NWF Advisory Services Inc.

CIK 0002045735 • 15 13F filings • May 14, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q3 2025

Q3 2024

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $687.8M333 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$1.3M	0.2%Prev: 0.2%	11,034 SH	Increased+2,655 SH
ABBVIE INC	COM	$1.9M	0.3%Prev: 0.4%	9,803 SH	Increased-1,364 SH
ABRDN AUSTRALIA EQUITY FD IN	COM	$451K	0.1%	95,849 SH	New
ABRDN GLOBAL DYNAMIC DIVIDEN	COM	$365K	0.1%Prev: 0.1%	34,324 SH	Increased-2,432 SH
ABRDN GLOBAL INFRA INCOME FU	COM SHS BEN INT	$237K	0.0%	11,716 SH	New
ABRDN GLOBAL PREMIER PPTYS F	COM SH BEN INT	$2.0M	0.3%Prev: 0.4%	427,225 SH	Increased-2,383 SH
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$1.4M	0.2%	75,471 SH	New
ABRDN HEALTHCARE OPPORTUNITI	SHS	$330K	0.0%	14,967 SH	New
ABRDN INCOME CREDIT STRATEGI	COM	$1.1M	0.2%Prev: 0.3%	167,549 SH	Increased+9,271 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$735K	0.1%Prev: 0.2%	80,739 SH	Increased-7,211 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$165K	0.0%	12,400 SH	New
ADVANCED MICRO DEVICES INC	COM	$649K	0.1%	3,954 SH	New
ADVENT CONV & INCOME FD	COM	$868K	0.1%Prev: 0.2%	73,951 SH	Increased-1,495 SH
AFLAC INC	COM	$323K	0.0%	2,885 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$462K	0.1%Prev: 0.1%	15,400 SH	Decreased-7,600 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$10.7M	1.6%Prev: 1.2%	102,453 SH	Increased+44,956 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$911K	0.1%Prev: 0.2%	181,800 SH	Increased-6,900 SH
ALPHA METALLURGICAL RESOUR I	COM	$7.4M	1.1%	31,471 SH	New
ALPHABET INC	CAP STK CL A	$2.7M	0.4%Prev: 0.4%	16,188 SH	Increased+4,376 SH
ALPHABET INC	CAP STK CL C	$12.4M	1.8%Prev: 2.1%	74,443 SH	Increased+5,602 SH
ALTRIA GROUP INC	COM	$229K	0.0%Prev: 0.0%	4,483 SH	Increased-407 SH
AMAZON COM INC	COM	$12.4M	1.8%Prev: 1.9%	66,414 SH	Increased+4,197 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$1.3M	0.2%	13,353 SH	New
AMERICAN EXPRESS CO	COM	$9.6M	1.4%Prev: 1.2%	35,269 SH	Increased+1,691 SH
AMGEN INC	COM	$2.5M	0.4%Prev: 0.4%	7,637 SH	Increased+919 SH
AMPLIFY ETF TR	HIGH INCOME	$5.5M	0.8%Prev: 0.3%	442,235 SH	Increased+332,095 SH
AMPLIFY ETF TR	NAT RES DIVIDEND	$385K	0.1%Prev: 0.1%	13,480 SH	Increased+600 SH
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$232K	0.0%Prev: 0.1%	11,569 SH	Increased-658 SH
APPLE INC	COM	$31.8M	4.6%Prev: 5.5%	136,616 SH	Increased+719 SH
ARES CAPITAL CORP	COM	$254K	0.0%	12,131 SH	New
ARES DYNAMIC CR ALLOCATION F	COM	$591K	0.1%Prev: 0.2%	38,650 SH	Decreased-13,800 SH
ARK ETF TR	NEXT GNRTN INTER	$1.6M	0.2%Prev: 0.2%	19,247 SH	Increased+7,364 SH
ASML HOLDING N V	N Y REGISTRY SHS	$929K	0.1%Prev: 0.1%	1,115 SH	Increased+206 SH
ASTRAZENECA PLC	SPONSORED ADR	$265K	0.0%	3,395 SH	New
AT&T INC	COM	$353K	0.1%Prev: 0.0%	16,066 SH	Increased+3,004 SH
AUTOMATIC DATA PROCESSING IN	COM	$285K	0.0%	1,030 SH	New
BANK AMERICA CORP	7.25%CNV PFD L	$234K	0.0%	184 SH	New
BANK AMERICA CORP	COM	$11.0M	1.6%Prev: 2.1%	276,308 SH	Increased-48,473 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$33.2M	4.8%Prev: 5.4%	72,207 SH	Increased+6,552 SH
BIO RAD LABS INC	CL A	$596K	0.1%Prev: 0.2%	1,780 SH	Decreased
