NWF Advisory Services Inc.

CIK 0002045735 • 15 13F filings • May 14, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q3 2025

Q3 2024

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $424.8M282 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$812K	0.2%	8,379 SH	New
ABBVIE INC	COM	$1.7M	0.4%Prev: 0.3%	11,167 SH	Decreased-1,658 SH
ABRDN GLOBAL DYNAMIC DIVIDEN	COM	$318K	0.1%Prev: 0.0%	36,756 SH	Decreased+5,905 SH
ABRDN GLOBAL PREMIER PPTYS F	COM SH BEN INT	$1.6M	0.4%Prev: 0.1%	429,608 SH	Decreased+296,518 SH
ABRDN INCOME CREDIT STRATEGI	COM	$1.1M	0.3%Prev: 0.0%	158,278 SH	Increased+108,391 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$665K	0.2%Prev: 0.1%	87,950 SH	Decreased-7,750 SH
ADVENT CONV & INCOME FD	COM	$791K	0.2%Prev: 0.1%	75,446 SH	Decreased+8,333 SH
AEHR TEST SYS	COM	$555K	0.1%	12,136 SH	New
AGNC INVT CORP	COM	$233K	0.1%Prev: 0.0%	24,640 SH	Increased+11,165 SH
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$591K	0.1%	23,000 SH	New
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$4.9M	1.2%Prev: 1.1%	57,497 SH	Decreased-66,847 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$760K	0.2%Prev: 0.1%	188,700 SH	Decreased+45,400 SH
ALLSPRING MULTI SECTOR INCOM	COM	$157K	0.0%	17,300 SH	New
ALPHABET INC	CAP STK CL A	$1.5M	0.4%Prev: 0.4%	11,812 SH	Decreased-911 SH
ALPHABET INC	CAP STK CL C	$9.1M	2.1%Prev: 2.7%	68,841 SH	Decreased-11,099 SH
ALTRIA GROUP INC	COM	$206K	0.0%Prev: 0.0%	4,890 SH	Decreased-2,118 SH
AMAZON COM INC	COM	$7.9M	1.9%Prev: 1.7%	62,217 SH	Decreased-13,746 SH
AMERICAN EXPRESS CO	COM	$5.0M	1.2%Prev: 1.2%	33,578 SH	Decreased-4,153 SH
AMGEN INC	COM	$1.8M	0.4%Prev: 0.2%	6,718 SH	Decreased+952 SH
AMPLIFY ETF TR	HIGH INCOME	$1.2M	0.3%	110,140 SH	New
AMPLIFY ETF TR	NAT RES DIVIDEND	$343K	0.1%	12,880 SH	New
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$230K	0.1%Prev: 0.0%	12,227 SH	Decreased-1,327 SH
APPLE INC	COM	$23.3M	5.5%Prev: 3.3%	135,897 SH	Decreased+15,485 SH
ARES DYNAMIC CR ALLOCATION F	COM	$677K	0.2%Prev: 0.0%	52,450 SH	Increased+32,400 SH
ARK ETF TR	INNOVATION ETF	$318K	0.1%Prev: 0.0%	8,009 SH	Increased+5,526 SH
ARK ETF TR	NEXT GNRTN INTER	$644K	0.2%Prev: 0.0%	11,883 SH	Increased+10,354 SH
ASML HOLDING N V	N Y REGISTRY SHS	$535K	0.1%	909 SH	New
AT&T INC	COM	$196K	0.0%Prev: 0.0%	13,062 SH	Decreased-4,323 SH
BANK AMERICA CORP	COM	$8.9M	2.1%	324,781 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$23.0M	5.4%Prev: 3.9%	65,655 SH	Decreased-16,769 SH
BETTER THERAPEUTICS INC	COMMON STOCK	$6K	0.0%	15,460 SH	New
BIO RAD LABS INC	CL A	$638K	0.2%Prev: 0.0%	1,780 SH	Increased+180 SH
BLACKROCK ENHANCED EQUITY DI	COM	$397K	0.1%Prev: 0.0%	52,141 SH	Increased+18,404 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$460K	0.1%	48,811 SH	New
