Elm3 Financial Group, LLC

CIK 0002011201 • 6 13F filings • May 6, 2025 – Jul 29, 2026

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Filer information

Filed by: Elm3 Financial Group, LLC, Chief Compliance Officer
Address: 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022
Phone: 6782979500
AUM: $120.6M

AUM over time

$152.8M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $152.8M150 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$449K	0.3%	1,717 SH	New
ADVANCED MICRO DEVICES INC	COM	$207K	0.1%	338 SH	New
ALPHABET INC	CAP STK CL A	$2.9M	1.9%Prev: 1.7%	8,380 SH	Increased-184 SH
ALPHABET INC	CAP STK CL C	$662K	0.4%Prev: 0.4%	1,943 SH	Increased-113 SH
AMAZON COM INC	COM	$9.2M	6.0%Prev: 6.8%	36,758 SH	Increased-1,052 SH
AMGEN INC	COM	$531K	0.3%	1,259 SH	New
AMPHENOL CORP	CL A	$534K	0.3%	6,333 SH	New
APPLE INC	COM	$4.1M	2.7%Prev: 2.9%	12,292 SH	Increased-1,743 SH
APPLIED MATLS INC	COM	$238K	0.2%	465 SH	New
ARISTA NETWORKS INC	COM SHS	$711K	0.5%Prev: 0.4%	3,494 SH	Increased-177 SH
ARK ETF TR	SPACE & DEFENSE	$325K	0.2%	10,178 SH	New
BANK OF NY MELLON CORP	COM	$394K	0.3%	2,725 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$241K	0.2%Prev: 0.4%	4,649 SH	Decreased-4,713 SH
BLACKROCK INC	COM	$984K	0.6%	930 SH	New
BNY MELLON ETF TRUST	US SMLCP CORE	$225K	0.1%	5,412 SH	New
BONDBLOXX ETF TRUST	BLOOMBERG ONE YR	$371K	0.2%	7,535 SH	New
BONDBLOXX ETF TRUST	BLOOMBERG TWO YR	$296K	0.2%	6,117 SH	New
BONDBLOXX ETF TRUST	PRIVA CR CLO ETF	$279K	0.2%	5,580 SH	New
BROADCOM INC	COM	$5.5M	3.6%Prev: 4.7%	15,673 SH	Decreased-1,829 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREAT UNIT	$1.4M	0.9%	29,398 SH	New
CAPITAL ONE FINL CORP	COM	$505K	0.3%	2,614 SH	New
CHENIERE ENERGY INC	COM NEW	$295K	0.2%Prev: 0.2%	1,096 SH	Increased+100 SH
CONSTELLATION ENERGY CORP	COM	$333K	0.2%Prev: 0.4%	1,312 SH	Decreased-132 SH
CORNING INC	COM	$332K	0.2%	2,156 SH	New
COSTCO WHOLESALE CORPORATION	COM	$618K	0.4%	679 SH	New
CROWDSTRIKE HLDGS INC	CL A	$397K	0.3%Prev: 0.4%	1,498 SH	Decreased+447 SH
DT MIDSTREAM INC	COMMON STOCK	$558K	0.4%Prev: 0.4%	4,670 SH	Increased-104 SH
DUFF & PHELPS UTLITY AND INF	COM	$388K	0.3%Prev: 0.4%	30,243 SH	Decreased-11,815 SH
ELI LILLY & CO	COM	$4.9M	3.2%Prev: 3.1%	4,204 SH	Increased-694 SH
EMCOR GROUP INC	COM	$353K	0.2%Prev: 0.2%	468 SH	Increased+2 SH
ETFIS SER TR I	VIRTUS REAVES UT	$748K	0.5%	10,657 SH	New
FIDELITY COVINGTON TRUST	BLUE CHIP GRWTH	$668K	0.4%Prev: 0.5%	10,567 SH	Increased-779 SH
FIDELITY COVINGTON TRUST	ENHANCED EMRNGS	$898K	0.6%Prev: 0.5%	21,820 SH	Increased+4,010 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$779K	0.5%Prev: 0.5%	17,286 SH	Increased+3,038 SH
FIDELITY COVINGTON TRUST	FUN LAR COR ETF	$524K	0.3%	8,871 SH	New
FIDELITY COVINGTON TRUST	FUND DE INTL ETF	$340K	0.2%	10,682 SH	New
FIDELITY COVINGTON TRUST	FUND GLOB EX ETF	$533K	0.3%	15,734 SH	New
FIDELITY COVINGTON TRUST	INT HG DIV ETF	$370K	0.2%Prev: 0.3%	13,311 SH	Decreased-3,650 SH
FIDELITY COVINGTON TRUST	INTL MULTIFACTOR	$1.3M	0.9%Prev: 1.0%	37,258 SH	Increased-727 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$541K	0.4%Prev: 0.5%	7,513 SH	Decreased-427 SH
FIDELITY COVINGTON TRUST	MSCI ENERGY IDX	$333K	0.2%	9,815 SH	New
FIDELITY COVINGTON TRUST	MSCI HLTH CARE I	$1.1M	0.7%	13,476 SH	New
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$2.2M	1.5%Prev: 1.4%	7,451 SH	Increased+20 SH
FIDELITY COVINGTON TRUST	STOCK FOR INFL	$1.3M	0.8%	22,684 SH	New
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$1.9M	1.2%Prev: 0.5%	37,351 SH	Increased+26,062 SH
FIRST TR EXCHANGE-TRADED FD	US EQTY OPPT ETF	$215K	0.1%	1,207 SH	New
