COHEN & STEERS TAX ADVAN PFD	COM	$2.7M	1.0%Prev: 0.5%	146,189 SH	Increased+80,367 SH
COLUMBIA SELIGM PREM TECH GR	COM	$3.8M	1.3%Prev: 0.3%	100,908 SH	Increased+72,915 SH
CREDIT SUISSE ASSET MGMT	COM	$730K	0.3%	285,186 SH	New
DOUBLELINE INCOME SOLUTIONS	COM	$4.2M	1.4%Prev: 0.4%	383,952 SH	Increased+304,356 SH
DOUBLELINE OPPORTUNISTIC CR	COM	$215K	0.1%Prev: 0.5%	14,732 SH	Decreased-63,275 SH
DOUBLELINE YIELD OPPORTUNITI	COM	$2.7M	0.9%	194,632 SH	New
EATON VANCE ENHANCED EQUITY	COM	$5.6M	2.0%Prev: 0.9%	275,672 SH	Increased+152,523 SH
EATON VANCE FLOATING RATE IN	COM	$578K	0.2%	53,887 SH	New
EATON VANCE LIMITED DURATION	COM	$2.7M	1.0%Prev: 0.8%	289,373 SH	Increased+93,563 SH
EATON VANCE RISK-MANAGED DIV	COM	$2.0M	0.7%Prev: 1.7%	247,420 SH	Decreased-271,835 SH
EATON VANCE SHORT DURATION D	COM	$1.3M	0.5%Prev: 0.2%	124,313 SH	Increased+88,392 SH
EATON VANCE SR INCOME TR	SH BEN INT	$241K	0.1%	48,309 SH	New
EATON VANCE TAX ADVT DIV INC	COM	$1.5M	0.5%Prev: 2.6%	62,331 SH	Decreased-226,241 SH
EATON VANCE TAX MNGED BUY WR	COM	$6.8M	2.4%Prev: 2.9%	468,608 SH	Decreased-84,933 SH
EATON VANCE TAX-ADVANTAGED G	COM	$4.0M	1.4%Prev: 0.4%	151,069 SH	Increased+109,368 SH
EATON VANCE TAX-MANAGED BUY-	COM	$292K	0.1%Prev: 0.4%	21,325 SH	Decreased-52,293 SH
EATON VANCE TAX-MANAGED DIVE	COM	$5.1M	1.8%	368,539 SH	New
EATON VANCE TAX-MANAGED GLOB	COM	$3.5M	1.2%Prev: 1.1%	405,180 SH	Increased+65,493 SH
EATON VANCE TX ADV GLBL DIV	COM	$8.0M	2.8%Prev: 1.2%	398,083 SH	Increased+234,570 SH
ELLSWORTH GROWTH & INCOME FD	COM	$261K	0.1%Prev: 0.5%	23,431 SH	Decreased-118,275 SH
EUROPEAN EQUITY FD INC	COM	$5.0M	1.8%Prev: 1.4%	508,317 SH	Increased+115,745 SH
FIRST TR ENHANCED EQUITY	COM	$6.8M	2.4%	334,855 SH	New
FIRST TR HIGH YIELD OPPRT 20	COM	$187K	0.1%Prev: 0.7%	13,793 SH	Decreased-106,015 SH
FIRST TR INTER DURATN PFD &	COM	$1.2M	0.4%Prev: 0.5%	68,010 SH	Decreased-1,915 SH
FRANKLIN LTD DURATION INCOME	COM	$2.7M	0.9%Prev: 1.4%	458,892 SH	Decreased-89,780 SH
FRANKLIN UNVL TR	SH BEN INT	$384K	0.1%Prev: 0.1%	47,934 SH	Increased+13,621 SH
GABELLI DIVID & INCOME TR	COM	$1.5M	0.5%Prev: 1.2%	53,861 SH	Decreased-71,455 SH
GENERAL AMERN INVS CO INC	COM	$391K	0.1%Prev: 3.1%	6,687 SH	Decreased-151,941 SH
HANCOCK JOHN INVT TR II	COM	$1.6M	0.5%Prev: 0.8%	121,578 SH	Decreased-24,821 SH
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	$1.6M	0.6%Prev: 0.6%	123,351 SH	Increased+2,935 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$1.5M	0.5%Prev: 0.2%	190,557 SH	Increased+117,574 SH
INVESCO HIGH INCOME TR II	COM	$534K	0.2%Prev: 0.6%	52,850 SH	Decreased-97,012 SH
INVESCO QQQ TR	UNIT SER 1	$336K	0.1%Prev: 0.1%	582 SH	Increased
JAPAN SMALLER CAPITALIZATION	COM	$982K	0.3%Prev: 0.2%	90,079 SH	Increased+23,203 SH
JOHN HANCOCK DIVERSIFIED INC	COM	$304K	0.1%Prev: 1.0%	27,981 SH	Decreased-216,876 SH
KKR INCOME OPPORTUNITIES FD	COM	$3.5M	1.2%Prev: 0.2%	315,638 SH	Increased+277,296 SH
KOREA FD INC	COM NEW	$786K	0.3%	17,500 SH	New