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$257K	0.1%Prev: 0.0%	51,556 SH	Increased+17,151 SH
BLACKROCK HEALTH SCIENCES TE	COM SHS	$418K	0.1%Prev: 0.1%	29,013 SH	Decreased-11,460 SH
BLACKROCK RES & COMMODITIES	SHS	$113K	0.0%	12,255 SH	New
BLACKROCK SCIENCE & TECHNOLO	SHS	$1.9M	0.5%Prev: 0.3%	61,200 SH	Decreased-8,805 SH
BLACKROCK SCIENCE & TECHNOLO	SHS BEN INT	$416K	0.1%Prev: 0.1%	25,225 SH	Decreased-19,090 SH
BLUE OWL CAPITAL CORPORATION	COM	$494K	0.1%Prev: 0.1%	35,679 SH	Decreased-26,229 SH
BOEING CO	COM	$519K	0.1%Prev: 0.1%	2,706 SH	Decreased-1,676 SH
BRISTOL-MYERS SQUIBB CO	COM	$322K	0.1%Prev: 0.0%	5,542 SH	Decreased-713 SH
CALAMOS GBL DYN INCOME FUND	COM	$260K	0.1%Prev: 0.0%	47,000 SH	Decreased+14,400 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$655K	0.2%Prev: 0.1%	46,534 SH	Decreased+14,200 SH
CAMECO CORP	COM	$1.0M	0.2%Prev: 0.1%	25,692 SH	Decreased+11,116 SH
CBRE GBL REAL ESTATE INC FD	COM	$1.2M	0.3%Prev: 0.0%	264,646 SH	Increased+195,846 SH
CERUS CORP	COM	$113K	0.0%	69,593 SH	New
CHEVRON CORP NEW	COM	$441K	0.1%	2,614 SH	New
CHOICEONE FINL SVCS INC	COM	$219K	0.1%	11,170 SH	New
CISCO SYS INC	COM	$341K	0.1%Prev: 0.1%	6,351 SH	Decreased-1,728 SH
CITIGROUP INC	COM NEW	$6.1M	1.4%Prev: 0.9%	149,385 SH	Decreased+80,126 SH
COCA COLA CO	COM	$1.9M	0.4%Prev: 0.4%	34,067 SH	Decreased-23,418 SH
COHEN & STEERS CLOSED-END OP	COM	$509K	0.1%	49,300 SH	New
COHEN & STEERS INFRASTRUCTUR	COM	$898K	0.2%Prev: 0.2%	45,886 SH	Decreased-36,891 SH
COHEN & STEERS QUALITY INCOM	COM	$574K	0.1%Prev: 0.1%	56,721 SH	Decreased-12,760 SH
COHEN & STEERS TOTAL RETURN	COM	$332K	0.1%Prev: 0.0%	31,675 SH	Decreased-1,750 SH
COLGATE PALMOLIVE CO	COM	$331K	0.1%	4,655 SH	New
COMCAST CORP NEW	CL A	$203K	0.0%	4,570 SH	New
COSTCO WHSL CORP NEW	COM	$10.7M	2.5%	18,862 SH	New
CURTISS WRIGHT CORP	COM	$421K	0.1%Prev: 0.1%	2,154 SH	Decreased+574 SH
CYTOSORBENTS CORP	COM NEW	$91K	0.0%Prev: 0.0%	51,450 SH	Increased-52,689 SH
DAVITA INC	COM	$286K	0.1%Prev: 0.1%	3,029 SH	Decreased+314 SH
DISNEY WALT CO	COM	$4.2M	1.0%Prev: 0.7%	52,540 SH	Decreased-25,353 SH
DOUBLELINE INCOME SOLUTIONS	COM	$282K	0.1%Prev: 0.0%	24,090 SH	Increased+13,520 SH
EAGLE POINT CREDIT COMPANY I	COM	$163K	0.0%	16,083 SH	New
EATON VANCE LTD DURATION INC	COM	$1.5M	0.3%	163,200 SH	New
EATON VANCE RISK-MANAGED DIV	COM	$119K	0.0%Prev: 0.0%	15,500 SH	Decreased-800 SH
EATON VANCE SR INCOME TR	SH BEN INT	$125K	0.0%	21,200 SH	New
EATON VANCE TAX-ADVANTAGED G	COM	$207K	0.0%	9,716 SH	New
EATON VANCE TAX-MANAGED DIVE	COM	$551K	0.1%Prev: 0.1%	47,727 SH	Decreased-423 SH
EATON VANCE TAX-MANAGED GLOB	COM	$706K	0.2%Prev: 0.1%	94,368 SH	Increased+32,343 SH
