HERBST GROUP, LLC

CIK 0001909319 • 7 13F filings • Apr 11, 2025 – Oct 20, 2026

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Filer information

Filed by: HERBST GROUP, LLC, Chief Compliance Officer
Address: 4 MELON PATCH LANE, WESTPORT, CT, 06880
Phone: (212) 488-1701
AUM: $170.0M

AUM over time

$175.7M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $175.7M72 positionsView on SEC.gov

			% of Portfolio
AEROVIRONMENT INC	COM	$782K	0.4%	5,500 SH	New
AFFIRM HLDGS INC	COM CL A	$1.5M	0.9%	21,950 SH	New
ALPHABET INC	CAP STK CL A	$6.2M	3.5%Prev: 3.6%	18,106 SH	Increased-5,649 SH
ALPS ETF TR	ALERIAN MLP	$1.4M	0.8%Prev: 2.7%	27,825 SH	Decreased-64,321 SH
AMAZON COM INC	COM	$5.1M	2.9%Prev: 3.1%	20,423 SH	Increased-1,969 SH
APPLE INC	COM	$5.8M	3.3%Prev: 3.2%	17,468 SH	Increased-2,453 SH
ARCHER AVIATION INC	COM CL A	$237K	0.1%	47,700 SH	New
BLACKROCK ETF TRUST	ISHA US THEM ETF	$220K	0.1%	5,000 SH	New
BROADCOM INC	COM	$983K	0.6%	2,800 SH	New
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$321K	0.2%	7,200 SH	New
BROOKFIELD INFRASTRUCTURE PA	LP INT UNIT	$2.9M	1.7%	82,810 SH	New
COREWEAVE INC	COM CL A	$1.7M	1.0%Prev: 2.3%	19,430 SH	Decreased-7,440 SH
CORNING INC	COM	$2.5M	1.4%	16,481 SH	New
CROWDSTRIKE HLDGS INC	CL A	$4.5M	2.5%Prev: 1.6%	16,850 SH	Increased+11,540 SH
ELI LILLY & CO	COM	$5.0M	2.9%	4,337 SH	New
EXCHANGE TRADED CONCEPTS TRU	RANG NUCL RE ETF	$2.7M	1.5%	44,403 SH	New
FIDELITY COVINGTON TRUST	CONSMR STAPLES	$1.5M	0.9%	29,766 SH	New
FIDELITY COVINGTON TRUST	ENH MID COR ETF	$323K	0.2%	8,000 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$2.5M	1.4%	61,905 SH	New
FIDELITY COVINGTON TRUST	FIDELITY FUND LR	$409K	0.2%Prev: 0.2%	12,000 SH	Increased+2,000 SH
FIRST TR EXCHANGE TRADED FD	RBA INDL ETF	$310K	0.2%	3,000 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$4.7M	2.7%	45,237 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDQ CLN EDGE	$1.0M	0.6%	5,855 SH	New
GE AEROSPACE	COM NEW	$4.5M	2.6%Prev: 3.9%	14,494 SH	Decreased-6,513 SH
GE VERNOVA INC	COM	$3.7M	2.1%Prev: 4.1%	3,875 SH	Decreased-6,941 SH
GENERAC HLDGS INC	COM	$2.6M	1.5%	12,585 SH	New
GENERAL DYNAMICS CORP	COM	$3.0M	1.7%Prev: 2.0%	8,985 SH	Decreased-615 SH
GLOBAL X FDS	CYBRSCURTY ETF	$346K	0.2%	7,500 SH	New
GLOBAL X FDS	DEFENSE TECH ETF	$2.2M	1.2%Prev: 2.2%	36,215 SH	Decreased-15,107 SH
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$377K	0.2%	6,760 SH	New
INVESCO ACTIVELY MANAGED EXC	S&P 500 EQUA ETF	$555K	0.3%	10,776 SH	New
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$1.6M	0.9%	5,115 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$3.4M	2.0%	16,488 SH	New
INVESCO QQQ TR	UNIT SER 1	$10.0M	5.7%Prev: 5.2%	13,490 SH	Increased-483 SH
ISHARES TR	EXPANDED TECH	$4.5M	2.6%	42,542 SH	New
ISHARES TR	FUTU AI TECH ETF	$865K	0.5%	11,045 SH	New
ISHARES TR	NATIONAL MUN ETF	$276K	0.2%	2,733 SH	New
ISHARES TR	RUSSELL 2000 ETF	$1.2M	0.7%	4,189 SH	New
ISHARES TR	US AER DEF ETF	$4.2M	2.4%Prev: 2.3%	20,063 SH	Increased+2,652 SH
ISHARES TR	US INFRASTRUC	$1.6M	0.9%	28,905 SH	New
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.3M	0.7%	25,798 SH	New
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$367K	0.2%	8,600 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$1.3M	0.8%Prev: 2.4%	5,690 SH	Decreased-6,915 SH
LOCKHEED MARTIN CORP	COM	$1.5M	0.9%	3,040 SH	New
MICROSOFT CORP	COM	$6.0M	3.4%Prev: 4.1%	11,665 SH	Decreased-986 SH
NEOS ETF TRUST	GOLD HIG INC ETF	$441K	0.3%	9,124 SH	New
NEOS ETF TRUST	MLP EN IN HI ETF	$2.0M	1.2%	40,628 SH	New
NEOS ETF TRUST	NASDAQ 100 HIGH	$2.5M	1.4%	45,382 SH	New
NEOS ETF TRUST	NEOS S&P 500 HI	$3.9M	2.2%	73,019 SH	New
NEOS ETF TRUST	RUSS 2000 HI ETF	$1.5M	0.8%	30,454 SH	New
PALO ALTO NETWORKS INC	COM	$4.9M	2.8%Prev: 2.0%	12,239 SH	Increased-3,875 SH
ROUNDHILL ETF TRUST	MEMORY ETF	$2.1M	1.2%	34,651 SH	New
RTX CORPORATION	COM	$4.9M	2.8%Prev: 3.5%	26,535 SH	Decreased-7,313 SH
SELECT SECTOR SPDR TR	ST STR CARE ETF	$5.5M	3.1%	32,770 SH	New
SELECT SECTOR SPDR TR	ST STR ENERG ETF	$3.6M	2.1%	59,226 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$2.9M	1.7%	54,650 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$1.4M	0.8%	8,575 SH	New
SELECT SECTOR SPDR TR	ST STR SVC ETF	$3.4M	2.0%	31,045 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$3.3M	1.9%	16,631 SH	New
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$1.4M	0.8%	8,988 SH	New
SPDR SERIES TRUST	ST STR SP AERO	$356K	0.2%	1,540 SH	New
SPDR SERIES TRUST	ST STR SP METAL	$3.3M	1.9%	32,204 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$9.6M	5.5%	12,567 SH	New
TESLA INC	COM	$1.6M	0.9%	4,437 SH	New
TIDAL TRUST II	DEFIA AI PWR ETF	$754K	0.4%	26,750 SH	New
VANECK ETF TRUST	RARE EAR STR ETF	$418K	0.2%	6,500 SH	New
VANECK ETF TRUST	URANI NUCLE ETF	$724K	0.4%	7,000 SH	New
VANGUARD INDEX FDS	MRNGSTR GRWT ETF	$225K	0.1%	2,500 SH	New
VANGUARD INDEX FDS	MRNGSTR VAL ETF	$216K	0.1%	1,000 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$4.6M	2.6%Prev: 0.9%	6,557 SH	Increased+4,124 SH
WILLIAMS COS INC	COM	$1.7M	1.0%Prev: 1.2%	25,050 SH	Decreased-6,000 SH
WISDOMTREE TR	QUANT COMPU FD	$330K	0.2%	10,300 SH	New

