HERBST GROUP, LLC

CIK 0001909319 • 7 13F filings • Apr 11, 2025 – Oct 20, 2026

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Filer information

Filed by: HERBST GROUP, LLC, Chief Compliance Officer
Address: 4 MELON PATCH LANE, WESTPORT, CT, 06880
Phone: (212) 488-1701
AUM: $170.0M

AUM over time

$175.7M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $183.5M65 positionsView on SEC.gov

			% of Portfolio
AFFIRM HLDGS INC	COM CL A	$1.7M	0.9%	21,250 SH	New
ALPHABET INC	CAP STK CL A	$6.7M	3.7%Prev: 2.8%	18,824 SH	Increased-8,140 SH
ALPS ETF TR	ALERIAN MLP	$4.0M	2.2%Prev: 3.1%	76,619 SH	Decreased-28,031 SH
AMAZON COM INC	COM	$5.0M	2.7%Prev: 3.3%	20,843 SH	Decreased-4,090 SH
APPLE INC	COM	$5.0M	2.8%Prev: 2.7%	17,443 SH	Increased-4,508 SH
BLACKROCK ETF TRUST	ISHA US THEM ETF	$216K	0.1%	5,000 SH	New
BLOOM ENERGY CORP	COM CL A	$2.3M	1.3%	7,600 SH	New
BROADCOM INC	COM	$907K	0.5%	2,400 SH	New
BROOKFIELD INFRASTRUCTURE PA	LP INT UNIT	$2.6M	1.4%	71,740 SH	New
CONSTELLATION ENERGY CORP	COM	$1.6M	0.9%Prev: 2.2%	6,500 SH	Decreased-4,767 SH
COREWEAVE INC	COM CL A	$2.6M	1.4%	26,430 SH	New
CORNING INC	COM	$4.5M	2.4%	17,516 SH	New
CROWDSTRIKE HLDGS INC	CL A	$4.5M	2.4%Prev: 2.9%	5,850 SH	Decreased-3,593 SH
ELI LILLY & CO	COM	$5.2M	2.8%	4,339 SH	New
EXCHANGE TRADED CONCEPTS TRU	RANG NUCL RE ETF	$3.2M	1.7%	46,867 SH	New
FIDELITY COVINGTON TRUST	CONSMR STAPLES	$2.0M	1.1%	38,555 SH	New
FIDELITY COVINGTON TRUST	ENH MID COR ETF	$325K	0.2%	8,000 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$2.6M	1.4%	65,098 SH	New
FIDELITY COVINGTON TRUST	FIDELITY FUND LR	$416K	0.2%Prev: 0.1%	12,000 SH	Increased+3,000 SH
FIRST TR EXCHANGE TRADED FD	RBA INDL ETF	$400K	0.2%	3,000 SH	New
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	$529K	0.3%	2,000 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$3.8M	2.1%	42,661 SH	New
GARMIN LTD	SHS	$1.4M	0.8%	5,800 SH	New
GE AEROSPACE	COM NEW	$5.9M	3.2%Prev: 3.8%	15,749 SH	Decreased-8,807 SH
GE VERNOVA INC	COM	$5.9M	3.2%Prev: 4.6%	5,050 SH	Decreased-9,336 SH
GENERAC HLDGS INC	COM	$2.1M	1.1%	7,100 SH	New
GENERAL DYNAMICS CORP	COM	$3.1M	1.7%Prev: 1.8%	8,685 SH	Increased-1,819 SH
GLOBAL X FDS	CYBRSCURTY ETF	$210K	0.1%	5,500 SH	New
GLOBAL X FDS	DEFENSE TECH ETF	$2.2M	1.2%Prev: 2.1%	36,291 SH	Decreased-22,271 SH
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$445K	0.2%	8,009 SH	New
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$624K	0.3%	2,059 SH	New
INVESCO EXCH TRADED FD TR II	S&P 500 MOMNTM	$2.5M	1.4%	15,365 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$2.6M	1.4%	12,333 SH	New
INVESCO QQQ TR	UNIT SER 1	$10.3M	5.6%Prev: 4.6%	13,934 SH	Increased-3 SH
ISHARES TR	EXPANDED TECH	$4.3M	2.4%	47,630 SH	New
ISHARES TR	FUTU AI TECH ETF	$807K	0.4%	10,600 SH	New
ISHARES TR	RUSSELL 2000 ETF	$935K	0.5%	3,113 SH	New
ISHARES TR	US AER DEF ETF	$4.6M	2.5%Prev: 2.1%	19,140 SH	Increased+962 SH
ISHARES TR	US INFRASTRUC	$1.9M	1.0%	30,190 SH	New
ISHARES U S ETF TR	SHOR DURA BD ETF	$347K	0.2%	6,855 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$821K	0.4%Prev: 2.8%	14,528 SH	Decreased-67,554 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$2.5M	1.4%Prev: 2.0%	41,110 SH	Decreased-21,081 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.2M	0.7%	24,693 SH	New
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$588K	0.3%	11,800 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$3.4M	1.8%Prev: 2.2%	11,605 SH	Decreased-2,750 SH
META PLATFORMS INC	CL A	$4.2M	2.3%Prev: 3.7%	7,477 SH	Decreased-904 SH
MICROSOFT CORP	COM	$4.5M	2.4%Prev: 4.1%	11,980 SH	Decreased-1,923 SH
MONGODB INC	CL A	$202K	0.1%	600 SH	New
NEOS ETF TRUST	GOLD HIG INC ETF	$402K	0.2%	8,307 SH	New
NEOS ETF TRUST	NASDAQ 100 HIGH	$1.2M	0.7%	21,661 SH	New
NEOS ETF TRUST	NEOS S&P 500 HI	$1.8M	1.0%	33,044 SH	New
NEOS ETF TRUST	RUSS 2000 HI ETF	$1.7M	0.9%	31,151 SH	New
PALO ALTO NETWORKS INC	COM	$5.0M	2.7%Prev: 2.4%	14,614 SH	Increased-4,723 SH
RTX CORPORATION	COM	$5.2M	2.8%Prev: 3.5%	27,335 SH	Decreased-12,167 SH
SELECT SECTOR SPDR TR	ST STR CARE ETF	$5.3M	2.9%	33,587 SH	New
SELECT SECTOR SPDR TR	ST STR ENERG ETF	$3.1M	1.7%	58,808 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$2.9M	1.6%	53,312 SH	New
SELECT SECTOR SPDR TR	ST STR SVC ETF	$3.3M	1.8%	30,814 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$3.4M	1.8%	17,737 SH	New
SPDR SERIES TRUST	ST STR SP METAL	$3.6M	1.9%	33,315 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$9.7M	5.3%	13,015 SH	New
TIDAL TRUST I	SMAR EARN 30 ETF	$1.8M	1.0%	48,646 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$2.5M	1.3%Prev: 0.8%	3,605 SH	Increased+1,185 SH
VERTIV HOLDINGS CO	COM CL A	$3.0M	1.6%	9,000 SH	New
WILLIAMS COS INC	COM	$1.9M	1.0%Prev: 1.4%	25,400 SH	Decreased-11,250 SH

