NWF Advisory Services Inc.

CIK 0002045735 • 15 13F filings • May 14, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q3 2025

Q3 2024

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $712.1M348 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$1.6M	0.2%	10,747 SH	New
ABBOTT LABS	COM	$1.3M	0.2%Prev: 0.2%	9,507 SH	Increased-1,084 SH
ABBVIE INC	COM	$2.0M	0.3%Prev: 0.3%	9,565 SH	Increased+857 SH
ABRDN ASIA PACIFIC INCOME FU	COM NEW	$1.4M	0.2%	88,380 SH	New
ABRDN AUSTRALIA EQUITY FD IN	COM	$396K	0.1%Prev: 0.1%	98,328 SH	Decreased+1,820 SH
ABRDN GLOBAL DYNAMIC DIVIDEN	COM	$325K	0.0%Prev: 0.1%	32,657 SH	Decreased-5,413 SH
ABRDN GLOBAL INFRA INCOME FU	COM SHS BEN INT	$217K	0.0%	11,779 SH	New
ABRDN GLOBAL PREMIER PPTYS F	COM SH BEN INT	$1.7M	0.2%Prev: 0.3%	425,825 SH	Decreased-12,569 SH
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$1.6M	0.2%Prev: 0.2%	98,681 SH	Increased+34,547 SH
ABRDN HEALTHCARE OPPORTUNITI	SHS	$311K	0.0%Prev: 0.1%	15,091 SH	Increased+124 SH
ABRDN INCOME CREDIT STRATEGI	COM	$684K	0.1%Prev: 0.2%	116,186 SH	Decreased-30,047 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$677K	0.1%Prev: 0.1%	80,700 SH	Decreased-1,850 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$143K	0.0%Prev: 0.0%	12,400 SH	Decreased-900 SH
ADVANCED MICRO DEVICES INC	COM	$577K	0.1%Prev: 0.1%	5,618 SH	Increased+2,996 SH
ADVENT CONV & INCOME FD	COM	$841K	0.1%Prev: 0.2%	72,951 SH	Decreased-3,395 SH
AFLAC INC	COM	$235K	0.0%	2,114 SH	New
AIM ETF PRODUCTS TRUST	US LAGCP B20 MAY	$414K	0.1%Prev: 0.1%	13,520 SH	Decreased-2,530 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$14.6M	2.1%Prev: 1.0%	111,359 SH	Increased+25,787 SH
ALLSPRING GLOBAL DIVIDEND OP	COM	$984K	0.1%Prev: 0.1%	198,800 SH	Increased+15,400 SH
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$111K	0.0%	16,300 SH	New
ALPHA METALLURGICAL RESOUR I	COM	$6.2M	0.9%Prev: 0.0%	49,551 SH	Increased+48,616 SH
ALPHABET INC	CAP STK CL A	$2.6M	0.4%Prev: 0.4%	16,976 SH	Increased+248 SH
ALPHABET INC	CAP STK CL C	$12.3M	1.7%Prev: 1.9%	78,587 SH	Increased+4,388 SH
ALPS ETF TR	ALERIAN MLP	$574K	0.1%	11,053 SH	New
ALTRIA GROUP INC	COM	$301K	0.0%Prev: 0.0%	5,018 SH	Increased+217 SH
AMAZON COM INC	COM	$14.0M	2.0%Prev: 2.1%	73,648 SH	Increased+2,456 SH
AMBEV SA	SPONSORED ADR	$49K	0.0%	20,952 SH	New
AMERICAN CENTY ETF TR	US SML CP VALU	$638K	0.1%Prev: 0.1%	7,318 SH	Decreased-2,031 SH
AMERICAN EXPRESS CO	COM	$9.9M	1.4%Prev: 1.4%	36,803 SH	Increased+1,093 SH
AMGEN INC	COM	$1.8M	0.3%Prev: 0.4%	5,760 SH	Decreased-1,892 SH
AMPLIFY ETF TR	HIGH INCOME	$6.2M	0.9%Prev: 0.7%	544,395 SH	Increased+208,530 SH
AMPLIFY ETF TR	NAT RES DIVIDEND	$390K	0.1%Prev: 0.1%	13,480 SH	Decreased
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$244K	0.0%Prev: 0.0%	12,021 SH	Increased+114 SH
APPLE INC	COM	$29.1M	4.1%Prev: 3.9%	130,950 SH	Increased-4,500 SH
ARES CAPITAL CORP	COM	$311K	0.0%Prev: 0.0%	14,036 SH	Increased+3,260 SH
ARES DYNAMIC CR ALLOCATION F	COM	$554K	0.1%Prev: 0.1%	39,250 SH	Decreased-13,200 SH
ARK ETF TR	NEXT GNRTN INTER	$1.8M	0.3%Prev: 0.3%	19,023 SH	Increased-859 SH
ARMADA HOFFLER PPTYS INC	COM	$103K	0.0%	13,687 SH	New
ASML HOLDING N V	N Y REGISTRY SHS	$946K	0.1%Prev: 0.2%	1,428 SH	Decreased+415 SH
AT&T INC	COM	$381K	0.1%Prev: 0.0%	13,469 SH	Increased-1,618 SH
BANK AMERICA CORP	COM	$10.9M	1.5%Prev: 2.2%	260,411 SH	Decreased-80,774 SH
