NWF Advisory Services Inc.

CIK 0002045735 • 15 13F filings • May 14, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q3 2025

Q3 2024

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $502.4M293 positionsView on SEC.gov

			% of Portfolio
10X GENOMICS INC	CL A COM	$236K	0.0%	4,216 SH	New
ABBOTT LABS	COM	$1.1M	0.2%Prev: 0.2%	10,388 SH	Decreased-900 SH
ABBVIE INC	COM	$1.3M	0.3%Prev: 0.3%	8,676 SH	Decreased-4,292 SH
ABRDN GLOBAL DYNAMIC DIVIDEN	COM	$324K	0.1%Prev: 0.0%	34,715 SH	Decreased+1,057 SH
ABRDN GLOBAL PREMIER PPTYS F	COM SH BEN INT	$1.6M	0.3%Prev: 0.2%	420,008 SH	Decreased-20,217 SH
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$952K	0.2%Prev: 0.3%	57,443 SH	Decreased-81,545 SH
ABRDN HEALTHCARE OPPORTUNITI	SHS	$263K	0.1%Prev: 0.0%	14,507 SH	Increased+2,040 SH
ABRDN INCOME CREDIT STRATEGI	COM	$1.1M	0.2%Prev: 0.1%	158,078 SH	Increased+46,497 SH
ABRDN LIFE SCIENCES INVESTOR	SH BEN INT	$181K	0.0%	13,422 SH	New
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$685K	0.1%Prev: 0.1%	84,950 SH	Decreased+4,250 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$155K	0.0%Prev: 0.0%	13,300 SH	Decreased+900 SH
ADVANCED MICRO DEVICES INC	COM	$312K	0.1%Prev: 0.1%	2,119 SH	Decreased-4,458 SH
ADVENT CONV & INCOME FD	COM	$859K	0.2%Prev: 0.1%	75,446 SH	Decreased+3,453 SH
AEHR TEST SYS	COM	$752K	0.1%	28,348 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$637K	0.1%Prev: 0.0%	23,450 SH	Increased+10,950 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$4.8M	1.0%Prev: 2.2%	63,011 SH	Decreased-50,232 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$819K	0.2%Prev: 0.1%	188,700 SH	Decreased-14,700 SH
ALLSPRING MULTI SECTOR INCOM	COM	$163K	0.0%	17,300 SH	New
ALPHA METALLURGICAL RESOUR I	COM	$239K	0.0%Prev: 0.7%	825 SH	Decreased-40,108 SH
ALPHABET INC	CAP STK CL A	$2.0M	0.4%Prev: 0.3%	14,854 SH	Decreased+2,107 SH
ALPHABET INC	CAP STK CL C	$10.0M	2.0%Prev: 2.2%	71,060 SH	Decreased-11,575 SH
AMAZON COM INC	COM	$10.2M	2.0%Prev: 1.8%	66,954 SH	Decreased-9,479 SH
AMERICAN EXPRESS CO	COM	$6.7M	1.3%Prev: 1.4%	35,623 SH	Decreased-1,599 SH
AMGEN INC	COM	$1.9M	0.4%Prev: 0.2%	6,705 SH	Increased+980 SH
AMPLIFY ETF TR	HIGH INCOME	$3.2M	0.6%Prev: 0.8%	277,915 SH	Decreased-332,680 SH
AMPLIFY ETF TR	NAT RES DIVIDEND	$355K	0.1%Prev: 0.0%	12,880 SH	Decreased-400 SH
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$231K	0.0%Prev: 0.0%	11,907 SH	Decreased-2,487 SH
APPLE INC	COM	$26.4M	5.3%Prev: 3.6%	137,306 SH	Decreased+8,081 SH
ARES DYNAMIC CR ALLOCATION F	COM	$721K	0.1%Prev: 0.1%	52,450 SH	Increased+18,300 SH
ARK ETF TR	NEXT GNRTN INTER	$1.3M	0.3%Prev: 0.0%	17,626 SH	Increased+15,561 SH
ASML HOLDING N V	N Y REGISTRY SHS	$736K	0.1%Prev: 0.2%	973 SH	Decreased-491 SH
AT&T INC	COM	$239K	0.0%Prev: 0.1%	14,217 SH	Decreased-7,651 SH
AUTOMATIC DATA PROCESSING IN	COM	$230K	0.0%Prev: 0.0%	986 SH	Decreased-28 SH