LAZARD GLOBAL TOTAL RETURN &	COM	$632K	0.2%Prev: 0.5%	39,300 SH	Decreased-36,089 SH
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$5.3M	1.8%Prev: 0.8%	948,523 SH	Increased+628,300 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$8.7M	3.0%Prev: 2.8%	1,833,807 SH	Increased+347,643 SH
MEXICO EQUITY & INCOME FD	COM	$974K	0.3%Prev: 0.3%	75,513 SH	Increased-469 SH
MEXICO FD INC	COM	$420K	0.1%Prev: 0.1%	20,088 SH	Increased+5,500 SH
MFS CHARTER INCOME TR	SH BEN INT	$3.2M	1.1%Prev: 0.8%	533,655 SH	Increased+219,454 SH
MFS INTER INCOME TR	SH BEN INT	$896K	0.3%Prev: 0.0%	356,834 SH	Increased+336,464 SH
MORGAN STANLEY EMKT DBT FD I	COM	$2.2M	0.8%	303,614 SH	New
NEUBERGER NEXT GENERATION	COMMON STOCK	$1.1M	0.4%	86,744 SH	New
NEUBERGER R/EST SECS INC FD	COM	$1.1M	0.4%	389,610 SH	New
NEW GERMANY FD INC	COM	$1.2M	0.4%Prev: 0.0%	117,723 SH	Increased+106,706 SH
NUVEEN CORE EQUITY ALPHA FD	COM	$9.3M	3.2%Prev: 2.0%	615,664 SH	Increased+268,488 SH
NUVEEN CORE PLUS IMPACT FUND	COM BEN INT	$2.1M	0.7%Prev: 1.3%	200,442 SH	Decreased-106,939 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$397K	0.1%	80,725 SH	New
NUVEEN FLOATING RATE INCOME	COM	$356K	0.1%Prev: 0.3%	46,000 SH	Decreased-58,157 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$2.6M	0.9%Prev: 0.9%	208,561 SH	Increased+37,397 SH
NUVEEN MULTI ASSET INCOME FU	COM	$524K	0.2%Prev: 1.4%	42,232 SH	Decreased-243,809 SH
NUVEEN REAL ESTATE INCOME FD	COM	$248K	0.1%Prev: 0.2%	32,364 SH	Decreased-32,864 SH
NUVEEN S&P 500 DYNAMIC OVERW	COM	$6.5M	2.3%	407,322 SH	New
PGIM GLOBAL HIGH YIELD FD FO	COM	$4.1M	1.4%	354,912 SH	New
PGIM HIGH YIELD BOND FUND IN	COM	$251K	0.1%	19,043 SH	New
PGIM SHORT DUR HIG YLD OPP F	COM	$742K	0.3%Prev: 0.8%	46,295 SH	Decreased-71,402 SH
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$1.7M	0.6%	128,530 SH	New
PIMCO GLOBAL STOCKSPLS INCM	COM	$1.9M	0.7%Prev: 0.6%	228,848 SH	Increased+40,901 SH
PIMCO HIGH INCOME FD	COM SHS	$1.1M	0.4%	238,025 SH	New
PIMCO INCOME STRATEGY FD	COM	$346K	0.1%	43,231 SH	New
PIMCO INCOME STRATEGY FD II	COM	$2.6M	0.9%	375,630 SH	New
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$410K	0.1%	42,626 SH	New
RIVERNORTH DOUBLELINE STRATE	COM	$918K	0.3%	119,711 SH	New
RIVERNORTH OPPORTUNITIES FD	COM	$681K	0.2%Prev: 0.3%	61,335 SH	Increased+4,361 SH
ROYCE GLOBAL TRUST INC	COM	$2.6M	0.9%Prev: 0.5%	196,031 SH	Increased+83,592 SH
ROYCE MICRO-CAP TR INC	COM	$4.5M	1.6%Prev: 3.0%	396,368 SH	Decreased-510,829 SH
ROYCE SMALL CAP TRUST INC	COM	$2.3M	0.8%Prev: 1.6%	138,511 SH	Decreased-145,886 SH
SABA CAPITAL INCOME & OPPORT	COM NEW	$4.8M	1.7%Prev: 0.9%	580,372 SH	Increased+327,853 SH
SOURCE CAPITAL	COM SHS OF BEN I	$1.4M	0.5%Prev: 0.4%	30,205 SH	Increased+3,614 SH
SPECIAL OPPORTUNITIES FD INC	COM	$5.1M	1.8%Prev: 0.5%	372,043 SH	Increased+294,945 SH
SPROTT FOCUS TR INC	COM	$1.9M	0.7%Prev: 0.9%	203,208 SH	Decreased-113,940 SH
SRH TOTAL RETURN FUND INC	COM	$4.9M	1.7%Prev: 1.9%	286,488 SH	Increased+5,602 SH
