NWF Advisory Services Inc.

CIK 0002045735 • 15 13F filings • May 14, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q3 2025

Q3 2024

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $628.6M312 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$1.1M	0.2%Prev: 0.2%	10,916 SH	Increased+2,551 SH
ABBVIE INC	COM	$1.6M	0.2%Prev: 0.4%	9,091 SH	Increased-2,161 SH
ABRDN AUSTRALIA EQUITY FD IN	COM	$404K	0.1%	93,401 SH	New
ABRDN GLOBAL DYNAMIC DIVIDEN	COM	$335K	0.1%Prev: 0.1%	34,324 SH	Decreased-2,432 SH
ABRDN GLOBAL PREMIER PPTYS F	COM SH BEN INT	$1.7M	0.3%Prev: 0.4%	436,725 SH	Increased+12,817 SH
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$1.2M	0.2%	70,342 SH	New
ABRDN HEALTHCARE OPPORTUNITI	SHS	$305K	0.0%	14,967 SH	New
ABRDN INCOME CREDIT STRATEGI	COM	$903K	0.1%Prev: 0.3%	133,188 SH	Decreased-32,612 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$679K	0.1%Prev: 0.2%	80,700 SH	Decreased-7,250 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$163K	0.0%	12,400 SH	New
ADVANCED MICRO DEVICES INC	COM	$634K	0.1%	3,909 SH	New
ADVENT CONV & INCOME FD	COM	$893K	0.1%Prev: 0.2%	74,951 SH	Decreased-1,834 SH
AFLAC INC	COM	$246K	0.0%	2,752 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$470K	0.1%Prev: 0.1%	16,100 SH	Decreased-6,500 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$6.7M	1.1%Prev: 1.1%	94,958 SH	Increased+39,786 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$884K	0.1%Prev: 0.2%	181,800 SH	Increased-6,900 SH
ALPHA METALLURGICAL RESOUR I	COM	$870K	0.1%	3,255 SH	New
ALPHABET INC	CAP STK CL A	$3.2M	0.5%Prev: 0.3%	17,711 SH	Increased+5,899 SH
ALPHABET INC	CAP STK CL C	$13.7M	2.2%Prev: 2.0%	74,770 SH	Increased+4,764 SH
ALTRIA GROUP INC	COM	$219K	0.0%Prev: 0.1%	4,806 SH	Decreased-145 SH
AMAZON COM INC	COM	$14.3M	2.3%Prev: 2.0%	73,867 SH	Increased+8,243 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$837K	0.1%	9,331 SH	New
AMERICAN EXPRESS CO	COM	$8.3M	1.3%Prev: 1.3%	35,804 SH	Increased+2,969 SH
AMGEN INC	COM	$2.4M	0.4%Prev: 0.3%	7,654 SH	Increased+897 SH
AMPLIFY ETF TR	HIGH INCOME	$5.0M	0.8%Prev: 0.2%	418,565 SH	Increased+336,075 SH
AMPLIFY ETF TR	NAT RES DIVIDEND	$388K	0.1%Prev: 0.1%	13,480 SH	Increased+600 SH
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$227K	0.0%Prev: 0.1%	11,907 SH	Decreased-533 SH
APPLE INC	COM	$28.7M	4.6%Prev: 5.9%	136,131 SH	Increased+3,867 SH
ARES CAPITAL CORP	COM	$231K	0.0%	11,070 SH	New
ARES DYNAMIC CR ALLOCATION F	COM	$575K	0.1%Prev: 0.1%	38,650 SH	Decreased-13,800 SH
ARK ETF TR	NEXT GNRTN INTER	$1.6M	0.3%	20,694 SH	New
ASML HOLDING N V	N Y REGISTRY SHS	$1.1M	0.2%Prev: 0.1%	1,031 SH	Increased+174 SH
AT&T INC	COM	$293K	0.0%Prev: 0.1%	15,307 SH	Increased+907 SH
AUTOMATIC DATA PROCESSING IN	COM	$235K	0.0%	986 SH	New
BANK AMERICA CORP	7.25%CNV PFD L	$220K	0.0%	184 SH	New
BANK AMERICA CORP	COM	$13.3M	2.1%Prev: 2.1%	335,071 SH	Increased+21,472 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$28.7M	4.6%Prev: 5.1%	70,451 SH	Increased+6,063 SH
BIO RAD LABS INC	CL A	$486K	0.1%Prev: 0.2%	1,780 SH	Decreased