EATON VANCE TX ADV GLBL DIV	COM	$233K	0.1%Prev: 0.0%	15,167 SH	Decreased-300 SH
ECOFIN SUSTAINABLE AND SOCIA	COM SH BEN INT	$597K	0.1%	49,800 SH	New
ELI LILLY & CO	COM	$605K	0.1%Prev: 0.2%	1,126 SH	Decreased-1,010 SH
EMEREN GROUP LTD	SPONSORED ADS	$55K	0.0%	17,820 SH	New
EQUIFAX INC	COM	$440K	0.1%Prev: 0.0%	2,404 SH	Increased+317 SH
ETFIS SER TR I	VIRTUS INFRCAP	$212K	0.0%Prev: 0.1%	10,940 SH	Decreased-16,407 SH
EXXON MOBIL CORP	COM	$1.2M	0.3%	10,008 SH	New
FEMASYS INC	COM	$140K	0.0%	47,055 SH	New
FIDELITY COVINGTON TRUST	HIGH YILD ETF	$437K	0.1%	9,572 SH	New
FIRST TR ABRDN GBL OPP INCM	COM SHS	$100K	0.0%	17,500 SH	New
FIRST TR ENERGY INFRASTRCTR	COM	$492K	0.1%	32,500 SH	New
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	$295K	0.1%	2,650 SH	New
FIRST TR EXCHANGE-TRADED FD	DORSEY WRT 5 ETF	$419K	0.1%	9,452 SH	New
FIRST TR EXCHANGE-TRADED FD	FT CBOE VEST S&P	$643K	0.2%	13,020 SH	New
FIRST TR EXCHNG TRADED FD VI	CBOE VEST U S EQ	$275K	0.1%	8,110 SH	New
FIRST TR EXCHNG TRADED FD VI	CBOE VEST US EQ	$1.6M	0.4%	66,890 SH	New
FIRST TR HIGH INCOME LONG /	COM	$195K	0.0%	18,226 SH	New
FIRST TR MLP & ENERGY INCOM	COM	$114K	0.0%	14,400 SH	New
FIRST TR SPECIALTY FIN & FIN	COM BEN INTR	$114K	0.0%	33,750 SH	New
FORD MTR CO DEL	COM	$207K	0.0%	16,690 SH	New
FS KKR CAP CORP	COM	$947K	0.2%	48,104 SH	New
FST TR NEW OPPORT MLP & ENE	COM	$86K	0.0%	13,800 SH	New
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	$426K	0.1%Prev: 0.0%	113,000 SH	Decreased+12,372 SH
GENERAL MTRS CO	COM	$6.0M	1.4%Prev: 0.8%	184,739 SH	Decreased+68,522 SH
GEO GROUP INC NEW	COM	$142K	0.0%	17,375 SH	New
GLOBAL X FDS	DOW 30 COVERED C	$1.9M	0.5%	90,900 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$4.0M	0.9%Prev: 0.3%	239,485 SH	Increased+86,631 SH
GLOBAL X FDS	RUSSELL 2000	$1.1M	0.3%Prev: 0.1%	62,856 SH	Increased+5,076 SH
GLOBAL X FDS	S&P 500 COVERED	$2.8M	0.6%Prev: 0.2%	70,969 SH	Increased+8,712 SH
GLOBAL X FDS	US PFD ETF	$199K	0.0%	10,600 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$847K	0.2%Prev: 0.1%	28,214 SH	Decreased-5,105 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$3.4M	0.8%Prev: 0.7%	40,092 SH	Decreased-9,492 SH
GUGGENHEIM TAXABLE MUNICP BO	COM	$416K	0.1%	26,800 SH	New
HANCOCK JOHN INVT TR	TAX ADV GLB SH	$164K	0.0%	37,300 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$80K	0.0%Prev: 0.0%	13,000 SH	Increased-700 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$1.9M	0.4%Prev: 0.1%	233,181 SH	Increased+67,781 SH
HIGHLAND OPPORTUNITIES	HIGHLAND INCOME	$716K	0.2%	89,100 SH	New
HOME DEPOT INC	COM	$876K	0.2%Prev: 0.1%	2,899 SH	Decreased+50 SH
