ABNER HERRMAN & BROCK LLC

CIK 0001038661 • 7 13F filings • Apr 8, 2025 – Oct 20, 2026

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Filer information

Filed by: ABNER HERRMAN & BROCK LLC, SVP
Address: HARBORSIDE 5, 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, 07311
Phone: 2014842022
AUM: $979K

AUM over time

$1.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $1.0M119 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$635	0.1%Prev: 0.1%	3,869 SH	Increased-31 SH
ABBVIE INC	COM	$846	0.1%Prev: 0.1%	3,234 SH	Decreased-667 SH
ADVANCED MICRO DEVICES	COM	$74K	7.1%Prev: 2.2%	120,843 SH	Increased-11,438 SH
AIR PRODUCTS & CHEMICALS INC	COM	$748	0.1%Prev: 1.0%	2,687 SH	Decreased-33,522 SH
ALLSTATE CORP	COM	$2K	0.1%Prev: 0.2%	6,927 SH	Decreased-447 SH
ALPHABET INC-CL A	COM	$2K	0.2%	5,112 SH	New
ALPHABET INC-CL C	COM	$44K	4.3%Prev: 3.1%	130,481 SH	Increased+5,586 SH
AMAZON.COM INC	COM	$36K	3.5%Prev: 3.4%	145,859 SH	Increased-2,954 SH
AMERICAN EXPRESS CO	COM	$21K	2.0%Prev: 2.6%	68,070 SH	Decreased-7,658 SH
AMERICAN INTERNATIONAL GROUP	COM	$12K	1.2%Prev: 1.3%	162,433 SH	Decreased-2,551 SH
AMGEN INC	COM	$3K	0.3%Prev: 0.3%	7,952 SH	Decreased-3,974 SH
AON PLC-CLASS A	COM	$14K	1.3%Prev: 2.0%	49,114 SH	Decreased-6,167 SH
APPLE INC	COM	$46K	4.4%Prev: 3.1%	138,474 SH	Increased+19,368 SH
APPLIED MATERIALS INC	COM	$254	0.0%	497 SH	New
AUTOMATIC DATA PROCESSING	COM	$318	0.0%Prev: 1.7%	1,233 SH	Decreased-55,135 SH
BANK OF NEW YORK MELLON CORP	COM	$8K	0.8%Prev: 0.6%	54,594 SH	Increased+719 SH
BERKSHIRE HATHAWAY INC- CL B	COM	$723	0.1%	1,451 SH	New
BOEING CO/THE	COM	$24K	2.3%Prev: 0.3%	128,317 SH	Increased+113,182 SH
BRISTOW GROUP INC	COM	$236	0.0%Prev: 0.0%	5,790 SH	Increased
BROADCOM INC	COM	$2K	0.2%Prev: 0.1%	5,127 SH	Increased+2,314 SH
CAMDEN NATIONAL CORP	COM	$302	0.0%Prev: 0.0%	5,464 SH	Increased
CAPITAL ONE FINANCIAL CORP	COM	$273	0.0%	1,412 SH	New
CATERPILLAR INC	COM	$692	0.1%	854 SH	New
CHEVRON CORP	COM	$19K	1.8%Prev: 1.5%	91,017 SH	Increased-2,673 SH
CHUBB LTD	COM	$20K	1.9%Prev: 2.0%	61,842 SH	Increased-8,543 SH
CISCO SYSTEMS INC	COM	$581	0.1%Prev: 0.0%	5,395 SH	Increased+821 SH
CITIGROUP INC	COM	$12K	1.1%Prev: 1.0%	91,393 SH	Increased-7,872 SH
CITIZENS FINANCIAL GROUP	COM	$638	0.1%	10,000 SH	New
CONOCOPHILLIPS	COM	$514	0.0%Prev: 0.0%	4,110 SH	Increased
COSTCO WHOLESALE CORP	COM	$512	0.0%Prev: 0.1%	562 SH	Decreased+6 SH
DEERE & CO	COM	$2K	0.2%Prev: 0.2%	3,046 SH	Increased-284 SH
DELL TECHNOLOGIES -C	COM	$75K	7.2%Prev: 2.3%	138,920 SH	Increased-18,686 SH
DORIAN LPG LTD	COM	$578	0.1%Prev: 0.0%	10,500 SH	Increased
EATON CORP PLC	COM	$1K	0.1%Prev: 0.1%	2,627 SH	Increased+592 SH
EDWARDS LIFESCIENCES CORP	COM	$568	0.1%Prev: 0.1%	6,579 SH	Decreased-1,016 SH
ELI LILLY & CO	COM	$31K	3.0%Prev: 2.2%	26,710 SH	Increased-1,090 SH
EMERSON ELECTRIC CO	COM	$13K	1.2%Prev: 1.1%	81,688 SH	Increased+385 SH
ENERGY TRANSFER LP	COM	$692	0.1%Prev: 0.1%	35,000 SH	Increased