FRANKLIN TEMPLETON ETF TR	SENIOR LOAN ETF	$376K	0.2%Prev: 0.7%	16,348 SH	Decreased-17,343 SH
GE VERNOVA INC	COM	$276K	0.2%	290 SH	New
GLOBAL X FDS	1 3 MO T BI ET	$2.8M	1.8%	27,507 SH	New
GLOBAL X FDS	US INFR DEV ETF	$488K	0.3%	9,301 SH	New
HOME DEPOT INC	COM	$625K	0.4%Prev: 2.0%	2,197 SH	Decreased-3,759 SH
HOWMET AEROSPACE INC	COM	$1.7M	1.1%Prev: 1.3%	7,573 SH	Increased-664 SH
IM GLOBAL PARTNER FUNDS	IMGP DBI MAN ETF	$216K	0.1%	6,648 SH	New
INTUITIVE SURGICAL INC	COM NEW	$431K	0.3%	1,060 SH	New
INVESCO ACTIVELY MANAGED EXC	AAA CLO FLTNG RT	$3.2M	2.1%Prev: 4.6%	125,405 SH	Decreased-92,981 SH
INVESCO EXCH TRADED FD TR II	KBW BK ETF	$297K	0.2%	3,404 SH	New
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$4.6M	3.0%Prev: 2.9%	15,060 SH	Increased+602 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$361K	0.2%Prev: 0.2%	7,869 SH	Increased+785 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.1M	0.7%Prev: 0.9%	6,981 SH	Increased+140 SH
INVESCO EXCHANGE TRADED FD T	BLDG CONSTR ETF	$498K	0.3%	5,487 SH	New
INVESCO EXCHANGE TRADED FD T	S&P MDCP MOMNTUM	$3.1M	2.0%Prev: 2.7%	21,071 SH	Decreased-3,220 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP QUALITY	$255K	0.2%Prev: 0.3%	2,281 SH	Decreased-1,232 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$2.0M	1.3%Prev: 0.3%	9,379 SH	Increased+7,606 SH
INVESCO EXCHANGE TRADED FD T	SEMICONDUCTORS	$310K	0.2%	2,036 SH	New
INVESCO QQQ TR	UNIT SER 1	$4.5M	3.0%Prev: 3.6%	6,093 SH	Increased-1,135 SH
ISHARES INC	MSCI STH KOR ETF	$2.3M	1.5%Prev: 0.8%	12,354 SH	Increased+868 SH
ISHARES INC	MSCI TAIWAN ETF	$1.6M	1.0%Prev: 0.6%	13,894 SH	Increased+1,493 SH
ISHARES SILVER TR	ISHARES	$344K	0.2%	6,312 SH	New
ISHARES TR	CORE S&P500 ETF	$505K	0.3%Prev: 0.5%	659 SH	Decreased-232 SH
ISHARES TR	IBOND 1 5 YR ETF	$483K	0.3%	19,589 SH	New
ISHARES TR	ISHARES BIOTECH	$410K	0.3%	1,949 SH	New
ISHARES TR	ISHS 1-5YR INVS	$463K	0.3%	9,035 SH	New
ISHARES TR	MSCI POLAND ETF	$695K	0.5%Prev: 0.5%	15,678 SH	Increased-3,355 SH
ISHARES TR	MSCI USA MMENTM	$2.6M	1.7%Prev: 3.1%	8,280 SH	Decreased-6,377 SH
ISHARES TR	RUS MD CP GR ETF	$601K	0.4%Prev: 0.5%	4,363 SH	Decreased-153 SH
ISHARES TR	RUS TP200 GR ETF	$742K	0.5%Prev: 0.7%	2,515 SH	Decreased-465 SH
ISHARES TR	ULTRA SHORT DUR	$488K	0.3%	9,678 SH	New
ISHARES TR	US INFRASTRUC	$948K	0.6%	17,225 SH	New
J P MORGAN EXCHANGE TRADED F	CORE PLUS BD ETF	$438K	0.3%Prev: 0.3%	9,772 SH	Increased+2,092 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$315K	0.2%	3,839 SH	New
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$893K	0.6%Prev: 0.8%	12,101 SH	Decreased-2,773 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$577K	0.4%Prev: 1.0%	11,423 SH	Decreased-13,210 SH
JPMORGAN CHASE & CO	COM	$587K	0.4%	1,774 SH	New
KLA CORP	COM NEW	$954K	0.6%Prev: 0.5%	4,895 SH	Increased+4,339 SH
LEGG MASON ETF INVT	FRANKLIN INTL LW	$305K	0.2%	7,302 SH	New
LOCKHEED MARTIN CORP	COM	$393K	0.3%Prev: 0.3%	771 SH	Increased+95 SH
MARATHON PETE CORP	COM	$851K	0.6%Prev: 0.2%	2,151 SH	Increased+670 SH
MCKESSON CORP	COM	$319K	0.2%Prev: 0.2%	374 SH	Increased+32 SH
META PLATFORMS INC	CL A	$632K	0.4%Prev: 0.5%	872 SH	Increased+44 SH
MICRON TECHNOLOGY INC	COM	$848K	0.6%	796 SH	New
MICROSOFT CORP	COM	$4.8M	3.2%Prev: 4.5%	9,390 SH	Decreased-1,122 SH
MODINE MFG CO	COM	$334K	0.2%Prev: 0.4%	1,785 SH	Decreased-1,571 SH
NASDAQ INC	COM	$321K	0.2%Prev: 0.3%	3,488 SH	Decreased-332 SH
NETFLIX INC.	COM	$416K	0.3%	5,972 SH	New
NORTHERN TR CORP	COM	$518K	0.3%	3,057 SH	New
NVIDIA CORPORATION	COM	$8.9M	5.8%Prev: 7.0%	39,022 SH	Increased-6,491 SH