BANK AMERICA CORP	COM	$11.4M	2.3%Prev: 1.3%	338,002 SH	Decreased+112,198 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$24.1M	4.8%Prev: 4.3%	67,631 SH	Decreased-11,013 SH
BHP GROUP LTD	SPONSORED ADS	$276K	0.1%	4,047 SH	New
BIO RAD LABS INC	CL A	$575K	0.1%Prev: 0.1%	1,780 SH	Increased+100 SH
BLACKROCK CORE BD TR	SHS BEN INT	$565K	0.1%Prev: 0.1%	51,800 SH	Decreased-15,450 SH
BLACKROCK ENHANCED EQUITY DI	COM	$416K	0.1%Prev: 0.0%	54,058 SH	Increased+9,974 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$482K	0.1%Prev: 0.0%	48,572 SH	Increased+14,645 SH
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$269K	0.1%Prev: 0.0%	51,080 SH	Decreased-4,357 SH
BLACKROCK HEALTH SCIENCES TE	COM SHS	$415K	0.1%Prev: 0.0%	28,313 SH	Increased+6,632 SH
BLACKROCK RES & COMMODITIES	SHS	$109K	0.0%Prev: 0.0%	12,255 SH	Decreased+678 SH
BLACKROCK SCIENCE & TECHNOLO	SHS	$2.5M	0.5%Prev: 0.4%	74,969 SH	Decreased-7,296 SH
BLACKROCK SCIENCE & TECHNOLO	SHS BEN INT	$365K	0.1%Prev: 0.1%	21,825 SH	Decreased-6,435 SH
BLUE OWL CAPITAL CORPORATION	COM	$550K	0.1%Prev: 0.1%	37,281 SH	Decreased-66,592 SH
BOEING CO	COM	$769K	0.2%Prev: 0.1%	2,952 SH	Decreased-1,779 SH
BRISTOL-MYERS SQUIBB CO	COM	$345K	0.1%Prev: 0.0%	6,732 SH	Increased+530 SH
CALAMOS GBL DYN INCOME FUND	COM	$271K	0.1%Prev: 0.0%	47,000 SH	Decreased+5,400 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$677K	0.1%Prev: 0.1%	45,534 SH	Decreased+5,400 SH
CAMECO CORP	COM	$1.3M	0.3%Prev: 0.2%	29,405 SH	Decreased+5,602 SH
CBRE GBL REAL ESTATE INC FD	COM	$1.4M	0.3%Prev: 0.0%	263,746 SH	Increased+210,546 SH
CERUS CORP	COM	$112K	0.0%	51,949 SH	New
CHEVRON CORP NEW	COM	$691K	0.1%Prev: 0.4%	4,634 SH	Decreased-20,415 SH
CHOICEONE FINL SVCS INC	COM	$302K	0.1%Prev: 0.0%	10,316 SH	Increased+2,316 SH
CISCO SYS INC	COM	$346K	0.1%Prev: 0.1%	6,852 SH	Decreased-3,196 SH
CITIGROUP INC	COM NEW	$7.7M	1.5%Prev: 1.2%	150,962 SH	Decreased+43,960 SH
COCA COLA CO	COM	$2.3M	0.4%Prev: 0.4%	38,357 SH	Decreased-12,467 SH
COHEN & STEERS CLOSED-END OP	COM	$552K	0.1%Prev: 0.1%	49,300 SH	Decreased-1,010 SH
COHEN & STEERS INFRASTRUCTUR	COM	$975K	0.2%Prev: 0.1%	45,886 SH	Decreased+2,192 SH
COHEN & STEERS QUALITY INCOM	COM	$779K	0.2%Prev: 0.1%	63,680 SH	Decreased-17,954 SH
COHEN & STEERS TOTAL RETURN	COM	$372K	0.1%Prev: 0.0%	31,675 SH	Decreased-600 SH
COLGATE PALMOLIVE CO	COM	$371K	0.1%	4,656 SH	New
COMCAST CORP NEW	CL A	$274K	0.1%Prev: 0.0%	6,242 SH	Increased-135 SH
COSTCO WHSL CORP NEW	COM	$12.9M	2.6%Prev: 2.2%	19,575 SH	Decreased-2,022 SH
CURTISS WRIGHT CORP	COM	$480K	0.1%Prev: 0.1%	2,154 SH	Decreased+150 SH
CYTOSORBENTS CORP	COM NEW	$61K	0.0%Prev: 0.0%	54,700 SH	Decreased-49,439 SH
DAVITA INC	COM	$317K	0.1%Prev: 0.0%	3,029 SH	Decreased+194 SH
DEVON ENERGY CORP NEW	COM	$387K	0.1%	8,545 SH	New
DISNEY WALT CO	COM	$4.9M	1.0%Prev: 0.8%	55,831 SH	Decreased-9,438 SH
DOUBLELINE INCOME SOLUTIONS	COM	$303K	0.1%Prev: 0.0%	24,740 SH	Increased+10,826 SH
EATON CORP PLC	SHS	$215K	0.0%Prev: 0.0%	891 SH	Decreased-14 SH
