Elm3 Financial Group, LLC

CIK 0002011201 • 6 13F filings • May 6, 2025 – Jul 29, 2026

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Filer information

Filed by: Elm3 Financial Group, LLC, Chief Compliance Officer
Address: 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022
Phone: 6782979500
AUM: $120.6M

AUM over time

$152.8M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $146.0M135 positionsView on SEC.gov

			% of Portfolio
ADVANCED MICRO DEVICES INC	COM	$231K	0.2%	398 SH	New
ALPHABET INC	CAP STK CL A	$3.1M	2.1%Prev: 1.3%	8,594 SH	Increased-164 SH
ALPHABET INC	CAP STK CL C	$702K	0.5%Prev: 0.3%	1,987 SH	Increased-258 SH
AMAZON COM INC	COM	$8.8M	6.0%Prev: 7.0%	36,886 SH	Increased-1,680 SH
AMPHENOL CORP	CL A	$356K	0.2%	2,020 SH	New
APPLE INC	COM	$3.7M	2.5%Prev: 2.6%	12,657 SH	Increased-2,346 SH
APPLIED MATLS INC	COM	$346K	0.2%	478 SH	New
ARCH CAP GROUP LTD	ORD	$402K	0.3%Prev: 0.6%	4,144 SH	Decreased-4,316 SH
ARISTA NETWORKS INC	COM SHS	$421K	0.3%Prev: 0.3%	2,480 SH	Increased-1,070 SH
ARK ETF TR	SPACE & DEFENSE	$315K	0.2%	9,223 SH	New
ATMOS ENERGY CORP	COM	$350K	0.2%	2,032 SH	New
BERKLEY W R CORP	COM	$1.5M	1.0%Prev: 1.6%	21,679 SH	Decreased-5,017 SH
BLACKROCK ETF TRUST II	ISHA FLOA LN ETF	$728K	0.5%	14,312 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$231K	0.2%Prev: 0.4%	4,449 SH	Decreased-5,821 SH
BLACKROCK MULTI SECTOR INC T	COM	$187K	0.1%Prev: 0.3%	14,976 SH	Decreased-12,285 SH
BNY MELLON ETF TRUST	US SMLCP CORE	$245K	0.2%	1,822 SH	New
BONDBLOXX ETF TRUST	BLOOMBERG ONE YR	$272K	0.2%	5,517 SH	New
BONDBLOXX ETF TRUST	PRIVA CR CLO ETF	$210K	0.1%	4,220 SH	New
BROADCOM INC	COM	$6.2M	4.2%Prev: 4.2%	16,418 SH	Increased-1,825 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREAT UNIT	$1.4M	0.9%	27,532 SH	New
CHENIERE ENERGY INC	COM NEW	$260K	0.2%Prev: 0.2%	1,086 SH	Increased+59 SH
COMFORT SYS USA INC	COM	$230K	0.2%	116 SH	New
CONSTELLATION ENERGY CORP	COM	$380K	0.3%Prev: 0.4%	1,531 SH	Decreased+102 SH
COSTCO WHOLESALE CORPORATION	COM	$643K	0.4%	687 SH	New
CROWDSTRIKE HLDGS INC	CL A	$240K	0.2%Prev: 0.4%	315 SH	Decreased-724 SH
DT MIDSTREAM INC	COMMON STOCK	$689K	0.5%Prev: 0.5%	4,696 SH	Increased-628 SH
DUFF & PHELPS UTLITY AND INF	COM	$472K	0.3%Prev: 0.4%	31,799 SH	Decreased-11,730 SH
ELI LILLY & CO	COM	$4.9M	3.3%Prev: 3.8%	4,052 SH	Increased-1,862 SH
EMCOR GROUP INC	COM	$403K	0.3%	486 SH	New
ETFIS SER TR I	VIRTUS REAVES UT	$1.0M	0.7%	12,276 SH	New
FIDELITY COVINGTON TRUST	BLUE CHIP GRWTH	$761K	0.5%Prev: 0.5%	12,256 SH	Increased+633 SH
FIDELITY COVINGTON TRUST	ENHANCED EMRNGS	$939K	0.6%Prev: 0.3%	22,061 SH	Increased+8,818 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$857K	0.6%Prev: 0.4%	19,586 SH	Increased+8,038 SH
