Shaker Financial Services, LLC

CIK 0001511794 • 7 13F filings • May 9, 2025 – Oct 14, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyFinancialsReal EstateOther

Holdings by filing

Portfolio value: $315.5M163 positionsView on SEC.gov

			% of Portfolio
ABRDN ASIA PACIFIC INCOME FU	COM NEW	$1.6M	0.5%	100,319 SH	New
ABRDN EMERGING MARKETS EX CH	COM	$677K	0.2%Prev: 0.2%	94,331 SH	Increased
ABRDN GLOBAL DYNAMIC DIVIDEN	COM	$129K	0.0%	10,921 SH	New
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$408K	0.1%	21,555 SH	New
ABRDN INCOME CREDIT STRATEGI	COM	$3.3M	1.0%Prev: 0.9%	594,054 SH	Increased+151,908 SH
ABRDN LIFE SCIENCES INVESTOR	SH BEN INT	$1.9M	0.6%Prev: 1.1%	115,419 SH	Decreased-82,385 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$920K	0.3%Prev: 0.9%	93,434 SH	Decreased-183,089 SH
ADAMS DIVERSIFIED EQUITY FD	COM	$3.8M	1.2%Prev: 1.8%	164,389 SH	Decreased-72,643 SH
ADVENT CONV & INCOME FD	COM	$263K	0.1%Prev: 0.2%	20,934 SH	Decreased-27,176 SH
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$2.3M	0.7%Prev: 0.5%	214,193 SH	Increased+82,709 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$1.1M	0.4%Prev: 0.5%	186,217 SH	Decreased-41,921 SH
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$4.0M	1.3%Prev: 1.2%	586,829 SH	Increased+82,826 SH
ALLSPRING MULTI SECTOR INCOM	COM	$3.3M	1.0%Prev: 1.2%	347,848 SH	Decreased-18,718 SH
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	$1.4M	0.4%Prev: 0.7%	105,239 SH	Decreased-39,737 SH
ARES DYNAMIC CR ALLOCATION F	COM	$3.3M	1.0%	244,497 SH	New
BANCROFT FD LTD	COM	$612K	0.2%Prev: 0.3%	27,688 SH	Decreased-7,354 SH
BARINGS GLOBAL SHORT DURATIO	COM	$511K	0.2%	33,789 SH	New
BLACKROCK CAP ALLOCATION TER	COM	$288K	0.1%Prev: 0.1%	20,335 SH	Increased+4,835 SH
BLACKROCK CR ALLOCATION INCO	COM	$580K	0.2%Prev: 0.1%	53,561 SH	Increased+20,561 SH
BLACKROCK ENHANCED EQUITY DI	COM	$920K	0.3%Prev: 1.2%	97,082 SH	Decreased-271,410 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$2.0M	0.6%Prev: 0.7%	174,071 SH	Decreased-4,399 SH
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$407K	0.1%Prev: 0.2%	69,140 SH	Decreased-52,400 SH
BLACKROCK ESG CAP ALLC TERM	SHS BEN INT	$300K	0.1%	19,500 SH	New
BLACKROCK FLOATING RATE INC	COM	$565K	0.2%	49,850 SH	New
BLACKROCK FLOATING RATE INCO	COM	$749K	0.2%	63,570 SH	New
BLACKROCK HEALTH SCIENCES TE	COM SHS	$792K	0.3%Prev: 0.9%	52,652 SH	Decreased-131,417 SH
