ABNER HERRMAN & BROCK LLC

CIK 0001038661 • 7 13F filings • Apr 8, 2025 – Oct 20, 2026

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Filer information

Filed by: ABNER HERRMAN & BROCK LLC, SVP
Address: HARBORSIDE 5, 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, 07311
Phone: 2014842022
AUM: $979K

AUM over time

$1.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $905K108 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$537	0.1%	3,700 SH	New
ABBVIE INC	COM	$603	0.1%	2,773 SH	New
ADVANCED MICRO DEVICES	COM	$27K	3.0%	131,321 SH	New
AIR PRODUCTS & CHEMICALS INC	COM	$2K	0.3%	8,365 SH	New
ALLSTATE CORP	COM	$1K	0.2%	6,900 SH	New
ALPHABET INC-CL A	COM	$728	0.1%	2,531 SH	New
ALPHABET INC-CL C	COM	$39K	4.3%	135,755 SH	New
AMAZON.COM INC	COM	$31K	3.4%	148,461 SH	New
AMERICAN EXPRESS CO	COM	$22K	2.5%Prev: 2.5%	74,183 SH	Increased+1,842 SH
AMERICAN INTERNATIONAL GROUP	COM	$13K	1.4%	166,738 SH	New
AMGEN INC	COM	$4K	0.4%Prev: 0.5%	11,098 SH	Increased-517 SH
AON PLC-CLASS A	COM	$17K	1.9%	53,632 SH	New
APPLE INC	COM	$30K	3.4%Prev: 2.9%	119,556 SH	Increased+15,696 SH
AUTOMATIC DATA PROCESSING	COM	$252	0.0%	1,238 SH	New
BANK OF NEW YORK MELLON CORP	COM	$6K	0.7%	53,875 SH	New
BERKSHIRE HATHAWAYINC DEL CL	COM	$627	0.1%	1,309 SH	New
BOEING CO/THE	COM	$19K	2.1%	96,918 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$606	0.1%	10,000 SH	New
BRISTOW GROUP INC	COM	$271	0.0%	5,790 SH	New
BROADCOM INC	COM	$938	0.1%	3,030 SH	New
CAMDEN NATIONAL CORP	COM	$259	0.0%	5,464 SH	New
CAPITAL ONE FINANCIAL CORP	COM	$309	0.0%	1,692 SH	New
CATERPILLAR INC	COM	$242	0.0%	341 SH	New
CHEVRON CORP	COM	$19K	2.1%	92,489 SH	New
CHUBB LTD	COM	$21K	2.3%	63,712 SH	New
CISCO SYSTEMS INC	COM	$370	0.0%	4,763 SH	New
CITIGROUP INC	COM	$11K	1.2%	92,944 SH	New
CITIZENS FINANCIAL GROUP	COM	$600	0.1%	10,000 SH	New
CONOCOPHILLIPS	COM	$543	0.1%	4,110 SH	New
COSTCO WHOLESALE CORP	COM	$514	0.1%	516 SH	New
DEERE & CO	COM	$2K	0.2%	3,215 SH	New
DELL TECHNOLOGIES -C	COM	$26K	2.9%	158,497 SH	New
DORIAN LPG LTD	COM	$359	0.0%	10,500 SH	New
EATON CORP PLC	COM	$733	0.1%	2,048 SH	New
EDWARDS LIFESCIENCES CORP	COM	$591	0.1%	7,379 SH	New
ELI LILLY & CO	COM	$25K	2.7%Prev: 2.9%	26,838 SH	Increased-496 SH
EMERSON ELECTRIC CO	COM	$11K	1.2%	81,340 SH	New
ENBRIDGE INC	COM	$213	0.0%	3,936 SH	New
ENERGY TRANSFER LP	COM	$675	0.1%	35,000 SH	New
EXXON MOBIL CORP	COM	$22K	2.4%Prev: 1.9%	127,018 SH	Increased+25 SH
FARMERS & MERCHANTS BANCO/OH	COM	$228	0.0%	8,869 SH	New
FIFTH THIRD BANCORP	COM	$285	0.0%	6,135 SH	New
FIRST NATIONAL BANK ALASKA	COM	$200	0.0%	670 SH	New
FIRST NATIONAL CORP/VA	COM	$205	0.0%	7,600 SH	New
GLOBE LIFE INC	COM	$376	0.0%	2,700 SH	New
GOLDMAN SACHS GROUP INC	COM	$759	0.1%	897 SH	New
HARTFORD INSURANCE GROUP INC	COM	$541	0.1%	4,000 SH	New
HILTON WORLDWIDE HOLDINGS IN	COM	$5K	0.6%	16,575 SH	New
HOME DEPOT INC	COM	$13K	1.4%Prev: 1.7%	38,045 SH	Decreased+1,800 SH
HONEYWELL INTERNATIONAL INC	COM	$337	0.0%	1,489 SH	New
HOWMET AEROSPACE INC	COM	$307	0.0%	1,333 SH	New
INTL BUSINESS MACHINES CORP	COM	$35K	3.9%	144,292 SH	New
INTUITIVE SURGICAL INC	COM	$10K	1.1%	22,106 SH	New
IONQ INC	COM	$236	0.0%	8,195 SH	New
ISHARES CORE S&P 500 ETF	COM	$383	0.0%	587 SH	New
ISHARES RUSSELL 1000 VALUE	COM	$261	0.0%	1,220 SH	New
ISHARES RUSSELL 1000 GROWTH	COM	$436	0.0%	1,022 SH	New