FIDELITY COVINGTON TRUST	FUN LAR COR ETF	$523K	0.4%	8,882 SH	New
FIDELITY COVINGTON TRUST	FUND DE INTL ETF	$360K	0.2%	11,009 SH	New
FIDELITY COVINGTON TRUST	FUND GLOB EX ETF	$502K	0.3%	14,426 SH	New
FIDELITY COVINGTON TRUST	INT HG DIV ETF	$367K	0.3%Prev: 0.3%	13,400 SH	Increased-2,083 SH
FIDELITY COVINGTON TRUST	INTL MULTIFACTOR	$1.4M	0.9%Prev: 1.0%	38,361 SH	Increased+2,058 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$525K	0.4%Prev: 0.4%	7,551 SH	Increased+288 SH
FIDELITY COVINGTON TRUST	MSCI HLTH CARE I	$794K	0.5%	10,275 SH	New
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$2.2M	1.5%Prev: 1.2%	7,609 SH	Increased+88 SH
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$1.2M	0.8%Prev: 0.4%	23,250 SH	Increased+13,820 SH
FIRST TR EXCHANGE-TRADED FD	US EQTY OPPT ETF	$267K	0.2%	1,297 SH	New
FRANKLIN TEMPLETON ETF TR	SENIOR LOAN ETF	$381K	0.3%Prev: 0.6%	16,615 SH	Decreased-13,453 SH
GE VERNOVA INC	COM	$328K	0.2%	279 SH	New
GLOBAL X FDS	1 3 MO T BI ET	$2.9M	2.0%	28,742 SH	New
GLOBAL X FDS	DATA CTR DIG ETF	$211K	0.1%	6,932 SH	New
GLOBAL X FDS	US INFR DEV ETF	$573K	0.4%	9,727 SH	New
HOME DEPOT INC	COM	$1.1M	0.8%Prev: 1.2%	3,124 SH	Decreased-947 SH
HOWMET AEROSPACE INC	COM	$2.1M	1.4%Prev: 1.4%	7,691 SH	Increased-1,324 SH
INVESCO ACTIVELY MANAGED EXC	AAA CLO FLTNG RT	$3.3M	2.2%Prev: 5.4%	128,316 SH	Decreased-126,987 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$4.5M	3.1%Prev: 2.9%	14,882 SH	Increased-406 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$372K	0.3%	8,260 SH	New
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.2M	0.8%Prev: 0.7%	6,943 SH	Increased+1,058 SH
INVESCO EXCHANGE TRADED FD T	BLDG CONSTR ETF	$632K	0.4%	5,638 SH	New
INVESCO EXCHANGE TRADED FD T	S&P MDCP MOMNTUM	$3.7M	2.5%Prev: 2.8%	21,776 SH	Increased-4,618 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP QUALITY	$256K	0.2%Prev: 0.4%	2,266 SH	Decreased-2,626 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.9M	1.3%Prev: 0.2%	9,162 SH	Increased+7,527 SH
INVESCO EXCHANGE TRADED FD T	SEMICONDUCTORS	$343K	0.2%	1,826 SH	New
INVESCO QQQ TR	UNIT SER 1	$4.8M	3.3%Prev: 3.5%	6,497 SH	Increased-1,034 SH
ISHARES INC	MSCI STH KOR ETF	$2.2M	1.5%Prev: 0.7%	10,976 SH	Increased-867 SH
ISHARES INC	MSCI TAIWAN ETF	$1.3M	0.9%Prev: 0.6%	12,367 SH	Increased-487 SH
ISHARES TR	CORE S&P500 ETF	$450K	0.3%Prev: 0.5%	601 SH	Decreased-316 SH
ISHARES TR	ISHARES BIOTECH	$253K	0.2%	1,330 SH	New
ISHARES TR	MSCI POLAND ETF	$607K	0.4%Prev: 0.5%	15,732 SH	Decreased-3,692 SH
ISHARES TR	MSCI USA MMENTM	$3.5M	2.4%Prev: 3.6%	10,255 SH	Decreased-7,681 SH
ISHARES TR	RUS MD CP GR ETF	$670K	0.5%Prev: 0.5%	4,573 SH	Increased-67 SH
ISHARES TR	RUS TP200 GR ETF	$773K	0.5%Prev: 0.7%	2,660 SH	Decreased-625 SH
ISHARES TR	ULTRA SHORT DUR	$281K	0.2%	5,565 SH	New