Sold (vs prior filing)

BOEING CO — $1.1M
CONSTELLATION ENERGY CORP — $3.1M
ENBRIDGE INC — $681K
EXCHANGE TRADED CONCEPTS TRU — $3.3M
EXXON MOBIL CORP — $1.8M
FIDELITY COVINGTON TRUST — $305K
FIDELITY MERRIMACK STR TR — $2.0M
FIRST TR EXCHANGE TRADED FD — $357K
GLOBAL X FDS — $246K
HONEYWELL INTL INC — $1.8M
INTERNATIONAL BUSINESS MACHS — $1.5M
ISHARES TR — $275K
J P MORGAN EXCHANGE TRADED F — $4.6M
J P MORGAN EXCHANGE TRADED F — $3.7M
META PLATFORMS INC — $5.5M
ONEOK INC NEW — $2.6M
PACER FDS TR — $1.3M
SALESFORCE INC — $2.0M
SELECT SECTOR SPDR TR — $2.6M
SELECT SECTOR SPDR TR — $3.7M
… and 12 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 16, 2026	Q4 2025	13F-HR	0001951757-26-000173	$170.0M	View
Oct 20, 2026	Q3 2026	13F-HR	0001951757-26-001704	$175.7M	View
Nov 14, 2025	Q3 2025