BLACKROCK CORE BD TR	SHS BEN INT	$1.1M	0.2%	106,250 SH	New
BLACKROCK ENERGY & RES TR	COM	$140K	0.0%	10,600 SH	New
BLACKROCK ENHANCED EQUITY DI	COM	$424K	0.1%Prev: 0.1%	51,862 SH	Decreased-279 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$491K	0.1%Prev: 0.1%	46,294 SH	Decreased-2,506 SH
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$282K	0.0%Prev: 0.1%	50,625 SH	Increased+1,841 SH
BLACKROCK HEALTH SCIENCES TE	COM SHS	$428K	0.1%Prev: 0.1%	27,883 SH	Increased+5,770 SH
BLACKROCK MUNIHOLDINGS FD IN	COM	$127K	0.0%	10,491 SH	New
BLACKROCK RES & COMMODITIES	SHS	$157K	0.0%Prev: 0.0%	17,062 SH	Increased+5,208 SH
BLACKROCK SCIENCE & TECHNOLO	SHS	$2.7M	0.4%Prev: 0.5%	72,350 SH	Increased+14,050 SH
BLACKROCK SCIENCE & TECHNOLO	SHS BEN INT	$416K	0.1%Prev: 0.1%	20,885 SH	Decreased-5,090 SH
BLUE OWL CAPITAL CORPORATION	COM	$519K	0.1%	33,785 SH	New
BOEING CO	COM	$508K	0.1%Prev: 0.1%	2,792 SH	Decreased-164 SH
BRISTOL-MYERS SQUIBB CO	COM	$263K	0.0%Prev: 0.1%	6,338 SH	Decreased+1,448 SH
BROADCOM INC	COM	$204K	0.0%	127 SH	New
CALAMOS GBL DYN INCOME FUND	COM	$266K	0.0%Prev: 0.1%	38,800 SH	Decreased-11,000 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$676K	0.1%Prev: 0.2%	40,134 SH	Decreased-7,100 SH
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$711K	0.1%	21,616 SH	New
CBRE GBL REAL ESTATE INC FD	COM	$1.3M	0.2%Prev: 0.3%	251,600 SH	Increased+21,454 SH
CHECKPOINT THERAPEUTICS INC	COM NEW	$23K	0.0%	10,530 SH	New
CHEVRON CORP NEW	COM	$826K	0.1%Prev: 0.1%	5,279 SH	Increased+2,608 SH
CHOICEONE FINL SVCS INC	COM	$296K	0.0%Prev: 0.1%	10,316 SH	Increased-854 SH
CISCO SYS INC	COM	$450K	0.1%Prev: 0.1%	9,468 SH	Increased+3,618 SH
CITIGROUP INC	COM NEW	$9.6M	1.5%Prev: 1.5%	152,116 SH	Increased+14,224 SH
COCA COLA CO	COM	$2.3M	0.4%Prev: 0.4%	36,803 SH	Increased+4,718 SH
COHEN & STEERS CLOSED-END OP	COM	$611K	0.1%Prev: 0.1%	51,131 SH	Increased+1,831 SH
COHEN & STEERS INFRASTRUCTUR	COM	$1.0M	0.2%Prev: 0.3%	44,686 SH	Decreased-2,409 SH
COHEN & STEERS QUALITY INCOM	COM	$762K	0.1%Prev: 0.1%	65,282 SH	Increased+12,892 SH
COHEN & STEERS TOTAL RETURN	COM	$352K	0.1%Prev: 0.1%	30,475 SH	Decreased-1,200 SH
COLGATE PALMOLIVE CO	COM	$452K	0.1%Prev: 0.1%	4,657 SH	Increased+3 SH
COMCAST CORP NEW	CL A	$238K	0.0%	6,085 SH	New
COSTCO WHSL CORP NEW	COM	$16.7M	2.6%Prev: 2.3%	19,593 SH	Increased+884 SH
CURTISS WRIGHT CORP	COM	$584K	0.1%Prev: 0.1%	2,154 SH	Increased
CYTOSORBENTS CORP	COM NEW	$40K	0.0%Prev: 0.0%	56,800 SH	Decreased+7,350 SH
DAVITA INC	COM	$420K	0.1%Prev: 0.1%	3,029 SH	Increased
DELL TECHNOLOGIES INC	CL C	$232K	0.0%	1,681 SH	New
DISNEY WALT CO	COM	$5.5M	0.9%Prev: 0.7%	56,461 SH	Increased+20,470 SH
DOUBLELINE INCOME SOLUTIONS	COM	$418K	0.1%Prev: 0.1%	33,376 SH	Increased+10,352 SH
EATON CORP PLC	SHS	$260K	0.0%	830 SH	New
EATON VANCE LTD DURATION INC	COM	$1.2M	0.2%Prev: 0.4%	127,250 SH	Decreased-41,250 SH
EATON VANCE RISK-MANAGED DIV	COM	$134K	0.0%Prev: 0.0%	15,300 SH	Increased-200 SH
EATON VANCE SR INCOME TR	SH BEN INT	$134K	0.0%Prev: 0.0%	21,200 SH	Increased