HONEYWELL INTL INC	COM	$723K	0.2%Prev: 0.0%	3,913 SH	Increased+2,078 SH
I-80 GOLD CORP	COM	$15K	0.0%	10,000 SH	New
INNOVATOR ETFS TR	US EQTY PWR BUF	$242K	0.1%	8,200 SH	New
INTEL CORP	COM	$220K	0.1%Prev: 0.1%	6,178 SH	Decreased+807 SH
INTERNATIONAL BUSINESS MACHS	COM	$219K	0.1%Prev: 0.1%	1,558 SH	Decreased-3,603 SH
INVESCO EXCH TRADED FD TR II	CEF INM COMPSI	$390K	0.1%Prev: 0.0%	22,800 SH	Decreased+3,495 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$325K	0.1%	4,222 SH	New
INVESCO EXCHANGE TRADED FD T	LEISURE AND ENTE	$530K	0.1%	13,830 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$687K	0.2%Prev: 0.3%	4,848 SH	Decreased-9,469 SH
INVESCO HIG INCM 2023 TARG T	COM	$210K	0.0%	30,800 SH	New
INVESCO QQQ TR	UNIT SER 1	$6.6M	1.6%Prev: 1.2%	18,534 SH	Decreased+1,701 SH
INVESCO SR INCOME TR	COM	$39K	0.0%Prev: 0.0%	10,000 SH	Increased
ISHARES GOLD TR	ISHARES NEW	$208K	0.0%Prev: 0.1%	5,937 SH	Decreased-4,833 SH
ISHARES INC	CORE MSCI EMKT	$952K	0.2%Prev: 0.1%	20,007 SH	Decreased+1,182 SH
ISHARES SILVER TR	ISHARES	$1.3M	0.3%Prev: 0.1%	65,977 SH	Decreased+39,564 SH
ISHARES TR	10-20 YR TRS ETF	$281K	0.1%	2,857 SH	New
ISHARES TR	CORE HIGH DV ETF	$229K	0.1%Prev: 0.0%	2,320 SH	Decreased-8,300 SH
ISHARES TR	CORE MSCI EAFE	$2.3M	0.5%Prev: 0.0%	35,577 SH	Increased+31,459 SH
ISHARES TR	CORE S&P MCP ETF	$305K	0.1%Prev: 0.1%	1,221 SH	Decreased-7,047 SH
ISHARES TR	CORE S&P SCP ETF	$886K	0.2%Prev: 0.1%	9,391 SH	Decreased-626 SH
ISHARES TR	CORE S&P TTL STK	$7.5M	1.8%Prev: 1.7%	79,654 SH	Decreased-32,064 SH
ISHARES TR	CORE S&P US VLU	$1.3M	0.3%Prev: 0.2%	17,339 SH	Decreased-2,133 SH
ISHARES TR	CORE S&P500 ETF	$9.9M	2.3%Prev: 2.0%	23,089 SH	Decreased-4,976 SH
ISHARES TR	CORE US AGGBD ET	$211K	0.0%	2,248 SH	New
ISHARES TR	CRE U S REIT ETF	$217K	0.1%Prev: 0.0%	4,598 SH	Decreased
ISHARES TR	DOW JONES US ETF	$682K	0.2%Prev: 0.1%	6,530 SH	Decreased
ISHARES TR	ESG AWR MSCI USA	$258K	0.1%Prev: 0.1%	2,750 SH	Decreased-744 SH
ISHARES TR	INTL SEL DIV ETF	$1.9M	0.4%Prev: 0.5%	74,790 SH	Decreased-62,021 SH
ISHARES TR	MSCI EAFE ETF	$348K	0.1%Prev: 0.5%	5,049 SH	Decreased-47,023 SH
ISHARES TR	MSCI USA MIN VOL	$2.5M	0.6%	35,000 SH	New
ISHARES TR	MSCI USA MMENTM	$1.1M	0.3%Prev: 0.0%	7,809 SH	Increased+7,190 SH
ISHARES TR	MSCI USA QLT FCT	$273K	0.1%Prev: 0.1%	2,072 SH	Decreased-747 SH
ISHARES TR	NATIONAL MUN ETF	$258K	0.1%	2,519 SH	New
ISHARES TR	RUS 1000 GRW ETF	$272K	0.1%Prev: 0.1%	1,024 SH	Decreased-4,966 SH
ISHARES TR	RUS MD CP GR ETF	$219K	0.1%Prev: 0.0%	2,394 SH	Decreased-953 SH
ISHARES TR	RUSSELL 2000 ETF	$966K	0.2%Prev: 1.0%	5,463 SH	Decreased-28,406 SH
ISHARES TR	S&P 500 GRWT ETF	$375K	0.1%Prev: 0.3%	5,479 SH	Decreased-17,122 SH
ISHARES TR	S&P MC 400VL ETF	$205K	0.0%Prev: 0.0%	2,033 SH	Decreased+267 SH
