HERBST GROUP, LLC

CIK 0001909319 • 7 13F filings • Apr 11, 2025 – Oct 20, 2026

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Filer information

Filed by: HERBST GROUP, LLC, Chief Compliance Officer
Address: 4 MELON PATCH LANE, WESTPORT, CT, 06880
Phone: (212) 488-1701
AUM: $170.0M

AUM over time

$175.7M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $166.9M56 positionsView on SEC.gov

			% of Portfolio
ALPHABET INC	CAP STK CL A	$4.8M	2.8%Prev: 3.6%	26,964 SH	Decreased+6,725 SH
ALPS ETF TR	ALERIAN MLP	$5.1M	3.1%Prev: 2.6%	104,650 SH	Increased+24,678 SH
AMAZON COM INC	COM	$5.5M	3.3%Prev: 2.7%	24,933 SH	Increased+3,669 SH
AMERICAN EXPRESS CO	COM	$3.6M	2.1%	11,243 SH	New
APPLE INC	COM	$4.5M	2.7%Prev: 2.9%	21,951 SH	Decreased+3,694 SH
AUTOLUS THERAPEUTICS PLC	SPON ADS	$57K	0.0%	25,000 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$3.2M	1.9%	6,486 SH	New
BLACKSTONE INC	COM	$361K	0.2%	2,415 SH	New
CONSTELLATION ENERGY CORP	COM	$3.6M	2.2%Prev: 1.1%	11,267 SH	Increased+5,067 SH
CROWDSTRIKE HLDGS INC	CL A	$4.8M	2.9%Prev: 2.2%	9,443 SH	Increased+153 SH
ENBRIDGE INC	COM	$612K	0.4%	13,500 SH	New
ESPERION THERAPEUTICS INC NE	COM	$10K	0.0%	10,300 SH	New
EXCHANGE TRADED CONCEPTS TRU	RANGE NUCLEAR RE	$3.0M	1.8%Prev: 2.0%	52,958 SH	Decreased+4,477 SH
EXXON MOBIL CORP	COM	$2.0M	1.2%	18,940 SH	New
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$248K	0.1%	7,195 SH	New
FIDELITY COVINGTON TRUST	FIDELITY FUND LR	$239K	0.1%Prev: 0.2%	9,000 SH	Decreased-3,000 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$348K	0.2%	4,600 SH	New
GE AEROSPACE	COM NEW	$6.3M	3.8%Prev: 2.9%	24,556 SH	Increased+7,859 SH
GE VERNOVA INC	COM	$7.6M	4.6%Prev: 3.2%	14,386 SH	Increased+8,436 SH
GENERAL DYNAMICS CORP	COM	$3.1M	1.8%Prev: 1.8%	10,504 SH	Increased+2,009 SH
GLOBAL X FDS	DATA CTR & DIGIT	$196K	0.1%	10,500 SH	New
GLOBAL X FDS	DEFENSE TECH ETF	$3.5M	2.1%Prev: 1.6%	58,562 SH	Increased+22,390 SH
HONEYWELL INTL INC	COM	$2.2M	1.3%Prev: 0.5%	9,450 SH	Increased+5,550 SH
INTERNATIONAL BUSINESS MACHS	COM	$708K	0.4%	2,403 SH	New
INVESCO QQQ TR	UNIT SER 1	$7.7M	4.6%Prev: 5.1%	13,937 SH	Decreased-327 SH
ISHARES TR	FUTURE AI & TECH	$205K	0.1%Prev: 0.3%	5,000 SH	Decreased-5,625 SH
ISHARES TR	US AER DEF ETF	$3.4M	2.1%Prev: 2.5%	18,178 SH	Decreased-380 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$4.7M	2.8%Prev: 1.0%	82,082 SH	Increased+53,312 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$3.4M	2.0%Prev: 1.3%	62,191 SH	Increased+23,848 SH