EATON VANCE TAX-ADVANTAGED G	COM	$230K	0.0%Prev: 0.1%	9,025 SH	Increased-877 SH
EATON VANCE TAX-MANAGED DIVE	COM	$655K	0.1%Prev: 0.1%	46,638 SH	Increased-1,115 SH
EATON VANCE TAX-MANAGED GLOB	COM	$746K	0.1%Prev: 0.2%	89,087 SH	Decreased-5,280 SH
EATON VANCE TX ADV GLBL DIV	COM	$279K	0.0%Prev: 0.1%	14,967 SH	Increased-200 SH
ECOFIN SUSTAINABLE AND SOCIA	COM SH BEN INT	$479K	0.1%Prev: 0.1%	41,600 SH	Decreased-1,700 SH
ELI LILLY & CO	COM	$1.3M	0.2%	1,483 SH	New
EQUIFAX INC	COM	$507K	0.1%Prev: 0.1%	2,091 SH	Decreased-313 SH
ETFIS SER TR I	VIRTUS INFRCAP	$344K	0.1%	16,366 SH	New
EXXON MOBIL CORP	COM	$1.5M	0.2%Prev: 0.3%	13,103 SH	Increased+2,876 SH
FEMASYS INC	COM	$54K	0.0%Prev: 0.0%	47,055 SH	Increased
FIDELITY COVINGTON TRUST	HIGH YILD ETF	$447K	0.1%	9,355 SH	New
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$241K	0.0%	1,404 SH	New
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$7.4M	1.2%	147,816 SH	New
FIRST TR ABRDN GBL OPP INCM	COM SHS	$111K	0.0%Prev: 0.0%	17,500 SH	Increased
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	$361K	0.1%Prev: 0.1%	2,650 SH	Increased+450 SH
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	$246K	0.0%	2,925 SH	New
FIRST TR EXCHANGE-TRADED FD	DORSEY WRT 5 ETF	$546K	0.1%Prev: 0.1%	9,541 SH	Increased+89 SH
FIRST TR EXCHANGE-TRADED FD	FT VEST S&P 500	$1.3M	0.2%	25,450 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ BUYWRITE	$202K	0.0%	9,900 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST FD OF BU	$2.4M	0.4%	82,390 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$215K	0.0%	5,710 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$523K	0.1%	12,367 SH	New
FIRST TR HIGH INCOME LONG /	COM	$225K	0.0%Prev: 0.0%	18,226 SH	Increased
FIRST TR MORNINGSTAR DIVID L	SHS	$351K	0.1%	9,250 SH	New
FIRST TR SPECIALTY FIN & FIN	COM BEN INTR	$175K	0.0%Prev: 0.0%	45,050 SH	Increased+14,300 SH
FIRST TR SR FLTG RATE INCOME	COM	$108K	0.0%	10,743 SH	New
FORD MTR CO DEL	COM	$511K	0.1%Prev: 0.1%	40,760 SH	Increased+24,476 SH
FS CREDIT OPPORTUNITIES CORP	COMMON STOCK	$66K	0.0%	10,369 SH	New
FS KKR CAP CORP	COM	$567K	0.1%Prev: 0.2%	28,753 SH	Decreased-22,741 SH
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	$417K	0.1%Prev: 0.1%	103,000 SH	Decreased-10,000 SH
GAMCO NAT RES GOLD & INCOME	SH BEN INT	$55K	0.0%	10,000 SH	New
GENERAL ELECTRIC CO	COM NEW	$1.5M	0.2%	9,278 SH	New
GENERAL MTRS CO	COM	$8.1M	1.3%Prev: 1.5%	176,287 SH	Increased+1,548 SH
GLOBAL X FDS	ARTIFICIAL ETF	$277K	0.0%	7,761 SH	New
GLOBAL X FDS	DOW 30 COVERED C	$1.6M	0.2%Prev: 0.5%	70,600 SH	Decreased-17,550 SH
GLOBAL X FDS	NASDAQ 100 COVER	$4.4M	0.7%Prev: 1.0%	251,390 SH	Increased+18,359 SH
GLOBAL X FDS	RUSSELL 2000	$1.2M	0.2%Prev: 0.2%	73,356 SH	Increased+15,650 SH
GLOBAL X FDS	S&P 500 COVERED	$2.9M	0.5%Prev: 0.7%	71,672 SH	Increased+2,983 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$1.1M	0.2%Prev: 0.2%	33,619 SH	Increased+2,182 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$4.5M	0.7%Prev: 0.8%	42,349 SH	Increased+2,710 SH
GUGGENHEIM TAXABLE MUNICP BO	COM	$471K	0.1%Prev: 0.1%	29,650 SH	Increased+2,850 SH
