Shaker Financial Services, LLC

CIK 0001511794 • 7 13F filings • May 9, 2025 – Oct 14, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyFinancialsReal EstateOther

Holdings by filing

Portfolio value: $291.6M146 positionsView on SEC.gov

			% of Portfolio
ABRDN AUSTRALIA EQUITY FD IN	COM	$400K	0.1%	87,045 SH	New
ABRDN EMERGING MARKETS EX CH	COM	$611K	0.2%Prev: 0.5%	94,331 SH	Decreased-69,128 SH
ABRDN INCOME CREDIT STRATEGI	COM	$2.6M	0.9%Prev: 0.7%	442,146 SH	Increased+879 SH
ABRDN JAPAN EQUITY FUND INC	COM	$214K	0.1%	25,008 SH	New
ABRDN LIFE SCIENCES INVESTOR	SH BEN INT	$3.1M	1.1%Prev: 0.1%	197,804 SH	Increased+186,778 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$2.6M	0.9%	276,523 SH	New
ADAMS DIVERSIFIED EQUITY FD	COM	$5.3M	1.8%	237,032 SH	New
ADVENT CONV & INCOME FD	COM	$615K	0.2%Prev: 0.1%	48,110 SH	Increased+18,131 SH
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$1.5M	0.5%Prev: 0.9%	131,484 SH	Decreased-155,510 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$1.3M	0.5%Prev: 0.1%	228,138 SH	Increased+190,643 SH
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$3.6M	1.2%Prev: 1.2%	504,003 SH	Decreased-91,855 SH
ALLSPRING MULTI SECTOR INCOM	COM	$3.5M	1.2%Prev: 1.0%	366,566 SH	Increased+11,582 SH
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	$1.9M	0.7%Prev: 0.1%	144,976 SH	Increased+115,731 SH
BANCROFT FD LTD	COM	$767K	0.3%Prev: 0.1%	35,042 SH	Increased+19,910 SH
BLACKROCK CAP ALLOCATION TER	COM	$229K	0.1%	15,500 SH	New
BLACKROCK CORE BD TR	SHS BEN INT	$241K	0.1%	24,200 SH	New
BLACKROCK CORPOR HI YLD FD I	COM	$3.4M	1.2%Prev: 0.1%	362,415 SH	Increased+309,671 SH
BLACKROCK CR ALLOCATION INCO	COM	$365K	0.1%	33,000 SH	New
BLACKROCK ENHANCED EQUITY DI	COM	$3.4M	1.2%Prev: 0.7%	368,492 SH	Increased+129,554 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$2.1M	0.7%	178,470 SH	New
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$699K	0.2%Prev: 0.3%	121,540 SH	Decreased-23,103 SH
BLACKROCK ENHANCED LARGE CAP	COM	$221K	0.1%	9,611 SH	New
BLACKROCK HEALTH SCIENCES TE	COM SHS	$2.7M	0.9%	184,069 SH	New
BLACKROCK INCOME TR INC	COM NEW	$274K	0.1%	24,402 SH	New
BLACKROCK TECH AND PRIVATE E	SHS BEN INT	$965K	0.3%	143,998 SH	New
BLACKSTONE LONG SHORT CR INC	COM SHS BN INT	$1.1M	0.4%	93,773 SH	New
BLACKSTONE STRATEGIC CRED 20	COM SHS BEN IN	$1.7M	0.6%	140,584 SH	New
BNY MELLON HIGH YIELD STRATE	SH BEN INT	$316K	0.1%Prev: 0.0%	122,193 SH	Increased+92,658 SH
BRANDYWINEGBL GBL INCM OPP F	COM	$3.1M	1.1%Prev: 1.2%	349,974 SH	Decreased-123,789 SH