L3HARRIS TECHNOLOGIES INC	COM	$3.6M	2.2%Prev: 2.5%	14,355 SH	Decreased+2,450 SH
META PLATFORMS INC	CL A	$6.2M	3.7%Prev: 2.6%	8,381 SH	Increased+893 SH
MICROSOFT CORP	COM	$6.9M	4.1%Prev: 2.8%	13,903 SH	Increased+1,848 SH
NEXSTAR MEDIA GROUP INC	COMMON STOCK	$311K	0.2%	1,800 SH	New
ONEOK INC NEW	COM	$3.2M	1.9%	39,215 SH	New
PACER FDS TR	DATA AND INFRAST	$1.5M	0.9%	45,065 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$5.1M	3.0%	37,196 SH	New
PALO ALTO NETWORKS INC	COM	$4.0M	2.4%Prev: 1.6%	19,337 SH	Increased+3,323 SH
RTX CORPORATION	COM	$5.8M	3.5%Prev: 3.3%	39,502 SH	Increased+12,147 SH
SALESFORCE INC	COM	$2.5M	1.5%	9,125 SH	New
SELECT SECTOR SPDR TR	COMMUNICATION	$2.4M	1.5%	22,467 SH	New
SELECT SECTOR SPDR TR	ENERGY	$3.9M	2.3%	45,995 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$1.3M	0.8%	25,519 SH	New
SELECT SECTOR SPDR TR	INDL	$784K	0.5%	5,315 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$340K	0.2%	4,205 SH	New
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$2.6M	1.6%	19,337 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$2.9M	1.8%	11,640 SH	New
SPDR GOLD TR	GOLD SHS	$2.4M	1.4%Prev: 1.9%	7,754 SH	Decreased+549 SH
SPDR S&P 500 ETF TR	TR UNIT	$6.4M	3.8%	10,353 SH	New
SPDR SERIES TRUST	S&P BIOTECH	$392K	0.2%	4,725 SH	New
SPDR SERIES TRUST	S&P METALS MNG	$4.8M	2.9%	71,452 SH	New
SPINNAKER ETF SERIES	SELECT STOXX EUR	$2.4M	1.5%	56,437 SH	New
UBER TECHNOLOGIES INC	COM	$3.7M	2.2%	39,360 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	0.8%Prev: 1.2%	2,420 SH	Decreased-741 SH
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$3.4M	2.0%	38,626 SH	New
WILLIAMS COS INC	COM	$2.3M	1.4%Prev: 1.1%	36,650 SH	Increased+11,350 SH
WISDOMTREE TR	US SMALLCAP FUND	$1.5M	0.9%	29,806 SH	New

Sold (vs prior filing)

AEROVIRONMENT INC — $696K
AFFIRM HLDGS INC — $1.1M
BOEING CO — $1.4M
BROOKFIELD INFRASTRUCTURE PA — $2.1M
COREWEAVE INC — $2.7M
ELI LILLY & CO — $3.7M
FIDELITY COVINGTON TRUST — $2.0M
FIDELITY COVINGTON TRUST — $2.9M
FIDELITY COVINGTON TRUST — $270K
FIDELITY MERRIMACK STR TR — $333K
FIRST TR EXCHANGE TRADED FD — $222K
FIRST TR EXCHANGE-TRADED FD — $320K
GARMIN LTD — $951K
GENERAC HLDGS INC — $859K
GOLDMAN SACHS ETF TR — $590K
INVESCO EXCH TRADED FD TR II — $347K
INVESCO EXCHANGE TRADED FD T — $1.5M
ISHARES TR — $2.2M
ISHARES TR — $2.6M
ISHARES TR — $1.2M
… and 13 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 16, 2026	Q4 2025	13F-HR	0001951757-26-000173	$170.0M	View
Oct 20, 2026	Q3 2026	13F-HR	0001951757-26-001704	$175.7M	View
Nov 14, 2025	Q3 2025