STATE STR SPDR S&P 500 ETF T	TR UNIT	$3.1M	1.1%	4,709 SH	New
TAIWAN FD INC	COM	$3.0M	1.0%Prev: 0.6%	44,981 SH	Increased+1,709 SH
TEMPLETON DRAGON FD INC	COM	$1.9M	0.7%Prev: 0.3%	178,050 SH	Increased+96,385 SH
TEMPLETON EMERGING MKTS INCO	COM	$907K	0.3%	150,874 SH	New
THORNBURG INCM BUILDER OPP T	COM	$246K	0.1%	11,623 SH	New
TOTAL RETURN SECURITIES FUND	COM	$1.9M	0.7%	322,395 SH	New
TRI CONTL CORP	COM	$3.0M	1.0%Prev: 1.1%	93,663 SH	Increased+3,376 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.2M	0.4%	2,027 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$263K	0.1%	2,629 SH	New
VIRTUS ARTIFICIAL INTELLIGEN	COM	$2.4M	0.8%Prev: 0.1%	111,789 SH	Increased+95,488 SH
VIRTUS CONVERTIBLE & INCOME	COM NEW	$217K	0.1%	14,584 SH	New
VIRTUS DIVIDEND INTEREST & P	COM	$2.0M	0.7%Prev: 0.8%	156,527 SH	Decreased-11,357 SH
VIRTUS EQUITY & CONV INCM FD	COM	$1.1M	0.4%Prev: 0.5%	45,359 SH	Decreased-18,223 SH
VIRTUS GLOBAL MULTI-SECTOR I	COM	$1.5M	0.5%Prev: 0.9%	199,567 SH	Decreased-113,174 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$1.8M	0.6%Prev: 0.4%	249,953 SH	Increased+75,071 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$80K	0.0%Prev: 0.1%	12,038 SH	Decreased-35,076 SH
VOYA GLBL ADV & PREM OPP FD	COM	$1.7M	0.6%Prev: 0.1%	180,588 SH	Increased+161,054 SH
VOYA GLBL EQTY DIV & PREM OP	COM	$553K	0.2%Prev: 0.4%	96,952 SH	Decreased-89,026 SH
WESTERN ASSET DIVERSIFIED IN	COM SHS BEN INT	$2.0M	0.7%Prev: 0.2%	151,466 SH	Increased+108,580 SH
WESTERN ASSET GBL HIGH INC F	COM	$2.3M	0.8%Prev: 0.7%	393,627 SH	Increased+136,692 SH
WESTERN ASSET HIGH INCOM FD	COM	$1.2M	0.4%Prev: 1.0%	300,395 SH	Decreased-309,559 SH
WESTERN ASSET HIGH INCOME OP	COM	$1.9M	0.6%	512,974 SH	New
WESTERN ASSET HIGH YIELD OPP	COM	$2.9M	1.0%	273,559 SH	New
WESTERN ASSET INVESTMENT GRA	COM	$430K	0.1%	35,534 SH	New
WSTRN AST GLBL CORP OPP FD I	COM	$1.3M	0.5%Prev: 0.2%	120,043 SH	Increased+72,547 SH
XAI MADISON EQUITY PREMIUM I	COM	$3.4M	1.2%Prev: 0.9%	573,686 SH	Increased+215,560 SH

Sold (vs prior filing)

ABRDN ASIA PACIFIC INCOME FU — $1.5M
ABRDN AUSTRALIA EQUITY FD IN — $302K
ABRDN GLOBAL DYNAMIC DIVIDEN — $383K
ABRDN JAPAN EQUITY FUND INC — $447K
ADAMS DIVERSIFIED EQUITY FD — $3.9M
BLACKROCK CAP ALLOCATION TER — $435K
BLACKROCK CR ALLOCATION INCO — $193K
BLACKROCK ENHANCED GLOBAL DI — $285K
BLACKROCK ENHANCED LARGE CAP — $2.8M
BLACKROCK MUN TARGET TERM TR — $277K
BLACKROCK SCIENCE & TECHNOLO — $288K
BLACKSTONE LONG SHORT CR INC — $953K
BLACKSTONE SENI FLTN RAT 202 — $667K
BLACKSTONE STRATEGIC CRED 20 — $1.5M
CHINA FD INC — $876K
CHIPOTLE MEXICAN GRILL INC — $218K
COHEN & STEERS QUALITY INCOM — $1.4M
CREDIT SUISSE ASSET MGMT INC — $606K
FIRST TR ENHANCED EQUITY INC — $1.8M
FIRST TR SR FLTG RATE INCOME — $1.7M
… and 33 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 14, 2026	Q3 2026	13F-HR	0001172661-26-004522	—	View
Jan 26, 2026	Q4 2025	13F-HR	0001172661-26-000312	$315.5M	View
Oct 22, 2025	Q3 2025