PALO ALTO NETWORKS INC	COM	$914K	0.6%Prev: 0.6%	2,301 SH	Increased-1,592 SH
PARKER-HANNIFIN CORP	COM	$388K	0.3%Prev: 0.2%	406 SH	Increased+99 SH
PHILLIPS 66	COM	$530K	0.3%Prev: 0.2%	2,075 SH	Increased+501 SH
PIMCO CORPORATE & INCM STRG	COM	$275K	0.2%Prev: 0.4%	25,736 SH	Decreased-8,764 SH
PIMCO CORPORATE & INCOME OPP	COM	$388K	0.3%Prev: 1.6%	35,248 SH	Decreased-101,143 SH
PIMCO DYNAMIC INCOME FD	SHS	$1.6M	1.0%Prev: 1.4%	113,980 SH	Decreased+26,959 SH
PIMCO ETF TR	SR LN ACTIVE ETF	$1.1M	0.7%Prev: 1.7%	22,182 SH	Decreased-17,911 SH
PIMCO HIGH INCOME FD	COM SHS	$1.1M	0.7%	272,684 SH	New
PIMCO INCOME STRATEGY FD	COM	$133K	0.1%Prev: 0.2%	19,252 SH	Decreased-8,441 SH
PIMCO INCOME STRATEGY FD II	COM	$182K	0.1%Prev: 0.3%	29,233 SH	Decreased-13,457 SH
PROSHARES TR	ULTR MSCI ETF	$243K	0.2%Prev: 0.2%	3,408 SH	Increased-534 SH
QUANTA SVCS INC	COM	$810K	0.5%	1,260 SH	New
RENAISSANCE CAP GREENWICH FD	IPO ETF	$337K	0.2%	6,396 SH	New
ROUNDHILL ETF TRUST	MEMORY ETF	$241K	0.2%	3,993 SH	New
S&P GLOBAL INC	COM	$207K	0.1%Prev: 0.3%	524 SH	Decreased-307 SH
SANDISK CORP	COM	$1.2M	0.8%	688 SH	New
SCHWAB STRATEGIC TR	HIGH YIEL BD ETF	$3.5M	2.3%	137,835 SH	New
SCHWAB STRATEGIC TR	SHT TM US TRES	$268K	0.2%	11,246 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$417K	0.3%	12,821 SH	New
SCHWAB STRATEGIC TR	US LCAP VA ETF	$409K	0.3%	12,274 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$262K	0.2%	4,900 SH	New
SPDR GOLD TR	GOLD SHS	$215K	0.1%	564 SH	New
SPDR SERIES TRUST	ST INTER BD ETF	$362K	0.2%	11,212 SH	New
SPDR SERIES TRUST	ST PORT HIGH ETF	$2.4M	1.5%	104,194 SH	New
SPDR SERIES TRUST	ST STR SP BIOT	$695K	0.5%	4,407 SH	New
STATE STR CORP	COM	$297K	0.2%	1,699 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$319K	0.2%	418 SH	New
STERLING INFRASTRUCTURE INC	COM	$1.3M	0.9%Prev: 0.9%	2,662 SH	Increased-496 SH
T ROWE PRICE EXCHANGE-TRADED	US HIGH YIELD	$468K	0.3%	9,402 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$746K	0.5%	1,635 SH	New
TIDAL TRUST II	DEFIA AI PWR ETF	$380K	0.2%	13,466 SH	New
TIDAL TRUST II	PINN FOCU OP ETF	$412K	0.3%	9,745 SH	New
TRANSDIGM GROUP INC	COM	$455K	0.3%Prev: 0.7%	421 SH	Decreased-228 SH
TTM TECHNOLOGIES INC	COM	$263K	0.2%	2,142 SH	New
VANECK ETF TRUST	GOLD MINERS ETF	$420K	0.3%	4,782 SH	New
VANECK ETF TRUST	PHARMACEUTCL ETF	$254K	0.2%	2,317 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$1.4M	0.9%Prev: 0.4%	2,361 SH	Increased+698 SH
VANGUARD BD INDEX FDS	VANGUARD ULTRA	$1.0M	0.7%	20,385 SH	New
VANGUARD INDEX FDS	MRNGSTR MD CP GR	$225K	0.1%	769 SH	New
VANGUARD INDEX FDS	MRNGSTR MID CAP	$1.2M	0.8%	15,738 SH	New
VANGUARD INDEX FDS	MRNGSTR SM CP GR	$1.0M	0.7%	2,961 SH	New
VANGUARD INDEX FDS	MRNGSTR SML CAP	$1.3M	0.9%	4,589 SH	New
VANGUARD INDEX FDS	MRNGSTR TTL STK	$1.1M	0.7%	2,850 SH	New
VANGUARD INSTL INDEX FD	0 3 MO TR BI ETF	$778K	0.5%	10,270 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS2000GRW	$682K	0.4%	2,616 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$405K	0.3%	1,735 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$594K	0.4%Prev: 0.4%	6,994 SH	Increased-110 SH
VANGUARD WELLINGTON FD	US MINIMUM	$287K	0.2%Prev: 0.2%	2,029 SH	Increased-29 SH
VANGUARD WORLD FD	MRNGSTR MEGA CAP	$557K	0.4%	6,015 SH	New
VERTIV HOLDINGS CO	COM CL A	$577K	0.4%Prev: 0.3%	2,389 SH	Increased-416 SH
VICTORY PORTFOLIOS II	SHS FR CA FL ETF	$237K	0.2%	4,621 SH	New
VICTORY PORTFOLIOS II	VICT FR GROW ETF	$625K	0.4%	18,716 SH	New
WISDOMTREE TR	EFFICIENT GLD PL	$639K	0.4%Prev: 0.5%	10,028 SH	Increased-1,074 SH
WISDOMTREE TR	INTL MIDCAP DV	$288K	0.2%Prev: 0.2%	3,343 SH	Increased+239 SH