BLACKROCK MULTI SECTOR INC T	COM	$2.2M	0.7%	166,958 SH	New
BLACKROCK TECH AND PRIVATE E	SHS BEN INT	$1.3M	0.4%Prev: 0.3%	194,268 SH	Increased+50,270 SH
BLACKSTONE LONG SHORT CR INC	COM SHS BN INT	$574K	0.2%Prev: 0.4%	48,854 SH	Decreased-44,919 SH
BLACKSTONE SENI FLTN RAT 202	COM	$271K	0.1%	19,906 SH	New
BLACKSTONE STRATEGIC CRED 20	COM SHS BEN IN	$1.6M	0.5%Prev: 0.6%	136,680 SH	Decreased-3,904 SH
BNY MELLON HIGH YIELD STRATE	SH BEN INT	$360K	0.1%Prev: 0.1%	144,185 SH	Increased+21,992 SH
BRANDYWINEGBL GBL INCM OPP F	COM	$2.6M	0.8%Prev: 1.1%	308,292 SH	Decreased-41,682 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$2.0M	0.6%Prev: 0.2%	153,005 SH	Increased+110,570 SH
CALAMOS GBL DYN INCOME FUND	COM	$5.1M	1.6%Prev: 2.1%	684,698 SH	Decreased-139,792 SH
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	$2.1M	0.7%Prev: 0.9%	183,144 SH	Decreased-31,188 SH
CALAMOS LNG SHR EQT DYNAMIC	COM	$1.9M	0.6%	125,750 SH	New
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$6.3M	2.0%Prev: 3.3%	325,874 SH	Decreased-171,140 SH
CBRE GBL REAL ESTATE INC FD	COM	$444K	0.1%	101,282 SH	New
CENTRAL SECS CORP	COM	$5.5M	1.7%Prev: 2.3%	107,720 SH	Decreased-25,185 SH
CLOUGH GLOBAL DIVID & INCOME	COM	$514K	0.2%Prev: 0.2%	86,114 SH	Increased+11,930 SH
CLOUGH GLOBAL EQUITY FD	COM	$645K	0.2%Prev: 0.2%	84,141 SH	Increased+6,934 SH
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	$817K	0.3%Prev: 0.6%	144,272 SH	Decreased-183,026 SH
COHEN & STEERS CLOSED-END OP	COM	$1.3M	0.4%Prev: 0.5%	95,327 SH	Decreased-18,179 SH
COHEN & STEERS LTD DURATION	COM	$2.0M	0.6%Prev: 0.6%	93,902 SH	Increased+9,418 SH
COHEN & STEERS QUALITY INCOM	COM	$550K	0.2%Prev: 0.3%	47,609 SH	Decreased-30,745 SH
COHEN & STEERS REIT & PFD &	COM	$802K	0.3%	40,372 SH	New
COHEN & STEERS SELECT PFD &	COM	$1.5M	0.5%Prev: 0.5%	72,187 SH	Decreased+1,174 SH
COHEN & STEERS TAX ADVAN PFD	COM	$2.8M	0.9%Prev: 0.4%	147,484 SH	Increased+93,478 SH
COLUMBIA SELIGM PREM TECH GR	COM	$3.0M	0.9%Prev: 1.0%	80,867 SH	Increased+245 SH
CREDIT SUISSE ASSET MGMT INC	COM	$431K	0.1%Prev: 0.1%	152,270 SH	Increased+99,934 SH
DOUBLELINE INCOME SOLUTIONS	COM	$4.5M	1.4%Prev: 1.4%	395,158 SH	Increased+54,485 SH
DOUBLELINE YIELD OPPORTUNITI	COM	$2.7M	0.9%Prev: 1.5%	185,781 SH	Decreased-108,929 SH
EATON VANCE ENHANCED EQUITY	COM	$4.7M	1.5%Prev: 1.1%	203,458 SH	Increased+71,951 SH