HESS CORP	COM	$1.5M	0.2%	10,507 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$91K	0.0%Prev: 0.0%	13,000 SH	Increased
HIGHLAND GLOBAL ALLOCATION F	COM	$1.4M	0.2%Prev: 0.4%	185,231 SH	Decreased-36,650 SH
HIGHLAND OPPORTUNITIES	HIGHLAND INCOME	$941K	0.1%Prev: 0.2%	150,550 SH	Increased+60,150 SH
HOME DEPOT INC	COM	$1.0M	0.2%Prev: 0.2%	2,975 SH	Increased-98 SH
HONEYWELL INTL INC	COM	$808K	0.1%Prev: 0.2%	3,784 SH	Decreased-193 SH
I-80 GOLD CORP	COM	$11K	0.0%Prev: 0.0%	10,000 SH	Decreased
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$819K	0.1%	22,613 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$322K	0.1%Prev: 0.0%	1,863 SH	Increased+344 SH
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$565K	0.1%	22,893 SH	New
INVESCO EXCH TRADED FD TR II	CEF INM COMPSI	$410K	0.1%Prev: 0.1%	21,800 SH	Decreased-5,700 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$413K	0.1%	4,222 SH	New
INVESCO EXCHANGE TRADED FD T	HIG YLD EQ DIV	$627K	0.1%	31,907 SH	New
INVESCO EXCHANGE TRADED FD T	S&P 500 GARP ETF	$2.6M	0.4%	25,622 SH	New
INVESCO EXCHANGE TRADED FD T	S&P 500 TOP 50	$246K	0.0%	5,387 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$214K	0.0%	5,850 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.2M	0.2%Prev: 0.1%	7,148 SH	Increased+2,827 SH
INVESCO QQQ TR	UNIT SER 1	$9.9M	1.6%Prev: 1.3%	20,635 SH	Increased+5,077 SH
INVESCO SR INCOME TR	COM	$43K	0.0%Prev: 0.0%	10,000 SH	Increased
ISHARES GOLD TR	ISHARES NEW	$255K	0.0%Prev: 0.1%	5,812 SH	Increased-125 SH
ISHARES SILVER TR	ISHARES	$2.4M	0.4%Prev: 0.3%	91,162 SH	Increased+30,415 SH
ISHARES TR	20 YR TR BD ETF	$2.9M	0.5%Prev: 0.3%	31,390 SH	Increased+18,080 SH
ISHARES TR	CORE HIGH DV ETF	$293K	0.0%Prev: 0.1%	2,699 SH	Increased+379 SH
ISHARES TR	CORE S&P MCP ETF	$205K	0.0%Prev: 0.1%	3,505 SH	Decreased+2,265 SH
ISHARES TR	CORE S&P SCP ETF	$1.2M	0.2%Prev: 0.2%	11,009 SH	Increased+1,584 SH
ISHARES TR	CORE S&P TTL STK	$12.0M	1.9%Prev: 1.6%	100,780 SH	Increased+28,079 SH
ISHARES TR	CORE S&P US VLU	$1.4M	0.2%Prev: 0.3%	15,888 SH	Decreased-2,063 SH
ISHARES TR	CORE S&P500 ETF	$14.0M	2.2%Prev: 2.4%	25,514 SH	Increased+1,888 SH
ISHARES TR	CRE U S REIT ETF	$246K	0.0%	4,598 SH	New
ISHARES TR	DOW JONES US ETF	$864K	0.1%Prev: 0.2%	6,530 SH	Increased
ISHARES TR	ESG AWR MSCI USA	$328K	0.1%Prev: 0.1%	2,750 SH	Increased-80 SH
ISHARES TR	INTL SEL DIV ETF	$1.9M	0.3%Prev: 0.5%	67,076 SH	Decreased-9,661 SH
ISHARES TR	MSCI EAFE ETF	$2.6M	0.4%Prev: 0.0%	33,115 SH	Increased+30,227 SH
ISHARES TR	MSCI EMG MKT ETF	$962K	0.2%	22,594 SH	New
ISHARES TR	MSCI USA MIN VOL	$1.4M	0.2%Prev: 0.6%	16,623 SH	Decreased-20,265 SH
ISHARES TR	MSCI USA QLT FCT	$397K	0.1%Prev: 0.1%	2,328 SH	Increased+256 SH
ISHARES TR	PFD AND INCM SEC	$334K	0.1%	10,575 SH	New
ISHARES TR	RUS 1000 ETF	$686K	0.1%	2,305 SH	New
ISHARES TR	RUS 1000 GRW ETF	$532K	0.1%Prev: 0.1%	1,461 SH	Increased+437 SH
ISHARES TR	RUS 1000 VAL ETF	$295K	0.0%	1,690 SH	New
ISHARES TR	RUS MD CP GR ETF	$352K	0.1%Prev: 0.1%	3,186 SH	Increased+766 SH
ISHARES TR	RUS TP200 GR ETF	$262K	0.0%	1,223 SH	New