BARRICK MNG CORP	COM SHS	$917K	0.1%	47,192 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$40.5M	5.7%Prev: 4.9%	76,015 SH	Increased+6,733 SH
BIO RAD LABS INC	CL A	$434K	0.1%Prev: 0.1%	1,780 SH	Decreased
BLACKROCK CORE BD TR	SHS BEN INT	$1.2M	0.2%Prev: 0.2%	110,050 SH	Increased+21,100 SH
BLACKROCK ENHANCED EQUITY DI	COM	$379K	0.1%Prev: 0.1%	44,084 SH	Decreased-10,974 SH
BLACKROCK ENHANCED GLOBAL DI	COM	$412K	0.1%Prev: 0.1%	37,977 SH	Decreased-8,506 SH
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$310K	0.0%Prev: 0.0%	55,317 SH	Increased+4,215 SH
BLACKROCK HEALTH SCIENCES TE	COM SHS	$791K	0.1%Prev: 0.1%	53,109 SH	Increased+24,441 SH
BLACKROCK INC	COM	$698K	0.1%	738 SH	New
BLACKROCK MUNIHLDNGS CALI QL	COM	$181K	0.0%	16,886 SH	New
BLACKROCK RES & COMMODITIES	SHS	$131K	0.0%Prev: 0.0%	14,042 SH	Decreased-3,020 SH
BLACKROCK SCIENCE & TECHNOLO	SHS	$2.5M	0.3%Prev: 0.4%	75,000 SH	Decreased+3,400 SH
BLACKROCK SCIENCE & TECHNOLO	SHS BEN INT	$341K	0.0%Prev: 0.1%	19,214 SH	Decreased-1,844 SH
BLACKSTONE INC	COM	$515K	0.1%Prev: 0.0%	3,682 SH	Increased+2,133 SH
BLUE OWL CAPITAL CORPORATION	COM	$728K	0.1%Prev: 0.1%	49,662 SH	Increased+11,788 SH
BOEING CO	COM	$543K	0.1%Prev: 0.1%	3,187 SH	Decreased-328 SH
BRISTOL-MYERS SQUIBB CO	COM	$399K	0.1%Prev: 0.1%	6,539 SH	Increased-353 SH
BROADCOM INC	COM	$340K	0.0%	2,030 SH	New
CALAMOS GBL DYN INCOME FUND	COM	$259K	0.0%Prev: 0.1%	40,600 SH	Decreased-6,000 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$649K	0.1%Prev: 0.1%	40,134 SH	Decreased-4,300 SH
CAPITAL GROUP CORE BALANCED	SHS	$552K	0.1%	17,815 SH	New
CAPITAL GROUP CORE EQUITY ET	SHS CREATION UNI	$224K	0.0%	6,717 SH	New
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$421K	0.1%	11,824 SH	New
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$3.3M	0.5%Prev: 0.0%	96,589 SH	Increased+89,242 SH
CAPITAL GRP FIXED INCM ETF T	SHORT DURATION	$4.7M	0.7%	182,365 SH	New
CAPITAL GRP FIXED INCM ETF T	US MULTI-SECTOR	$4.9M	0.7%	178,762 SH	New
CARVANA CO	CL A	$303K	0.0%	1,450 SH	New
CBRE GBL REAL ESTATE INC FD	COM	$1.4M	0.2%Prev: 0.2%	276,100 SH	Decreased+10,000 SH
CHEVRON CORP NEW	COM	$1.6M	0.2%Prev: 0.1%	9,925 SH	Increased+5,407 SH
CHOICEONE FINL SVCS INC	COM	$230K	0.0%Prev: 0.0%	8,000 SH	Decreased-2,316 SH
CHUBB LIMITED	COM	$323K	0.0%	1,070 SH	New
CISCO SYS INC	COM	$620K	0.1%Prev: 0.1%	10,051 SH	Increased+1,210 SH
CITIGROUP INC	COM NEW	$10.5M	1.5%Prev: 1.6%	148,139 SH	Increased-5,091 SH
COCA COLA CO	COM	$2.8M	0.4%Prev: 0.4%	39,472 SH	Increased+3,037 SH
COHEN & STEERS CLOSED-END OP	COM	$524K	0.1%Prev: 0.1%	43,400 SH	Decreased-8,592 SH
COHEN & STEERS INFRASTRUCTUR	COM	$1.2M	0.2%Prev: 0.2%	45,249 SH	Increased-637 SH
COHEN & STEERS QUALITY INCOM	COM	$993K	0.1%Prev: 0.1%	79,088 SH	Increased+12,006 SH
COHEN & STEERS REIT & PFD &	COM	$219K	0.0%Prev: 0.0%	9,902 SH	Increased+360 SH
COHEN & STEERS TOTAL RETURN	COM	$345K	0.0%Prev: 0.1%	28,575 SH	Decreased-3,100 SH
COLGATE PALMOLIVE CO	COM	$769K	0.1%Prev: 0.1%	8,211 SH	Increased+3,555 SH
CONOCOPHILLIPS	COM	$212K	0.0%	2,017 SH	New
CORE NATURAL RESOURCES INC	COM SHS	$3.0M	0.4%	38,805 SH	New
COSTCO WHSL CORP NEW	COM	$20.4M	2.9%Prev: 2.4%	21,586 SH	Increased+1,987 SH
CUMMINS INC	COM	$209K	0.0%	668 SH	New
CURTISS WRIGHT CORP	COM	$683K	0.1%Prev: 0.1%	2,154 SH	Increased
CYTOSORBENTS CORP	COM NEW	$104K	0.0%Prev: 0.0%	104,139 SH	Increased+44,839 SH
DAVITA INC	COM	$434K	0.1%Prev: 0.1%	2,835 SH	Increased-194 SH
