HERBST GROUP, LLC

CIK 0001909319 • 7 13F filings • Apr 11, 2025 – Oct 20, 2026

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Filer information

Filed by: HERBST GROUP, LLC, Chief Compliance Officer
Address: 4 MELON PATCH LANE, WESTPORT, CT, 06880
Phone: (212) 488-1701
AUM: $170.0M

AUM over time

$175.7M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $160.9M51 positionsView on SEC.gov

			% of Portfolio
ALPHABET INC	CAP STK CL A	$5.8M	3.6%Prev: 3.7%	23,755 SH	Decreased+4,931 SH
ALPS ETF TR	ALERIAN MLP	$4.3M	2.7%Prev: 2.2%	92,146 SH	Increased+15,527 SH
AMAZON COM INC	COM	$4.9M	3.1%Prev: 2.7%	22,392 SH	Decreased+1,549 SH
APPLE INC	COM	$5.1M	3.2%Prev: 2.8%	19,921 SH	Increased+2,478 SH
BOEING CO	COM	$1.1M	0.7%	4,900 SH	New
CONSTELLATION ENERGY CORP	COM	$3.1M	1.9%Prev: 0.9%	9,422 SH	Increased+2,922 SH
COREWEAVE INC	COM CL A	$3.7M	2.3%Prev: 1.4%	26,870 SH	Increased+440 SH
CROWDSTRIKE HLDGS INC	CL A	$2.6M	1.6%Prev: 2.4%	5,310 SH	Decreased-540 SH
ENBRIDGE INC	COM	$681K	0.4%	13,500 SH	New
EXCHANGE TRADED CONCEPTS TRU	RANGE NUCLEAR RE	$3.3M	2.1%	50,854 SH	New
EXXON MOBIL CORP	COM	$1.8M	1.1%	16,065 SH	New
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$305K	0.2%	8,196 SH	New
FIDELITY COVINGTON TRUST	FIDELITY FUND LR	$295K	0.2%Prev: 0.2%	10,000 SH	Decreased-2,000 SH
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$2.0M	1.2%	39,750 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$357K	0.2%	4,700 SH	New
GE AEROSPACE	COM NEW	$6.3M	3.9%Prev: 3.2%	21,007 SH	Increased+5,258 SH
GE VERNOVA INC	COM	$6.7M	4.1%Prev: 3.2%	10,816 SH	Increased+5,766 SH
GENERAL DYNAMICS CORP	COM	$3.3M	2.0%Prev: 1.7%	9,600 SH	Increased+915 SH
GLOBAL X FDS	DATA CTR & DIGIT	$246K	0.2%	12,000 SH	New
GLOBAL X FDS	DEFENSE TECH ETF	$3.6M	2.2%Prev: 1.2%	51,322 SH	Increased+15,031 SH
HONEYWELL INTL INC	COM	$1.8M	1.1%	8,400 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$1.5M	0.9%	5,370 SH	New
INVESCO QQQ TR	UNIT SER 1	$8.4M	5.2%Prev: 5.6%	13,973 SH	Decreased+39 SH
ISHARES TR	FUTURE AI & TECH	$275K	0.2%	6,000 SH	New
ISHARES TR	US AER DEF ETF	$3.6M	2.3%Prev: 2.5%	17,411 SH	Decreased-1,729 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$4.6M	2.9%Prev: 0.4%	81,225 SH	Increased+66,697 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$3.7M	2.3%Prev: 1.4%	64,538 SH	Increased+23,428 SH
L3HARRIS TECHNOLOGIES INC	COM	$3.8M	2.4%Prev: 1.8%	12,605 SH	Increased+1,000 SH
META PLATFORMS INC	CL A	$5.5M	3.4%Prev: 2.3%	7,549 SH	Increased+72 SH
MICROSOFT CORP	COM	$6.6M	4.1%Prev: 2.4%	12,651 SH	Increased+671 SH
ONEOK INC NEW	COM	$2.6M	1.6%	35,055 SH	New
PACER FDS TR	DATA AND INFRAST	$1.3M	0.8%	41,300 SH	New
PALO ALTO NETWORKS INC	COM	$3.3M	2.0%Prev: 2.7%	16,114 SH	Decreased+1,500 SH
RTX CORPORATION	COM	$5.7M	3.5%Prev: 2.8%	33,848 SH	Increased+6,513 SH
SALESFORCE INC	COM	$2.0M	1.3%	8,621 SH	New
SELECT SECTOR SPDR TR	COMMUNICATION	$2.6M	1.6%	22,203 SH	New
SELECT SECTOR SPDR TR	ENERGY	$3.7M	2.3%	41,069 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$4.1M	2.5%	76,104 SH	New
SELECT SECTOR SPDR TR	INDL	$986K	0.6%	6,390 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$476K	0.3%	6,073 SH	New
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$4.3M	2.7%	30,668 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$3.4M	2.1%	11,919 SH	New
SPDR GOLD TR	GOLD SHS	$2.8M	1.7%	7,917 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$7.3M	4.6%	11,021 SH	New
SPDR SERIES TRUST	S&P BIOTECH	$473K	0.3%	4,725 SH	New
SPDR SERIES TRUST	S&P METALS MNG	$5.7M	3.6%	61,376 SH	New
SPINNAKER ETF SERIES	SELECT STOXX EUR	$1.7M	1.1%	36,609 SH	New
UBER TECHNOLOGIES INC	COM	$3.4M	2.1%	34,600 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.5M	0.9%Prev: 1.3%	2,433 SH	Decreased-1,172 SH
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$2.3M	1.5%	23,921 SH	New
WILLIAMS COS INC	COM	$2.0M	1.2%Prev: 1.0%	31,050 SH	Increased+5,650 SH

Sold (vs prior filing)

AFFIRM HLDGS INC — $1.7M
BLACKROCK ETF TRUST — $216K
BLOOM ENERGY CORP — $2.3M
BROADCOM INC — $907K
BROOKFIELD INFRASTRUCTURE PA — $2.6M
CORNING INC — $4.5M
ELI LILLY & CO — $5.2M
EXCHANGE TRADED CONCEPTS TRU — $3.2M
FIDELITY COVINGTON TRUST — $2.0M
FIDELITY COVINGTON TRUST — $325K
FIDELITY COVINGTON TRUST — $2.6M
FIRST TR EXCHANGE TRADED FD — $400K
FIRST TR EXCHANGE-TRADED FD — $529K
FIRST TR EXCHANGE-TRADED FD — $3.8M
GARMIN LTD — $1.4M
GENERAC HLDGS INC — $2.1M
GLOBAL X FDS — $210K
GOLDMAN SACHS ETF TR — $445K
INVESCO EXCH TRADED FD TR II — $624K
INVESCO EXCH TRADED FD TR II — $2.5M
… and 22 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 16, 2026	Q4 2025	13F-HR	0001951757-26-000173	$170.0M	View
Oct 20, 2026	Q3 2026	13F-HR	0001951757-26-001704	$175.7M	View
Nov 14, 2025	Q3 2025