ISHARES TR	RUSSELL 2000 ETF	$4.7M	0.7%Prev: 0.4%	23,019 SH	Increased+12,962 SH
ISHARES TR	S&P 100 ETF	$1.9M	0.3%	7,324 SH	New
ISHARES TR	S&P 500 GRWT ETF	$252K	0.0%Prev: 0.1%	2,718 SH	Decreased-2,644 SH
ISHARES TR	S&P MC 400VL ETF	$231K	0.0%Prev: 0.1%	2,033 SH	Increased
ISHARES TR	TIPS BD ETF	$297K	0.0%Prev: 0.7%	2,777 SH	Decreased-26,846 SH
ISHARES TR	US AER DEF ETF	$211K	0.0%	1,597 SH	New
ISHARES TR	US HLTHCARE ETF	$1.5M	0.2%Prev: 0.3%	23,707 SH	Increased+18,888 SH
ISHARES TR	US INFRASTRUC	$823K	0.1%Prev: 0.2%	19,550 SH	Increased+2,315 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$10.5M	1.7%Prev: 2.1%	184,406 SH	Increased+24,159 SH
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$2.3M	0.4%Prev: 0.3%	46,328 SH	Increased+23,826 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$4.8M	0.8%	86,112 SH	New
JOHN HANCOCK HEDGED EQUITY &	COM	$199K	0.0%Prev: 0.1%	19,200 SH	Decreased-1,400 SH
JOHNSON & JOHNSON	COM	$790K	0.1%Prev: 0.2%	5,403 SH	Decreased+363 SH
JPMORGAN CHASE & CO	COM	$4.6M	0.7%Prev: 0.9%	22,723 SH	Increased-3,998 SH
KAYNE ANDERSON ENERGY INFRST	COM	$2.9M	0.5%Prev: 0.3%	276,743 SH	Increased+101,056 SH
KEMPER CORP	COM	$293K	0.0%Prev: 0.1%	4,944 SH	Increased
KRAFT HEINZ CO	COM	$230K	0.0%	7,127 SH	New
KRANESHARES TRUST	CSI CHI INTERNET	$1.3M	0.2%	48,335 SH	New
LAMB WESTON HLDGS INC	COM	$206K	0.0%	2,447 SH	New
LENNAR CORP	CL A	$1.2M	0.2%	7,942 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$342K	0.1%Prev: 0.1%	50,322 SH	Increased+3,580 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$86K	0.0%Prev: 0.0%	16,155 SH	Increased+1,285 SH
LMP CAP & INCOME FD INC	COM	$438K	0.1%Prev: 0.1%	28,288 SH	Increased
LOCKHEED MARTIN CORP	COM	$413K	0.1%Prev: 0.1%	884 SH	Increased+112 SH
LOOP INDS INC	COM	$350K	0.1%Prev: 0.1%	167,616 SH	Decreased
LOWES COS INC	COM	$499K	0.1%Prev: 0.1%	2,262 SH	Decreased+47 SH
MACQUARIE / FIRST TR GLOBAL	COM	$200K	0.0%Prev: 0.0%	26,800 SH	Decreased+400 SH
MADISON COVERED CALL & EQUIT	COM	$1.3M	0.2%Prev: 0.3%	174,900 SH	Increased+200 SH
MARKEL GROUP INC	COM	$3.4M	0.5%Prev: 0.3%	2,184 SH	Increased+1,214 SH
MASTERCARD INCORPORATED	CL A	$393K	0.1%Prev: 0.1%	890 SH	Decreased-127 SH
MERCK & CO INC	COM	$1.5M	0.2%Prev: 0.3%	12,076 SH	Increased+1,832 SH
META PLATFORMS INC	CL A	$1.7M	0.3%Prev: 0.1%	3,290 SH	Increased+1,236 SH
METALLA RTY & STREAMING LTD	COM NEW	$38K	0.0%	13,724 SH	New
MICRON TECHNOLOGY INC	COM	$12.6M	2.0%Prev: 2.0%	96,136 SH	Increased-38,147 SH
MICROSOFT CORP	COM	$7.9M	1.3%Prev: 0.7%	17,767 SH	Increased+8,518 SH
MONDELEZ INTL INC	CL A	$268K	0.0%	4,098 SH	New
NETFLIX INC	COM	$921K	0.1%Prev: 0.1%	1,365 SH	Increased-61 SH
NEUBERGER BERMAN REAL ESTATE	COM	$556K	0.1%Prev: 0.1%	165,206 SH	Increased+20,093 SH
NEW AMER HIGH INCOME FD INC	COM NEW	$145K	0.0%Prev: 0.0%	19,800 SH	Increased-2,000 SH
NEXPOINT DIVERSIFIED REL ET	COM NEW	$103K	0.0%Prev: 0.1%	18,670 SH	Decreased-3,463 SH
NEXTERA ENERGY INC	COM	$585K	0.1%Prev: 0.2%	8,261 SH	Decreased-3,085 SH
NORTHROP GRUMMAN CORP	COM	$1.6M	0.3%Prev: 0.4%	3,618 SH	Increased+250 SH
