Elm3 Financial Group, LLC

CIK 0002011201 • 6 13F filings • May 6, 2025 – Jul 29, 2026

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Filer information

Filed by: Elm3 Financial Group, LLC, Chief Compliance Officer
Address: 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022
Phone: 6782979500
AUM: $120.6M

AUM over time

$152.8M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $120.6M112 positionsView on SEC.gov

			% of Portfolio
ALPHABET INC	CAP STK CL A	$2.6M	2.1%Prev: 1.9%	8,230 SH	Decreased-150 SH
ALPHABET INC	CAP STK CL C	$632K	0.5%Prev: 0.4%	2,015 SH	Decreased+72 SH
AMAZON COM INC	COM	$8.5M	7.1%Prev: 6.0%	36,875 SH	Decreased+117 SH
APPLE INC	COM	$3.6M	3.0%Prev: 2.7%	13,414 SH	Decreased+1,122 SH
ARCH CAP GROUP LTD	ORD	$487K	0.4%	5,076 SH	New
ARISTA NETWORKS INC	COM SHS	$360K	0.3%Prev: 0.5%	2,749 SH	Decreased-745 SH
ATMOS ENERGY CORP	COM	$379K	0.3%	2,260 SH	New
AUTOZONE INC	COM	$258K	0.2%	76 SH	New
BERKLEY W R CORP	COM	$1.7M	1.4%	24,236 SH	New
BLACKROCK CORPOR HI YLD FD I	COM	$262K	0.2%	29,482 SH	New
BLACKROCK CR ALLOCATION INCO	COM	$123K	0.1%	11,400 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$307K	0.3%Prev: 0.2%	5,930 SH	Increased+1,281 SH
BLACKROCK ETF TRUST II	ISHARES FLOATING	$972K	0.8%	18,821 SH	New
BLACKROCK MULTI SECTOR INC T	COM	$289K	0.2%	22,156 SH	New
BLACKSTONE SECD LENDING FD	COMMON STOCK	$937K	0.8%	35,575 SH	New
BNY MELLON ETF TRUST	US SMLCP CORE	$200K	0.2%Prev: 0.1%	1,782 SH	Decreased-3,630 SH
BROADCOM INC	COM	$5.7M	4.7%Prev: 3.6%	16,479 SH	Increased+806 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$1.2M	1.0%	27,754 SH	New
CHENIERE ENERGY INC	COM NEW	$200K	0.2%Prev: 0.2%	1,031 SH	Decreased-65 SH
CONSTELLATION ENERGY CORP	COM	$495K	0.4%Prev: 0.2%	1,402 SH	Increased+90 SH
COSTCO WHSL CORP NEW	COM	$616K	0.5%	714 SH	New
CROWDSTRIKE HLDGS INC	CL A	$319K	0.3%Prev: 0.3%	680 SH	Decreased-818 SH
DT MIDSTREAM INC	COMMON STOCK	$570K	0.5%Prev: 0.4%	4,764 SH	Increased+94 SH
DUFF & PHELPS UTLITY AND INF	COM	$420K	0.3%Prev: 0.3%	33,055 SH	Increased+2,812 SH
ELI LILLY & CO	COM	$4.4M	3.7%Prev: 3.2%	4,109 SH	Decreased-95 SH
ETFIS SER TR I	VIRTUS REAVES UT	$972K	0.8%Prev: 0.5%	12,311 SH	Increased+1,654 SH
FIDELITY COVINGTON TRUST	BLUE CHIP GRWTH	$565K	0.5%Prev: 0.4%	10,311 SH	Decreased-256 SH
FIDELITY COVINGTON TRUST	ENHANCED EMRNGS	$556K	0.5%Prev: 0.6%	17,076 SH	Decreased-4,744 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$864K	0.7%Prev: 0.5%	20,709 SH	Increased+3,423 SH
FIDELITY COVINGTON TRUST	FUNDAMENTAL DEVE	$346K	0.3%	11,466 SH	New
FIDELITY COVINGTON TRUST	FUNDAMENTAL GLOB	$436K	0.4%	14,300 SH	New
FIDELITY COVINGTON TRUST	FUNDAMENTAL LARG	$484K	0.4%	9,061 SH	New
FIDELITY COVINGTON TRUST	INT HG DIV ETF	$391K	0.3%Prev: 0.2%	15,098 SH	Increased+1,787 SH
FIDELITY COVINGTON TRUST	INTL MULTIFACTOR	$1.3M	1.1%Prev: 0.9%	37,755 SH	Decreased+497 SH
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$572K	0.5%Prev: 0.4%	7,805 SH	Increased+292 SH
FIDELITY COVINGTON TRUST	MSCI HLTH CARE I	$435K	0.4%Prev: 0.7%	5,851 SH	Decreased-7,625 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$1.7M	1.4%Prev: 1.5%	7,520 SH	Decreased+69 SH
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$551K	0.5%Prev: 1.2%	10,973 SH	Decreased-26,378 SH
