HERBST GROUP, LLC

CIK 0001909319 • 7 13F filings • Apr 11, 2025 – Oct 20, 2026

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Filer information

Filed by: HERBST GROUP, LLC, Chief Compliance Officer
Address: 4 MELON PATCH LANE, WESTPORT, CT, 06880
Phone: (212) 488-1701
AUM: $170.0M

AUM over time

$175.7M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $161.9M59 positionsView on SEC.gov

			% of Portfolio
AEROVIRONMENT INC	COM	$696K	0.4%	3,800 SH	New
AFFIRM HLDGS INC	COM CL A	$1.1M	0.7%	24,900 SH	New
ALPHABET INC	CAP STK CL A	$5.8M	3.6%Prev: 3.1%	20,239 SH	Increased-8,500 SH
ALPS ETF TR	ALERIAN MLP	$4.2M	2.6%Prev: 3.9%	79,972 SH	Decreased-26,141 SH
AMAZON COM INC	COM	$4.4M	2.7%Prev: 3.4%	21,264 SH	Decreased-3,721 SH
APPLE INC	COM	$4.6M	2.9%Prev: 3.4%	18,257 SH	Decreased-3,637 SH
BOEING CO	COM	$1.4M	0.8%	6,847 SH	New
BROOKFIELD INFRASTRUCTURE PA	LP INT UNIT	$2.1M	1.3%	59,370 SH	New
CONSTELLATION ENERGY CORP	COM	$1.7M	1.1%Prev: 1.4%	6,200 SH	Decreased-3,514 SH
COREWEAVE INC	COM CL A	$2.7M	1.7%	35,205 SH	New
CROWDSTRIKE HLDGS INC	CL A	$3.6M	2.2%Prev: 2.1%	9,290 SH	Increased+951 SH
ELI LILLY & CO	COM	$3.7M	2.3%	3,993 SH	New
EXCHANGE TRADED CONCEPTS TRU	RANGE NUCLEAR RE	$3.2M	2.0%Prev: 1.3%	48,481 SH	Increased+1,989 SH
FIDELITY COVINGTON TRUST	CONSMR STAPLES	$2.0M	1.2%	38,003 SH	New
FIDELITY COVINGTON TRUST	ENHANCED INTL	$2.9M	1.8%	78,921 SH	New
FIDELITY COVINGTON TRUST	ENHANCED MID	$270K	0.2%	7,500 SH	New
FIDELITY COVINGTON TRUST	FIDELITY FUND LR	$334K	0.2%	12,000 SH	New
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$333K	0.2%	6,649 SH	New
FIRST TR EXCHANGE TRADED FD	RBA INDL ETF	$222K	0.1%	2,000 SH	New
FIRST TR EXCHANGE-TRADED FD	NASDAQ CYB ETF	$320K	0.2%	5,100 SH	New
GARMIN LTD	SHS	$951K	0.6%	4,100 SH	New
GE AEROSPACE	COM NEW	$4.7M	2.9%Prev: 3.6%	16,697 SH	Decreased-8,422 SH
GE VERNOVA INC	COM	$5.2M	3.2%Prev: 3.0%	5,950 SH	Increased-7,872 SH
GENERAC HLDGS INC	COM	$859K	0.5%	4,400 SH	New
GENERAL DYNAMICS CORP	COM	$2.9M	1.8%Prev: 2.0%	8,495 SH	Increased-1,909 SH
GLOBAL X FDS	DEFENSE TECH ETF	$2.6M	1.6%Prev: 1.8%	36,172 SH	Decreased-19,341 SH
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$590K	0.4%	11,800 SH	New
HONEYWELL INTL INC	COM	$882K	0.5%Prev: 1.3%	3,900 SH	Decreased-4,905 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$347K	0.2%	1,458 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.5M	1.0%	8,033 SH	New
INVESCO QQQ TR	UNIT SER 1	$8.2M	5.1%Prev: 4.3%	14,264 SH	Increased+1,433 SH
ISHARES TR	EXPANDED TECH	$2.2M	1.4%	27,953 SH	New
ISHARES TR	FUTURE AI & TECH	$494K	0.3%	10,625 SH	New
ISHARES TR	RUSSELL 2000 ETF	$2.6M	1.6%	10,374 SH	New
ISHARES TR	US AER DEF ETF	$4.1M	2.5%Prev: 1.8%	18,558 SH	Increased+2,245 SH
ISHARES TR	US INFRASTRUC	$1.2M	0.8%	21,260 SH	New
ISHARES TR	US TRSPRTION	$2.9M	1.8%	38,571 SH	New
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$1.6M	1.0%Prev: 3.7%	28,770 SH	Decreased-62,414 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$2.1M	1.3%Prev: 2.2%	38,343 SH	Decreased-21,353 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$706K	0.4%	14,010 SH	New
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$1.5M	1.0%	21,900 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$4.1M	2.5%	11,905 SH	New
LIONSGATE STUDIOS CORP	COM	$1.7M	1.0%	174,300 SH	New
META PLATFORMS INC	CL A	$4.3M	2.6%Prev: 3.3%	7,488 SH	Decreased-486 SH
MICROSOFT CORP	COM	$4.5M	2.8%Prev: 3.7%	12,055 SH	Decreased-2,025 SH
PALO ALTO NETWORKS INC	COM	$2.6M	1.6%Prev: 2.3%	16,014 SH	Decreased-2,987 SH
RTX CORPORATION	COM	$5.3M	3.3%Prev: 3.8%	27,355 SH	Decreased-13,019 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$3.4M	2.1%	30,714 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$6.3M	3.9%	102,106 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$3.2M	1.9%	63,879 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$4.9M	3.0%	33,585 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$2.8M	1.7%	17,395 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$2.9M	1.8%	21,841 SH	New
SPDR GOLD TR	GOLD SHS	$3.1M	1.9%Prev: 1.4%	7,205 SH	Increased+502 SH
SPDR SERIES TRUST	STATE STREET SPD	$4.4M	2.7%	40,502 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$8.6M	5.3%	13,244 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.9M	1.2%Prev: 0.7%	3,161 SH	Increased+1,211 SH
VERTIV HOLDINGS CO	COM CL A	$2.2M	1.4%	8,800 SH	New
WILLIAMS COS INC	COM	$1.8M	1.1%Prev: 1.6%	25,300 SH	Decreased-11,800 SH

Sold (vs prior filing)

AMERICAN EXPRESS CO — $3.0M
AUTOLUS THERAPEUTICS PLC — $39K
BERKSHIRE HATHAWAY INC DEL — $4.7M
BLACKSTONE INC — $318K
CAMECO CORP — $412K
CHEVRON CORP NEW — $1.9M
ENBRIDGE INC — $598K
ESPERION THERAPEUTICS INC NE — $15K
EXXON MOBIL CORP — $2.4M
GLOBAL X FDS — $171K
NEXSTAR MEDIA GROUP INC — $323K
ONEOK INC NEW — $3.9M
PACER FDS TR — $1.3M
PALANTIR TECHNOLOGIES INC — $3.1M
SALESFORCE INC — $2.4M
SELECT SECTOR SPDR TR — $2.2M
SELECT SECTOR SPDR TR — $4.4M
SELECT SECTOR SPDR TR — $1.3M
SELECT SECTOR SPDR TR — $743K
SELECT SECTOR SPDR TR — $305K
… and 10 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 16, 2026	Q4 2025	13F-HR	0001951757-26-000173	$170.0M	View
Oct 20, 2026	Q3 2026	13F-HR	0001951757-26-001704	$175.7M	View
Nov 14, 2025	Q3 2025