NOVO-NORDISK A S	ADR	$305K	0.0%	2,134 SH	New
NUVEEN CORE EQUITY ALPHA FD	COM	$204K	0.0%Prev: 0.0%	13,600 SH	Increased-700 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$276K	0.0%Prev: 0.1%	49,800 SH	Increased-3,000 SH
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$146K	0.0%	10,396 SH	New
NUVEEN FLOATING RATE INCOME	COM	$123K	0.0%	14,202 SH	New
NUVEEN GLOBAL HIGH INCOME FD	SHS	$318K	0.1%Prev: 0.1%	24,825 SH	Increased+1,125 SH
NUVEEN MULTI ASSET INCOME FU	COM	$414K	0.1%Prev: 0.1%	33,520 SH	Decreased-2,163 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$218K	0.0%Prev: 0.0%	29,150 SH	Increased+6,950 SH
NUVEEN QUALITY MUNCP INCOME	COM	$154K	0.0%Prev: 0.0%	13,131 SH	Decreased-2,444 SH
NUVEEN REAL ASSET INCOME & G	COM	$152K	0.0%Prev: 0.0%	12,463 SH	Increased-400 SH
NUVEEN REAL ESTATE INCOME FD	COM	$410K	0.1%Prev: 0.1%	53,600 SH	Decreased-3,000 SH
NVIDIA CORPORATION	COM	$8.8M	1.4%Prev: 0.3%	71,255 SH	Increased+68,353 SH
OCCIDENTAL PETE CORP	COM	$6.6M	1.1%Prev: 0.8%	105,307 SH	Increased+47,379 SH
ORACLE CORP	COM	$310K	0.0%	2,195 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$313K	0.0%	12,360 SH	New
PARAMOUNT GLOBAL	CLASS B COM	$5.5M	0.9%Prev: 1.0%	537,969 SH	Increased+273,211 SH
PEPSICO INC	COM	$1.1M	0.2%Prev: 0.1%	6,475 SH	Increased+3,419 SH
PFIZER INC	COM	$1.3M	0.2%Prev: 0.3%	46,338 SH	Decreased+7,883 SH
PGIM GLOBAL HIGH YIELD FD FO	COM	$131K	0.0%Prev: 0.0%	11,000 SH	Decreased-1,800 SH
PHILIP MORRIS INTL INC	COM	$266K	0.0%Prev: 0.1%	2,629 SH	Increased+100 SH
PIMCO ACCESS INCOME FUND	SHS BENFIN INT	$203K	0.0%	12,844 SH	New
PIMCO CORPORATE & INCOME OPP	COM	$563K	0.1%Prev: 0.1%	39,326 SH	Increased+4,637 SH
PIMCO DYNAMIC INCOME FD	SHS	$322K	0.1%Prev: 0.1%	17,115 SH	Increased+1,776 SH
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$291K	0.0%Prev: 0.1%	21,873 SH	Increased+4,124 SH
PIMCO ETF TR	BROAD US TIPS	$603K	0.1%	11,474 SH	New
PIMCO ETF TR	ENHNCD LW DUR AC	$941K	0.1%Prev: 0.2%	9,942 SH	Decreased-145 SH
PIONEER DIVERSIFIED HIGH INC	COM	$131K	0.0%Prev: 0.0%	11,200 SH	Increased
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$373K	0.1%Prev: 0.1%	36,500 SH	Decreased-5,300 SH
PROCTER AND GAMBLE CO	COM	$506K	0.1%Prev: 0.1%	3,067 SH	Increased+439 SH
PROSHARES TR	S&P 500 DV ARIST	$309K	0.0%Prev: 0.1%	3,216 SH	Increased+701 SH
PROSPECT CAP CORP	COM	$56K	0.0%	10,100 SH	New
PURE STORAGE INC	CL A	$502K	0.1%	7,816 SH	New
QUALCOMM INC	COM	$363K	0.1%Prev: 0.1%	1,821 SH	Increased-243 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$503K	0.1%Prev: 0.1%	18,412 SH	Increased+2,024 SH
RIVERNORTH OPPORTUNITIES FD	COM	$700K	0.1%Prev: 0.2%	57,127 SH	Increased-900 SH
ROYCE MICRO-CAP TR INC	COM	$817K	0.1%Prev: 0.2%	88,932 SH	Increased+13,535 SH
ROYCE VALUE TR INC	COM	$1.0M	0.2%Prev: 0.2%	69,443 SH	Increased+11,596 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$816K	0.1%Prev: 0.2%	10,491 SH	Increased+1,082 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$911K	0.1%Prev: 0.2%	9,033 SH	Increased-591 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$874K	0.1%Prev: 0.2%	11,797 SH	Increased-559 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$358K	0.1%Prev: 0.1%	4,604 SH	Increased-307 SH