DESTRA MULTI-ALTERNATIVE FD	COMMON SHARES	$120K	0.0%	14,200 SH	New
DISNEY WALT CO	COM	$6.4M	0.9%Prev: 1.1%	65,585 SH	Decreased+10,074 SH
DOUBLELINE INCOME SOLUTIONS	COM	$184K	0.0%Prev: 0.1%	14,616 SH	Decreased-19,076 SH
DUKE ENERGY CORP NEW	COM NEW	$792K	0.1%	6,492 SH	New
EATON CORP PLC	SHS	$226K	0.0%Prev: 0.0%	830 SH	Decreased-61 SH
EATON VANCE LIMITED DURATION	COM	$1.0M	0.1%	102,750 SH	New
EATON VANCE RISK-MANAGED DIV	COM	$129K	0.0%Prev: 0.0%	15,300 SH	Increased
EATON VANCE SR INCOME TR	SH BEN INT	$103K	0.0%Prev: 0.0%	17,600 SH	Decreased-3,600 SH
EATON VANCE TAX-MANAGED DIVE	COM	$670K	0.1%Prev: 0.1%	46,999 SH	Increased+238 SH
EATON VANCE TAX-MANAGED GLOB	COM	$936K	0.1%Prev: 0.1%	114,525 SH	Increased+22,024 SH
EATON VANCE TX ADV GLBL DIV	COM	$273K	0.0%Prev: 0.0%	14,967 SH	Decreased
ELI LILLY & CO	COM	$803K	0.1%Prev: 0.2%	972 SH	Decreased-305 SH
ENBRIDGE INC	COM	$267K	0.0%	6,026 SH	New
EQUIFAX INC	COM	$508K	0.1%Prev: 0.1%	2,087 SH	Decreased-4 SH
ETF SER SOLUTIONS	AAM LW DUR PFD	$264K	0.0%	13,051 SH	New
ETFIS SER TR I	VIRTUS INFRCAP	$568K	0.1%Prev: 0.1%	26,773 SH	Increased+10,407 SH
EXXON MOBIL CORP	COM	$1.8M	0.3%Prev: 0.3%	14,969 SH	Increased+1,230 SH
FEDEX CORP	COM	$282K	0.0%	1,155 SH	New
FEMASYS INC	COM	$59K	0.0%Prev: 0.0%	47,055 SH	Decreased
FIDELITY COVINGTON TRUST	ENHANCED HIGH YI	$357K	0.1%	7,438 SH	New
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$4.2M	0.6%Prev: 1.2%	84,109 SH	Decreased-61,144 SH
FIRST TR EXCH TRD ALPHDX FD	EUROPE ALPHADEX	$687K	0.1%	16,830 SH	New
FIRST TR EXCHANGE TRADED FD	DORSEY WRT 5 ETF	$472K	0.1%	8,596 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$251K	0.0%	3,981 SH	New
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	$218K	0.0%Prev: 0.1%	1,650 SH	Decreased-1,000 SH
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	$255K	0.0%Prev: 0.0%	2,850 SH	Decreased-175 SH
FIRST TR EXCHANGE-TRADED FD	FT VEST S&P 500	$1.4M	0.2%Prev: 0.2%	28,450 SH	Increased+3,000 SH
FIRST TR EXCHNG TRADED FD VI	FT ENERGY INCOME	$2.0M	0.3%	99,435 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$2.5M	0.3%	83,100 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST NAS	$945K	0.1%	35,313 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S	$221K	0.0%Prev: 0.0%	5,710 SH	Increased-100 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$478K	0.1%	13,850 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST UQ EQT	$216K	0.0%	4,965 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$1.2M	0.2%	24,912 SH	New
FIRST TR SR FLTG RATE INCOME	COM	$231K	0.0%Prev: 0.0%	22,830 SH	Increased+12,087 SH
FORD MTR CO	COM	$182K	0.0%	18,153 SH	New
FRANKLIN LTD DURATION INCOME	COM	$84K	0.0%	13,000 SH	New
FS KKR CAP CORP	COM	$370K	0.1%Prev: 0.1%	17,638 SH	Decreased-16,929 SH
GABELLI HLTHCARE & WELLNESS	SHS	$119K	0.0%	11,800 SH	New
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	$507K	0.1%Prev: 0.1%	116,128 SH	Increased+13,128 SH
GAMCO NAT RES GOLD & INCOME	SH BEN INT	$61K	0.0%Prev: 0.0%	10,000 SH	Increased
GE AEROSPACE	COM NEW	$2.7M	0.4%	13,644 SH	New
GENERAL MTRS CO	COM	$7.8M	1.1%Prev: 1.3%	164,814 SH	Decreased-12,357 SH
GILEAD SCIENCES INC	COM	$209K	0.0%	1,863 SH	New
GLOBAL X FDS	ARTIFICIAL ETF	$493K	0.1%	13,550 SH	New
GLOBAL X FDS	DOW 30 COVERED C	$1.4M	0.2%Prev: 0.3%	62,250 SH	Decreased-20,800 SH
GLOBAL X FDS	GLB X MLP ENRG I	$211K	0.0%	3,300 SH	New