EATON VANCE ENHANCED EQUITY	COM	$310K	0.1%	16,564 SH	New
EATON VANCE LTD DURATION INC	COM	$1.5M	0.3%	157,800 SH	New
EATON VANCE RISK-MANAGED DIV	COM	$120K	0.0%Prev: 0.0%	15,300 SH	Decreased-1,000 SH
EATON VANCE SR INCOME TR	SH BEN INT	$134K	0.0%Prev: 0.0%	21,200 SH	Increased+10,600 SH
EATON VANCE TAX-ADVANTAGED G	COM	$213K	0.0%Prev: 0.0%	9,025 SH	Increased+1,307 SH
EATON VANCE TAX-MANAGED DIVE	COM	$583K	0.1%Prev: 0.1%	47,851 SH	Decreased+85 SH
EATON VANCE TAX-MANAGED GLOB	COM	$709K	0.1%Prev: 0.1%	91,648 SH	Decreased-23,577 SH
EATON VANCE TX ADV GLBL DIV	COM	$232K	0.0%Prev: 0.0%	13,567 SH	Decreased-3,900 SH
ECOFIN SUSTAINABLE AND SOCIA	COM SH BEN INT	$573K	0.1%	48,900 SH	New
ELI LILLY & CO	COM	$664K	0.1%Prev: 0.2%	1,139 SH	Decreased-894 SH
EMEREN GROUP LTD	SPONSORED ADS	$49K	0.0%	17,820 SH	New
EQUIFAX INC	COM	$517K	0.1%Prev: 0.1%	2,091 SH	Decreased+4 SH
ETFIS SER TR I	VIRTUS INFRCAP	$271K	0.1%Prev: 0.1%	13,062 SH	Decreased-15,760 SH
EXXON MOBIL CORP	COM	$1.0M	0.2%Prev: 0.1%	10,116 SH	Decreased-1,217 SH
FEMASYS INC	COM	$46K	0.0%Prev: 0.0%	47,055 SH	Increased
FIDELITY COVINGTON TRUST	HIGH YILD ETF	$459K	0.1%	9,572 SH	New
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$3.4M	0.7%Prev: 0.4%	67,243 SH	Decreased-10,021 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$3.4M	0.7%Prev: 0.0%	74,196 SH	Increased+65,467 SH
FIRST TR ABRDN GBL OPP INCM	COM SHS	$110K	0.0%	17,500 SH	New
FIRST TR ENERGY INFRASTRCTR	COM	$535K	0.1%	32,500 SH	New
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	$339K	0.1%Prev: 0.0%	2,650 SH	Increased+1,000 SH
FIRST TR EXCHANGE-TRADED FD	DORSEY WRT 5 ETF	$487K	0.1%	9,452 SH	New
FIRST TR EXCHANGE-TRADED FD	FT CBOE VEST S&P	$838K	0.2%	16,220 SH	New
FIRST TR EXCHNG TRADED FD VI	CBOE VEST U S EQ	$291K	0.1%	8,110 SH	New
FIRST TR EXCHNG TRADED FD VI	CBOE VEST US EQ	$2.2M	0.4%	83,190 SH	New
FIRST TR HIGH INCOME LONG /	COM	$220K	0.0%	18,226 SH	New
FIRST TR MLP & ENERGY INCOM	COM	$123K	0.0%	14,400 SH	New
FIRST TR MORNINGSTAR DIVID L	SHS	$344K	0.1%	9,590 SH	New
FIRST TR SPECIALTY FIN & FIN	COM BEN INTR	$143K	0.0%	39,950 SH	New
FORD MTR CO DEL	COM	$477K	0.1%	39,120 SH	New
FS CREDIT OPPORTUNITIES CORP	COMMON STOCK	$59K	0.0%Prev: 0.0%	10,369 SH	Decreased-15,000 SH
FS KKR CAP CORP	COM	$1.1M	0.2%Prev: 0.0%	53,467 SH	Increased+36,916 SH
FST TR NEW OPPORT MLP & ENE	COM	$95K	0.0%	13,800 SH	New
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	$439K	0.1%Prev: 0.1%	113,000 SH	Decreased+372 SH
GENERAL ELECTRIC CO	COM NEW	$227K	0.0%	1,779 SH	New
GENERAL MTRS CO	COM	$6.3M	1.3%Prev: 0.9%	177,111 SH	Decreased+37,778 SH
GLOBAL X FDS	DOW 30 COVERED C	$1.9M	0.4%Prev: 0.1%	85,700 SH	Increased+24,700 SH
GLOBAL X FDS	NASDAQ 100 COVER	$4.3M	0.9%Prev: 0.5%	249,669 SH	Increased-4,116 SH
GLOBAL X FDS	RUSSELL 2000	$1.1M	0.2%Prev: 0.1%	62,856 SH	Decreased-7,474 SH