EATON VANCE FLTING RATE INC	COM	$762K	0.2%Prev: 0.1%	67,012 SH	Increased+54,212 SH
EATON VANCE LIMITED DURATION	COM	$2.4M	0.8%Prev: 0.8%	239,059 SH	Decreased-3,655 SH
EATON VANCE RISK-MANAGED DIV	COM	$3.7M	1.2%Prev: 1.1%	414,103 SH	Increased+48,105 SH
EATON VANCE SHORT DURATION D	COM	$1.3M	0.4%Prev: 0.1%	118,733 SH	Increased+91,046 SH
EATON VANCE SR FLTNG RTE TR	COM	$891K	0.3%Prev: 0.3%	80,004 SH	Increased+15,541 SH
EATON VANCE SR INCOME TR	SH BEN INT	$487K	0.2%Prev: 0.1%	92,421 SH	Increased+27,360 SH
EATON VANCE TAX ADVT DIV INC	COM	$4.3M	1.4%Prev: 0.7%	171,313 SH	Increased+89,764 SH
EATON VANCE TAX MNGED BUY WR	COM	$7.5M	2.4%Prev: 2.5%	494,414 SH	Increased+768 SH
EATON VANCE TAX-ADVANTAGED G	COM	$3.5M	1.1%Prev: 0.9%	114,010 SH	Increased+16,864 SH
EATON VANCE TAX-MANAGED BUY-	COM	$3.2M	1.0%Prev: 1.6%	223,653 SH	Decreased-98,951 SH
EATON VANCE TAX-MANAGED DIVE	COM	$3.2M	1.0%	209,180 SH	New
EATON VANCE TAX-MANAGED GLOB	COM	$4.7M	1.5%Prev: 1.2%	502,450 SH	Increased+121,241 SH
EATON VANCE TX ADV GLBL DIV	COM	$1.8M	0.6%Prev: 1.2%	76,497 SH	Decreased-86,876 SH
ELLSWORTH GROWTH & INCOME FD	COM	$345K	0.1%Prev: 0.4%	29,647 SH	Decreased-69,554 SH
EUROPEAN EQUITY FD INC	COM	$5.6M	1.8%Prev: 1.7%	502,117 SH	Increased+56,564 SH
FIRST TR ENHANCED EQUITY INC	COM	$6.3M	2.0%Prev: 1.8%	286,580 SH	Increased+41,233 SH
FIRST TR HIGH YIELD OPPRT 20	COM	$1.9M	0.6%Prev: 0.6%	137,128 SH	Increased+25,778 SH
FIRST TR INTER DURATN PFD &	COM	$2.0M	0.6%Prev: 0.5%	104,274 SH	Increased+31,014 SH
FLAHERTY & CRUMRINE DYNAMIC	SHS	$1.2M	0.4%Prev: 0.5%	57,012 SH	Decreased-12,428 SH
FRANKLIN LTD DURATION INCOME	COM	$3.0M	1.0%Prev: 1.5%	495,009 SH	Decreased-198,368 SH
FRANKLIN UNVL TR	SH BEN INT	$126K	0.0%Prev: 0.0%	15,756 SH	Decreased
GABELLI CONV & INC SECS FD I	COM	$59K	0.0%Prev: 0.0%	14,334 SH	Decreased-13,092 SH
GABELLI DIVID & INCOME TR	COM	$2.0M	0.6%Prev: 0.3%	73,792 SH	Increased+39,211 SH
GENERAL AMERN INVS CO INC	COM	$1.7M	0.5%	29,187 SH	New
HANCOCK JOHN FINL OPPTYS FD	SH BEN INT NEW	$371K	0.1%	10,576 SH	New
HANCOCK JOHN INVT TR II	COM	$1.9M	0.6%Prev: 0.8%	137,124 SH	Decreased-37,637 SH
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	$1.5M	0.5%Prev: 0.5%	114,265 SH	Increased+15,812 SH
HANCOCK JOHN TAX-ADVANTAGED	COM	$2.4M	0.8%Prev: 0.2%	103,019 SH	Increased+84,924 SH
HIGH INCOME SECS FD	SHS BEN INT	$425K	0.1%Prev: 0.2%	69,164 SH	Decreased-8,251 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$341K	0.1%	37,305 SH	New