BLACKROCK CORE BD TR	SHS BEN INT	$1.5M	0.2%	125,450 SH	New
BLACKROCK ENHANCED EQUITY DI	COM	$358K	0.1%Prev: 0.1%	41,335 SH	Decreased-10,806 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$470K	0.1%Prev: 0.1%	41,710 SH	Increased-7,101 SH
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$273K	0.0%Prev: 0.1%	47,106 SH	Increased-4,450 SH
BLACKROCK HEALTH SCIENCES TE	COM SHS	$394K	0.1%Prev: 0.1%	24,899 SH	Decreased-4,114 SH
BLACKROCK RES & COMMODITIES	SHS	$147K	0.0%Prev: 0.0%	15,296 SH	Increased+3,041 SH
BLACKROCK SCIENCE & TECHNOLO	SHS	$2.5M	0.4%Prev: 0.5%	71,300 SH	Increased+10,100 SH
BLACKROCK SCIENCE & TECHNOLO	SHS BEN INT	$371K	0.1%Prev: 0.1%	19,337 SH	Decreased-5,888 SH
BLACKSTONE INC	COM	$207K	0.0%	1,354 SH	New
BLUE OWL CAPITAL CORPORATION	COM	$492K	0.1%Prev: 0.1%	33,763 SH	Decreased-1,916 SH
BOEING CO	COM	$333K	0.0%Prev: 0.1%	2,192 SH	Decreased-514 SH
BRISTOL-MYERS SQUIBB CO	COM	$328K	0.0%Prev: 0.1%	6,348 SH	Increased+806 SH
BROADCOM INC	COM	$531K	0.1%	3,076 SH	New
CALAMOS GBL DYN INCOME FUND	COM	$278K	0.0%Prev: 0.1%	38,800 SH	Increased-8,200 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$696K	0.1%Prev: 0.2%	40,134 SH	Increased-6,400 SH
CAPITAL GROUP CORE EQUITY ET	SHS CREATION UNI	$205K	0.0%	5,968 SH	New
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$1.4M	0.2%	41,323 SH	New
CARVANA CO	CL A	$252K	0.0%	1,450 SH	New
CATERPILLAR INC	COM	$413K	0.1%	1,057 SH	New
CBRE GBL REAL ESTATE INC FD	COM	$1.6M	0.2%Prev: 0.3%	247,900 SH	Increased-16,746 SH
CHECKPOINT THERAPEUTICS INC	COM NEW	$24K	0.0%	10,900 SH	New
CHEVRON CORP NEW	COM	$794K	0.1%Prev: 0.1%	5,393 SH	Increased+2,779 SH
CHOICEONE FINL SVCS INC	COM	$319K	0.0%Prev: 0.1%	10,316 SH	Increased-854 SH
CISCO SYS INC	COM	$509K	0.1%Prev: 0.1%	9,566 SH	Increased+3,215 SH
CITIGROUP INC	COM NEW	$9.2M	1.3%Prev: 1.4%	147,279 SH	Increased-2,106 SH
COCA COLA CO	COM	$2.7M	0.4%Prev: 0.4%	37,059 SH	Increased+2,992 SH
COHEN & STEERS CLOSED-END OP	COM	$647K	0.1%Prev: 0.1%	49,761 SH	Increased+461 SH
COHEN & STEERS INFRASTRUCTUR	COM	$1.2M	0.2%Prev: 0.2%	44,216 SH	Increased-1,670 SH
COHEN & STEERS QUALITY INCOM	COM	$894K	0.1%Prev: 0.1%	63,120 SH	Increased+6,399 SH
COHEN & STEERS REIT & PFD &	COM	$234K	0.0%	9,902 SH	New
COHEN & STEERS TOTAL RETURN	COM	$399K	0.1%Prev: 0.1%	30,475 SH	Increased-1,200 SH
COLGATE PALMOLIVE CO	COM	$489K	0.1%Prev: 0.1%	4,707 SH	Increased+52 SH
COMCAST CORP NEW	CL A	$268K	0.0%Prev: 0.0%	6,420 SH	Increased+1,850 SH
CONSTELLATION BRANDS INC	CL A	$202K	0.0%	784 SH	New
COSTCO WHSL CORP NEW	COM	$17.4M	2.5%Prev: 2.5%	19,582 SH	Increased+720 SH
CURTISS WRIGHT CORP	COM	$708K	0.1%Prev: 0.1%	2,154 SH	Increased
CYTOSORBENTS CORP	COM NEW	$100K	0.0%Prev: 0.0%	66,800 SH	Increased+15,350 SH
DAVITA INC	COM	$465K	0.1%Prev: 0.1%	2,835 SH	Increased-194 SH
DELL TECHNOLOGIES INC	CL C	$226K	0.0%	1,908 SH	New
DISNEY WALT CO	COM	$5.9M	0.9%Prev: 1.0%	62,067 SH	Increased+9,527 SH
DOUBLELINE INCOME SOLUTIONS	COM	$304K	0.0%Prev: 0.1%	23,444 SH	Increased-646 SH
EATON CORP PLC	SHS	$275K	0.0%	830 SH	New
EATON VANCE LTD DURATION INC	COM	$1.2M	0.2%Prev: 0.3%	116,950 SH	Decreased-46,250 SH
EATON VANCE RISK-MANAGED DIV	COM	$141K	0.0%Prev: 0.0%	15,300 SH	Increased-200 SH
EATON VANCE SR INCOME TR	SH BEN INT	$122K	0.0%Prev: 0.0%	19,800 SH	Decreased-1,400 SH