ISHARES TR	US INFRASTRUC	$1.1M	0.8%	18,111 SH	New
J P MORGAN EXCHANGE TRADED F	CORE PLUS BD ETF	$421K	0.3%Prev: 0.3%	8,978 SH	Increased+608 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$335K	0.2%	4,064 SH	New
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$860K	0.6%Prev: 0.9%	11,898 SH	Decreased-5,747 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$583K	0.4%Prev: 1.0%	11,538 SH	Decreased-13,251 SH
JPMORGAN CHASE & CO	COM	$593K	0.4%	1,811 SH	New
KLA CORP	COM NEW	$1.6M	1.1%Prev: 0.4%	5,250 SH	Increased+4,711 SH
LEGG MASON ETF INVT	FRANKLIN INTL LW	$309K	0.2%	7,614 SH	New
LOCKHEED MARTIN CORP	COM	$234K	0.2%Prev: 0.4%	460 SH	Decreased-450 SH
MARATHON PETE CORP	COM	$366K	0.3%Prev: 0.2%	1,431 SH	Increased-295 SH
MCKESSON CORP	COM	$239K	0.2%Prev: 0.2%	316 SH	Decreased-15 SH
META PLATFORMS INC	CL A	$521K	0.4%Prev: 0.5%	924 SH	Decreased+123 SH
MICROSOFT CORP	COM	$3.6M	2.5%Prev: 4.6%	9,693 SH	Decreased-1,540 SH
MODINE MFG CO	COM	$604K	0.4%Prev: 0.3%	2,263 SH	Increased-1,845 SH
NASDAQ INC	COM	$295K	0.2%Prev: 0.3%	3,740 SH	Decreased-174 SH
NVIDIA CORPORATION	COM	$8.1M	5.5%Prev: 6.4%	40,418 SH	Increased-8,613 SH
PALO ALTO NETWORKS INC	COM	$859K	0.6%Prev: 0.7%	2,518 SH	Increased-1,583 SH
PARKER-HANNIFIN CORP	COM	$391K	0.3%Prev: 0.2%	400 SH	Increased+100 SH
PIMCO CORPORATE & INCM STRG	COM	$389K	0.3%Prev: 0.3%	32,586 SH	Decreased+96 SH
PIMCO CORPORATE & INCOME OPP	COM	$1.7M	1.2%Prev: 1.3%	140,964 SH	Increased+29,024 SH
PIMCO DYNAMIC INCOME FD	SHS	$2.2M	1.5%Prev: 1.3%	128,874 SH	Increased+44,549 SH
PIMCO ETF TR	SR LN ACTIVE ETF	$1.1M	0.7%Prev: 2.0%	21,960 SH	Decreased-24,655 SH
PIMCO HIGH INCOME FD	COM SHS	$1.2M	0.8%	264,575 SH	New
PIMCO INCOME STRATEGY FD	COM	$178K	0.1%Prev: 0.2%	22,527 SH	Decreased-5,306 SH
PIMCO INCOME STRATEGY FD II	COM	$221K	0.2%Prev: 0.3%	30,996 SH	Decreased-9,694 SH
PROGRESSIVE CORP	COM	$835K	0.6%Prev: 1.1%	3,823 SH	Decreased-950 SH
PROSHARES TR	ULT FTSE EUROPE	$236K	0.2%	2,391 SH	New
PROSHARES TR	ULTR MSCI ETF	$284K	0.2%Prev: 0.2%	3,877 SH	Increased-17 SH
RENAISSANCE CAP GREENWICH FD	IPO ETF	$328K	0.2%	5,526 SH	New
ROUNDHILL ETF TRUST	MEMORY ETF	$393K	0.3%	5,316 SH	New
S&P GLOBAL INC	COM	$268K	0.2%Prev: 0.4%	659 SH	Decreased-222 SH
SANDISK CORP	COM	$389K	0.3%	171 SH	New
SCHWAB STRATEGIC TR	HIGH YIEL BD ETF	$2.4M	1.7%	93,577 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$382K	0.3%	12,048 SH	New
SCHWAB STRATEGIC TR	US LCAP VA ETF	$420K	0.3%	12,069 SH	New
SPDR INDEX SHS FDS	ST PORT MARK ETF	$226K	0.2%	4,363 SH	New
SPDR SERIES TRUST	ST PORT HIGH ETF	$2.5M	1.7%	106,362 SH	New
SPDR SERIES TRUST	ST STR SP BIOT	$421K	0.3%	2,663 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$376K	0.3%	504 SH	New
STERLING INFRASTRUCTURE INC	COM	$2.3M	1.6%Prev: 0.7%	2,729 SH	Increased-663 SH