GLOBAL X FDS	GLOBAL X URANIUM	$3.6M	0.5%	157,013 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$4.6M	0.6%Prev: 0.8%	277,310 SH	Increased+22,793 SH
GLOBAL X FDS	RUSSELL 2000	$1.5M	0.2%Prev: 0.2%	102,536 SH	Increased+33,180 SH
GLOBAL X FDS	S&P 500 COVERED	$2.9M	0.4%Prev: 0.5%	72,559 SH	Decreased+692 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$1.2M	0.2%Prev: 0.2%	32,668 SH	Increased-951 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$5.7M	0.8%Prev: 0.7%	51,791 SH	Increased+9,411 SH
HAFNIA LTD	SHS	$215K	0.0%	51,796 SH	New
HIGH INCOME SECS FD	SHS BEN INT	$110K	0.0%Prev: 0.0%	16,500 SH	Increased+3,500 SH
HIGHLAND GLOBAL ALLOCATION F	COM	$1.6M	0.2%Prev: 0.3%	187,731 SH	Decreased-25,850 SH
HIGHLAND OPPS & INCOME FD	HIGHLAND INCOME	$1.1M	0.2%	206,000 SH	New
HOME DEPOT INC	COM	$1.3M	0.2%Prev: 0.2%	3,672 SH	Increased+657 SH
HONEYWELL INTL INC	COM	$780K	0.1%Prev: 0.1%	3,683 SH	Increased-100 SH
ILLINOIS TOOL WKS INC	COM	$246K	0.0%	990 SH	New
INNOVATOR ETFS TRUST	GRWT100 PWR BF	$264K	0.0%	5,690 SH	New
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$240K	0.0%Prev: 0.1%	6,700 SH	Decreased-10,210 SH
INTERNATIONAL BUSINESS MACHS	COM	$739K	0.1%Prev: 0.1%	2,974 SH	Increased+1,347 SH
INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$552K	0.1%	23,151 SH	New
INVESCO EXCH TRADED FD TR II	CEF INM COMPSI	$452K	0.1%Prev: 0.1%	24,000 SH	Increased+1,700 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$3.0M	0.4%	15,729 SH	New
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$402K	0.1%Prev: 0.1%	4,020 SH	Decreased-202 SH
INVESCO EXCHANGE TRADED FD T	HIG YLD EQ DIV	$695K	0.1%Prev: 0.1%	32,359 SH	Increased+452 SH
INVESCO EXCHANGE TRADED FD T	S&P 500 TOP 50	$456K	0.1%Prev: 0.0%	9,914 SH	Increased+4,773 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$200K	0.0%Prev: 0.0%	5,850 SH	Decreased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.5M	0.2%Prev: 0.2%	8,508 SH	Increased+1,276 SH
INVESCO QQQ TR	UNIT SER 1	$6.6M	0.9%Prev: 1.3%	13,974 SH	Decreased-4,070 SH
INVESCO SR INCOME TR	COM	$38K	0.0%Prev: 0.0%	10,000 SH	Decreased
ISHARES GOLD TR	ISHARES NEW	$454K	0.1%Prev: 0.0%	7,694 SH	Increased+1,882 SH
ISHARES INC	MSCI EMRG CHN	$538K	0.1%	9,761 SH	New
ISHARES SILVER TR	ISHARES	$3.8M	0.5%Prev: 0.3%	121,015 SH	Increased+41,403 SH
ISHARES TR	0-3 MNTH TREASRY	$403K	0.1%	4,004 SH	New
ISHARES TR	20 YR TR BD ETF	$248K	0.0%Prev: 0.4%	2,719 SH	Decreased-25,172 SH
ISHARES TR	CORE HIGH DV ETF	$385K	0.1%Prev: 0.0%	3,182 SH	Increased+483 SH
ISHARES TR	CORE S&P MCP ETF	$359K	0.1%Prev: 0.0%	6,146 SH	Increased+2,641 SH
ISHARES TR	CORE S&P SCP ETF	$858K	0.1%Prev: 0.2%	8,204 SH	Decreased-2,948 SH
ISHARES TR	CORE S&P TTL STK	$13.4M	1.9%Prev: 1.8%	109,549 SH	Increased+15,592 SH
ISHARES TR	CORE S&P US VLU	$2.1M	0.3%Prev: 0.2%	22,340 SH	Increased+6,723 SH
ISHARES TR	CORE S&P500 ETF	$14.5M	2.0%Prev: 2.2%	25,725 SH	Increased+256 SH
ISHARES TR	CRE U S REIT ETF	$265K	0.0%Prev: 0.0%	4,598 SH	Increased
ISHARES TR	DOW JONES US ETF	$889K	0.1%Prev: 0.1%	6,530 SH	Increased
ISHARES TR	ESG AW MSCI EAFE	$205K	0.0%	2,508 SH	New
ISHARES TR	ESG AWARE MSCI	$299K	0.0%	7,796 SH	New
ISHARES TR	ESG AWR MSCI USA	$389K	0.1%Prev: 0.1%	3,192 SH	Increased+442 SH
ISHARES TR	EXPANDED TECH	$221K	0.0%	2,482 SH	New
ISHARES TR	IBOXX HI YD ETF	$288K	0.0%	3,650 SH	New
ISHARES TR	IBOXX INV CP ETF	$312K	0.0%	2,872 SH	New