EATON VANCE TAX-ADVANTAGED G	COM	$217K	0.0%Prev: 0.0%	8,163 SH	Increased-1,553 SH
EATON VANCE TAX-MANAGED DIVE	COM	$685K	0.1%Prev: 0.1%	46,776 SH	Increased-951 SH
EATON VANCE TAX-MANAGED GLOB	COM	$754K	0.1%Prev: 0.2%	86,646 SH	Increased-7,722 SH
EATON VANCE TX ADV GLBL DIV	COM	$291K	0.0%Prev: 0.1%	14,967 SH	Increased-200 SH
ECOFIN SUSTAINABLE AND SOCIA	COM SH BEN INT	$463K	0.1%Prev: 0.1%	35,500 SH	Decreased-14,300 SH
ELI LILLY & CO	COM	$1.6M	0.2%Prev: 0.1%	1,784 SH	Increased+658 SH
ENBRIDGE INC	COM	$217K	0.0%	5,342 SH	New
EQUIFAX INC	COM	$613K	0.1%Prev: 0.1%	2,087 SH	Increased-317 SH
ETFIS SER TR I	VIRTUS INFRCAP	$406K	0.1%Prev: 0.0%	17,771 SH	Increased+6,831 SH
EXXON MOBIL CORP	COM	$1.6M	0.2%Prev: 0.3%	13,902 SH	Increased+3,894 SH
FEMASYS INC	COM	$52K	0.0%Prev: 0.0%	47,055 SH	Decreased
FIDELITY COVINGTON TRUST	HIGH YILD ETF	$461K	0.1%Prev: 0.1%	9,355 SH	Increased-217 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$245K	0.0%	1,405 SH	New
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$7.6M	1.1%	151,941 SH	New
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$223K	0.0%	4,772 SH	New
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	$367K	0.1%Prev: 0.1%	2,650 SH	Increased
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	$266K	0.0%	2,926 SH	New
FIRST TR EXCHANGE-TRADED FD	DORSEY WRT 5 ETF	$507K	0.1%Prev: 0.1%	8,708 SH	Increased-744 SH
FIRST TR EXCHANGE-TRADED FD	FT VEST S&P 500	$1.4M	0.2%	25,450 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ BUYWRITE	$203K	0.0%	9,900 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST FD OF BU	$2.7M	0.4%	88,850 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST NAS	$299K	0.0%	11,065 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$219K	0.0%	5,710 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$479K	0.1%	13,850 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$980K	0.1%	20,230 SH	New
FIRST TR MORNINGSTAR DIVID L	SHS	$400K	0.1%	9,533 SH	New
FIRST TR SPECIALTY FIN & FIN	COM BEN INTR	$230K	0.0%Prev: 0.0%	56,550 SH	Increased+22,800 SH
FIRST TR SR FLTG RATE INCOME	COM	$131K	0.0%	12,643 SH	New
FORD MTR CO DEL	COM	$400K	0.1%Prev: 0.0%	37,868 SH	Increased+21,178 SH
FS CREDIT OPPORTUNITIES CORP	COMMON STOCK	$66K	0.0%	10,369 SH	New
FS KKR CAP CORP	COM	$520K	0.1%Prev: 0.2%	26,349 SH	Decreased-21,755 SH
GABELLI HLTHCARE & WELLNESS	SHS	$150K	0.0%	13,700 SH	New
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	$441K	0.1%Prev: 0.1%	103,000 SH	Increased-10,000 SH
GAMCO NAT RES GOLD & INCOME	SH BEN INT	$59K	0.0%	10,000 SH	New
GENERAL ELECTRIC CO	COM NEW	$1.9M	0.3%	10,116 SH	New
GENERAL MTRS CO	COM	$7.5M	1.1%Prev: 1.4%	167,959 SH	Increased-16,780 SH
GLOBAL X FDS	ARTIFICIAL ETF	$318K	0.0%	8,549 SH	New
GLOBAL X FDS	DOW 30 COVERED C	$1.5M	0.2%Prev: 0.5%	64,300 SH	Decreased-26,600 SH
GLOBAL X FDS	NASDAQ 100 COVER	$4.5M	0.7%Prev: 0.9%	249,254 SH	Increased+9,769 SH
GLOBAL X FDS	RUSSELL 2000	$1.2M	0.2%Prev: 0.3%	72,006 SH	Increased+9,150 SH
GLOBAL X FDS	S&P 500 COVERED	$2.9M	0.4%Prev: 0.6%	70,778 SH	Increased-191 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$1.3M	0.2%Prev: 0.2%	34,915 SH	Increased+6,701 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$5.2M	0.8%Prev: 0.8%	46,002 SH	Increased+5,910 SH