Sold (vs prior filing)

ARCH CAP GROUP LTD — $592K
ATMOS ENERGY CORP — $347K
AUTOZONE INC — $481K
BERKLEY W R CORP — $2.0M
BLACKROCK CORPOR HI YLD FD I — $306K
BLACKROCK CR ALLOCATION INCO — $148K
BLACKROCK ETF TRUST II — $3.0M
BLACKROCK MULTI SECTOR INC T — $461K
BLACKSTONE SECD LENDING FD — $1.3M
CAPITAL GROUP DIVIDEND VALUE — $1.4M
COSTCO WHSL CORP NEW — $728K
DIGITAL RLTY TR INC — $226K
FIDELITY COVINGTON TRUST — $361K
FIDELITY COVINGTON TRUST — $415K
FIDELITY COVINGTON TRUST — $442K
GLOBAL X FDS — $241K
GUGGENHEIM STRATEGIC OPPORTU — $203K
INVESCO EXCH TRADED FD TR II — $432K
ISHARES INC — $208K
ISHARES INC — $512K
… and 20 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 22, 2026	Q4 2025	13F-HR	0002011201-26-000001	$120.6M	View
Oct 7, 2026	Q3 2026	13F-HR	0002011201-26-000005	$152.8M	View
Oct 21, 2025	Q3 2025