ISHARES TR	INTL SEL DIV ETF	$1.8M	0.3%Prev: 0.3%	58,408 SH	Decreased-14,677 SH
ISHARES TR	MSCI EAFE ETF	$1.9M	0.3%Prev: 0.5%	23,305 SH	Decreased-11,535 SH
ISHARES TR	MSCI EMG MKT ETF	$671K	0.1%Prev: 0.2%	15,350 SH	Decreased-8,974 SH
ISHARES TR	MSCI USA MIN VOL	$1.6M	0.2%Prev: 0.2%	17,242 SH	Increased+312 SH
ISHARES TR	MSCI USA QLT FCT	$418K	0.1%Prev: 0.1%	2,447 SH	Increased+124 SH
ISHARES TR	NATIONAL MUN ETF	$206K	0.0%	1,953 SH	New
ISHARES TR	RUS 1000 GRW ETF	$522K	0.1%Prev: 0.1%	1,445 SH	Increased+7 SH
ISHARES TR	RUS 1000 VAL ETF	$338K	0.0%Prev: 0.1%	1,796 SH	Increased+106 SH
ISHARES TR	RUS MD CP GR ETF	$407K	0.1%Prev: 0.1%	3,463 SH	Increased+277 SH
ISHARES TR	RUSSELL 2000 ETF	$4.5M	0.6%Prev: 0.8%	22,617 SH	Decreased-231 SH
ISHARES TR	S&P 100 ETF	$2.3M	0.3%Prev: 0.3%	8,562 SH	Increased+1,317 SH
ISHARES TR	S&P 500 GRWT ETF	$236K	0.0%Prev: 0.0%	2,542 SH	Increased-176 SH
ISHARES TR	S&P MC 400VL ETF	$208K	0.0%Prev: 0.0%	1,736 SH	Decreased-297 SH
ISHARES TR	TIPS BD ETF	$313K	0.0%Prev: 0.1%	2,820 SH	Decreased-1,402 SH
ISHARES TR	ULTRA SHORT DUR	$387K	0.1%	7,631 SH	New
ISHARES TR	US AER DEF ETF	$211K	0.0%Prev: 0.0%	1,377 SH	Increased-207 SH
ISHARES TR	US HLTHCARE ETF	$1.7M	0.2%Prev: 0.2%	28,632 SH	Increased+5,542 SH
ISHARES TR	US INFRASTRUC	$1.1M	0.2%Prev: 0.1%	23,950 SH	Increased+3,391 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$11.2M	1.6%Prev: 1.7%	195,398 SH	Increased+22,990 SH
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$1.2M	0.2%Prev: 0.4%	23,420 SH	Decreased-19,719 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$5.3M	0.7%Prev: 0.2%	102,986 SH	Increased+84,214 SH
J P MORGAN EXCHANGE TRADED F	US VALUE FACTR	$214K	0.0%	5,177 SH	New
JANUS DETROIT STR TR	HENDRSON AAA CL	$719K	0.1%	14,176 SH	New
JOHN HANCOCK DIVERSIFIED INC	COM	$200K	0.0%	19,200 SH	New
JOHNSON & JOHNSON	COM	$963K	0.1%Prev: 0.1%	5,809 SH	Increased+308 SH
JPMORGAN CHASE & CO.	COM	$3.8M	0.5%	15,694 SH	New
KAYNE ANDERSON ENERGY INFRST	COM	$4.1M	0.6%Prev: 0.4%	320,161 SH	Increased+53,416 SH
KEMPER CORP	COM	$331K	0.0%Prev: 0.1%	4,944 SH	Increased
KRAFT HEINZ CO	COM	$218K	0.0%Prev: 0.0%	7,173 SH	Decreased-141 SH
KRANESHARES TRUST	CSI CHI INTERNET	$269K	0.0%Prev: 0.2%	8,310 SH	Decreased-48,404 SH
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$353K	0.0%Prev: 0.1%	53,963 SH	Increased+4,927 SH
LMP CAP & INCOME FD INC	COM	$451K	0.1%Prev: 0.1%	28,288 SH	Increased
LOCKHEED MARTIN CORP	COM	$387K	0.1%Prev: 0.1%	866 SH	Decreased-18 SH
LOOP INDS INC	COM	$193K	0.0%Prev: 0.1%	167,616 SH	Decreased
LOWES COS INC	COM	$493K	0.1%Prev: 0.1%	2,112 SH	Decreased-150 SH
MARATHON PETE CORP	COM	$206K	0.0%	1,412 SH	New
MARKEL GROUP INC	COM	$5.3M	0.7%Prev: 0.5%	2,842 SH	Increased+704 SH
MASTERCARD INCORPORATED	CL A	$563K	0.1%Prev: 0.1%	1,028 SH	Increased+138 SH
MERCK & CO INC	COM	$725K	0.1%Prev: 0.3%	8,073 SH	Decreased-4,074 SH
META PLATFORMS INC	CL A	$2.4M	0.3%Prev: 0.2%	4,141 SH	Increased+1,182 SH
METALLA RTY & STREAMING LTD	COM NEW	$58K	0.0%Prev: 0.0%	20,100 SH	Increased+6,376 SH
MICRON TECHNOLOGY INC	COM	$8.6M	1.2%Prev: 2.0%	98,445 SH	Decreased-4,860 SH
MICROSOFT CORP	COM	$6.5M	0.9%Prev: 1.2%	17,301 SH	Decreased+541 SH
NETFLIX INC	COM	$1.8M	0.2%Prev: 0.1%	1,898 SH	Increased+523 SH
NEUBERGER BERMAN REAL ESTATE	COM	$522K	0.1%Prev: 0.1%	158,206 SH	Decreased-7,113 SH
NEXTERA ENERGY INC	COM	$1.2M	0.2%Prev: 0.1%	16,505 SH	Increased+9,344 SH