ISHARES TR	SHORT TREAS BD	$303K	0.1%	2,747 SH	New
ISHARES TR	TIPS BD ETF	$2.2M	0.5%	21,463 SH	New
ISHARES TR	US HLTHCARE ETF	$1.3M	0.3%Prev: 0.2%	4,769 SH	Decreased-27,668 SH
ISHARES TR	US INFRASTRUC	$634K	0.1%Prev: 0.1%	17,339 SH	Decreased+2,579 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$9.6M	2.3%Prev: 0.8%	178,630 SH	Increased+34,345 SH
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$1.3M	0.3%Prev: 0.1%	27,393 SH	Increased+2,268 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$242K	0.1%Prev: 0.6%	5,146 SH	Decreased-93,019 SH
JOHN HANCOCK HEDGED EQUITY &	COM	$197K	0.0%	20,600 SH	New
JOHNSON & JOHNSON	COM	$811K	0.2%Prev: 0.2%	5,209 SH	Decreased-4,284 SH
JPMORGAN CHASE & CO	COM	$3.7M	0.9%Prev: 0.5%	25,667 SH	Decreased+8,787 SH
KAYNE ANDERSON ENERGY INFRST	COM	$1.7M	0.4%Prev: 0.4%	199,771 SH	Decreased-99,764 SH
KEMPER CORP	COM	$208K	0.0%	4,944 SH	New
KRANESHARES TR	CSI CHI INTERNET	$942K	0.2%	35,014 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$289K	0.1%Prev: 0.0%	48,774 SH	Increased+10,225 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$75K	0.0%Prev: 0.0%	15,189 SH	Increased+5,085 SH
LMP CAP & INCOME FD INC	COM	$354K	0.1%Prev: 0.0%	28,288 SH	Decreased+2,400 SH
LOCKHEED MARTIN CORP	COM	$320K	0.1%Prev: 0.1%	782 SH	Decreased-406 SH
LOOP INDS INC	COM	$598K	0.1%Prev: 0.0%	167,616 SH	Increased
LOWES COS INC	COM	$460K	0.1%Prev: 0.0%	2,215 SH	Decreased+62 SH
MACQUARIE / FIRST TR GLOBAL	COM	$183K	0.0%	26,400 SH	New
MADISON COVERED CALL & EQUIT	COM	$1.3M	0.3%	187,200 SH	New
MARKEL GROUP INC	COM	$1.5M	0.4%Prev: 1.0%	1,045 SH	Decreased-4,353 SH
MASTERCARD INCORPORATED	CL A	$336K	0.1%Prev: 0.1%	849 SH	Decreased-1,797 SH
MERCK & CO INC	COM	$1.1M	0.3%Prev: 0.2%	10,327 SH	Decreased-4,458 SH
META PLATFORMS INC	CL A	$587K	0.1%Prev: 0.3%	1,954 SH	Decreased-3,001 SH
MICRON TECHNOLOGY INC	COM	$7.7M	1.8%Prev: 6.5%	113,198 SH	Decreased+53,403 SH
MICROSOFT CORP	COM	$3.1M	0.7%Prev: 0.7%	9,845 SH	Decreased-8,992 SH
NATIONAL STORAGE AFFILIATES	COM SHS BEN IN	$281K	0.1%	8,853 SH	New
NETFLIX INC	COM	$529K	0.1%	1,401 SH	New
NEUBERGER BERMAN REAL ESTATE	COM	$405K	0.1%	145,113 SH	New
NEW AMER HIGH INCOME FD INC	COM NEW	$141K	0.0%	21,800 SH	New
NEXPOINT DIVERSIFIED REL ET	COM NEW	$255K	0.1%	29,242 SH	New
NEXTERA ENERGY INC	COM	$635K	0.1%Prev: 0.1%	11,076 SH	Decreased+3,411 SH
NORTHROP GRUMMAN CORP	COM	$1.5M	0.3%Prev: 0.2%	3,368 SH	Decreased+19 SH
NUVEEN AMT FREE MUN CR INC F	COM	$118K	0.0%	11,474 SH	New
NUVEEN CORE EQUITY ALPHA FD	COM	$178K	0.0%Prev: 0.0%	14,300 SH	Decreased+2,200 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$267K	0.1%Prev: 0.0%	52,800 SH	Increased+13,000 SH
