Elm3 Financial Group, LLC

CIK 0002011201 • 6 13F filings • May 6, 2025 – Jul 29, 2026

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Filer information

Filed by: Elm3 Financial Group, LLC, Chief Compliance Officer
Address: 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022
Phone: 6782979500
AUM: $120.6M

AUM over time

$152.8M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $118.4M116 positionsView on SEC.gov

			% of Portfolio
ALPHABET INC	CAP STK CL A	$2.3M	2.0%Prev: 1.2%	8,152 SH	Increased-960 SH
ALPHABET INC	CAP STK CL C	$570K	0.5%Prev: 0.3%	1,987 SH	Increased-352 SH
AMAZON COM INC	COM	$7.6M	6.5%Prev: 6.7%	36,717 SH	Increased-3,058 SH
APPLE INC	COM	$3.4M	2.8%Prev: 3.4%	13,238 SH	Decreased-4,309 SH
ARCH CAP GROUP LTD	ORD	$456K	0.4%Prev: 0.8%	4,755 SH	Decreased-5,188 SH
ARISTA NETWORKS INC	COM SHS	$329K	0.3%	2,680 SH	New
ATMOS ENERGY CORP	COM	$448K	0.4%	2,425 SH	New
AUTOZONE INC	COM	$250K	0.2%Prev: 0.4%	74 SH	Decreased-60 SH
BERKLEY W R CORP	COM	$1.5M	1.3%Prev: 1.8%	23,280 SH	Decreased-5,082 SH
BLACKROCK CR ALLOCATION	COM	$115K	0.1%	11,400 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$288K	0.2%Prev: 0.9%	5,549 SH	Decreased-14,593 SH
BLACKROCK ETF TRUST II	ISHARES FLOATING	$725K	0.6%Prev: 4.6%	14,294 SH	Decreased-87,070 SH
BLACKROCK MULTI SECTOR INC T	COM	$220K	0.2%Prev: 0.3%	17,576 SH	Decreased-7,959 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$707K	0.6%Prev: 1.7%	29,835 SH	Decreased-29,043 SH
BNY MELLON ETF TRUST	US SMLCP CORE	$209K	0.2%	1,832 SH	New
BONDBLOXX ETF TRUST	BONDBLOXX PRIVAT	$203K	0.2%	4,120 SH	New
BROADCOM INC	COM	$5.1M	4.3%Prev: 2.7%	16,323 SH	Increased-2,102 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$1.2M	1.0%Prev: 0.7%	27,822 SH	Increased+4,834 SH
CHENIERE ENERGY INC	COM NEW	$293K	0.2%Prev: 0.2%	1,031 SH	Increased+6 SH
CONSTELLATION ENERGY CORP	COM	$409K	0.3%	1,465 SH	New
COSTCO WHOLESALE CORPORATION	COM	$712K	0.6%	714 SH	New
DT MIDSTREAM INC	COMMON STOCK	$643K	0.5%Prev: 0.5%	4,772 SH	Increased-1,067 SH
DUFF & PHELPS UTLITY AND INF	COM	$466K	0.4%Prev: 0.5%	32,251 SH	Decreased-12,682 SH
ELI LILLY & CO	COM	$3.7M	3.1%Prev: 4.7%	4,035 SH	Decreased-2,382 SH
EMCOR GROUP INC	COM	$294K	0.2%	398 SH	New
ETFIS SER TR I	VIRTUS REAVES UT	$1.1M	0.9%	13,306 SH	New
FIDELITY COVINGTON TRUST	BLUE CHIP GRWTH	$512K	0.4%Prev: 0.4%	10,209 SH	Increased-800 SH
FIDELITY COVINGTON TRUST	ENHANCED EMRNGS	$629K	0.5%	18,422 SH	New
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$781K	0.7%Prev: 0.2%	20,830 SH	Increased+13,841 SH
FIDELITY COVINGTON TRUST	FUNDAMENTAL DEVE	$351K	0.3%	11,846 SH	New
FIDELITY COVINGTON TRUST	FUNDAMENTAL GLOB	$435K	0.4%	14,258 SH	New
FIDELITY COVINGTON TRUST	FUNDAMENTAL LARG	$466K	0.4%Prev: 0.3%	9,081 SH	Increased+524 SH
FIDELITY COVINGTON TRUST	INT HG DIV ETF	$408K	0.3%	14,781 SH	New
FIDELITY COVINGTON TRUST	INTL MULTIFACTOR	$1.4M	1.2%Prev: 0.8%	38,201 SH	Increased+8,369 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$525K	0.4%	7,711 SH	New
FIDELITY COVINGTON TRUST	MSCI HLTH CARE I	$431K	0.4%Prev: 0.3%	6,119 SH	Increased+1,763 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.5M	1.3%Prev: 1.1%	7,446 SH	Increased-153 SH
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$548K	0.5%Prev: 0.5%	10,949 SH	Decreased-794 SH
FRANKLIN TEMPLETON ETF TR	SENIOR LOAN ETF	$410K	0.3%Prev: 0.6%	17,844 SH	Decreased-12,845 SH
GLOBAL X FDS	US INFR DEV ETF	$519K	0.4%	10,212 SH	New
HOME DEPOT INC	COM	$1.4M	1.2%Prev: 1.4%	4,304 SH	Decreased+45 SH
HOWMET AEROSPACE INC	COM	$1.8M	1.5%Prev: 1.0%	7,668 SH	Increased-726 SH
INVESCO ACTIVELY MANAGED EXC	AAA CLO FLTNG RT	$3.6M	3.1%Prev: 7.4%	142,991 SH	Decreased-188,634 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$3.4M	2.9%Prev: 2.7%	14,293 SH	Increased-1,672 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$358K	0.3%	8,257 SH	New
INVESCO EXCH TRADED FD TR II	SR LN ETF	$203K	0.2%Prev: 0.4%	9,926 SH	Decreased-13,513 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.1M	0.9%Prev: 0.4%	6,638 SH	Increased+2,635 SH
INVESCO EXCHANGE TRADED FD T	BUILDING & CONST	$588K	0.5%	6,023 SH	New
INVESCO EXCHANGE TRADED FD T	S&P MDCP MOMNTUM	$3.1M	2.6%Prev: 2.9%	21,419 SH	Decreased-7,649 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP QUALITY	$240K	0.2%Prev: 0.7%	2,318 SH	Decreased-6,218 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.8M	1.5%	9,185 SH	New
INVESCO QQQ TR	UNIT SER 1	$4.0M	3.4%Prev: 3.3%	6,945 SH	Increased-1,143 SH
ISHARES INC	MSCI MEXICO ETF	$236K	0.2%	3,137 SH	New
ISHARES INC	MSCI STH KOR ETF	$1.3M	1.1%Prev: 0.5%	10,410 SH	Increased-1,009 SH