SELECT SECTOR SPDR TR	ENERGY	$4.0M	0.6%Prev: 0.1%	43,583 SH	Increased+40,375 SH
SELECT SECTOR SPDR TR	FINANCIAL	$1.2M	0.2%Prev: 0.3%	28,544 SH	Decreased-6,855 SH
SELECT SECTOR SPDR TR	INDL	$768K	0.1%	6,305 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$419K	0.1%Prev: 0.1%	2,298 SH	Increased+716 SH
SELECT SECTOR SPDR TR	SBI CONS STPLS	$4.3M	0.7%Prev: 0.7%	55,629 SH	Increased+12,392 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$711K	0.1%Prev: 0.1%	4,880 SH	Increased+2,131 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$28.1M	4.5%Prev: 4.4%	124,012 SH	Increased+13,676 SH
SEMPRA	COM	$384K	0.1%Prev: 0.1%	5,045 SH	Increased+2,940 SH
SHELL PLC	SPON ADS	$275K	0.0%	3,806 SH	New
SOFI TECHNOLOGIES INC	COM	$128K	0.0%Prev: 0.0%	19,412 SH	Decreased+734 SH
SOLID POWER INC	*W EXP 12/08/202	$6K	0.0%	36,600 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$2.4M	0.4%Prev: 0.4%	6,191 SH	Increased+1,150 SH
SPDR GOLD TR	GOLD SHS	$2.4M	0.4%Prev: 0.3%	11,190 SH	Increased+4,393 SH
SPDR S&P 500 ETF TR	TR UNIT	$4.4M	0.7%Prev: 0.8%	8,113 SH	Increased+114 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$301K	0.0%	562 SH	New
SPDR SER TR	PORTFLI TIPS ETF	$477K	0.1%	18,750 SH	New
SPDR SER TR	S&P DIVID ETF	$23.0M	3.7%Prev: 5.0%	180,870 SH	Increased+6,552 SH
SPECIAL OPPORTUNITIES FD INC	COM	$208K	0.0%Prev: 0.0%	15,900 SH	Increased-2,100 SH
SRH TOTAL RETURN FUND INC	COM	$259K	0.0%Prev: 0.0%	17,800 SH	Increased+6,000 SH
STARBUCKS CORP	COM	$347K	0.1%Prev: 0.1%	4,460 SH	Decreased-318 SH
STELLANTIS N.V	SHS	$726K	0.1%Prev: 0.2%	36,700 SH	Decreased-23,609 SH
STRYKER CORPORATION	COM	$384K	0.1%Prev: 0.1%	1,129 SH	Increased+194 SH
TELEDYNE TECHNOLOGIES INC	COM	$450K	0.1%Prev: 0.1%	1,160 SH	Decreased
TEMPUR SEALY INTL INC	COM	$331K	0.1%	7,000 SH	New
TESLA INC	COM	$1.9M	0.3%Prev: 0.5%	9,712 SH	Decreased+2,234 SH
TORTOISE PWR & ENERGY INFRAS	COM	$204K	0.0%Prev: 0.0%	12,900 SH	Increased
UNITED PARCEL SERVICE INC	CL B	$338K	0.1%Prev: 0.1%	2,467 SH	Decreased-654 SH
UNITEDHEALTH GROUP INC	COM	$258K	0.0%Prev: 0.1%	507 SH	Increased+3 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$2.4M	0.4%Prev: 0.2%	9,252 SH	Increased+2,361 SH
VANGUARD INDEX FDS	GROWTH ETF	$10.0M	1.6%Prev: 1.5%	26,771 SH	Increased+4,214 SH
VANGUARD INDEX FDS	MID CAP ETF	$2.8M	0.5%Prev: 0.6%	11,739 SH	Increased+688 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$578K	0.1%Prev: 0.1%	6,900 SH	Increased+1,048 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$33.5M	5.3%Prev: 5.4%	67,082 SH	Increased+10,158 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$477K	0.1%Prev: 0.1%	2,614 SH	Increased-24 SH
VANGUARD INDEX FDS	SMALL CP ETF	$977K	0.2%Prev: 0.2%	4,481 SH	Increased+995 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$5.5M	0.9%Prev: 0.5%	20,671 SH	Increased+10,482 SH