GUGGENHEIM TAXABLE MUNICP BO	COM	$402K	0.1%Prev: 0.1%	22,850 SH	Decreased-3,950 SH
HESS CORP	COM	$1.6M	0.2%	11,764 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$133K	0.0%Prev: 0.0%	19,500 SH	Increased+6,500 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$1.4M	0.2%Prev: 0.4%	183,931 SH	Decreased-49,250 SH
HIGHLAND OPPORTUNITIES	HIGHLAND INCOME	$1.1M	0.2%Prev: 0.2%	187,400 SH	Increased+98,300 SH
HOME DEPOT INC	COM	$1.2M	0.2%Prev: 0.2%	2,921 SH	Increased+22 SH
HONEYWELL INTL INC	COM	$769K	0.1%Prev: 0.2%	3,719 SH	Increased-194 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$619K	0.1%	16,910 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$395K	0.1%Prev: 0.1%	1,789 SH	Increased+231 SH
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$581K	0.1%	23,151 SH	New
INVESCO EXCH TRADED FD TR II	CEF INM COMPSI	$465K	0.1%Prev: 0.1%	23,600 SH	Increased+800 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$415K	0.1%Prev: 0.1%	4,020 SH	Increased-202 SH
INVESCO EXCHANGE TRADED FD T	HIG YLD EQ DIV	$700K	0.1%	31,907 SH	New
INVESCO EXCHANGE TRADED FD T	S&P 500 GARP ETF	$2.7M	0.4%	25,670 SH	New
INVESCO EXCHANGE TRADED FD T	S&P 500 TOP 50	$256K	0.0%	5,391 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$221K	0.0%	5,850 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.2M	0.2%Prev: 0.2%	6,785 SH	Increased+1,937 SH
INVESCO QQQ TR	UNIT SER 1	$9.4M	1.4%Prev: 1.6%	19,294 SH	Increased+760 SH
INVESCO SR INCOME TR	COM	$41K	0.0%Prev: 0.0%	10,000 SH	Increased
ISHARES GOLD TR	ISHARES NEW	$270K	0.0%Prev: 0.0%	5,430 SH	Increased-507 SH
ISHARES SILVER TR	ISHARES	$3.2M	0.5%Prev: 0.3%	112,395 SH	Increased+46,418 SH
ISHARES TR	20 YR TR BD ETF	$3.6M	0.5%	36,705 SH	New
ISHARES TR	CORE HIGH DV ETF	$368K	0.1%Prev: 0.1%	3,126 SH	Increased+806 SH
ISHARES TR	CORE S&P MCP ETF	$219K	0.0%Prev: 0.1%	3,521 SH	Decreased+2,300 SH
ISHARES TR	CORE S&P SCP ETF	$843K	0.1%Prev: 0.2%	7,206 SH	Decreased-2,185 SH
ISHARES TR	CORE S&P TTL STK	$13.4M	2.0%Prev: 1.8%	107,036 SH	Increased+27,382 SH
ISHARES TR	CORE S&P US VLU	$2.1M	0.3%Prev: 0.3%	21,651 SH	Increased+4,312 SH
ISHARES TR	CORE S&P500 ETF	$15.8M	2.3%Prev: 2.3%	27,370 SH	Increased+4,281 SH
ISHARES TR	CRE U S REIT ETF	$283K	0.0%Prev: 0.1%	4,598 SH	Increased
ISHARES TR	DOW JONES US ETF	$912K	0.1%Prev: 0.2%	6,530 SH	Increased
ISHARES TR	ESG AWR MSCI USA	$347K	0.1%Prev: 0.1%	2,750 SH	Increased
ISHARES TR	INTL SEL DIV ETF	$1.9M	0.3%Prev: 0.4%	62,162 SH	Decreased-12,628 SH
ISHARES TR	MSCI EAFE ETF	$2.0M	0.3%Prev: 0.1%	24,185 SH	Increased+19,136 SH
ISHARES TR	MSCI EMG MKT ETF	$816K	0.1%	17,793 SH	New
ISHARES TR	MSCI USA MIN VOL	$1.5M	0.2%Prev: 0.6%	16,151 SH	Decreased-18,849 SH
ISHARES TR	MSCI USA QLT FCT	$440K	0.1%Prev: 0.1%	2,457 SH	Increased+385 SH
ISHARES TR	PFD AND INCM SEC	$322K	0.0%	9,693 SH	New
ISHARES TR	RUS 1000 ETF	$754K	0.1%	2,397 SH	New
ISHARES TR	RUS 1000 GRW ETF	$544K	0.1%Prev: 0.1%	1,450 SH	Increased+426 SH
ISHARES TR	RUS 1000 VAL ETF	$318K	0.0%	1,675 SH	New
ISHARES TR	RUS MD CP GR ETF	$374K	0.1%Prev: 0.1%	3,186 SH	Increased+792 SH
ISHARES TR	RUS TP200 GR ETF	$270K	0.0%	1,225 SH	New
ISHARES TR	RUSSELL 2000 ETF	$5.0M	0.7%Prev: 0.2%	22,471 SH	Increased+17,008 SH