FRANKLIN TEMPLETON ETF TR	SENIOR LOAN ETF	$577K	0.5%Prev: 0.2%	24,649 SH	Increased+8,301 SH
GLOBAL X FDS	US INFR DEV ETF	$440K	0.4%Prev: 0.3%	9,212 SH	Decreased-89 SH
GUGGENHEIM STRATEGIC OPPORTU	COM SBI	$129K	0.1%	10,026 SH	New
HOME DEPOT INC	COM	$2.0M	1.6%Prev: 0.4%	5,739 SH	Increased+3,542 SH
HOWMET AEROSPACE INC	COM	$1.6M	1.3%Prev: 1.1%	7,870 SH	Decreased+297 SH
INVESCO ACTIVELY MANAGED EXC	AAA CLO FLTNG RT	$4.1M	3.4%Prev: 2.1%	159,783 SH	Increased+34,378 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$3.6M	3.0%Prev: 3.0%	14,303 SH	Decreased-757 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$347K	0.3%Prev: 0.2%	8,214 SH	Decreased+345 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$306K	0.3%	14,559 SH	New
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.1M	0.9%Prev: 0.7%	6,774 SH	Decreased-207 SH
INVESCO EXCHANGE TRADED FD T	BUILDING & CONST	$530K	0.4%	5,724 SH	New
INVESCO EXCHANGE TRADED FD T	S&P MDCP MOMNTUM	$3.0M	2.5%Prev: 2.0%	21,418 SH	Decreased+347 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP QUALITY	$236K	0.2%Prev: 0.2%	2,307 SH	Decreased+26 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$406K	0.3%Prev: 1.3%	2,121 SH	Decreased-7,258 SH
INVESCO QQQ TR	UNIT SER 1	$4.3M	3.6%Prev: 3.0%	6,978 SH	Decreased+885 SH
ISHARES INC	MSCI STH KOR ETF	$1.0M	0.9%Prev: 1.5%	10,598 SH	Decreased-1,756 SH
ISHARES INC	MSCI SWEDEN ETF	$241K	0.2%	4,888 SH	New
ISHARES INC	MSCI TAIWAN ETF	$749K	0.6%Prev: 1.0%	11,784 SH	Decreased-2,110 SH
ISHARES TR	CORE S&P500 ETF	$445K	0.4%Prev: 0.3%	649 SH	Decreased-10 SH
ISHARES TR	MSCI POLAND ETF	$633K	0.5%Prev: 0.5%	17,976 SH	Decreased+2,298 SH
ISHARES TR	MSCI USA MMENTM	$2.7M	2.3%Prev: 1.7%	10,876 SH	Increased+2,596 SH
ISHARES TR	RUS MD CP GR ETF	$631K	0.5%Prev: 0.4%	4,608 SH	Increased+245 SH
ISHARES TR	RUS TP200 GR ETF	$766K	0.6%Prev: 0.5%	2,767 SH	Increased+252 SH
ISHARES TR	US INFRASTRUC	$909K	0.8%Prev: 0.6%	17,279 SH	Decreased+54 SH
J P MORGAN EXCHANGE TRADED F	CORE PLUS BD ETF	$412K	0.3%Prev: 0.3%	8,706 SH	Decreased-1,066 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$201K	0.2%Prev: 0.2%	2,682 SH	Decreased-1,157 SH
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$797K	0.7%Prev: 0.6%	12,614 SH	Decreased+513 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$812K	0.7%Prev: 0.4%	16,044 SH	Increased+4,621 SH
JPMORGAN CHASE & CO.	COM	$581K	0.5%	1,802 SH	New
KLA CORP	COM NEW	$661K	0.5%Prev: 0.6%	544 SH	Decreased-4,351 SH
LEGG MASON ETF INVT	FRANKLIN INTL LW	$256K	0.2%Prev: 0.2%	6,958 SH	Decreased-344 SH
LOCKHEED MARTIN CORP	COM	$244K	0.2%Prev: 0.3%	504 SH	Decreased-267 SH
MCKESSON CORP	COM	$281K	0.2%Prev: 0.2%	342 SH	Decreased-32 SH
META PLATFORMS INC	CL A	$612K	0.5%Prev: 0.4%	927 SH	Decreased+55 SH
MICROSOFT CORP	COM	$4.9M	4.1%Prev: 3.2%	10,124 SH	Increased+734 SH
MODINE MFG CO	COM	$314K	0.3%Prev: 0.2%	2,350 SH	Decreased+565 SH
NASDAQ INC	COM	$502K	0.4%Prev: 0.2%	5,168 SH	Increased+1,680 SH
NRG ENERGY INC	COM NEW	$238K	0.2%	1,494 SH	New
NVIDIA CORPORATION	COM	$7.9M	6.6%Prev: 5.8%	42,530 SH	Decreased+3,508 SH
PALO ALTO NETWORKS INC	COM	$570K	0.5%Prev: 0.6%	3,093 SH	Decreased+792 SH
PARKER-HANNIFIN CORP	COM	$264K	0.2%Prev: 0.3%	300 SH	Decreased-106 SH