ISHARES INC	MSCI SWEDEN ETF	$210K	0.2%Prev: 0.4%	4,313 SH	Decreased-7,129 SH
ISHARES INC	MSCI TAIWAN ETF	$817K	0.7%Prev: 0.5%	11,524 SH	Increased-1,185 SH
ISHARES TR	CORE S&P500 ETF	$406K	0.3%Prev: 0.6%	621 SH	Decreased-498 SH
ISHARES TR	MSCI POLAND ETF	$642K	0.5%Prev: 0.5%	17,630 SH	Increased-1,611 SH
ISHARES TR	MSCI USA MMENTM	$2.5M	2.1%Prev: 3.7%	10,442 SH	Decreased-10,624 SH
ISHARES TR	RUS MD CP GR ETF	$575K	0.5%Prev: 0.5%	4,488 SH	Decreased-531 SH
ISHARES TR	RUS TP200 GR ETF	$683K	0.6%Prev: 0.7%	2,744 SH	Decreased-783 SH
ISHARES TR	US INFRASTRUC	$1.0M	0.9%	18,182 SH	New
J P MORGAN EXCHANGE TRADED F	CORE PLUS BD ETF	$415K	0.4%Prev: 0.5%	8,808 SH	Decreased-3,900 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$325K	0.3%	4,295 SH	New
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$736K	0.6%Prev: 1.0%	12,007 SH	Decreased-7,309 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$768K	0.6%Prev: 1.8%	15,248 SH	Decreased-24,528 SH
JPMORGAN CHASE & CO	COM	$533K	0.5%	1,811 SH	New
KLA CORP	COM NEW	$795K	0.7%Prev: 0.3%	540 SH	Increased+13 SH
LEGG MASON ETF INVT	FRANKLIN INTL LW	$309K	0.3%	7,634 SH	New
LOCKHEED MARTIN CORP	COM	$302K	0.3%Prev: 0.4%	500 SH	Decreased-605 SH
MARATHON PETE CORP	COM	$274K	0.2%Prev: 0.3%	1,121 SH	Decreased-1,590 SH
MCKESSON CORP	COM	$282K	0.2%Prev: 0.2%	326 SH	Increased-18 SH
META PLATFORMS INC	CL A	$529K	0.4%Prev: 0.4%	925 SH	Increased+212 SH
MICROSOFT CORP	COM	$3.7M	3.1%Prev: 3.9%	9,979 SH	Decreased-1,913 SH
MODINE MFG CO	COM	$482K	0.4%Prev: 0.3%	2,223 SH	Increased-2,461 SH
NASDAQ INC	COM	$431K	0.4%Prev: 0.3%	5,082 SH	Increased+1,165 SH
NVIDIA CORPORATION	COM	$7.2M	6.1%Prev: 4.9%	41,339 SH	Increased-9,760 SH
PALO ALTO NETWORKS INC	COM	$444K	0.4%Prev: 0.4%	2,770 SH	Decreased-68 SH
PARKER-HANNIFIN CORP	COM	$320K	0.3%Prev: 0.2%	358 SH	Increased+26 SH
PIMCO CORPORATE & INCM STRG	COM	$413K	0.3%Prev: 0.3%	34,667 SH	Increased+6,977 SH
PIMCO CORPORATE & INCOME OPP	COM	$1.9M	1.6%Prev: 1.3%	160,030 SH	Increased+60,396 SH
PIMCO DYNAMIC INCOME FD	SHS	$2.2M	1.9%Prev: 1.3%	128,837 SH	Increased+52,456 SH
PIMCO ETF TR	SR LN ACTIVE ETF	$1.1M	1.0%Prev: 2.2%	22,820 SH	Decreased-26,076 SH
PIMCO HIGH INCOME FD	COM SHS	$1.2M	1.0%	259,069 SH	New
PIMCO INCOME STRATEGY FD	COM	$207K	0.2%Prev: 0.2%	25,885 SH	Increased+4,000 SH
PIMCO INCOME STRATEGY FD II	COM	$260K	0.2%Prev: 0.3%	37,696 SH	Decreased-946 SH
PROGRESSIVE CORP	COM	$812K	0.7%Prev: 1.2%	4,094 SH	Decreased-689 SH
PROSHARES TR	ULT FTSE EUROPE	$208K	0.2%	2,421 SH	New
PROSHARES TR	ULTR MSCI ETF	$250K	0.2%	3,926 SH	New
S&P GLOBAL INC	COM	$306K	0.3%Prev: 0.4%	720 SH	Decreased-252 SH
SCHWAB STRATEGIC TR	HIGH YIELD BD ET	$2.4M	2.1%	94,088 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$2.8M	2.3%	106,596 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$340K	0.3%	523 SH	New
STERLING INFRASTRUCTURE INC	COM	$1.1M	0.9%Prev: 0.4%	2,637 SH	Increased-1,164 SH
T ROWE PRICE ETF INC	US HIGH YIELD	$1.5M	1.2%Prev: 1.6%	28,824 SH	Decreased-6,049 SH
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$620K	0.5%	1,836 SH	New
TRANSDIGM GROUP INC	COM	$680K	0.6%Prev: 0.9%	587 SH	Decreased-134 SH
TTM TECHNOLOGIES INC	COM	$233K	0.2%	2,387 SH	New
VANECK ETF TRUST	FALLEN ANGEL HG	$207K	0.2%Prev: 0.2%	7,220 SH	Increased+181 SH
VANECK ETF TRUST	PHARMACEUTCL ETF	$255K	0.2%Prev: 0.3%	2,458 SH	Decreased-672 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$759K	0.6%Prev: 0.3%	1,981 SH	Increased+195 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$201K	0.2%	780 SH	New
VANGUARD INDEX FDS	MID CAP ETF	$1.1M	1.0%Prev: 0.4%	3,997 SH	Increased+2,407 SH
VANGUARD INDEX FDS	SMALL CP ETF	$1.2M	1.0%Prev: 0.5%	4,556 SH	Increased+2,162 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$915K	0.8%	3,029 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$865K	0.7%Prev: 0.9%	2,696 SH	Decreased-837 SH
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	$240K	0.2%	2,909 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS2000GRW	$742K	0.6%	3,238 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$224K	0.2%	1,044 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$539K	0.5%Prev: 0.4%	6,994 SH	Increased-110 SH
VANGUARD WELLINGTON FD	US MINIMUM	$311K	0.3%	2,334 SH	New
VERTIV HOLDINGS CO	COM CL A	$567K	0.5%Prev: 0.2%	2,262 SH	Increased-820 SH
VICTORY PORTFOLIOS II	VICTORYSHARES FR	$444K	0.4%	16,886 SH	New
WISDOMTREE TR	EFFICIENT GLD PL	$710K	0.6%Prev: 0.2%	11,294 SH	Increased+6,163 SH
WISDOMTREE TR	INTL MIDCAP DV	$288K	0.2%	3,473 SH	New
WISDOMTREE TR	US QUALITY GROW	$224K	0.2%Prev: 0.5%	4,200 SH	Decreased-8,571 SH