ISHARES TR	S&P 100 ETF	$2.2M	0.3%	8,064 SH	New
ISHARES TR	S&P 500 GRWT ETF	$272K	0.0%Prev: 0.1%	2,840 SH	Decreased-2,639 SH
ISHARES TR	S&P MC 400VL ETF	$215K	0.0%Prev: 0.0%	1,736 SH	Increased-297 SH
ISHARES TR	TIPS BD ETF	$307K	0.0%Prev: 0.5%	2,777 SH	Decreased-18,686 SH
ISHARES TR	US AER DEF ETF	$245K	0.0%	1,638 SH	New
ISHARES TR	US HLTHCARE ETF	$1.6M	0.2%Prev: 0.3%	25,275 SH	Increased+20,506 SH
ISHARES TR	US INFRASTRUC	$976K	0.1%Prev: 0.1%	20,776 SH	Increased+3,437 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$11.8M	1.7%Prev: 2.3%	197,637 SH	Increased+19,007 SH
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$2.0M	0.3%Prev: 0.3%	38,783 SH	Increased+11,390 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$4.9M	0.7%Prev: 0.1%	89,270 SH	Increased+84,124 SH
J P MORGAN EXCHANGE TRADED F	US VALUE FACTR	$226K	0.0%	5,177 SH	New
JANUS DETROIT STR TR	HENDRSON AAA CL	$595K	0.1%	11,696 SH	New
JOHN HANCOCK HEDGED EQUITY &	COM	$211K	0.0%Prev: 0.0%	19,200 SH	Increased-1,400 SH
JOHNSON & JOHNSON	COM	$1.1M	0.2%Prev: 0.2%	6,576 SH	Increased+1,367 SH
JPMORGAN CHASE & CO	COM	$4.1M	0.6%Prev: 0.9%	19,342 SH	Increased-6,325 SH
KAYNE ANDERSON ENERGY INFRST	COM	$3.1M	0.4%Prev: 0.4%	281,243 SH	Increased+81,472 SH
KEMPER CORP	COM	$303K	0.0%Prev: 0.0%	4,944 SH	Increased
KRAFT HEINZ CO	COM	$245K	0.0%	6,973 SH	New
KRANESHARES TRUST	CSI CHI INTERNET	$494K	0.1%	14,510 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$367K	0.1%Prev: 0.1%	51,632 SH	Increased+2,858 SH
LINDE PLC	SHS	$277K	0.0%	581 SH	New
LMP CAP & INCOME FD INC	COM	$498K	0.1%Prev: 0.1%	28,288 SH	Increased
LOCKHEED MARTIN CORP	COM	$516K	0.1%Prev: 0.1%	882 SH	Increased+100 SH
LOOP INDS INC	COM	$308K	0.0%Prev: 0.1%	167,616 SH	Decreased
LOWES COS INC	COM	$634K	0.1%Prev: 0.1%	2,342 SH	Increased+127 SH
MADISON COVERED CALL & EQUIT	COM	$1.1M	0.2%Prev: 0.3%	152,300 SH	Decreased-34,900 SH
MARKEL GROUP INC	COM	$3.7M	0.5%Prev: 0.4%	2,387 SH	Increased+1,342 SH
MASTERCARD INCORPORATED	CL A	$668K	0.1%Prev: 0.1%	1,353 SH	Increased+504 SH
MATSON INC	COM	$221K	0.0%	1,550 SH	New
MERCK & CO INC	COM	$1.6M	0.2%Prev: 0.3%	13,856 SH	Increased+3,529 SH
META PLATFORMS INC	CL A	$2.3M	0.3%Prev: 0.1%	4,089 SH	Increased+2,135 SH
MICRON TECHNOLOGY INC	COM	$9.7M	1.4%Prev: 1.8%	93,295 SH	Increased-19,903 SH
MICROSOFT CORP	COM	$7.7M	1.1%Prev: 0.7%	17,910 SH	Increased+8,065 SH
MONDELEZ INTL INC	CL A	$309K	0.0%	4,197 SH	New
NETFLIX INC	COM	$1.0M	0.2%Prev: 0.1%	1,465 SH	Increased+64 SH
NEUBERGER BERMAN REAL ESTATE	COM	$671K	0.1%Prev: 0.1%	163,206 SH	Increased+18,093 SH
NEW AMER HIGH INCOME FD INC	COM NEW	$140K	0.0%Prev: 0.0%	16,800 SH	Decreased-5,000 SH
NEXPOINT DIVERSIFIED REL ET	COM NEW	$178K	0.0%Prev: 0.1%	28,468 SH	Decreased-774 SH
NEXTERA ENERGY INC	COM	$706K	0.1%Prev: 0.1%	8,353 SH	Increased-2,723 SH
NORTHROP GRUMMAN CORP	COM	$1.8M	0.3%Prev: 0.3%	3,347 SH	Increased-21 SH
NOVO-NORDISK A S	ADR	$463K	0.1%	3,892 SH	New
NUVEEN CORE EQUITY ALPHA FD	COM	$209K	0.0%Prev: 0.0%	13,600 SH	Increased-700 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$288K	0.0%Prev: 0.1%	49,800 SH	Increased-3,000 SH
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$154K	0.0%Prev: 0.0%	10,396 SH	Increased