INVESCO BD FD	COM	$168K	0.1%	10,896 SH	New
INVESCO HIGH INCOME TR II	COM	$562K	0.2%Prev: 0.4%	50,276 SH	Decreased-61,949 SH
INVESCO QQQ TR	UNIT SER 1	$358K	0.1%Prev: 0.1%	582 SH	Increased
INVESCO SR INCOME TR	COM	$317K	0.1%Prev: 0.1%	97,091 SH	Decreased-909 SH
JAPAN SMALLER CAPITALIZATION	COM	$1.0M	0.3%Prev: 0.4%	93,681 SH	Increased-3,894 SH
JOHN HANCOCK DIVERSIFIED INC	COM	$1.4M	0.5%Prev: 0.9%	133,072 SH	Decreased-114,103 SH
KKR INCOME OPPORTUNITIES FD	COM	$3.6M	1.1%Prev: 0.3%	308,129 SH	Increased+249,785 SH
KOREA FD INC	COM NEW	$283K	0.1%Prev: 0.1%	7,500 SH	Increased-400 SH
LAZARD GLOBAL TOTAL RETURN &	COM	$561K	0.2%	32,158 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$6.9M	2.2%Prev: 2.8%	1,086,080 SH	Decreased-221,543 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$8.4M	2.6%Prev: 2.5%	1,547,675 SH	Increased+232,946 SH
LMP CAP & INCOME FD INC	COM	$1.2M	0.4%Prev: 0.1%	83,807 SH	Increased+64,807 SH
MEXICO EQUITY & INCOME FD	COM	$935K	0.3%Prev: 0.3%	75,513 SH	Increased-469 SH
MEXICO FD INC	COM	$294K	0.1%Prev: 0.1%	14,588 SH	Increased
MFS CHARTER INCOME TR	SH BEN INT	$2.5M	0.8%Prev: 0.8%	400,838 SH	Increased+24,526 SH
MFS INTER INCOME TR	SH BEN INT	$350K	0.1%Prev: 0.1%	134,091 SH	Increased+47,741 SH
MFS MULTIMARKET INCOME TR	SH BEN INT	$1.1M	0.3%Prev: 0.4%	227,371 SH	Decreased-7,355 SH
MORGAN STANLEY CHINA A SH FD	COM	$632K	0.2%Prev: 0.2%	36,430 SH	Increased-415 SH
MORGAN STANLEY EMERGING MKTS	COM	$405K	0.1%	72,979 SH	New
MORGAN STANLEY EMKT DBT FD I	COM	$1.4M	0.4%Prev: 0.2%	180,384 SH	Increased+89,172 SH
NEUBERGER HIGH YIELD ST FD I	COM	$402K	0.1%	54,000 SH	New
NEUBERGER NEXT GENERATION	COMMON STOCK	$536K	0.2%	37,086 SH	New
NEUBERGER REAL ESTATE	COM	$362K	0.1%	119,089 SH	New
NEW GERMANY FD INC	COM	$1.4M	0.4%Prev: 0.5%	121,034 SH	Decreased-12,366 SH
NUVEEN CORE EQUITY ALPHA FD	COM	$8.9M	2.8%Prev: 3.0%	560,717 SH	Increased+20,479 SH
NUVEEN CORE PLUS IMPACT FUND	COM BEN INT	$2.9M	0.9%Prev: 0.5%	284,862 SH	Increased+141,410 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$494K	0.2%	98,386 SH	New
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$3.0M	1.0%Prev: 1.7%	199,214 SH	Decreased-125,554 SH
NUVEEN FLOATING RATE INCOME	COM	$892K	0.3%Prev: 0.2%	113,966 SH	Increased+27,285 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$2.9M	0.9%Prev: 0.6%	231,461 SH	Increased+92,542 SH