EXXONMOBIL HOLDINGS CORP	COM	$20K	1.9%	124,828 SH	New
FARMERS & MERCHANTS BANCO/OH	COM	$307	0.0%	8,869 SH	New
FIFTH THIRD BANCORP	COM	$310	0.0%Prev: 0.0%	6,135 SH	Decreased-2,096 SH
FIRST NATIONAL BANK ALASKA	COM	$220	0.0%	670 SH	New
FIRST NATIONAL CORP	COM	$223	0.0%	7,600 SH	New
GE VERNOVA INC	COM	$227	0.0%	239 SH	New
GENERAL DYNAMICS CORP	COM	$16K	1.5%	47,064 SH	New
GENERAL ELECTRIC	COM	$4K	0.4%	13,993 SH	New
GLOBE LIFE INC	COM	$454	0.0%	2,738 SH	New
GOLDMAN ACTIVEBETA US LC ETF	COM	$285	0.0%	1,962 SH	New
GOLDMAN SACHS ACTIVEBETA INT	COM	$403	0.0%	8,781 SH	New
GOLDMAN SACHS GROUP INC	COM	$874	0.1%Prev: 0.1%	970 SH	Increased+243 SH
HARTFORD INSURANCE GROUP INC	COM	$530	0.1%	4,333 SH	New
HILTON WORLDWIDE HOLDINGS IN	COM	$5K	0.5%	16,595 SH	New
HOME DEPOT INC	COM	$11K	1.0%Prev: 1.5%	38,418 SH	Decreased+1,292 SH
HOWMET AEROSPACE INC	COM	$303	0.0%	1,338 SH	New
INTEL CORP	COM	$229	0.0%	1,904 SH	New
INTL BUSINESS MACHINES CORP	COM	$31K	3.0%Prev: 4.2%	142,557 SH	Decreased-2,649 SH
ISHAR FTURE EXP TECH ETF-USD	COM	$277	0.0%	3,327 SH	New
ISHARES CORE MSCI EAFE ETF	COM	$217	0.0%	2,240 SH	New
ISHARES CORE S&P 500 ETF	COM	$884	0.1%Prev: 0.0%	1,154 SH	Increased+602 SH
ISHARES CORE S&P TOTAL U.S.	COM	$244	0.0%	1,467 SH	New
ISHARES RUSSELL 1000 GROWTH	COM	$500	0.0%Prev: 0.0%	3,988 SH	Increased+2,966 SH
ISHARES RUSSELL 1000 VALUE E	COM	$302	0.0%	1,220 SH	New
ISHARES S&P 100 ETF	COM	$995	0.1%Prev: 0.1%	2,603 SH	Decreased-450 SH
ISHARES US TREASURY BOND ETF	COM	$390	0.0%	17,842 SH	New
ISHR CR UNVRSE USD BD ETF-UI	COM	$725	0.1%	16,436 SH	New
JOHN HANCOCK MF DEV INTL ETF	COM	$287	0.0%	6,472 SH	New
JOHNSON & JOHNSON	COM	$21K	2.0%Prev: 0.1%	78,774 SH	Increased+75,498 SH
JPMORGAN CHASE & CO	COM	$35K	3.4%Prev: 4.0%	105,985 SH	Decreased-17,843 SH
JPMORGAN US VALUE FACTOR ETF	COM	$330	0.0%	5,695 SH	New
LAM RESEARCH CORP	COM	$201	0.0%	612 SH	New
LOCKHEED MARTIN CORP	COM	$4K	0.4%Prev: 0.2%	7,874 SH	Increased+3,653 SH
LOEWS CORP	COM	$261	0.0%Prev: 0.0%	2,500 SH	Increased
LOWE'S COS INC	COM	$211	0.0%Prev: 0.0%	1,144 SH	Decreased+183 SH
MARRIOTT INTERNATIONAL -CL A	COM	$20K	1.9%Prev: 1.9%	56,919 SH	Increased-14,222 SH
MARSH & MCLENNAN	COM	$282	0.0%	1,650 SH	New
MASTERCARD INC - A	COM	$21K	2.0%Prev: 2.3%	38,438 SH	Decreased-1,497 SH
MCDONALD'S CORP	COM	$309	0.0%Prev: 1.8%	1,340 SH	Decreased-54,906 SH
MCKESSON CORP	COM	$214	0.0%Prev: 0.0%	251 SH	Decreased-110 SH
MERCK & CO. INC.	COM	$29K	2.8%Prev: 0.1%	202,622 SH	Increased+192,227 SH
META PLATFORMS INC-CLASS A	COM	$29K	2.8%Prev: 3.0%	39,884 SH	Decreased-420 SH
MICROSOFT CORP	COM	$40K	3.9%Prev: 4.2%	78,928 SH	Decreased+491 SH
MORGAN STANLEY	COM	$27K	2.6%Prev: 2.7%	141,825 SH	Increased-21,684 SH
NETFLIX INC	COM	$417	0.0%Prev: 4.2%	5,991 SH	Decreased-27,622 SH
NEWMONT CORP	COM	$309	0.0%Prev: 0.0%	2,675 SH	Increased-925 SH
NEXTERA ENERGY INC	COM	$315	0.0%Prev: 0.1%	4,164 SH	Decreased-7,140 SH
NORTHROP GRUMMAN CORP	COM	$13K	1.3%	27,122 SH	New