NUVEEN FLOATING RATE INCOME	COM	$204K	0.0%Prev: 0.0%	23,102 SH	Increased+11,826 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$332K	0.0%Prev: 0.1%	24,825 SH	Increased+1,125 SH
NUVEEN MULTI ASSET INCOME FU	COM	$496K	0.1%Prev: 0.1%	37,520 SH	Increased+559 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$235K	0.0%Prev: 0.0%	29,150 SH	Increased+7,950 SH
NUVEEN QUALITY MUNCP INCOME	COM	$126K	0.0%Prev: 0.0%	10,152 SH	Decreased-5,434 SH
NUVEEN REAL ASSET INCOME & G	COM	$170K	0.0%Prev: 0.0%	12,463 SH	Increased-850 SH
NUVEEN REAL ESTATE INCOME FD	COM	$482K	0.1%Prev: 0.1%	51,800 SH	Increased-1,900 SH
NVIDIA CORPORATION	COM	$10.1M	1.5%Prev: 0.3%	83,452 SH	Increased+80,640 SH
NXG CUSHING MIDSTREAM ENERGY	COM NEW	$202K	0.0%	4,480 SH	New
OCCIDENTAL PETE CORP	COM	$8.0M	1.2%Prev: 1.0%	154,517 SH	Increased+92,109 SH
ORACLE CORP	COM	$415K	0.1%	2,435 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$460K	0.1%	12,360 SH	New
PARAMOUNT GLOBAL	CLASS B COM	$3.7M	0.5%Prev: 1.2%	344,975 SH	Decreased-49,885 SH
PEPSICO INC	COM	$1.1M	0.2%Prev: 0.1%	6,427 SH	Increased+3,371 SH
PFIZER INC	COM	$1.2M	0.2%Prev: 0.3%	42,563 SH	Decreased+4,405 SH
PHILIP MORRIS INTL INC	COM	$405K	0.1%Prev: 0.1%	3,340 SH	Increased+811 SH
PIMCO ACCESS INCOME FUND	SHS BENFIN INT	$214K	0.0%	12,844 SH	New
PIMCO CORPORATE & INCOME OPP	COM	$564K	0.1%Prev: 0.1%	39,179 SH	Increased+4,490 SH
PIMCO DYNAMIC INCOME FD	SHS	$328K	0.0%Prev: 0.1%	16,157 SH	Increased-401 SH
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$287K	0.0%Prev: 0.0%	20,321 SH	Increased+2,698 SH
PIMCO ETF TR	BROAD US TIPS	$627K	0.1%	11,592 SH	New
PIMCO ETF TR	ENHAN SHRT MA AC	$480K	0.1%	4,764 SH	New
PIMCO ETF TR	ENHNCD LW DUR AC	$920K	0.1%Prev: 0.3%	9,592 SH	Decreased-2,632 SH
PIONEER DIVERSIFIED HIGH INC	COM	$138K	0.0%Prev: 0.0%	11,200 SH	Increased
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$408K	0.1%Prev: 0.1%	36,500 SH	Increased-1,800 SH
PROCTER AND GAMBLE CO	COM	$632K	0.1%Prev: 0.1%	3,648 SH	Increased+900 SH
PROSHARES TR	S&P 500 DV ARIST	$343K	0.0%Prev: 0.1%	3,216 SH	Increased+301 SH
PROSPECT CAP CORP	COM	$54K	0.0%	10,100 SH	New
PURE STORAGE INC	CL A	$393K	0.1%	7,816 SH	New
QUALCOMM INC	COM	$340K	0.0%Prev: 0.1%	1,998 SH	Increased-97 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$565K	0.1%Prev: 0.1%	17,209 SH	Increased-979 SH
RIVERNORTH OPPORTUNITIES FD	COM	$738K	0.1%Prev: 0.1%	57,127 SH	Increased-900 SH
ROYCE MICRO-CAP TR INC	COM	$882K	0.1%Prev: 0.2%	91,733 SH	Increased+10,849 SH
ROYCE VALUE TR INC	COM	$1.1M	0.2%Prev: 0.2%	67,714 SH	Increased+7,161 SH
RTX CORPORATION	COM	$215K	0.0%Prev: 0.0%	1,771 SH	Increased-1,050 SH
SCHWAB STRATEGIC TR	SCHWB FDT INT LG	$201K	0.0%	5,369 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$865K	0.1%Prev: 0.2%	10,229 SH	Increased+382 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$984K	0.1%Prev: 0.2%	9,442 SH	Increased-207 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$998K	0.1%Prev: 0.2%	12,413 SH	Increased+80 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$353K	0.1%Prev: 0.1%	4,244 SH	Increased-835 SH
SELECT SECTOR SPDR TR	COMMUNICATION	$2.7M	0.4%	29,528 SH	New
SELECT SECTOR SPDR TR	ENERGY	$4.5M	0.6%Prev: 0.1%	50,824 SH	Increased+47,216 SH
