Elm3 Financial Group, LLC

CIK 0002011201 • 6 13F filings • May 6, 2025 – Jul 29, 2026

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Filer information

Filed by: Elm3 Financial Group, LLC, Chief Compliance Officer
Address: 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022
Phone: 6782979500
AUM: $120.6M

AUM over time

$152.8M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $122.0M111 positionsView on SEC.gov

			% of Portfolio
ALPHABET INC	CAP STK CL A	$2.1M	1.7%Prev: 2.1%	8,564 SH	Decreased-30 SH
ALPHABET INC	CAP STK CL C	$501K	0.4%Prev: 0.5%	2,056 SH	Decreased+69 SH
AMAZON COM INC	COM	$8.3M	6.8%Prev: 6.0%	37,810 SH	Decreased+924 SH
APPLE INC	COM	$3.6M	2.9%Prev: 2.5%	14,035 SH	Decreased+1,378 SH
ARCH CAP GROUP LTD	ORD	$592K	0.5%Prev: 0.3%	6,524 SH	Increased+2,380 SH
ARISTA NETWORKS INC	COM SHS	$535K	0.4%Prev: 0.3%	3,671 SH	Increased+1,191 SH
ATMOS ENERGY CORP	COM	$347K	0.3%Prev: 0.2%	2,033 SH	Decreased+1 SH
AUTOZONE INC	COM	$481K	0.4%	112 SH	New
BERKLEY W R CORP	COM	$2.0M	1.6%Prev: 1.0%	25,686 SH	Increased+4,007 SH
BLACKROCK CORPOR HI YLD FD I	COM	$306K	0.3%	32,262 SH	New
BLACKROCK CR ALLOCATION INCO	COM	$148K	0.1%	13,400 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$486K	0.4%Prev: 0.2%	9,362 SH	Increased+4,913 SH
BLACKROCK ETF TRUST II	ISHARES FLOATING	$3.0M	2.5%	57,750 SH	New
BLACKROCK MULTI SECTOR INC T	COM	$461K	0.4%Prev: 0.1%	34,452 SH	Increased+19,476 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$1.3M	1.1%	50,310 SH	New
BROADCOM INC	COM	$5.8M	4.7%Prev: 4.2%	17,502 SH	Decreased+1,084 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$1.4M	1.1%	32,644 SH	New
CHENIERE ENERGY INC	COM NEW	$234K	0.2%Prev: 0.2%	996 SH	Decreased-90 SH
CONSTELLATION ENERGY CORP	COM	$475K	0.4%Prev: 0.3%	1,444 SH	Increased-87 SH
COSTCO WHSL CORP NEW	COM	$728K	0.6%	787 SH	New
CROWDSTRIKE HLDGS INC	CL A	$515K	0.4%Prev: 0.2%	1,051 SH	Increased+736 SH
DIGITAL RLTY TR INC	COM	$226K	0.2%	1,307 SH	New
DT MIDSTREAM INC	COMMON STOCK	$540K	0.4%Prev: 0.5%	4,774 SH	Decreased+78 SH
DUFF & PHELPS UTLITY AND INF	COM	$543K	0.4%Prev: 0.3%	42,058 SH	Increased+10,259 SH
ELI LILLY & CO	COM	$3.7M	3.1%Prev: 3.3%	4,898 SH	Decreased+846 SH
EMCOR GROUP INC	COM	$303K	0.2%Prev: 0.3%	466 SH	Decreased-20 SH
FIDELITY COVINGTON TRUST	BLUE CHIP GRWTH	$609K	0.5%Prev: 0.5%	11,346 SH	Decreased-910 SH
FIDELITY COVINGTON TRUST	ENHANCED EMRNGS	$553K	0.5%Prev: 0.6%	17,810 SH	Decreased-4,251 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$586K	0.5%Prev: 0.6%	14,248 SH	Decreased-5,338 SH
FIDELITY COVINGTON TRUST	FUNDAMENTAL DEVE	$361K	0.3%	11,976 SH	New
FIDELITY COVINGTON TRUST	FUNDAMENTAL GLOB	$415K	0.3%	13,873 SH	New
FIDELITY COVINGTON TRUST	FUNDAMENTAL LARG	$442K	0.4%	8,490 SH	New
FIDELITY COVINGTON TRUST	INT HG DIV ETF	$415K	0.3%Prev: 0.3%	16,961 SH	Increased+3,561 SH
FIDELITY COVINGTON TRUST	INTL MULTIFACTOR	$1.3M	1.0%Prev: 0.9%	37,985 SH	Decreased-376 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$564K	0.5%Prev: 0.4%	7,940 SH	Increased+389 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.7M	1.4%Prev: 1.5%	7,431 SH	Decreased-178 SH
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$567K	0.5%Prev: 0.8%	11,289 SH	Decreased-11,961 SH