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	$567K	0.2%Prev: 0.1%	42,435 SH	Increased+5,775 SH
CALAMOS GBL DYN INCOME FUND	COM	$6.2M	2.1%Prev: 1.2%	824,490 SH	Increased+412,228 SH
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	$2.6M	0.9%Prev: 0.8%	214,332 SH	Increased+37,226 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$9.6M	3.3%Prev: 1.1%	497,014 SH	Increased+333,311 SH
CENTRAL SECS CORP	COM	$6.8M	2.3%Prev: 0.4%	132,905 SH	Increased+106,021 SH
CHINA FD INC	COM	$2.4M	0.8%	132,112 SH	New
CLOUGH GLOBAL DIVID & INCOME	COM	$441K	0.2%Prev: 0.2%	74,184 SH	Decreased-25,289 SH
CLOUGH GLOBAL EQUITY FD	COM	$588K	0.2%Prev: 0.0%	77,207 SH	Increased+65,137 SH
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	$1.9M	0.6%Prev: 0.4%	327,298 SH	Increased+118,791 SH
COHEN & STEERS CLOSED-END OP	COM	$1.5M	0.5%	113,506 SH	New
COHEN & STEERS LTD DURATION	COM	$1.8M	0.6%Prev: 0.2%	84,484 SH	Increased+47,873 SH
COHEN & STEERS QUALITY INCOM	COM	$977K	0.3%Prev: 0.2%	78,354 SH	Increased+17,158 SH
COHEN & STEERS SELECT PFD &	COM	$1.5M	0.5%Prev: 0.6%	71,013 SH	Decreased-27,805 SH
COHEN & STEERS TAX ADVAN PFD	COM	$1.1M	0.4%Prev: 0.6%	54,006 SH	Decreased-43,913 SH
COLUMBIA SELIGM PREM TECH GR	COM	$2.8M	1.0%Prev: 0.3%	80,622 SH	Increased+64,837 SH
CREDIT SUISSE ASSET MGMT INC	COM	$153K	0.1%	52,336 SH	New
DOUBLELINE INCOME SOLUTIONS	COM	$4.2M	1.4%Prev: 1.2%	340,673 SH	Increased-14,996 SH
DOUBLELINE OPPORTUNISTIC CR	COM	$445K	0.2%Prev: 0.9%	28,537 SH	Decreased-182,007 SH
DOUBLELINE YIELD OPPORTUNITI	COM	$4.4M	1.5%Prev: 0.7%	294,710 SH	Increased+136,787 SH
EATON VANCE ENHANCED EQUITY	COM	$3.1M	1.1%Prev: 3.6%	131,507 SH	Decreased-417,070 SH
EATON VANCE FLTING RATE INC	COM	$151K	0.1%	12,800 SH	New
EATON VANCE LIMITED DURATION	COM	$2.5M	0.8%Prev: 0.7%	242,714 SH	Increased+9,992 SH
EATON VANCE RISK-MANAGED DIV	COM	$3.3M	1.1%Prev: 0.5%	365,998 SH	Increased+159,096 SH
EATON VANCE SHORT DURATION D	COM	$313K	0.1%Prev: 0.2%	27,687 SH	Decreased-36,257 SH
EATON VANCE SR FLTNG RTE TR	COM	$737K	0.3%	64,463 SH	New
EATON VANCE SR INCOME TR	SH BEN INT	$357K	0.1%Prev: 0.1%	65,061 SH	Increased+7,752 SH
EATON VANCE TAX ADVT DIV INC	COM	$2.0M	0.7%	81,549 SH	New
EATON VANCE TAX MNGED BUY WR	COM	$7.4M	2.5%Prev: 2.1%	493,646 SH	Increased+55,817 SH
EATON VANCE TAX-ADVANTAGED G	COM	$2.7M	0.9%Prev: 0.9%	97,146 SH	Decreased+4,998 SH
EATON VANCE TAX-MANAGED BUY-	COM	$4.6M	1.6%	322,604 SH	New
EATON VANCE TAX-MANAGED GLOB	COM	$3.5M	1.2%Prev: 1.1%	381,209 SH	Increased+34,388 SH
EATON VANCE TX ADV GLBL DIV	COM	$3.5M	1.2%Prev: 0.7%	163,373 SH	Increased+74,246 SH