GLOBAL X FDS	S&P 500 COVERED	$2.7M	0.5%Prev: 0.3%	69,561 SH	Decreased-4,259 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$997K	0.2%Prev: 0.1%	30,534 SH	Decreased-2,134 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$3.9M	0.8%Prev: 0.8%	41,531 SH	Decreased-11,597 SH
GUGGENHEIM TAXABLE MUNICP BO	COM	$450K	0.1%	27,800 SH	New
HANCOCK JOHN INVT TR	TAX ADV GLB SH	$191K	0.0%	37,300 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$83K	0.0%Prev: 0.0%	13,000 SH	Decreased-3,700 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$1.8M	0.4%Prev: 0.3%	226,881 SH	Decreased-64,700 SH
HIGHLAND OPPORTUNITIES	HIGHLAND INCOME	$626K	0.1%	81,400 SH	New
HOME DEPOT INC	COM	$1.0M	0.2%Prev: 0.3%	2,951 SH	Decreased-4,394 SH
HONEYWELL INTL INC	COM	$814K	0.2%Prev: 0.1%	3,883 SH	Increased+266 SH
I-80 GOLD CORP	COM	$18K	0.0%	10,000 SH	New
INNOVATOR ETFS TR	US EQTY PWR BUF	$277K	0.1%	8,800 SH	New
INTEL CORP	COM	$305K	0.1%Prev: 0.0%	6,079 SH	Increased-615 SH
INTERNATIONAL BUSINESS MACHS	COM	$267K	0.1%Prev: 0.1%	1,633 SH	Decreased-990 SH
INVESCO EXCH TRADED FD TR II	CEF INM COMPSI	$383K	0.1%Prev: 0.1%	21,300 SH	Decreased-3,700 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$361K	0.1%Prev: 0.1%	4,222 SH	Decreased+324 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$864K	0.2%Prev: 0.2%	5,472 SH	Decreased-4,492 SH
INVESCO QQQ TR	UNIT SER 1	$6.2M	1.2%Prev: 1.1%	15,215 SH	Decreased-2,067 SH
INVESCO SR INCOME TR	COM	$41K	0.0%Prev: 0.0%	10,000 SH	Increased
ISHARES GOLD TR	ISHARES NEW	$227K	0.0%Prev: 0.1%	5,812 SH	Decreased-6,933 SH
ISHARES SILVER TR	ISHARES	$1.6M	0.3%Prev: 0.4%	74,337 SH	Decreased-5,999 SH
ISHARES TR	10-20 YR TRS ETF	$309K	0.1%	2,857 SH	New
ISHARES TR	20 YR TR BD ETF	$1.2M	0.2%	12,226 SH	New
ISHARES TR	CORE HIGH DV ETF	$255K	0.1%Prev: 0.0%	2,499 SH	Decreased+332 SH
ISHARES TR	CORE S&P MCP ETF	$220K	0.0%Prev: 0.1%	794 SH	Decreased-7,053 SH
ISHARES TR	CORE S&P SCP ETF	$938K	0.2%Prev: 0.1%	8,667 SH	Decreased-157 SH
ISHARES TR	CORE S&P TTL STK	$9.2M	1.8%Prev: 1.8%	87,032 SH	Decreased-24,071 SH
ISHARES TR	CORE S&P US VLU	$1.4M	0.3%Prev: 0.2%	16,177 SH	Decreased-1,318 SH
ISHARES TR	CORE S&P500 ETF	$11.3M	2.2%Prev: 2.1%	23,607 SH	Decreased-4,398 SH
ISHARES TR	CORE US AGGBD ET	$216K	0.0%	2,181 SH	New
ISHARES TR	CRE U S REIT ETF	$250K	0.0%Prev: 0.0%	4,598 SH	Decreased
ISHARES TR	DOW JONES US ETF	$761K	0.2%Prev: 0.1%	6,530 SH	Decreased
ISHARES TR	ESG AWR MSCI USA	$289K	0.1%Prev: 0.1%	2,750 SH	Decreased-617 SH
ISHARES TR	INTL SEL DIV ETF	$2.0M	0.4%Prev: 0.8%	72,869 SH	Decreased-138,514 SH
ISHARES TR	MSCI EAFE ETF	$2.5M	0.5%Prev: 0.3%	33,813 SH	Decreased+108 SH
ISHARES TR	MSCI EMG MKT ETF	$990K	0.2%Prev: 0.1%	24,625 SH	Increased+7,266 SH
ISHARES TR	MSCI USA MIN VOL	$1.3M	0.3%Prev: 0.2%	17,077 SH	Decreased+182 SH
ISHARES TR	MSCI USA QLT FCT	$305K	0.1%Prev: 0.1%	2,072 SH	Decreased-851 SH
ISHARES TR	RUS 1000 GRW ETF	$310K	0.1%Prev: 0.1%	1,024 SH	Decreased-701 SH
ISHARES TR	RUS MD CP GR ETF	$276K	0.1%Prev: 0.0%	2,645 SH	Decreased-416 SH