FRANKLIN TEMPLETON ETF TR	SENIOR LOAN ETF	$809K	0.7%Prev: 0.3%	33,691 SH	Increased+17,076 SH
GLOBAL X FDS	GLOBAL X URANIUM	$241K	0.2%	5,053 SH	New
GUGGENHEIM STRATEGIC OPPORTU	COM SBI	$203K	0.2%	13,575 SH	New
HOME DEPOT INC	COM	$2.4M	2.0%Prev: 0.8%	5,956 SH	Increased+2,832 SH
HOWMET AEROSPACE INC	COM	$1.6M	1.3%Prev: 1.4%	8,237 SH	Decreased+546 SH
INVESCO ACTIVELY MANAGED EXC	AAA CLO FLTNG RT	$5.6M	4.6%Prev: 2.2%	218,386 SH	Increased+90,070 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$3.6M	2.9%Prev: 3.1%	14,458 SH	Decreased-424 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$291K	0.2%Prev: 0.3%	7,084 SH	Decreased-1,176 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$432K	0.4%	20,638 SH	New
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.1M	0.9%Prev: 0.8%	6,841 SH	Decreased-102 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP MOMNTUM	$3.3M	2.7%Prev: 2.5%	24,291 SH	Decreased+2,515 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP QUALITY	$369K	0.3%Prev: 0.2%	3,513 SH	Increased+1,247 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$336K	0.3%Prev: 1.3%	1,773 SH	Decreased-7,389 SH
INVESCO QQQ TR	UNIT SER 1	$4.3M	3.6%Prev: 3.3%	7,228 SH	Decreased+731 SH
ISHARES INC	MSCI MEXICO ETF	$208K	0.2%	3,050 SH	New
ISHARES INC	MSCI STH KOR ETF	$920K	0.8%Prev: 1.5%	11,486 SH	Decreased+510 SH
ISHARES INC	MSCI SWEDEN ETF	$512K	0.4%	10,850 SH	New
ISHARES INC	MSCI TAIWAN ETF	$789K	0.6%Prev: 0.9%	12,401 SH	Decreased+34 SH
ISHARES TR	CORE S&P500 ETF	$596K	0.5%Prev: 0.3%	891 SH	Increased+290 SH
ISHARES TR	MSCI POLAND ETF	$613K	0.5%Prev: 0.4%	19,033 SH	Increased+3,301 SH
ISHARES TR	MSCI USA MMENTM	$3.8M	3.1%Prev: 2.4%	14,657 SH	Increased+4,402 SH
ISHARES TR	RUS MD CP GR ETF	$643K	0.5%Prev: 0.5%	4,516 SH	Decreased-57 SH
ISHARES TR	RUS TP200 GR ETF	$815K	0.7%Prev: 0.5%	2,980 SH	Increased+320 SH
J P MORGAN EXCHANGE TRADED F	CORE PLUS BD ETF	$365K	0.3%Prev: 0.3%	7,680 SH	Decreased-1,298 SH
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$936K	0.8%Prev: 0.6%	14,874 SH	Increased+2,976 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.3M	1.0%Prev: 0.4%	24,633 SH	Increased+13,095 SH
JPMORGAN CHASE & CO.	COM	$546K	0.4%	1,730 SH	New
KLA CORP	COM NEW	$600K	0.5%Prev: 1.1%	556 SH	Decreased-4,694 SH
LOCKHEED MARTIN CORP	COM	$337K	0.3%Prev: 0.2%	676 SH	Increased+216 SH
MARATHON PETE CORP	COM	$285K	0.2%Prev: 0.3%	1,481 SH	Decreased+50 SH
MCKESSON CORP	COM	$264K	0.2%Prev: 0.2%	342 SH	Increased+26 SH
META PLATFORMS INC	CL A	$608K	0.5%Prev: 0.4%	828 SH	Increased-96 SH
MICROSOFT CORP	COM	$5.4M	4.5%Prev: 2.5%	10,512 SH	Increased+819 SH
MODINE MFG CO	COM	$477K	0.4%Prev: 0.4%	3,356 SH	Decreased+1,093 SH
NASDAQ INC	COM	$338K	0.3%Prev: 0.2%	3,820 SH	Increased+80 SH
NETFLIX INC	COM	$508K	0.4%	424 SH	New
NOVO-NORDISK A S	ADR	$300K	0.2%	5,414 SH	New
NRG ENERGY INC	COM NEW	$482K	0.4%	2,974 SH	New
NVIDIA CORPORATION	COM	$8.5M	7.0%Prev: 5.5%	45,513 SH	Increased+5,095 SH
OREILLY AUTOMOTIVE INC	COM	$212K	0.2%	1,965 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$204K	0.2%	1,116 SH	New
PALO ALTO NETWORKS INC	COM	$793K	0.6%Prev: 0.6%	3,893 SH	Decreased+1,375 SH