NUVEEN MULTI ASSET INCOME FU	COM	$2.0M	0.6%Prev: 0.5%	151,410 SH	Increased+52,265 SH
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	$5.8M	1.8%Prev: 1.2%	203,750 SH	Increased+83,252 SH
NUVEEN S&P 500 BUY-WRITE INC	COM	$1.8M	0.6%Prev: 1.0%	121,640 SH	Decreased-77,587 SH
NYLI CBRE GBL INFR MEGTRNDS	COM	$431K	0.1%	31,319 SH	New
PGIM GLOBAL HIGH YIELD FD FO	COM	$2.8M	0.9%Prev: 0.1%	221,488 SH	Increased+191,834 SH
PGIM SHORT DUR HIG YLD OPP F	COM	$2.8M	0.9%Prev: 1.1%	171,891 SH	Decreased-17,576 SH
PIMCO GLOBAL STOCKSPLS INCM	COM	$1.0M	0.3%Prev: 0.2%	113,811 SH	Increased+51,186 SH
PIMCO INCOME STRATEGY FD II	COM	$794K	0.3%	105,800 SH	New
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$509K	0.2%Prev: 0.0%	50,826 SH	Increased+37,197 SH
PUTNAM PREMIER INCOME TR	SH BEN INT	$500K	0.2%Prev: 0.0%	141,161 SH	Increased+106,795 SH
RIVERNORTH DOUBLELINE STRATE	COM	$877K	0.3%Prev: 0.2%	110,263 SH	Increased+49,792 SH
RIVERNORTH OPPORTUNITIES FD	COM	$452K	0.1%	38,476 SH	New
ROYCE GLOBAL TRUST INC	COM	$2.5M	0.8%Prev: 0.7%	193,069 SH	Increased+39,254 SH
ROYCE MICRO-CAP TR INC	COM	$8.7M	2.7%Prev: 3.2%	829,682 SH	Decreased-79,376 SH
ROYCE SMALL CAP TRUST INC	COM	$2.9M	0.9%Prev: 1.6%	181,349 SH	Decreased-108,347 SH
SABA CAPITAL INCOME & OPPORT	COM NEW	$3.6M	1.1%Prev: 1.4%	439,104 SH	Decreased-9,000 SH
SABA CAPITAL INCOME & OPRNT	SHS NEW	$1.3M	0.4%Prev: 0.2%	181,599 SH	Increased+121,036 SH
SOURCE CAPITAL	COM SHS OF BEN I	$884K	0.3%Prev: 0.1%	19,324 SH	Increased+10,073 SH
SPDR S&P 500 ETF TR	TR UNIT	$5.3M	1.7%Prev: 1.1%	7,781 SH	Increased+3,099 SH
SPECIAL OPPORTUNITIES FD INC	COM	$4.0M	1.3%Prev: 1.9%	250,579 SH	Decreased-104,099 SH
SPROTT FOCUS TR INC	COM	$4.0M	1.3%Prev: 1.4%	465,917 SH	Increased-8,447 SH
SRH TOTAL RETURN FUND INC	COM	$2.0M	0.6%Prev: 1.3%	108,639 SH	Decreased-99,752 SH
TAIWAN FD INC	COM	$2.3M	0.7%Prev: 0.9%	39,333 SH	Decreased-10,105 SH
TEMPLETON DRAGON FD INC	COM	$1.2M	0.4%Prev: 0.6%	104,322 SH	Decreased-53,267 SH
TEMPLETON EMERGING MKTS FD	COM	$1.1M	0.4%Prev: 0.4%	65,060 SH	Increased-834 SH
TEMPLETON EMERGING MKTS INCO	COM	$1.2M	0.4%Prev: 0.3%	179,677 SH	Increased+27,330 SH
THORNBURG INCM BUILDER OPP T	COM	$1.1M	0.4%	54,866 SH	New
TOTAL RETURN SECURITIES FUND	COM	$847K	0.3%Prev: 0.6%	136,198 SH	Decreased-162,664 SH
TRI CONTL CORP	COM	$2.3M	0.7%Prev: 0.1%	70,445 SH	Increased+57,763 SH