T ROWE PRICE EXCHANGE-TRADED	US HIGH YIELD	$1.5M	1.0%	29,493 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$873K	0.6%	1,829 SH	New
TIDAL TRUST II	DEFIA AI PWR ETF	$464K	0.3%	13,876 SH	New
TIDAL TRUST II	PINN FOCU OP ETF	$479K	0.3%	10,691 SH	New
TRANSDIGM GROUP INC	COM	$775K	0.5%Prev: 0.9%	582 SH	Decreased-117 SH
TTM TECHNOLOGIES INC	COM	$374K	0.3%	2,000 SH	New
VANECK ETF TRUST	PHARMACEUTCL ETF	$262K	0.2%Prev: 0.2%	2,393 SH	Increased-46 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$1.6M	1.1%Prev: 0.4%	2,381 SH	Increased+679 SH
VANGUARD BD INDEX FDS	VANGUARD ULTRA	$784K	0.5%	15,755 SH	New
VANGUARD INDEX FDS	MCAP GR IDXVIP	$239K	0.2%	780 SH	New
VANGUARD INDEX FDS	MID CAP ETF	$1.3M	0.9%Prev: 0.3%	15,848 SH	Increased+14,368 SH
VANGUARD INDEX FDS	SMALL CP ETF	$1.4M	1.0%Prev: 0.5%	4,631 SH	Increased+2,340 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$1.1M	0.8%	3,057 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$1.1M	0.7%Prev: 0.8%	2,853 SH	Increased-380 SH
VANGUARD INSTL INDEX FD	0 3 MO TR BI ETF	$743K	0.5%	9,820 SH	New
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	$206K	0.1%	2,332 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS2000GRW	$777K	0.5%	2,702 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$410K	0.3%	1,735 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$598K	0.4%Prev: 0.4%	6,994 SH	Increased-110 SH
VANGUARD WELLINGTON FD	US MINIMUM	$316K	0.2%Prev: 0.2%	2,264 SH	Increased+85 SH
VERTIV HOLDINGS CO	COM CL A	$834K	0.6%Prev: 0.3%	2,491 SH	Increased-407 SH
VICTORY PORTFOLIOS II	SHS FR CA FL ETF	$200K	0.1%	4,372 SH	New
VICTORY PORTFOLIOS II	VICT FR GROW ETF	$628K	0.4%	18,327 SH	New
WISDOMTREE TR	EFFICIENT GLD PL	$643K	0.4%Prev: 0.4%	10,523 SH	Increased-345 SH
WISDOMTREE TR	INTL MIDCAP DV	$285K	0.2%	3,343 SH	New
WISDOMTREE TR	US QUALITY GROW	$256K	0.2%Prev: 0.4%	3,883 SH	Decreased-5,126 SH

Sold (vs prior filing)

AUTOZONE INC — $483K
BLACKROCK CORPOR HI YLD FD I — $305K
BLACKROCK CR ALLOCATION INCO — $146K
BLACKROCK ETF TRUST II — $3.9M
BLACKSTONE SECD LENDING FD — $1.7M
CAPITAL GROUP DIVIDEND VALUE — $1.3M
COSTCO WHSL CORP NEW — $790K
DIGITAL RLTY TR INC — $311K
FIDELITY COVINGTON TRUST — $303K
FIDELITY COVINGTON TRUST — $289K
FIDELITY COVINGTON TRUST — $418K
GALLAGHER ARTHUR J & CO — $211K
GLOBAL X FDS — $222K
GUGGENHEIM STRATEGIC OPPORTU — $204K
INVESCO EXCH TRADED FD TR II — $450K
ISHARES INC — $534K
ISHARES TR — $217K
ISHARES TR — $289K
JPMORGAN CHASE & CO. — $474K
NETFLIX INC — $481K
… and 12 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 22, 2026	Q4 2025	13F-HR	0002011201-26-000001	$120.6M	View
Oct 7, 2026	Q3 2026	13F-HR	0002011201-26-000005	$152.8M	View
Oct 21, 2025	Q3 2025