NOVARTIS AG-SPONSORED ADR	COM	$428	0.0%	3,000 SH	New
NVIDIA CORP	COM	$88K	8.4%Prev: 8.0%	383,945 SH	Increased-31,894 SH
OLD REPUBLIC INTL CORP	COM	$462	0.0%Prev: 0.1%	12,375 SH	Decreased
PEPSICO INC	COM	$1K	0.1%Prev: 0.2%	10,402 SH	Decreased-316 SH
PFIZER INC	COM	$421	0.0%Prev: 0.0%	14,750 SH	Increased
PHILLIPS 66	COM	$1K	0.1%Prev: 0.1%	4,000 SH	Increased
PNC FINANCIAL SERVICES GROUP	COM	$225	0.0%Prev: 0.0%	1,012 SH	Increased
PROCTER & GAMBLE CO/THE	COM	$1K	0.1%Prev: 0.4%	8,291 SH	Decreased-14,399 SH
PUBLIC SERVICE ENTERPRISE GP	COM	$452	0.0%Prev: 0.1%	6,714 SH	Decreased-9,401 SH
QUANTA SERVICES INC	COM	$13K	1.2%Prev: 0.6%	20,098 SH	Increased+6,159 SH
REALTY INCOME CORP	COM	$543	0.1%Prev: 0.1%	10,000 SH	Decreased
REGENERON PHARMACEUTICALS	COM	$422	0.0%Prev: 0.0%	557 SH	Increased
ROYAL CARIBBEAN CRUISES LTD	COM	$7K	0.7%	26,405 SH	New
RTX CORP	COM	$18K	1.7%Prev: 1.5%	95,377 SH	Increased+8,131 SH
SCHWAB FNDMNTL EM MRK EQ ETF	COM	$259	0.0%	6,184 SH	New
SS SPDR S&P 500 ETF TRUST-US	COM	$9K	0.8%	11,516 SH	New
STE STR SPDR PT S&P 500 ETF	COM	$444	0.0%	4,950 SH	New
STRYKER CORP	COM	$10K	0.9%Prev: 1.3%	34,739 SH	Decreased+1,694 SH
TAIWAN SEMICONDUCTOR-SP ADR	COM	$12K	1.2%Prev: 0.6%	26,534 SH	Increased+4,742 SH
TC ENERGY CORP	COM	$231	0.0%Prev: 0.0%	4,000 SH	Increased
TESLA INC	COM	$19K	1.9%Prev: 2.6%	54,543 SH	Decreased-1,337 SH
THEGLOBE.COM INC	COM	$1	0.0%Prev: 0.0%	10,000 SH	Decreased
TOTALENERGIES SE -SPON ADR	COM	$427	0.0%	5,000 SH	New
TRAVELERS COS INC/THE	COM	$1K	0.1%Prev: 0.1%	3,163 SH	Decreased-1,014 SH
UNION PACIFIC CORP	COM	$459	0.0%Prev: 0.0%	1,685 SH	Increased+255 SH
VALLEY NATIONAL BANCORP	COM	$160	0.0%Prev: 0.0%	12,650 SH	Increased
VANGUARD MRNGSTAR GR ETF-SUI	COM	$224	0.0%	2,484 SH	New
VANGUARD S&P 500 ETF	COM	$410	0.0%Prev: 0.0%	585 SH	Increased+142 SH
VERIZON COMMUNICATIONS INC	COM	$14K	1.4%	310,996 SH	New
VISA INC-CLASS A SHARES	COM	$289	0.0%Prev: 0.0%	803 SH	Increased+43 SH
VNGRD MRGSTR MG CP GR ETF-UI	COM	$213	0.0%	2,302 SH	New
WALMART INC	COM	$20K	1.9%Prev: 2.2%	193,315 SH	Decreased-12,077 SH
WELLS FARGO & CO	COM	$15K	1.4%Prev: 2.2%	181,885 SH	Decreased-77,832 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $18K
ALPHABET INC SHS CL A — $568
AMERICAN WATER WORKS CO INC — $418
BERKSHIRE HATHAWAYINC DEL CL — $668
BLACKROCK INC — $512
CAPITAL ONE FINL — $235
DUPONT DE NEMOURS INC — $818
ENBRIDGE INC — $204
EQT CORP — $753
EXXON MOBIL CORP — $14K
FACTSET RESEARCH SYSTEMS INC — $1K
FARMERS & MERCHANTS — $222
FIRST CITIZENS — $1K
GLOBAL LIFE INC — $386
HARTFORD FINANCIAL SVCS GRP — $534
HILTON WORLDWIDE HOLDINGS INC — $4K
HONEYWELL INTERNATIONAL INC — $298
HOWMET AEROSPACE INC ISSUED — $262
INTUIT INC — $21K
INTUITIVE SURGICAL INC — $10K
… and 15 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 6, 2026	Q4 2025	13F-HR	0001038661-26-000001	$979K	View
Oct 20, 2026	Q3 2026	13F-HR	0001038661-26-000004	$1.0M	View
Oct 14, 2025	Q3 2025