PARKER-HANNIFIN CORP	COM	$233K	0.2%Prev: 0.3%	307 SH	Decreased-93 SH
PHILLIPS 66	COM	$214K	0.2%	1,574 SH	New
PIMCO CORPORATE & INCM STRG	COM	$462K	0.4%Prev: 0.3%	34,500 SH	Increased+1,914 SH
PIMCO CORPORATE & INCOME OPP	COM	$2.0M	1.6%Prev: 1.2%	136,391 SH	Increased-4,573 SH
PIMCO DYNAMIC INCOME FD	SHS	$1.7M	1.4%Prev: 1.5%	87,021 SH	Decreased-41,853 SH
PIMCO ETF TR	SR LN ACTIVE ETF	$2.0M	1.7%Prev: 0.7%	40,093 SH	Increased+18,133 SH
PIMCO INCOME STRATEGY FD	COM	$236K	0.2%Prev: 0.1%	27,693 SH	Increased+5,166 SH
PIMCO INCOME STRATEGY FD II	COM	$324K	0.3%Prev: 0.2%	42,690 SH	Increased+11,694 SH
PROGRESSIVE CORP	COM	$1.1M	0.9%Prev: 0.6%	4,499 SH	Increased+676 SH
PROSHARES TR	ULTR MSCI ETF	$235K	0.2%Prev: 0.2%	3,942 SH	Decreased+65 SH
S&P GLOBAL INC	COM	$404K	0.3%Prev: 0.2%	831 SH	Increased+172 SH
SPDR S&P 500 ETF TR	TR UNIT	$499K	0.4%	750 SH	New
STERLING INFRASTRUCTURE INC	COM	$1.1M	0.9%Prev: 1.6%	3,158 SH	Decreased+429 SH
T ROWE PRICE ETF INC	US HIGH YIELD	$1.7M	1.4%	31,514 SH	New
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$518K	0.4%	1,855 SH	New
TRANSDIGM GROUP INC	COM	$855K	0.7%Prev: 0.5%	649 SH	Increased+67 SH
UNITED RENTALS INC	COM	$217K	0.2%	227 SH	New
UNITEDHEALTH GROUP INC	COM	$298K	0.2%	862 SH	New
VANECK ETF TRUST	FALLEN ANGEL HG	$223K	0.2%	7,516 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$543K	0.4%Prev: 1.1%	1,663 SH	Decreased-718 SH
VANGUARD INDEX FDS	MID CAP ETF	$472K	0.4%Prev: 0.9%	1,608 SH	Decreased-14,240 SH
VANGUARD INDEX FDS	SMALL CP ETF	$563K	0.5%Prev: 1.0%	2,214 SH	Decreased-2,417 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$963K	0.8%Prev: 0.7%	2,933 SH	Decreased+80 SH
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	$262K	0.2%	3,118 SH	New
VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	$257K	0.2%	3,312 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$522K	0.4%Prev: 0.4%	7,104 SH	Decreased+110 SH
VANGUARD WELLINGTON FD	US MINIMUM	$270K	0.2%Prev: 0.2%	2,058 SH	Decreased-206 SH
VERTIV HOLDINGS CO	COM CL A	$423K	0.3%Prev: 0.6%	2,805 SH	Decreased+314 SH
VISTRA CORP	COM	$325K	0.3%	1,661 SH	New
WISDOMTREE TR	EFFICIENT GLD PL	$637K	0.5%Prev: 0.4%	11,102 SH	Decreased+579 SH
WISDOMTREE TR	INTL MIDCAP DV	$240K	0.2%Prev: 0.2%	3,104 SH	Decreased-239 SH
WISDOMTREE TR	US QUALITY GROW	$358K	0.3%Prev: 0.2%	6,241 SH	Increased+2,358 SH

Sold (vs prior filing)

ADVANCED MICRO DEVICES INC — $231K
AMPHENOL CORP — $356K
APPLIED MATLS INC — $346K
ARK ETF TR — $315K
BLACKROCK ETF TRUST II — $728K
BNY MELLON ETF TRUST — $245K
BONDBLOXX ETF TRUST — $272K
BONDBLOXX ETF TRUST — $210K
CAPITAL GROUP DIVIDEND VALUE — $1.4M
COMFORT SYS USA INC — $230K
COSTCO WHOLESALE CORPORATION — $643K
ETFIS SER TR I — $1.0M
FIDELITY COVINGTON TRUST — $523K
FIDELITY COVINGTON TRUST — $360K
FIDELITY COVINGTON TRUST — $502K
FIDELITY COVINGTON TRUST — $794K
FIRST TR EXCHANGE-TRADED FD — $267K
GE VERNOVA INC — $328K
GLOBAL X FDS — $2.9M
GLOBAL X FDS — $211K
… and 36 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 22, 2026	Q4 2025	13F-HR	0002011201-26-000001	$120.6M	View
Oct 7, 2026	Q3 2026	13F-HR	0002011201-26-000005	$152.8M	View
Oct 21, 2025	Q3 2025