VANGUARD INDEX FDS	VALUE ETF	$3.2M	0.5%Prev: 0.5%	20,007 SH	Increased+5,872 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$794K	0.1%Prev: 0.2%	18,138 SH	Decreased-5,689 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$5.6M	0.9%Prev: 1.1%	50,159 SH	Increased+2,645 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$10.3M	1.6%Prev: 0.8%	56,172 SH	Increased+35,968 SH
VANGUARD STAR FDS	VG TL INTL STK F	$493K	0.1%	8,174 SH	New
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$395K	0.1%	7,985 SH	New
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$335K	0.1%Prev: 0.1%	2,825 SH	Increased+200 SH
VANGUARD WHITEHALL FDS	INTL HIGH ETF	$2.2M	0.4%Prev: 0.4%	32,823 SH	Increased+7,075 SH
VANGUARD WORLD FD	CONSUM DIS ETF	$226K	0.0%	723 SH	New
VANGUARD WORLD FD	CONSUM STP ETF	$331K	0.1%	1,630 SH	New
VANGUARD WORLD FD	ENERGY ETF	$978K	0.2%	7,669 SH	New
VANGUARD WORLD FD	ESG US STK ETF	$289K	0.0%Prev: 0.1%	2,995 SH	Increased+150 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$1.1M	0.2%	4,015 SH	New
VANGUARD WORLD FD	INF TECH ETF	$7.3M	1.2%	12,649 SH	New
VANGUARD WORLD FD	MEGA GRWTH IND	$11.3M	1.8%	36,047 SH	New
VERIZON COMMUNICATIONS INC	COM	$945K	0.2%Prev: 0.2%	22,917 SH	Increased-1,807 SH
VICTORY PORTFOLIOS II	VCSHS US 500 VOL	$608K	0.1%Prev: 0.1%	7,659 SH	Increased-8 SH
VIRTUS DIVIDEND INTEREST & P	COM	$295K	0.0%Prev: 0.1%	24,000 SH	Decreased-2,000 SH
VIRTUS TOTAL RETURN FD INC	COM	$57K	0.0%Prev: 0.0%	10,439 SH	Decreased-517 SH
VISA INC	COM CL A	$8.8M	1.4%Prev: 1.8%	33,474 SH	Increased+398 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$639K	0.1%Prev: 0.1%	100,850 SH	Increased+7,700 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$258K	0.0%Prev: 0.1%	48,000 SH	Decreased-3,200 SH
VOYA GLBL ADV & PREM OPP FD	COM	$203K	0.0%Prev: 0.0%	22,950 SH	Increased
VOYA GLBL EQTY DIV & PREM OP	COM	$517K	0.1%Prev: 0.1%	100,500 SH
VOYA INFRASTRUCTURE INDLS &	COM	$288K	0.0%Prev: 0.1%	28,200 SH	Increased+800 SH
WALMART INC	COM	$4.9M	0.8%Prev: 0.8%	72,085 SH	Increased+48,808 SH
WELLS FARGO CO NEW	COM	$3.8M	0.6%Prev: 0.9%	63,533 SH	Decreased-28,861 SH
WESTERN ASSET HIGH INCOM FD	COM	$80K	0.0%Prev: 0.0%	18,400 SH	Decreased-6,800 SH
WESTERN ASSET HIGH INCOME OP	COM	$146K	0.0%Prev: 0.0%	38,369 SH	Increased
WISDOMTREE TR	US EFFICIENT COR	$510K	0.1%	11,611 SH	New
WISDOMTREE TR	US QTLY DIV GRT	$227K	0.0%	2,908 SH	New

Sold (vs prior filing)

10X GENOMICS INC — $240K
AEHR TEST SYS — $369K
ALLSPRING MULTI SECTOR INCOM — $181K
ARK ETF TR — $798K
BAXTER INTL INC — $206K
BHP GROUP LTD — $201K
CAMECO CORP — $1.2M
CERUS CORP — $193K
CROWDSTRIKE HLDGS INC — $333K
DUFF & PHELPS UTLITY AND INF — $112K
EAGLE POINT CREDIT COMPANY I — $180K
FIRST TR ENERGY INFRASTRCTR — $473K
FIRST TR EXCHNG TRADED FD VI — $238K
FIRST TR EXCHNG TRADED FD VI — $1.5M
FIRST TR MLP & ENERGY INCOM — $106K
FST TR NEW OPPORT MLP & ENE — $83K
GEO GROUP INC NEW — $124K
GLOBAL X FDS — $248K
HANCOCK JOHN INVT TR — $175K
INNOVATOR ETFS TR — $245K
… and 29 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0002085853-26-001232	—	View
Mar 3, 2026	Q4 2025	13F-HR	0002085853-26-000290	$904.9M	View
May 14, 2025	Q4 2024