PIMCO CORPORATE & INCM STRG	COM	$427K	0.4%Prev: 0.2%	33,500 SH	Increased+7,764 SH
PIMCO CORPORATE & INCOME OPP	COM	$2.1M	1.8%Prev: 0.3%	166,425 SH	Increased+131,177 SH
PIMCO DYNAMIC INCOME FD	SHS	$2.1M	1.8%Prev: 1.0%	120,947 SH	Increased+6,967 SH
PIMCO ETF TR	SR LN ACTIVE ETF	$1.4M	1.2%Prev: 0.7%	28,771 SH	Increased+6,589 SH
PIMCO HIGH INCOME FD	COM SHS	$1.0M	0.8%Prev: 0.7%	209,092 SH	Decreased-63,592 SH
PIMCO INCOME STRATEGY FD	COM	$231K	0.2%Prev: 0.1%	27,435 SH	Increased+8,183 SH
PIMCO INCOME STRATEGY FD II	COM	$284K	0.2%Prev: 0.1%	37,890 SH	Increased+8,657 SH
PROGRESSIVE CORP	COM	$971K	0.8%	4,266 SH	New
PROSHARES TR	ULTR MSCI ETF	$246K	0.2%Prev: 0.2%	3,857 SH	Increased+449 SH
S&P GLOBAL INC	COM	$382K	0.3%Prev: 0.1%	730 SH	Increased+206 SH
SCHWAB STRATEGIC TR	HIGH YIELD BD ET	$1.7M	1.4%	63,726 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$384K	0.3%	563 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$2.0M	1.6%	72,289 SH	New
STERLING INFRASTRUCTURE INC	COM	$830K	0.7%Prev: 0.9%	2,710 SH	Decreased+48 SH
T ROWE PRICE ETF INC	US HIGH YIELD	$1.5M	1.3%	29,347 SH	New
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$562K	0.5%	1,848 SH	New
TRANSDIGM GROUP INC	COM	$790K	0.7%Prev: 0.3%	594 SH	Increased+173 SH
VANECK ETF TRUST	FALLEN ANGEL HG	$212K	0.2%	7,219 SH	New
VANECK ETF TRUST	PHARMACEUTCL ETF	$253K	0.2%Prev: 0.2%	2,448 SH	Decreased+131 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$571K	0.5%Prev: 0.9%	1,586 SH	Decreased-775 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$207K	0.2%	740 SH	New
VANGUARD INDEX FDS	MID CAP ETF	$1.1M	0.9%	3,787 SH	New
VANGUARD INDEX FDS	SMALL CP ETF	$843K	0.7%	3,268 SH	New
VANGUARD INDEX FDS	SML CP GRW ETF	$864K	0.7%	2,861 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$972K	0.8%	2,900 SH	New
VANGUARD SCOTTSDALE FDS	VNG RUS2000GRW	$754K	0.6%Prev: 0.4%	3,194 SH	Increased+578 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$229K	0.2%Prev: 0.3%	1,044 SH	Decreased-691 SH
VANGUARD STAR FDS	VG TL INTL STK F	$528K	0.4%Prev: 0.4%	6,994 SH	Decreased
VANGUARD WELLINGTON FD	US MINIMUM	$304K	0.3%Prev: 0.2%	2,335 SH	Increased+306 SH
VERTIV HOLDINGS CO	COM CL A	$376K	0.3%Prev: 0.4%	2,323 SH	Decreased-66 SH
WISDOMTREE TR	EFFICIENT GLD PL	$724K	0.6%Prev: 0.4%	11,742 SH	Increased+1,714 SH
WISDOMTREE TR	INTL MIDCAP DV	$278K	0.2%Prev: 0.2%	3,445 SH	Decreased+102 SH
WISDOMTREE TR	US QUALITY GROW	$281K	0.2%	4,788 SH	New

Sold (vs prior filing)

ABBVIE INC — $449K
ADVANCED MICRO DEVICES INC — $207K
AMGEN INC — $531K
AMPHENOL CORP — $534K
APPLIED MATLS INC — $238K
ARK ETF TR — $325K
BANK OF NY MELLON CORP — $394K
BLACKROCK INC — $984K
BONDBLOXX ETF TRUST — $371K
BONDBLOXX ETF TRUST — $296K
BONDBLOXX ETF TRUST — $279K
CAPITAL GROUP DIVIDEND VALUE — $1.4M
CAPITAL ONE FINL CORP — $505K
CORNING INC — $332K
COSTCO WHOLESALE CORPORATION — $618K
EMCOR GROUP INC — $353K
FIDELITY COVINGTON TRUST — $524K
FIDELITY COVINGTON TRUST — $340K
FIDELITY COVINGTON TRUST — $533K
FIDELITY COVINGTON TRUST — $333K
… and 51 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 22, 2026	Q4 2025	13F-HR	0002011201-26-000001	$120.6M	View
Oct 7, 2026	Q3 2026	13F-HR	0002011201-26-000005	$152.8M	View
Oct 21, 2025	Q3 2025