ELLSWORTH GROWTH & INCOME FD	COM	$1.2M	0.4%Prev: 0.2%	99,201 SH	Increased+53,502 SH
EUROPEAN EQUITY FD INC	COM	$4.8M	1.7%Prev: 1.7%	445,553 SH	Decreased-55,225 SH
FIRST TR ENHANCED EQUITY INC	COM	$5.3M	1.8%	245,347 SH	New
FIRST TR HIGH YIELD OPPRT 20	COM	$1.6M	0.6%	111,350 SH	New
FIRST TR INTER DURATN PFD &	COM	$1.4M	0.5%Prev: 0.1%	73,260 SH	Increased+47,050 SH
FLAHERTY & CRUMRINE DYNAMIC	SHS	$1.5M	0.5%Prev: 0.1%	69,440 SH	Increased+48,771 SH
FRANKLIN LTD DURATION INCOME	COM	$4.4M	1.5%Prev: 0.5%	693,377 SH	Increased+422,042 SH
FRANKLIN UNVL TR	SH BEN INT	$127K	0.0%Prev: 0.1%	15,756 SH	Decreased-9,114 SH
GABELLI CONV & INC SECS FD I	COM	$113K	0.0%Prev: 0.2%	27,426 SH	Decreased-93,507 SH
GABELLI DIVID & INCOME TR	COM	$938K	0.3%Prev: 1.5%	34,581 SH	Decreased-129,439 SH
HANCOCK JOHN INCOME SECS TR	COM	$156K	0.1%	13,397 SH	New
HANCOCK JOHN INVT TR II	COM	$2.4M	0.8%	174,761 SH	New
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	$1.3M	0.5%Prev: 0.2%	98,453 SH	Increased+59,136 SH
HANCOCK JOHN TAX-ADVANTAGED	COM	$449K	0.2%	18,095 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$492K	0.2%	77,415 SH	New
INVESCO HIGH INCOME TR II	COM	$1.3M	0.4%Prev: 0.2%	112,225 SH	Increased+64,344 SH
INVESCO QQQ TR	UNIT SER 1	$350K	0.1%Prev: 0.1%	582 SH	Decreased+33 SH
INVESCO SR INCOME TR	COM	$339K	0.1%Prev: 0.1%	98,000 SH	Decreased-37,189 SH
JAPAN SMALLER CAPITALIZATION	COM	$1.0M	0.4%Prev: 0.3%	97,575 SH	Decreased+4,496 SH
JOHN HANCOCK DIVERSIFIED INC	COM	$2.6M	0.9%Prev: 0.1%	247,175 SH	Increased+221,746 SH
KKR INCOME OPPORTUNITIES FD	COM	$735K	0.3%Prev: 0.6%	58,344 SH	Decreased-117,231 SH
KOREA FD INC	COM NEW	$242K	0.1%Prev: 0.4%	7,900 SH	Decreased-9,600 SH
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$8.3M	2.8%Prev: 3.0%	1,307,623 SH	Decreased-339,153 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$7.3M	2.5%Prev: 2.6%	1,314,729 SH	Decreased-212,917 SH
LMP CAP & INCOME FD INC	COM	$297K	0.1%Prev: 1.6%	19,000 SH	Decreased-314,414 SH
MEXICO EQUITY & INCOME FD	COM	$902K	0.3%Prev: 0.3%	75,982 SH	Decreased+5,985 SH
MEXICO FD INC	COM	$287K	0.1%Prev: 0.1%	14,588 SH	Decreased
MFS CHARTER INCOME TR	SH BEN INT	$2.4M	0.8%	376,312 SH	New
MFS INTER INCOME TR	SH BEN INT	$231K	0.1%Prev: 0.1%	86,350 SH	Decreased-55,684 SH
MFS MULTIMARKET INCOME TR	SH BEN INT	$1.1M	0.4%	234,726 SH	New
MORGAN STANLEY CHINA A SH FD	COM	$613K	0.2%Prev: 0.3%	36,845 SH	Decreased-5,185 SH
MORGAN STANLEY EMKT DBT FD I	COM	$688K	0.2%Prev: 1.0%	91,212 SH	Decreased-336,862 SH