NUVEEN DOW 30 DYNMC OVERWRT	SHS	$142K	0.0%	10,396 SH	New
NUVEEN FLOATING RATE INCOME	COM	$93K	0.0%Prev: 0.0%	11,276 SH	Decreased-3,200 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$271K	0.1%Prev: 0.0%	23,700 SH	Decreased+1,000 SH
NUVEEN MULTI ASSET INCOME FU	COM	$411K	0.1%Prev: 0.1%	36,961 SH	Decreased-8,450 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$134K	0.0%Prev: 0.0%	21,200 SH	Decreased-21,521 SH
NUVEEN PFD & INCOME SECS FD	COM	$66K	0.0%	10,726 SH	New
NUVEEN QUALITY MUNCP INCOME	COM	$158K	0.0%	15,586 SH	New
NUVEEN REAL ASSET INCOME & G	COM	$141K	0.0%Prev: 0.0%	13,313 SH	Decreased+2,200 SH
NUVEEN REAL ESTATE INCOME FD	COM	$360K	0.1%Prev: 0.0%	53,700 SH	Decreased-6,000 SH
NVIDIA CORPORATION	COM	$1.2M	0.3%Prev: 1.6%	2,812 SH	Decreased-81,886 SH
OCCIDENTAL PETE CORP	COM	$4.0M	1.0%Prev: 1.2%	62,408 SH	Decreased-193,135 SH
PACER FDS TR	GLOBL CASH ETF	$537K	0.1%	16,507 SH	New
PACER FDS TR	PACER US SMALL	$2.1M	0.5%	50,053 SH	New
PARAMOUNT GLOBAL	CLASS B COM	$5.1M	1.2%	394,860 SH	New
PEPSICO INC	COM	$518K	0.1%Prev: 0.1%	3,056 SH	Decreased-1,297 SH
PETROLEO BRASILEIRO SA PETRO	SPONSORED ADR	$157K	0.0%	10,500 SH	New
PFIZER INC	COM	$1.3M	0.3%Prev: 0.1%	38,158 SH	Increased-779 SH
PGIM GLOBAL HIGH YIELD FD FO	COM	$138K	0.0%	12,800 SH	New
PHILIP MORRIS INTL INC	COM	$234K	0.1%Prev: 0.0%	2,529 SH	Decreased+484 SH
PIMCO CORPORATE & INCOME OPP	COM	$453K	0.1%Prev: 0.0%	34,689 SH	Decreased-6,645 SH
PIMCO DYNAMIC INCOME FD	SHS	$286K	0.1%	16,558 SH	New
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$209K	0.0%Prev: 0.0%	17,623 SH	Decreased-3,060 SH
PIMCO ETF TR	ENHNCD LW DUR AC	$1.1M	0.3%Prev: 0.0%	12,224 SH	Increased+8,102 SH
PIONEER DIVERSIFIED HIGH INC	COM	$114K	0.0%	11,200 SH	New
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$346K	0.1%Prev: 0.0%	38,300 SH	Decreased-1,900 SH
PROCTER AND GAMBLE CO	COM	$401K	0.1%	2,748 SH	New
PROSHARES TR	S&P 500 DV ARIST	$258K	0.1%	2,915 SH	New
QUALCOMM INC	COM	$233K	0.1%Prev: 0.0%	2,095 SH	Decreased-406 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$448K	0.1%Prev: 0.3%	18,188 SH	Decreased-51,037 SH
RIVERNORTH OPPORTUNITIES FD	COM	$610K	0.1%Prev: 0.0%	58,027 SH	Increased+13,500 SH
ROYCE MICRO-CAP TR INC	COM	$670K	0.2%Prev: 0.1%	80,884 SH	Decreased+32,692 SH
ROYCE VALUE TR INC	COM	$779K	0.2%	60,553 SH	New
RTX CORPORATION	COM	$203K	0.0%Prev: 0.1%	2,821 SH	Decreased-305 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$697K	0.2%Prev: 0.2%	9,847 SH	Decreased-62,509 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$702K	0.2%	9,649 SH	New
SCHWAB STRATEGIC TR	US LCAP VA ETF	$795K	0.2%	12,333 SH	New
SCHWAB STRATEGIC TR	US MID-CAP ETF	$344K	0.1%Prev: 0.0%	5,079 SH	Decreased-7,295 SH