ISHARES TR	RUSSELL 2000 ETF	$1.3M	0.3%Prev: 1.1%	6,564 SH	Decreased-36,647 SH
ISHARES TR	S&P 100 ETF	$1.7M	0.3%Prev: 0.3%	7,436 SH	Decreased-609 SH
ISHARES TR	S&P MC 400VL ETF	$232K	0.0%Prev: 0.0%	2,033 SH	Increased+267 SH
ISHARES TR	TIPS BD ETF	$1.3M	0.3%	12,309 SH	New
ISHARES TR	US AER DEF ETF	$272K	0.1%Prev: 0.1%	2,150 SH	Decreased-1,796 SH
ISHARES TR	US HLTHCARE ETF	$1.3M	0.3%Prev: 0.2%	4,559 SH	Decreased-25,149 SH
ISHARES TR	US INFRASTRUC	$767K	0.2%Prev: 0.1%	19,052 SH	Decreased+735 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$12.6M	2.5%Prev: 1.1%	229,917 SH	Increased+52,793 SH
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$1.8M	0.4%Prev: 0.1%	35,263 SH	Increased+15,037 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$309K	0.1%Prev: 0.6%	6,187 SH	Decreased-90,614 SH
JOHN HANCOCK HEDGED EQUITY &	COM	$207K	0.0%	20,600 SH	New
JOHNSON & JOHNSON	COM	$858K	0.2%Prev: 0.2%	5,474 SH	Decreased-3,465 SH
JPMORGAN CHASE & CO	COM	$4.5M	0.9%	26,711 SH	New
KAYNE ANDERSON ENERGY INFRST	COM	$2.1M	0.4%Prev: 0.4%	244,145 SH	Decreased-80,380 SH
KEMPER CORP	COM	$241K	0.0%Prev: 0.0%	4,944 SH	Decreased
KRANESHARES TR	CSI CHI INTERNET	$1.1M	0.2%	42,814 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$279K	0.1%Prev: 0.0%	43,785 SH	Decreased-12,740 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$80K	0.0%	15,189 SH	New
LMP CAP & INCOME FD INC	COM	$396K	0.1%Prev: 0.0%	28,288 SH	Decreased
LOCKHEED MARTIN CORP	COM	$401K	0.1%Prev: 0.1%	884 SH	Decreased-32 SH
LOOP INDS INC	COM	$634K	0.1%Prev: 0.0%	167,616 SH	Increased
LOWES COS INC	COM	$501K	0.1%Prev: 0.1%	2,250 SH	Decreased+70 SH
MACQUARIE / FIRST TR GLOBAL	COM	$213K	0.0%	27,115 SH	New
MADISON COVERED CALL & EQUIT	COM	$1.4M	0.3%	187,200 SH	New
MARKEL GROUP INC	COM	$2.2M	0.4%Prev: 0.6%	1,527 SH	Decreased-1,536 SH
MASTERCARD INCORPORATED	CL A	$371K	0.1%Prev: 0.2%	870 SH	Decreased-1,760 SH
MCDONALDS CORP	COM	$201K	0.0%	677 SH	New
MERCK & CO INC	COM	$1.3M	0.3%Prev: 0.1%	11,863 SH	Increased-3,255 SH
META PLATFORMS INC	CL A	$807K	0.2%Prev: 0.4%	2,279 SH	Decreased-3,230 SH
MICRON TECHNOLOGY INC	COM	$9.6M	1.9%Prev: 1.8%	112,023 SH	Decreased+12,599 SH
MICROSOFT CORP	COM	$4.6M	0.9%Prev: 1.1%	12,123 SH	Decreased-7,092 SH
MONDELEZ INTL INC	CL A	$289K	0.1%Prev: 0.0%	3,989 SH	Increased+135 SH
NETFLIX INC	COM	$658K	0.1%Prev: 0.2%	1,351 SH	Decreased-423 SH
NEUBERGER BERMAN REAL ESTATE	COM	$511K	0.1%Prev: 0.1%	160,319 SH	Decreased-117,887 SH
NEW AMER HIGH INCOME FD INC	COM NEW	$153K	0.0%	21,800 SH	New
NEXPOINT DIVERSIFIED REL ET	COM NEW	$177K	0.0%	22,243 SH	New
NEXTERA ENERGY INC	COM	$606K	0.1%Prev: 0.1%	9,974 SH	Decreased+1,323 SH
NORTHROP GRUMMAN CORP	COM	$1.6M	0.3%Prev: 0.2%	3,368 SH	Decreased+17 SH
NUVEEN CORE EQUITY ALPHA FD	COM	$194K	0.0%Prev: 0.0%	14,300 SH	Decreased+700 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$276K	0.1%Prev: 0.0%	52,800 SH	Increased+3,000 SH