ISHARES RUSSELL MIDCAP	COM	$207	0.0%	2,128 SH	New
ISHARES S&P 100 ETF	COM	$892	0.1%	2,803 SH	New
ISHARES TR CORE MSCI EAFETF	COM	$219	0.0%	2,415 SH	New
JOHNSON & JOHNSON	COM	$991	0.1%	4,052 SH	New
JPMORGAN CHASE & CO	COM	$36K	3.9%	121,356 SH	New
LOCKHEED MARTIN CORP	COM	$3K	0.3%	4,205 SH	New
LOEWS CORP	COM	$267	0.0%	2,500 SH	New
LOWE'S COS INC	COM	$270	0.0%	1,144 SH	New
MARRIOTT INTERNATIONAL -CL A	COM	$23K	2.6%	70,586 SH	New
MARSH & MCLENNAN COS	COM	$293	0.0%	1,690 SH	New
MASTERCARD INC - A	COM	$20K	2.2%	39,683 SH	New
MCDONALD'S CORP	COM	$17K	1.9%	55,145 SH	New
MERCK & CO. INC.	COM	$24K	2.7%	202,469 SH	New
META PLATFORMS INC-CLASS A	COM	$23K	2.5%	39,891 SH	New
MICROSOFT CORP	COM	$29K	3.2%Prev: 3.7%	77,772 SH	Decreased+416 SH
MORGAN STANLEY	COM	$26K	2.9%	157,722 SH	New
NETFLIX INC	COM	$31K	3.4%Prev: 4.1%	322,187 SH	Decreased+288,086 SH
NEWMONT CORP	COM	$390	0.0%	3,600 SH	New
NEXTERA ENERGY INC	COM	$323	0.0%Prev: 0.1%	3,477 SH	Decreased-8,217 SH
NOVARTIS AG-SPONSORED ADR	COM	$458	0.1%	3,000 SH	New
NVIDIA CORP	COM	$70K	7.7%	398,706 SH	New
OLD REPUBLIC INTL CORP	COM	$494	0.1%	12,375 SH	New
ORACLE CORP	COM	$16K	1.8%Prev: 2.9%	108,913 SH	Decreased-51,347 SH
PALANTIR TECHNOLOGIES INC-A	COM	$5K	0.6%	37,155 SH	New
PEPSICO INC	COM	$2K	0.2%Prev: 0.2%	10,417 SH	Decreased-664 SH
PFIZER INC	COM	$414	0.0%Prev: 0.0%	14,750 SH	Increased
PHILLIPS 66	COM	$729	0.1%	4,000 SH	New
PNC FINANCIAL SERVICES GROUP	COM	$211	0.0%	1,012 SH	New
PROCTER & GAMBLE CO/THE	COM	$2K	0.2%	12,947 SH	New
QNITY ELECTRONICS INC	COM	$375	0.0%	3,250 SH	New
QUANTA SERVICES INC	COM	$11K	1.2%	19,576 SH	New
REALTY INCOME CORP	COM	$612	0.1%	10,000 SH	New
REDWOOD FINANCIAL INC	COM	$233	0.0%	1,000 SH	New
REGENERON PHARMACEUTICALS	COM	$430	0.0%	557 SH	New
ROYAL CARIBBEAN GROUP	COM	$8K	0.8%	27,320 SH	New
RTX CORP	COM	$17K	1.9%	87,162 SH	New
SALESFORCE INC	COM	$13K	1.5%Prev: 2.7%	71,027 SH	Decreased-7,125 SH
SPDR PORTFOLIO S&P 500 ETF	COM	$379	0.0%	4,950 SH	New
SPDR S&P 500 ETF TRUST	COM	$8K	0.9%	12,668 SH	New
STRYKER CORP	COM	$11K	1.2%	34,159 SH	New
TAIWAN SEMICONDUCTOR-SP ADR	COM	$8K	0.9%	24,661 SH	New
TC ENERGY CORP	COM	$250	0.0%	4,000 SH	New
TESLA INC	COM	$21K	2.3%	56,834 SH	New
THEGLOBE.COM INC	COM	$3	0.0%	10,000 SH	New
TOTALENERGIES SE	COM	$455	0.1%	5,000 SH	New
TRAVELERS COS INC/THE	COM	$1K	0.1%	3,888 SH	New
UNION PACIFIC CORP	COM	$340	0.0%	1,400 SH	New
VALLEY NATIONAL BANCORP	COM	$155	0.0%	12,650 SH	New
VANGUARD S&P 500 ETF	COM	$316	0.0%	528 SH	New
WALMART INC	COM	$25K	2.8%Prev: 2.3%	202,162 SH	Increased-5,254 SH
WELLS FARGO & CO	COM	$21K	2.3%	262,811 SH	New

Sold (vs prior filing)

ABBOTT LABS — $18K
ADOBE INC — $11K
ADVANCED MICRO DEVICES INC — $15K
AIR PRODS & CHEMS INC — $11K
ALPHABET INC — $20K
AMAZON COM INC — $28K
AMERICAN INTL GROUP INC — $14K
AON PLC — $23K
APPLIED MATLS INC — $3K
AUTOMATIC DATA PROCESSING IN — $18K
BANK AMERICA CORP — $17K
BANK NEW YORK MELLON CORP — $2K
BOEING CO — $3K
CHEVRON CORP NEW — $15K
CHUBB LIMITED — $22K
CITIGROUP INC — $7K
DELL TECHNOLOGIES INC — $13K
DORIAN LPG LTD — $235
DUPONT DE NEMOURS INC — $784
EMERSON ELEC CO — $9K
… and 19 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 6, 2026	Q4 2025	13F-HR	0001038661-26-000001	$979K	View
Oct 20, 2026	Q3 2026	13F-HR	0001038661-26-000004	$1.0M	View
Oct 14, 2025	Q3 2025