SELECT SECTOR SPDR TR	FINANCIAL	$3.0M	0.4%Prev: 0.2%	67,217 SH	Increased+36,003 SH
SELECT SECTOR SPDR TR	INDL	$2.7M	0.4%Prev: 0.1%	19,877 SH	Increased+16,747 SH
SELECT SECTOR SPDR TR	SBI CONS DISCR	$461K	0.1%Prev: 0.1%	2,299 SH	Increased+717 SH
SELECT SECTOR SPDR TR	SBI CONS STPLS	$5.3M	0.8%Prev: 0.7%	63,720 SH	Increased+20,247 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$752K	0.1%Prev: 0.1%	4,885 SH	Increased+2,006 SH
SELECT SECTOR SPDR TR	SBI INT-UTILS	$225K	0.0%	2,786 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$30.0M	4.4%Prev: 4.3%	133,011 SH	Increased+21,265 SH
SEMPRA	COM	$422K	0.1%Prev: 0.1%	5,052 SH	Increased+842 SH
SHELL PLC	SPON ADS	$258K	0.0%	3,914 SH	New
SOFI TECHNOLOGIES INC	COM	$153K	0.0%Prev: 0.0%	19,412 SH	Increased+734 SH
SOLID POWER INC	*W EXP 12/08/202	$3K	0.0%	31,600 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$2.9M	0.4%Prev: 0.3%	6,872 SH	Increased+2,464 SH
SPDR GOLD TR	GOLD SHS	$3.4M	0.5%Prev: 0.3%	14,010 SH	Increased+7,393 SH
SPDR S&P 500 ETF TR	TR UNIT	$5.1M	0.7%Prev: 0.9%	8,895 SH	Increased-107 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$320K	0.0%	562 SH	New
SPDR SER TR	PORTFLI TIPS ETF	$493K	0.1%	18,750 SH	New
SPDR SER TR	S&P DIVID ETF	$26.2M	3.8%Prev: 4.8%	184,687 SH	Increased+8,816 SH
SPECIAL OPPORTUNITIES FD INC	COM	$221K	0.0%Prev: 0.0%	15,900 SH	Increased-2,100 SH
SRH TOTAL RETURN FUND INC	COM	$281K	0.0%Prev: 0.1%	17,800 SH	Increased
STANLEY BLACK & DECKER INC	COM	$218K	0.0%	1,975 SH	New
STARBUCKS CORP	COM	$418K	0.1%Prev: 0.1%	4,289 SH	Decreased-428 SH
STRYKER CORPORATION	COM	$425K	0.1%Prev: 0.1%	1,177 SH	Increased+112 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$352K	0.1%	2,028 SH	New
TELEDYNE TECHNOLOGIES INC	COM	$508K	0.1%Prev: 0.1%	1,160 SH	Increased
TEMPUR SEALY INTL INC	COM	$382K	0.1%	7,000 SH	New
TESLA INC	COM	$2.2M	0.3%Prev: 0.5%	8,459 SH	Increased+710 SH
THERMO FISHER SCIENTIFIC INC	COM	$228K	0.0%	369 SH	New
TORTOISE PWR & ENERGY INFRAS	COM	$206K	0.0%Prev: 0.0%	11,400 SH	Increased-1,500 SH
UNITED PARCEL SERVICE INC	CL B	$334K	0.0%Prev: 0.1%	2,450 SH	Decreased-671 SH
UNITEDHEALTH GROUP INC	COM	$628K	0.1%Prev: 0.1%	1,074 SH	Increased+610 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$2.2M	0.3%Prev: 0.2%	9,128 SH	Increased+2,230 SH
VANGUARD INDEX FDS	EXTEND MKT ETF	$204K	0.0%	1,120 SH	New
VANGUARD INDEX FDS	GROWTH ETF	$10.4M	1.5%Prev: 1.4%	27,097 SH	Increased+4,699 SH
VANGUARD INDEX FDS	MID CAP ETF	$2.9M	0.4%Prev: 0.5%	11,156 SH	Increased+183 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$1.1M	0.2%Prev: 0.1%	11,703 SH	Increased+7,503 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$35.6M	5.2%Prev: 5.4%	67,431 SH	Increased+8,976 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$423K	0.1%Prev: 0.1%	2,108 SH	Increased-531 SH
VANGUARD INDEX FDS	SMALL CP ETF	$685K	0.1%Prev: 0.2%	2,884 SH	Increased-718 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$5.7M	0.8%Prev: 0.5%	20,159 SH	Increased+9,792 SH
VANGUARD INDEX FDS	VALUE ETF	$3.5M	0.5%Prev: 0.4%	20,153 SH	Increased+7,089 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$6.0M	0.9%Prev: 1.0%	50,529 SH	Increased+2,938 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$12.0M	1.7%Prev: 0.8%	60,376 SH	Increased+37,849 SH