VIRTUS ARTIFICIAL INTELLIGEN	COM	$708K	0.2%Prev: 0.1%	30,899 SH	Increased+18,229 SH
VIRTUS CONVERTIBLE & INCOME	COM NEW	$704K	0.2%Prev: 0.2%	46,486 SH	Increased+12,167 SH
VIRTUS DIVIDEND INTEREST & P	COM	$2.9M	0.9%Prev: 0.2%	221,869 SH	Increased+174,148 SH
VIRTUS EQUITY & CONV INCM FD	COM	$1.7M	0.5%Prev: 0.9%	67,522 SH	Decreased-37,852 SH
VIRTUS GLOBAL MULTI-SECTOR I	COM	$2.3M	0.7%Prev: 0.8%	293,404 SH	Decreased-17,448 SH
VIRTUS TOTAL RETURN FD INC	COM	$121K	0.0%Prev: 0.2%	19,241 SH	Decreased-51,183 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$1.5M	0.5%Prev: 0.5%	198,949 SH	Increased+17,016 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$488K	0.2%Prev: 0.2%	77,225 SH	Decreased-3,382 SH
VOYA GLBL ADV & PREM OPP FD	COM	$1.4M	0.4%Prev: 0.1%	142,531 SH	Increased+118,103 SH
VOYA GLBL EQTY DIV & PREM OP	COM	$1.8M	0.6%	304,484 SH	New
WESTERN ASSET DIVERSIFIED IN	COM SHS BEN INT	$1.9M	0.6%	133,212 SH	New
WESTERN ASSET EMERGING MKTS	COM	$1.8M	0.6%Prev: 0.6%	167,347 SH	Increased+7,170 SH
WESTERN ASSET GBL HIGH INC F	COM	$2.7M	0.9%Prev: 1.3%	423,874 SH	Decreased-129,659 SH
WESTERN ASSET HIGH INCOM FD	COM	$1.7M	0.5%Prev: 0.8%	403,653 SH	Decreased-147,306 SH
WESTERN ASSET HIGH INCOME OP	COM	$2.3M	0.7%Prev: 0.3%	613,763 SH	Increased+402,861 SH
WESTERN ASSET HIGH YIELD OPP	COM	$2.6M	0.8%Prev: 0.2%	231,194 SH	Increased+189,369 SH
WESTERN ASSET INVESTMENT GRA	COM	$480K	0.2%Prev: 0.3%	38,338 SH	Decreased-18,743 SH
WSTRN AST GLBL CORP OPP FD I	COM	$1.1M	0.4%Prev: 0.1%	94,936 SH	Increased+61,145 SH
XAI MADISON EQUITY PREMIUM I	COM	$4.1M	1.3%Prev: 1.1%	684,108 SH	Increased+149,272 SH
XAI OCTAGN FLT RAT & ALT INM	COM	$881K	0.3%	183,519 SH	New

Sold (vs prior filing)

ABRDN AUSTRALIA EQUITY FD IN — $400K
ABRDN JAPAN EQUITY FUND INC — $214K
BLACKROCK CORE BD TR — $241K
BLACKROCK CORPOR HI YLD FD I — $3.4M
BLACKROCK ENHANCED LARGE CAP — $221K
BLACKROCK INCOME TR INC — $274K
CHINA FD INC — $2.4M
DOUBLELINE OPPORTUNISTIC CR — $445K
HANCOCK JOHN INCOME SECS TR — $156K
NEUBERGER BERMAN REAL ESTATE — $257K
NUVEEN REAL ESTATE INCOME FD — $413K
NUVEEN S&P 500 DYNAMIC OVERW — $1.5M
RIVERNORTH CAP AND INCM FD I — $559K
WESTERN ASSET INVT GRADE OPP — $446K

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 14, 2026	Q3 2026	13F-HR	0001172661-26-004522	—	View
Jan 26, 2026	Q4 2025	13F-HR	0001172661-26-000312	$315.5M	View
Oct 22, 2025	Q3 2025