SELECT SECTOR SPDR TR	ENERGY	$326K	0.1%	3,608 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$1.0M	0.2%	31,214 SH	New
SELECT SECTOR SPDR TR	INDL	$317K	0.1%	3,130 SH	New
SELECT SECTOR SPDR TR	SBI CONS DISCR	$255K	0.1%	1,582 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$3.0M	0.7%	43,473 SH	New
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$371K	0.1%	2,879 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$18.3M	4.3%	111,746 SH	New
SEMPRA	COM	$286K	0.1%Prev: 0.0%	4,210 SH	Decreased+1,005 SH
SOFI TECHNOLOGIES INC	COM	$149K	0.0%Prev: 0.0%	18,678 SH	Decreased+3,853 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.5M	0.3%	4,408 SH	New
SPDR GOLD TR	GOLD SHS	$1.1M	0.3%Prev: 0.5%	6,617 SH	Decreased-6,495 SH
SPDR S&P 500 ETF TR	TR UNIT	$3.8M	0.9%	9,002 SH	New
SPDR SER TR	BLOOMBERG SHT TE	$1.8M	0.4%	74,375 SH	New
SPDR SER TR	S&P DIVID ETF	$20.2M	4.8%	175,871 SH	New
SPECIAL OPPORTUNITIES FD INC	COM	$197K	0.0%Prev: 0.0%	18,000 SH	Increased+4,394 SH
SRH TOTAL RETURN FUND INC	COM	$231K	0.1%Prev: 0.0%	17,800 SH	Decreased-1,450 SH
STARBUCKS CORP	COM	$431K	0.1%Prev: 0.0%	4,717 SH	Decreased+215 SH
STELLANTIS N.V	SHS	$1.2M	0.3%	60,309 SH	New
STRYKER CORPORATION	COM	$291K	0.1%Prev: 0.0%	1,065 SH	Decreased-407 SH
TEKLA HEALTHCARE INVS	SH BEN INT	$1.3M	0.3%	83,342 SH	New
TEKLA HEALTHCARE OPPORTUNITI	SHS	$318K	0.1%	18,707 SH	New
TEKLA WORLD HEALTHCARE FD	BEN INT SHS	$156K	0.0%	13,300 SH	New
TELEDYNE TECHNOLOGIES INC	COM	$474K	0.1%Prev: 0.1%	1,160 SH	Decreased
TESLA INC	COM	$1.9M	0.5%Prev: 0.5%	7,749 SH	Decreased-3,999 SH
TORTOISE PWR & ENERGY INFRAS	COM	$172K	0.0%	12,900 SH	New
UNITED PARCEL SERVICE INC	CL B	$486K	0.1%	3,121 SH	New
UNITEDHEALTH GROUP INC	COM	$234K	0.1%Prev: 1.5%	464 SH	Decreased-38,085 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$1.0M	0.2%Prev: 0.7%	6,898 SH	Decreased-4,807 SH
VANGUARD INDEX FDS	GROWTH ETF	$6.1M	1.4%Prev: 1.4%	22,398 SH	Decreased-152,030 SH
VANGUARD INDEX FDS	MID CAP ETF	$2.3M	0.5%Prev: 0.3%	10,973 SH	Decreased-28,031 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$318K	0.1%Prev: 0.1%	4,200 SH	Decreased-6,231 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$23.0M	5.4%Prev: 4.3%	58,455 SH	Decreased-7,484 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$421K	0.1%Prev: 0.0%	2,639 SH	Decreased+866 SH
VANGUARD INDEX FDS	SMALL CP ETF	$681K	0.2%Prev: 0.1%	3,602 SH	Decreased+1,219 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$2.2M	0.5%Prev: 1.0%	10,367 SH	Decreased-19,717 SH