Sold (vs prior filing)

ALLIANCEBERNSTEIN GLOBAL HIG — $117K
BLACKROCK CORPOR HI YLD FD I — $291K
BLACKROCK CR ALLOCATION INCO — $133K
COSTCO WHSL CORP NEW — $788K
DIGITAL RLTY TR INC — $278K
EXXON MOBIL CORP — $224K
FAIR ISAAC CORP — $267K
FIDELITY COVINGTON TRUST — $200K
GALLAGHER ARTHUR J & CO — $232K
GUGGENHEIM STRATEGIC OPPORTU — $213K
INVESCO EXCH TRADED FD TR II — $201K
ISHARES TR — $340K
ISHARES TR — $262K
JPMORGAN CHASE & CO. — $406K
NOVO-NORDISK A S — $1.1M
NUVEEN PFD & INCOME OPPORTUN — $87K
OREILLY AUTOMOTIVE INC — $236K
PHILLIPS 66 — $395K
SPDR S&P 500 ETF TR — $627K
TAIWAN SEMICONDUCTOR MFG LTD — $355K
… and 4 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 22, 2026	Q4 2025	13F-HR	0002011201-26-000001	$120.6M	View
Oct 7, 2026	Q3 2026	13F-HR	0002011201-26-000005	$152.8M	View
Oct 21, 2025	Q3 2025