Sold (vs prior filing)

AMERICAN EXPRESS CO — $3.6M
AUTOLUS THERAPEUTICS PLC — $57K
BERKSHIRE HATHAWAY INC DEL — $3.2M
BLACKSTONE INC — $361K
ENBRIDGE INC — $612K
ESPERION THERAPEUTICS INC NE — $10K
EXCHANGE TRADED CONCEPTS TRU — $3.0M
EXXON MOBIL CORP — $2.0M
FIDELITY COVINGTON TRUST — $248K
FIRST TR EXCHANGE TRADED FD — $348K
GLOBAL X FDS — $196K
HONEYWELL INTL INC — $2.2M
INTERNATIONAL BUSINESS MACHS — $708K
ISHARES TR — $205K
NEXSTAR MEDIA GROUP INC — $311K
ONEOK INC NEW — $3.2M
PACER FDS TR — $1.5M
PALANTIR TECHNOLOGIES INC — $5.1M
SALESFORCE INC — $2.5M
SELECT SECTOR SPDR TR — $2.4M
… and 14 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 16, 2026	Q4 2025	13F-HR	0001951757-26-000173	$170.0M	View
Oct 20, 2026	Q3 2026	13F-HR	0001951757-26-001704	$175.7M	View
Nov 14, 2025	Q3 2025