VANGUARD STAR FDS	VG TL INTL STK F	$537K	0.1%	8,294 SH	New
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$483K	0.1%	9,148 SH	New
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$362K	0.1%Prev: 0.1%	2,825 SH	Increased+177 SH
VANGUARD WHITEHALL FDS	INTL HIGH ETF	$2.3M	0.3%Prev: 0.4%	31,213 SH	Increased+548 SH
VANGUARD WORLD FD	CONSUM DIS ETF	$246K	0.0%	723 SH	New
VANGUARD WORLD FD	CONSUM STP ETF	$435K	0.1%	1,989 SH	New
VANGUARD WORLD FD	ENERGY ETF	$1.0M	0.1%	8,344 SH	New
VANGUARD WORLD FD	ESG US STK ETF	$304K	0.0%Prev: 0.0%	2,995 SH	Increased+250 SH
VANGUARD WORLD FD	FINANCIALS ETF	$206K	0.0%	1,872 SH	New
VANGUARD WORLD FD	HEALTH CAR ETF	$1.5M	0.2%	5,215 SH	New
VANGUARD WORLD FD	INDUSTRIAL ETF	$212K	0.0%	817 SH	New
VANGUARD WORLD FD	INF TECH ETF	$7.6M	1.1%	12,931 SH	New
VANGUARD WORLD FD	MATERIALS ETF	$1.5M	0.2%	7,194 SH	New
VANGUARD WORLD FD	MEGA CAP VAL ETF	$213K	0.0%	1,661 SH	New
VANGUARD WORLD FD	MEGA GRWTH IND	$12.0M	1.7%Prev: 0.1%	37,362 SH	Increased+34,688 SH
VERIZON COMMUNICATIONS INC	COM	$1.1M	0.2%Prev: 0.3%	25,283 SH	Increased-7,804 SH
VICTORY PORTFOLIOS II	VCSHS US 500 VOL	$660K	0.1%Prev: 0.1%	7,659 SH	Increased-8 SH
VIRTUS DIVIDEND INTEREST & P	COM	$313K	0.0%Prev: 0.1%	24,000 SH	Increased-2,000 SH
VIRTUS TOTAL RETURN FD INC	COM	$65K	0.0%Prev: 0.0%	10,439 SH	Increased-1,767 SH
VISA INC	COM CL A	$9.1M	1.3%Prev: 1.8%	33,177 SH	Increased-12 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$691K	0.1%Prev: 0.1%	100,850 SH	Increased+8,500 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$262K	0.0%Prev: 0.1%	46,000 SH	Increased-5,200 SH
VOYA GLBL ADV & PREM OPP FD	COM	$218K	0.0%Prev: 0.0%	22,950 SH	Increased
VOYA GLBL EQTY DIV & PREM OP	COM	$567K	0.1%Prev: 0.1%	100,500 SH	Increased
VOYA INFRASTRUCTURE INDLS &	COM	$320K	0.0%Prev: 0.1%	28,200 SH	Increased+800 SH
WALMART INC	COM	$5.5M	0.8%Prev: 0.9%	68,601 SH	Increased+45,304 SH
WELLS FARGO CO NEW	COM	$2.6M	0.4%Prev: 0.8%	45,766 SH	Decreased-39,357 SH
WESTERN ASSET HIGH INCOM FD	COM	$83K	0.0%Prev: 0.0%	18,400 SH	Decreased-6,800 SH
WESTERN ASSET HIGH INCOME OP	COM	$155K	0.0%Prev: 0.0%	38,369 SH	Increased
WESTERN ASSET INTER MUNI FD	COM	$92K	0.0%	11,250 SH	New
WESTERN AST INFL LKD OPP & I	COM	$1.4M	0.2%	153,550 SH	New
WISDOMTREE TR	EUROPE HEDGED EQ	$214K	0.0%	4,773 SH	New
WISDOMTREE TR	US EFFICIENT COR	$547K	0.1%	11,643 SH	New
WISDOMTREE TR	US QTLY DIV GRT	$430K	0.1%	5,168 SH	New

Sold (vs prior filing)

AEHR TEST SYS — $555K
AGNC INVT CORP — $233K
ALLSPRING MULTI SECTOR INCOM — $157K
ARK ETF TR — $318K
BETTER THERAPEUTICS INC — $6K
CAMECO CORP — $1.0M
CERUS CORP — $113K
EAGLE POINT CREDIT COMPANY I — $163K
EMEREN GROUP LTD — $55K
FIRST TR ABRDN GBL OPP INCM — $100K
FIRST TR ENERGY INFRASTRCTR — $492K
FIRST TR EXCHANGE-TRADED FD — $643K
FIRST TR EXCHNG TRADED FD VI — $275K
FIRST TR EXCHNG TRADED FD VI — $1.6M
FIRST TR HIGH INCOME LONG / — $195K
FIRST TR MLP & ENERGY INCOM — $114K
FST TR NEW OPPORT MLP & ENE — $86K
GEO GROUP INC NEW — $142K
GLOBAL X FDS — $199K
HANCOCK JOHN INVT TR — $164K
… and 32 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0002085853-26-001232	—	View
Mar 3, 2026	Q4 2025	13F-HR	0002085853-26-000290	$904.9M	View
May 14, 2025	Q4 2024