NORTHROP GRUMMAN CORP	COM	$1.7M	0.2%Prev: 0.3%	3,347 SH	Decreased-277 SH
NUVEEN CALIF SELECT TAX FREE	SH BEN INT	$141K	0.0%	10,655 SH	New
NUVEEN CORE EQUITY ALPHA FD	COM	$198K	0.0%Prev: 0.0%	13,600 SH	Decreased-700 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$268K	0.0%Prev: 0.0%	49,800 SH	Decreased-3,000 SH
NUVEEN FLOATING RATE INCOME	COM	$341K	0.0%Prev: 0.0%	40,240 SH	Increased+25,888 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$325K	0.0%Prev: 0.1%	24,825 SH	Increased
NUVEEN MULTI ASSET INCOME FU	COM	$409K	0.1%Prev: 0.1%	34,011 SH	Decreased+741 SH
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	$242K	0.0%	19,800 SH	New
NUVEEN PFD & INCOME OPPORTUN	COM	$349K	0.0%Prev: 0.0%	43,785 SH	Increased+13,647 SH
NUVEEN REAL ASSET INCOME & G	COM	$158K	0.0%Prev: 0.0%	12,213 SH	Increased-250 SH
NUVEEN REAL ESTATE INCOME FD	COM	$414K	0.1%Prev: 0.1%	50,300 SH	Increased-1,900 SH
NVIDIA CORPORATION	COM	$4.8M	0.7%Prev: 0.8%	44,328 SH	Increased+39,302 SH
NYLI CBRE GBL INFR MEGTRNDS	COM	$280K	0.0%	21,000 SH	New
OCCIDENTAL PETE CORP	COM	$9.4M	1.3%Prev: 1.1%	193,678 SH	Increased+94,711 SH
ORACLE CORP	COM	$342K	0.0%Prev: 0.0%	2,443 SH	Increased+701 SH
PALANTIR TECHNOLOGIES INC	CL A	$216K	0.0%Prev: 0.0%	2,556 SH	Decreased-9,104 SH
PARAMOUNT GLOBAL	CLASS B COM	$453K	0.1%Prev: 1.0%	37,905 SH	Decreased-485,184 SH
PEPSICO INC	COM	$883K	0.1%Prev: 0.2%	5,887 SH	Decreased-575 SH
PFIZER INC	COM	$925K	0.1%Prev: 0.2%	36,494 SH	Decreased-10,071 SH
PHILIP MORRIS INTL INC	COM	$217K	0.0%Prev: 0.0%	1,364 SH	Decreased-1,265 SH
PIMCO ACCESS INCOME FUND	SHS BENFIN INT	$269K	0.0%Prev: 0.0%	16,723 SH	Increased+5,162 SH
PIMCO CORPORATE & INCOME OPP	COM	$638K	0.1%Prev: 0.1%	44,133 SH	Increased+6,307 SH
PIMCO DYNAMIC INCOME FD	SHS	$264K	0.0%Prev: 0.1%	13,331 SH	Decreased-4,438 SH
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$388K	0.1%Prev: 0.0%	27,943 SH	Increased+5,770 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$663K	0.1%	6,587 SH	New
PIMCO ETF TR	ENHNCD LW DUR AC	$725K	0.1%Prev: 0.2%	7,553 SH	Decreased-2,329 SH
PIONEER DIVERSIFIED HIGH INC	COM	$134K	0.0%Prev: 0.0%	11,200 SH	Increased
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$469K	0.1%Prev: 0.1%	44,500 SH	Increased+8,000 SH
PROCTER AND GAMBLE CO	COM	$917K	0.1%Prev: 0.1%	5,378 SH	Increased+2,270 SH
PURE STORAGE INC	CL A	$346K	0.0%Prev: 0.1%	7,816 SH	Decreased-144 SH
QUALCOMM INC	COM	$297K	0.0%Prev: 0.1%	1,932 SH	Decreased-207 SH
REALTY INCOME CORP	COM	$260K	0.0%	4,476 SH	New
REAVES UTIL INCOME FD	COM SH BEN INT	$821K	0.1%Prev: 0.1%	25,240 SH	Increased+5,828 SH
RIVERNORTH OPPORTUNITIES FD	COM	$663K	0.1%Prev: 0.1%	56,227 SH	Decreased-900 SH
ROYCE MICRO-CAP TR INC	COM	$642K	0.1%Prev: 0.1%	76,179 SH	Decreased-12,212 SH
ROYCE SMALL CAP TRUST INC	COM	$860K	0.1%	60,375 SH	New
SALESFORCE INC	COM	$553K	0.1%	2,060 SH	New
SAP SE	SPON ADR	$2.1M	0.3%	7,686 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$203K	0.0%	5,617 SH	New
SCHWAB STRATEGIC TR	US BRD MKT ETF	$1.8M	0.3%	84,711 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$3.8M	0.5%Prev: 0.1%	135,220 SH	Increased+124,736 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$828K	0.1%Prev: 0.1%	33,058 SH	Decreased+23,676 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$850K	0.1%Prev: 0.1%	31,980 SH	Decreased+20,183 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$321K	0.0%Prev: 0.1%	12,237 SH	Decreased+7,155 SH