NEUBERGER BERMAN REAL ESTATE	COM	$257K	0.1%	79,680 SH	New
NEW GERMANY FD INC	COM	$1.5M	0.5%Prev: 0.0%	133,400 SH	Increased+121,165 SH
NUVEEN CORE EQUITY ALPHA FD	COM	$8.7M	3.0%Prev: 2.7%	540,238 SH	Decreased+21,110 SH
NUVEEN CORE PLUS IMPACT FUND	COM BEN INT	$1.6M	0.5%	143,452 SH	New
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$4.9M	1.7%	324,768 SH	New
NUVEEN FLOATING RATE INCOME	COM	$716K	0.2%Prev: 0.1%	86,681 SH	Increased+65,050 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$1.9M	0.6%Prev: 0.2%	138,919 SH	Increased+79,144 SH
NUVEEN MULTI ASSET INCOME FU	COM	$1.3M	0.5%	99,145 SH	New
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	$3.4M	1.2%Prev: 0.4%	120,498 SH	Increased+75,429 SH
NUVEEN REAL ESTATE INCOME FD	COM	$413K	0.1%Prev: 0.1%	49,501 SH	Increased+27,137 SH
NUVEEN S&P 500 BUY-WRITE INC	COM	$2.9M	1.0%	199,227 SH	New
NUVEEN S&P 500 DYNAMIC OVERW	COM	$1.5M	0.5%Prev: 1.6%	85,118 SH	Decreased-172,210 SH
PGIM GLOBAL HIGH YIELD FD FO	COM	$382K	0.1%Prev: 1.3%	29,654 SH	Decreased-306,227 SH
PGIM SHORT DUR HIG YLD OPP F	COM	$3.2M	1.1%Prev: 0.3%	189,467 SH	Increased+134,586 SH
PIMCO GLOBAL STOCKSPLS INCM	COM	$540K	0.2%	62,625 SH	New
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$143K	0.0%Prev: 0.0%	13,629 SH	Increased+2,483 SH
PUTNAM PREMIER INCOME TR	SH BEN INT	$127K	0.0%Prev: 0.2%	34,366 SH	Decreased-158,417 SH
RIVERNORTH CAP AND INCM FD I	COM	$559K	0.2%	37,955 SH	New
RIVERNORTH DOUBLELINE STRATE	COM	$516K	0.2%Prev: 0.1%	60,471 SH	Increased+12,083 SH
ROYCE GLOBAL TRUST INC	COM	$2.0M	0.7%Prev: 0.8%	153,815 SH	Decreased-28,693 SH
ROYCE MICRO-CAP TR INC	COM	$9.4M	3.2%Prev: 1.3%	909,058 SH	Increased+621,221 SH
ROYCE SMALL CAP TRUST INC	COM	$4.7M	1.6%Prev: 3.5%	289,696 SH	Decreased-316,049 SH
SABA CAPITAL INCOME & OPPORT	COM NEW	$4.1M	1.4%Prev: 1.5%	448,104 SH	Decreased-142,109 SH
SABA CAPITAL INCOME & OPRNT	SHS NEW	$471K	0.2%Prev: 0.2%	60,563 SH	Decreased-15,252 SH
SOURCE CAPITAL	COM SHS OF BEN I	$416K	0.1%Prev: 2.2%	9,251 SH	Decreased-144,715 SH
SPDR S&P 500 ETF TR	TR UNIT	$3.1M	1.1%	4,682 SH	New
SPECIAL OPPORTUNITIES FD INC	COM	$5.5M	1.9%Prev: 2.8%	354,678 SH	Decreased-310,314 SH
SPROTT FOCUS TR INC	COM	$3.9M	1.4%Prev: 0.4%	474,364 SH	Increased+347,636 SH
SRH TOTAL RETURN FUND INC	COM	$3.8M	1.3%Prev: 1.7%	208,391 SH	Decreased-90,325 SH
TAIWAN FD INC	COM	$2.7M	0.9%Prev: 1.3%	49,438 SH	Decreased+4,835 SH
TEMPLETON DRAGON FD INC	COM	$1.8M	0.6%Prev: 0.6%	157,589 SH	Decreased-24,112 SH
TEMPLETON EMERGING MKTS FD	COM	$1.1M	0.4%	65,894 SH	New