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$146K	0.0%	10,396 SH	New
NUVEEN FLOATING RATE INCOME	COM	$124K	0.0%Prev: 0.0%	15,101 SH	Decreased-29,963 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$299K	0.1%Prev: 0.0%	24,525 SH	Decreased-475 SH
NUVEEN MULTI ASSET INCOME FU	COM	$467K	0.1%Prev: 0.1%	37,961 SH	Decreased-1,650 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$194K	0.0%Prev: 0.0%	28,638 SH	Decreased-17,980 SH
NUVEEN QUALITY MUNCP INCOME	COM	$190K	0.0%	16,599 SH	New
NUVEEN REAL ASSET INCOME & G	COM	$146K	0.0%Prev: 0.0%	12,463 SH	Decreased+1,850 SH
NUVEEN REAL ESTATE INCOME FD	COM	$408K	0.1%Prev: 0.1%	52,200 SH	Decreased-12,500 SH
NVIDIA CORPORATION	COM	$2.9M	0.6%Prev: 1.8%	5,889 SH	Decreased-83,663 SH
OCCIDENTAL PETE CORP	COM	$4.5M	0.9%Prev: 1.1%	75,742 SH	Decreased-133,138 SH
PACER FDS TR	GLOBL CASH ETF	$721K	0.1%	21,039 SH	New
PACER FDS TR	PACER US SMALL	$2.5M	0.5%	52,051 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$184K	0.0%Prev: 0.5%	10,694 SH	Decreased-15,715 SH
PARAMOUNT GLOBAL	CLASS B COM	$6.1M	1.2%	415,237 SH	New
PEPSICO INC	COM	$1.0M	0.2%Prev: 0.1%	6,106 SH	Increased+885 SH
PETROLEO BRASILEIRO SA PETRO	SPONSORED ADR	$163K	0.0%	10,195 SH	New
PFIZER INC	COM	$1.2M	0.2%Prev: 0.1%	40,773 SH	Increased+7,189 SH
PGIM GLOBAL HIGH YIELD FD FO	COM	$142K	0.0%	12,500 SH	New
PHILIP MORRIS INTL INC	COM	$238K	0.0%Prev: 0.0%	2,529 SH	Decreased-270 SH
PIMCO CORPORATE & INCOME OPP	COM	$470K	0.1%Prev: 0.1%	35,483 SH	Decreased-8,382 SH
PIMCO DYNAMIC INCOME FD	SHS	$297K	0.1%Prev: 0.0%	16,558 SH	Increased+4,857 SH
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$414K	0.1%Prev: 0.0%	33,820 SH	Increased+9,567 SH
PIMCO ETF TR	ENHNCD LW DUR AC	$1.0M	0.2%Prev: 0.0%	11,080 SH	Increased+6,477 SH
PIONEER DIVERSIFIED HIGH INC	COM	$120K	0.0%	11,200 SH	New
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$345K	0.1%Prev: 0.1%	36,500 SH	Decreased-11,500 SH
PROCTER AND GAMBLE CO	COM	$461K	0.1%Prev: 0.1%	3,148 SH	Decreased-866 SH
PROSHARES TR	S&P 500 DV ARIST	$278K	0.1%Prev: 0.0%	2,915 SH	Increased+933 SH
PROSPECT CAP CORP	COM	$80K	0.0%	13,435 SH	New
PURE STORAGE INC	CL A	$284K	0.1%Prev: 0.1%	7,960 SH	Decreased+44 SH
QUALCOMM INC	COM	$308K	0.1%Prev: 0.0%	2,126 SH	Decreased-104 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$460K	0.1%Prev: 0.2%	17,188 SH	Decreased-22,500 SH
RIVERNORTH OPPORTUNITIES FD	COM	$622K	0.1%Prev: 0.1%	56,627 SH	Decreased-400 SH
ROCKWELL AUTOMATION INC	COM	$219K	0.0%Prev: 0.0%	704 SH	Increased+81 SH
ROYCE MICRO-CAP TR INC	COM	$825K	0.2%Prev: 0.1%	89,251 SH	Increased+23,686 SH
ROYCE VALUE TR INC	COM	$952K	0.2%	65,408 SH	New
RTX CORPORATION	COM	$225K	0.0%Prev: 0.0%	2,678 SH	Decreased+67 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$802K	0.2%Prev: 0.4%	10,541 SH	Decreased-129,985 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$771K	0.2%Prev: 0.1%	9,290 SH	Decreased-17,121 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$862K	0.2%Prev: 0.1%	12,302 SH	Decreased-18,459 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$383K	0.1%Prev: 0.0%	5,081 SH	Increased-7,789 SH