SELECT SECTOR SPDR TR	ENERGY	$4.2M	0.6%Prev: 0.6%	45,070 SH	Increased+5,737 SH
SELECT SECTOR SPDR TR	FINANCIAL	$1.2M	0.2%Prev: 0.2%	24,890 SH	Increased-3,353 SH
SELECT SECTOR SPDR TR	INDL	$805K	0.1%Prev: 0.1%	6,144 SH	Increased+667 SH
SELECT SECTOR SPDR TR	SBI CONS DISCR	$409K	0.1%Prev: 0.1%	2,071 SH	Decreased-225 SH
SELECT SECTOR SPDR TR	SBI CONS STPLS	$5.1M	0.7%Prev: 0.6%	62,862 SH	Increased+13,172 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$427K	0.1%Prev: 0.1%	2,924 SH	Decreased-1,979 SH
SELECT SECTOR SPDR TR	SBI INT-UTILS	$232K	0.0%	2,946 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$27.9M	3.9%Prev: 4.2%	135,040 SH	Increased+12,993 SH
SEMPRA	COM	$251K	0.0%Prev: 0.1%	3,520 SH	Decreased-1,518 SH
SENSEI BIOTHERAPEUTICS INC	COM NEW	$7K	0.0%	16,514 SH	New
SHOPIFY INC	CL A SUB VTG SHS	$212K	0.0%	2,217 SH	New
SOFI TECHNOLOGIES INC	COM	$211K	0.0%Prev: 0.0%	18,100 SH	Increased-1,312 SH
SOMNIGROUP INTERNATIONAL INC	COM	$419K	0.1%	7,000 SH	New
SOURCE CAPITAL	COM SHS OF BEN I	$951K	0.1%	22,899 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.4M	0.2%Prev: 0.4%	3,366 SH	Decreased-2,885 SH
SPDR GOLD TR	GOLD SHS	$4.7M	0.7%Prev: 0.3%	16,249 SH	Increased+8,165 SH
SPDR S&P 500 ETF TR	TR UNIT	$6.3M	0.9%Prev: 0.7%	11,276 SH	Increased+3,629 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$300K	0.0%Prev: 0.1%	562 SH	Decreased-30 SH
SPDR SERIES TRUST	PORTFOLI S&P1500	$1.7M	0.2%	25,622 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P500	$267K	0.0%	4,065 SH	New
SPDR SERIES TRUST	S&P DIVID ETF	$24.7M	3.5%	182,039 SH	New
SPECIAL OPPORTUNITIES FD INC	COM	$221K	0.0%Prev: 0.0%	14,700 SH	Increased-1,800 SH
SRH TOTAL RETURN FUND INC	COM	$307K	0.0%Prev: 0.0%	17,800 SH	Increased
STARBUCKS CORP	COM	$557K	0.1%Prev: 0.1%	5,678 SH	Increased+932 SH
STRYKER CORPORATION	COM	$458K	0.1%Prev: 0.1%	1,230 SH	Increased+107 SH
TARGET CORP	COM	$268K	0.0%	2,564 SH	New
TELEDYNE TECHNOLOGIES INC	COM	$577K	0.1%Prev: 0.1%	1,160 SH	Increased
TESLA INC	COM	$3.1M	0.4%Prev: 0.3%	11,812 SH	Increased+2,448 SH
TJX COS INC NEW	COM	$243K	0.0%	1,999 SH	New
TORTOISE CAPITAL SERIES TRUS	ESSENTIAL ENERGY	$295K	0.0%	14,289 SH	New
TORTOISE ENERGY INFRA CORP	COM	$336K	0.0%	7,800 SH	New
TORTOISE SUSTAINABLE & SOCIA	COM SH BEN INT	$386K	0.1%	34,000 SH	New
TRAVELERS COMPANIES INC	COM	$516K	0.1%	1,950 SH	New
UNITED PARCEL SERVICE INC	CL B	$342K	0.0%Prev: 0.1%	3,412 SH	Decreased+947 SH
UNITEDHEALTH GROUP INC	COM	$318K	0.0%Prev: 0.0%	607 SH	Increased+104 SH
VANECK ETF TRUST	BDC INCOME ETF	$609K	0.1%	36,319 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$466K	0.1%Prev: 0.3%	2,202 SH	Decreased-5,695 SH
VANGUARD INDEX FDS	GROWTH ETF	$12.0M	1.7%Prev: 1.5%	32,292 SH	Increased+5,573 SH
VANGUARD INDEX FDS	MID CAP ETF	$2.9M	0.4%Prev: 0.5%	11,112 SH	Decreased-702 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$936K	0.1%Prev: 0.1%	10,334 SH	Increased+3,869 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$35.1M	4.9%Prev: 5.3%	68,354 SH	Increased+2,372 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$406K	0.1%Prev: 0.1%	2,181 SH	Decreased-421 SH
VANGUARD INDEX FDS	SMALL CP ETF	$512K	0.1%Prev: 0.2%	2,309 SH	Decreased-2,271 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$7.2M	1.0%Prev: 0.9%	26,342 SH	Increased+6,296 SH