VANGUARD INDEX FDS	VALUE ETF	$1.8M	0.4%Prev: 0.4%	13,064 SH	Decreased-5,152 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$832K	0.2%Prev: 0.0%	21,217 SH	Increased+16,834 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$4.4M	1.0%Prev: 0.8%	47,591 SH	Decreased-4,643 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.5M	0.8%Prev: 1.6%	22,527 SH	Decreased-48,330 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$274K	0.1%Prev: 0.1%	2,648 SH	Decreased-7,401 SH
VANGUARD WHITEHALL FDS	INTL HIGH ETF	$1.9M	0.4%Prev: 0.3%	30,665 SH	Decreased+1,465 SH
VANGUARD WORLD FD	ESG US STK ETF	$206K	0.0%Prev: 0.0%	2,745 SH	Decreased-1,125 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$607K	0.1%Prev: 1.7%	2,674 SH	Decreased-203,205 SH
VANGUARD WORLD FDS	ENERGY ETF	$600K	0.1%	4,732 SH	New
VANGUARD WORLD FDS	HEALTH CAR ETF	$694K	0.2%	2,953 SH	New
VANGUARD WORLD FDS	INF TECH ETF	$4.8M	1.1%	11,617 SH	New
VENTAS INC	COM	$591K	0.1%	14,023 SH	New
VERIZON COMMUNICATIONS INC	COM	$1.1M	0.3%Prev: 0.0%	33,087 SH	Increased+23,832 SH
VICTORY PORTFOLIOS II	VCSHS US 500 VOL	$522K	0.1%Prev: 0.1%	7,667 SH	Decreased+8 SH
VIRTUS DIVIDEND INTEREST & P	COM	$295K	0.1%	26,000 SH	New
VIRTUS TOTAL RETURN FD INC	COM	$59K	0.0%	12,206 SH	New
VISA INC	COM CL A	$7.6M	1.8%Prev: 1.3%	33,189 SH	Decreased-5,582 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$535K	0.1%Prev: 0.1%	92,350 SH	Decreased-18,400 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$252K	0.1%Prev: 0.0%	51,200 SH	Decreased+17,700 SH
VOYA GLBL ADV & PREM OPP FD	COM	$190K	0.0%Prev: 0.0%	22,950 SH	Increased+4,000 SH
VOYA GLBL EQTY DIV & PREM OP	COM	$492K	0.1%Prev: 0.1%	100,500 SH	Decreased+12,500 SH
VOYA INFRASTRUCTURE INDLS &	COM	$258K	0.1%Prev: 0.0%	27,400 SH	Decreased+3,000 SH
WALMART INC	COM	$3.7M	0.9%Prev: 0.7%	23,297 SH	Decreased-45,977 SH
WELLS FARGO CO NEW	COM	$3.5M	0.8%	85,123 SH	New
WESTERN ASSET HIGH INCOM FD	COM	$112K	0.0%Prev: 0.2%	25,200 SH	Decreased-395,400 SH
WESTERN ASSET HIGH INCOME OP	COM	$140K	0.0%Prev: 0.0%	38,369 SH	Decreased-25,964 SH

Sold (vs prior filing)

3M CO — $332K
AB ACTIVE ETFS INC — $213K
ABBOTT LABORATORIES — $1.0M
ABERDEEN MUN INCOME FD — $56K
ABRDN ASIA PACIFIC INCOME FU — $1.3M
ABRDN AUSTRALIA EQUITY FD IN — $335K
ABRDN GLOBAL INFRA INCOME FU — $285K
ABRDN HEALTHCARE INVESTORS — $2.2M
ABRDN HEALTHCARE OPPORTUNITI — $216K
ABRDN WORLD HEALTHCARE FUND — $146K
ADT INC DEL — $81K
ADVANCED MICRO DEVICES INC — $2.6M
AFLAC INC — $371K
AIM ETF PRODUCTS TRUST — $374K
ALLSPRING INCOME OPPORTUNIT — $112K
ALPHA METALLURGICAL RESOUR I — $9.6M
AMBEV SA — $33K
AMERICAN CENTY ETF TR — $654K
AMERICAN ELEC PWR CO INC — $1.7M
AMPLIFY ETF TR — $8.2M
… and 252 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0002085853-26-001232	—	View
Mar 3, 2026	Q4 2025	13F-HR	0002085853-26-000290	$904.9M	View
May 14, 2025	Q4 2024