SELECT SECTOR SPDR TR	ENERGY	$334K	0.1%Prev: 0.0%	3,980 SH	Decreased+85 SH
SELECT SECTOR SPDR TR	FINANCIAL	$1.1M	0.2%Prev: 0.2%	30,260 SH	Decreased-1,834 SH
SELECT SECTOR SPDR TR	INDL	$357K	0.1%Prev: 0.1%	3,130 SH	Decreased-4,593 SH
SELECT SECTOR SPDR TR	SBI CONS DISCR	$357K	0.1%Prev: 0.1%	1,999 SH	Decreased-806 SH
SELECT SECTOR SPDR TR	SBI CONS STPLS	$3.3M	0.6%Prev: 0.6%	45,329 SH	Decreased-22,301 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$457K	0.1%Prev: 0.1%	3,350 SH	Decreased-868 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$22.2M	4.4%Prev: 4.3%	115,506 SH	Decreased-23,412 SH
SEMPRA	COM	$304K	0.1%Prev: 0.0%	4,071 SH	Decreased+570 SH
SHELL PLC	SPON ADS	$224K	0.0%Prev: 0.0%	3,399 SH	Decreased-1,752 SH
SOFI TECHNOLOGIES INC	COM	$193K	0.0%	19,412 SH	New
SOLID POWER INC	*W EXP 12/08/202	$11K	0.0%Prev: 0.0%	56,600 SH	Decreased+26,600 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.7M	0.3%Prev: 0.1%	4,527 SH	Increased+1,914 SH
SPDR GOLD TR	GOLD SHS	$1.4M	0.3%Prev: 0.7%	7,148 SH	Decreased-9,628 SH
SPDR S&P 500 ETF TR	TR UNIT	$4.7M	0.9%Prev: 0.9%	9,826 SH	Decreased-1,988 SH
SPDR SER TR	BLOOMBERG SHT TE	$1.9M	0.4%	75,426 SH	New
SPDR SER TR	S&P DIVID ETF	$22.1M	4.4%	177,052 SH	New
SPECIAL OPPORTUNITIES FD INC	COM	$196K	0.0%Prev: 0.0%	16,500 SH	Decreased+1,800 SH
SRH TOTAL RETURN FUND INC	COM	$247K	0.0%Prev: 0.0%	17,800 SH	Decreased
STARBUCKS CORP	COM	$453K	0.1%Prev: 0.0%	4,718 SH	Increased+478 SH
STELLANTIS N.V	SHS	$1.3M	0.3%	57,085 SH	New
STRYKER CORPORATION	COM	$332K	0.1%Prev: 0.1%	1,107 SH	Decreased-268 SH
TELEDYNE TECHNOLOGIES INC	COM	$518K	0.1%Prev: 0.1%	1,160 SH	Decreased
TESLA INC	COM	$2.1M	0.4%Prev: 0.6%	8,634 SH	Decreased-3,137 SH
TORTOISE PWR & ENERGY INFRAS	COM	$181K	0.0%	12,900 SH	New
UNITED PARCEL SERVICE INC	CL B	$414K	0.1%	2,633 SH	New
UNITEDHEALTH GROUP INC	COM	$252K	0.1%Prev: 0.5%	478 SH	Decreased-12,534 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.2M	0.2%	37,166 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$1.2M	0.2%Prev: 0.1%	7,096 SH	Increased+4,091 SH
VANGUARD INDEX FDS	GROWTH ETF	$8.4M	1.7%Prev: 1.5%	27,040 SH	Decreased-1,329 SH
VANGUARD INDEX FDS	MID CAP ETF	$2.6M	0.5%Prev: 0.4%	11,384 SH	Decreased+481 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$383K	0.1%Prev: 0.1%	4,340 SH	Decreased-7,979 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$27.1M	5.4%Prev: 4.6%	62,049 SH	Decreased-6,852 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$475K	0.1%Prev: 0.0%	2,640 SH	Increased+661 SH
VANGUARD INDEX FDS	SMALL CP ETF	$852K	0.2%Prev: 0.1%	3,993 SH	Increased+1,751 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$3.7M	0.7%Prev: 0.9%	15,466 SH	Decreased-10,064 SH