VANGUARD INDEX FDS	VALUE ETF	$2.3M	0.3%Prev: 0.5%	13,490 SH	Decreased-6,481 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$5.7M	0.8%Prev: 0.9%	49,510 SH	Increased-518 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$12.3M	1.7%Prev: 1.6%	63,384 SH	Increased+10,750 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$339K	0.0%Prev: 0.1%	6,676 SH	Increased+369 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$400K	0.1%Prev: 0.1%	3,100 SH	Increased+275 SH
VANGUARD WHITEHALL FDS	INTL HIGH ETF	$2.3M	0.3%Prev: 0.4%	31,057 SH	Increased-1,578 SH
VANGUARD WORLD FD	CONSUM DIS ETF	$235K	0.0%Prev: 0.0%	723 SH	Increased
VANGUARD WORLD FD	CONSUM STP ETF	$560K	0.1%Prev: 0.1%	2,560 SH	Increased+1,050 SH
VANGUARD WORLD FD	ENERGY ETF	$1.2M	0.2%Prev: 0.1%	9,044 SH	Increased+2,422 SH
VANGUARD WORLD FD	ESG US STK ETF	$323K	0.0%Prev: 0.0%	3,295 SH	Increased+550 SH
VANGUARD WORLD FD	FINANCIALS ETF	$224K	0.0%	1,872 SH	New
VANGUARD WORLD FD	HEALTH CAR ETF	$1.6M	0.2%Prev: 0.2%	6,222 SH	Increased+2,787 SH
VANGUARD WORLD FD	INDUSTRIAL ETF	$202K	0.0%	817 SH	New
VANGUARD WORLD FD	INF TECH ETF	$7.2M	1.0%Prev: 1.1%	13,237 SH	Increased+581 SH
VANGUARD WORLD FD	MEGA CAP VAL ETF	$228K	0.0%	1,768 SH	New
VANGUARD WORLD FD	MEGA GRWTH IND	$13.7M	1.9%Prev: 1.6%	44,330 SH	Increased+10,649 SH
VERIZON COMMUNICATIONS INC	COM	$520K	0.1%Prev: 0.2%	11,456 SH	Decreased-13,329 SH
VICTORY PORTFOLIOS II	VCSHS US 500 VOL	$647K	0.1%Prev: 0.1%	7,659 SH	Increased
VIRTUS DIVIDEND INTEREST & P	COM	$309K	0.0%Prev: 0.1%	25,500 SH	Increased+1,500 SH
VISA INC	COM CL A	$11.9M	1.7%Prev: 1.6%	34,052 SH	Increased+538 SH
VOYA ASIA PAC HIGH DIV EQT I	COM	$662K	0.1%Prev: 0.1%	107,250 SH	Increased+11,400 SH
VOYA EMERGING MKTS HIGH DIVI	COM	$246K	0.0%Prev: 0.0%	46,000 SH	Decreased-2,200 SH
VOYA GLBL ADV & PREM OPP FD	COM	$225K	0.0%Prev: 0.0%	22,950 SH	Increased
VOYA GLBL EQTY DIV & PREM OP	COM	$580K	0.1%Prev: 0.1%	100,500 SH	Increased
VOYA INFRASTRUCTURE INDLS &	COM	$298K	0.0%Prev: 0.1%	28,200 SH	Decreased-3,000 SH
WALMART INC	COM	$6.0M	0.8%Prev: 0.7%	68,424 SH	Increased-3,004 SH
WARRIOR MET COAL INC	COM	$402K	0.1%	8,425 SH	New
WASTE MGMT INC DEL	COM	$222K	0.0%	958 SH	New
WELLS FARGO CO NEW	COM	$2.8M	0.4%Prev: 0.7%	39,575 SH	Decreased-28,866 SH
WESTERN ASSET HIGH INCOM FD	COM	$786K	0.1%Prev: 0.0%	188,100 SH	Increased+169,700 SH
WESTERN ASSET HIGH INCOME OP	COM	$252K	0.0%Prev: 0.0%	63,369 SH	Increased+25,000 SH
WESTERN ASSET MANAGED MUNS F	COM	$184K	0.0%	17,900 SH	New
WESTERN AST INFL LKD OPP & I	COM	$1.4M	0.2%	156,450 SH	New
XAI MADISON EQUITY PREMIUM I	COM	$753K	0.1%	122,800 SH	New

Sold (vs prior filing)

10X GENOMICS INC — $280K
ACCENTURE PLC IRELAND — $212K
ALLSPRING MULTI SECTOR INCOM — $116K
AUTOMATIC DATA PROCESSING IN — $246K
BANK AMERICA CORP — $220K
BLACKROCK ENERGY & RES TR — $140K
BLACKROCK MUNIHOLDINGS FD IN — $131K
BRIGHTSPIRE CAPITAL INC — $89K
COMCAST CORP NEW — $285K
CONSTELLATION BRANDS INC — $317K
CVR ENERGY INC — $1.5M
DEVON ENERGY CORP NEW — $703K
EATON VANCE LTD DURATION INC — $1.5M
EATON VANCE TAX-ADVANTAGED G — $228K
ECOFIN SUSTAINABLE AND SOCIA — $567K
EMEREN GROUP LTD — $34K
FIDELITY COVINGTON TRUST — $441K
FIDELITY COVINGTON TRUST — $218K
FIRST TR ABRDN GBL OPP INCM — $115K
FIRST TR ENERGY INFRASTRCTR — $568K
… and 55 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0002085853-26-001232	—	View
Mar 3, 2026	Q4 2025	13F-HR	0002085853-26-000290	$904.9M	View
May 14, 2025	Q4 2024