TEMPLETON EMERGING MKTS INCO	COM	$945K	0.3%Prev: 0.6%	152,347 SH	Decreased-148,317 SH
TOTAL RETURN SECURITIES FUND	COM	$1.8M	0.6%Prev: 0.7%	298,862 SH	Decreased-94,308 SH
TRI CONTL CORP	COM	$431K	0.1%	12,682 SH	New
VIRTUS ARTIFICIAL INTELLIGEN	COM	$304K	0.1%	12,670 SH	New
VIRTUS CONVERTIBLE & INCOME	COM NEW	$515K	0.2%Prev: 0.1%	34,319 SH	Increased+23,607 SH
VIRTUS DIVIDEND INTEREST & P	COM	$621K	0.2%Prev: 0.1%	47,721 SH	Increased+32,696 SH
VIRTUS EQUITY & CONV INCM FD	COM	$2.6M	0.9%Prev: 0.1%	105,374 SH	Increased+91,953 SH
VIRTUS GLOBAL MULTI-SECTOR I	COM	$2.5M	0.8%Prev: 0.5%	310,852 SH	Increased+96,206 SH
VIRTUS TOTAL RETURN FD INC	COM	$454K	0.2%	70,424 SH	New
VOYA ASIA PAC HIGH DIV EQT I	COM	$1.4M	0.5%Prev: 0.9%	181,933 SH	Decreased-126,218 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$505K	0.2%Prev: 0.1%	80,607 SH	Increased+54,478 SH
VOYA GLBL ADV & PREM OPP FD	COM	$242K	0.1%Prev: 0.6%	24,428 SH	Decreased-184,508 SH
WESTERN ASSET EMERGING MKTS	COM	$1.7M	0.6%	160,177 SH	New
WESTERN ASSET GBL HIGH INC F	COM	$3.7M	1.3%Prev: 1.0%	553,533 SH	Increased+25,629 SH
WESTERN ASSET HIGH INCOM FD	COM	$2.4M	0.8%Prev: 0.5%	550,959 SH	Increased+158,198 SH
WESTERN ASSET HIGH INCOME OP	COM	$817K	0.3%Prev: 0.7%	210,902 SH	Decreased-431,596 SH
WESTERN ASSET HIGH YIELD OPP	COM	$493K	0.2%Prev: 1.1%	41,825 SH	Decreased-287,262 SH
WESTERN ASSET INVESTMENT GRA	COM	$735K	0.3%	57,081 SH	New
WESTERN ASSET INVT GRADE OPP	COM	$446K	0.2%	26,623 SH	New
WSTRN AST GLBL CORP OPP FD I	COM	$407K	0.1%Prev: 0.2%	33,791 SH	Decreased-35,444 SH
XAI MADISON EQUITY PREMIUM I	COM	$3.3M	1.1%Prev: 0.7%	534,836 SH	Increased+109,246 SH

Sold (vs prior filing)

ABERDEEN MULTI-MARKET INCOME — $3.3M
ABRDN HEALTHCARE OPPORTUNITI — $1.3M
ABRDN WORLD HEALTHCARE FUND — $215K
ALLSPRING UTILITIES AND HIGH — $550K
ARES DYNAMIC CR ALLOCATION F — $1.3M
BARINGS GLOBAL SHORT DURATIO — $2.7M
BLACKROCK CR ALLOCATION — $134K
BLACKROCK ENHANCED GLOBAL — $1.9M
BLACKROCK LTD DURATION INCOM — $3.8M
BLACKROCK MULTI SECTOR INC T — $1.0M
CALAMOS CONV & HIGH INCOME F — $2.1M
CALAMOS DYNAMIC CONV & INCOM — $1.0M
CALAMOS LNG SHR EQT DYNAMIC — $2.4M
COHEN & STEERS CLOSED-END — $175K
CREDIT SUISSE ASSET MGMT — $2.2M
EATON VANCE FLOATING RATE IN — $366K
EATON VANCE TAX-MANAGED DIVE — $2.3M
FIRST TR ENHANCED EQUITY — $7.4M
GABELLI EQUITY TR INC — $11.7M
GENERAL AMERN INVS CO INC — $5.2M
… and 24 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 14, 2026	Q3 2026	13F-HR	0001172661-26-004522	—	View
Jan 26, 2026	Q4 2025	13F-HR	0001172661-26-000312	$315.5M	View
Oct 22, 2025	Q3 2025