VANGUARD INDEX FDS	VALUE ETF	$1.9M	0.4%Prev: 0.4%	12,820 SH	Decreased-6,736 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$727K	0.1%Prev: 0.0%	17,688 SH	Increased+12,043 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$4.9M	1.0%Prev: 0.8%	47,736 SH	Decreased-2,295 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$4.5M	0.9%Prev: 1.7%	26,368 SH	Decreased-44,392 SH
VANGUARD STAR FDS	VG TL INTL STK F	$420K	0.1%Prev: 0.1%	7,242 SH	Decreased+453 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$293K	0.1%Prev: 0.2%	2,625 SH	Decreased-8,559 SH
VANGUARD WHITEHALL FDS	INTL HIGH ETF	$2.2M	0.4%Prev: 0.3%	32,635 SH	Decreased+1,488 SH
VANGUARD WORLD FD	ESG US STK ETF	$233K	0.0%Prev: 0.0%	2,745 SH	Decreased-900 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$2.1M	0.4%Prev: 1.8%	8,157 SH	Decreased-31,848 SH
VANGUARD WORLD FDS	ENERGY ETF	$523K	0.1%	4,456 SH	New
VANGUARD WORLD FDS	HEALTH CAR ETF	$673K	0.1%	2,685 SH	New
VANGUARD WORLD FDS	INF TECH ETF	$5.7M	1.1%	11,783 SH	New
VENTAS INC	COM	$351K	0.1%	7,044 SH	New
VERIZON COMMUNICATIONS INC	COM	$683K	0.1%Prev: 0.1%	18,118 SH	Decreased-12,066 SH
VICTORY PORTFOLIOS II	VCSHS US 500 VOL	$572K	0.1%Prev: 0.1%	7,667 SH	Decreased+8 SH
VIRTUS DIVIDEND INTEREST & P	COM	$302K	0.1%Prev: 0.0%	24,000 SH	Decreased
VIRTUS TOTAL RETURN FD INC	COM	$58K	0.0%	10,439 SH	New
VISA INC	COM CL A	$8.7M	1.7%Prev: 1.4%	33,347 SH	Decreased-2,989 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$555K	0.1%Prev: 0.1%	92,350 SH	Decreased-14,900 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$271K	0.1%Prev: 0.0%	51,200 SH	Decreased+5,200 SH
VOYA GLBL ADV & PREM OPP FD	COM	$196K	0.0%Prev: 0.0%	22,950 SH	Decreased-1,000 SH
VOYA GLBL EQTY DIV & PREM OP	COM	$499K	0.1%Prev: 0.1%	100,500 SH	Decreased-3,600 SH
VOYA INFRASTRUCTURE INDLS &	COM	$279K	0.1%Prev: 0.0%	27,400 SH	Decreased-800 SH
WALMART INC	COM	$3.8M	0.7%Prev: 0.8%	23,834 SH	Decreased-47,395 SH
WELLS FARGO CO NEW	COM	$4.1M	0.8%Prev: 0.3%	83,139 SH	Increased+46,747 SH
WESTERN ASSET HIGH INCOM FD	COM	$97K	0.0%Prev: 0.2%	19,500 SH	Decreased-398,300 SH
WESTERN ASSET HIGH INCOME OP	COM	$148K	0.0%Prev: 0.0%	38,369 SH	Decreased-25,964 SH

Sold (vs prior filing)

ABRDN ASIA PACIFIC INCOME FU — $1.6M
ABRDN GLOBAL INFRA INCOME FU — $248K
AFLAC INC — $359K
AIM ETF PRODUCTS TRUST — $200K
ALLSPRING INCOME OPPORTUNIT — $121K
ALNYLAM PHARMACEUTICALS INC — $227K
ALTRIA GROUP INC — $276K
AMBEV SA — $40K
AMERICAN CENTY ETF TR — $708K
APPLIED DIGITAL CORP — $285K
ARES CAPITAL CORP — $262K
ARK ETF TR — $210K
ARMADA HOFFLER PPTYS INC — $81K
ASTRAZENECA PLC — $542K
BARRICK MNG CORP — $312K
BLACKROCK ENERGY & RES TR — $149K
BLACKROCK ETF TRUST II — $271K
BLACKROCK INC — $548K
BLACKROCK MUNIHLDNGS CALI QL — $194K
BLACKSTONE INC — $237K
… and 157 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0002085853-26-001232	—	View
Mar 3, 2026	Q4 2025	13F-HR	0002085853-26-000290	$904.9M	View
May 14, 2025	Q4 2024