ABNER HERRMAN & BROCK LLC

CIK 0001038661 • 7 13F filings • Apr 8, 2025 – Oct 20, 2026

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Filer information

Filed by: ABNER HERRMAN & BROCK LLC, SVP
Address: HARBORSIDE 5, 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, 07311
Phone: 2014842022
AUM: $979K

AUM over time

$1.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $1.1M111 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$599	0.1%	3,700 SH	New
ABBVIE INC	COM	$633	0.1%	2,515 SH	New
ADVANCED MICRO DEVICES	COM	$72K	6.9%	124,700 SH	New
AIR PRODUCTS & CHEMICALS INC	COM	$794	0.1%	2,709 SH	New
ALLSTATE CORP	COM	$2K	0.2%	6,700 SH	New
ALPHABET INC-CL A	COM	$1K	0.1%	3,721 SH	New
ALPHABET INC-CL C	COM	$47K	4.5%	133,084 SH	New
AMAZON.COM INC	COM	$35K	3.3%	147,717 SH	New
AMERICAN EXPRESS CO	COM	$23K	2.2%Prev: 2.7%	69,287 SH	Decreased-6,924 SH
AMERICAN INTERNATIONAL GROUP	COM	$12K	1.2%	165,841 SH	New
AMGEN INC	COM	$3K	0.3%Prev: 0.4%	8,418 SH	Decreased-3,662 SH
AON PLC-CLASS A	COM	$17K	1.6%	51,218 SH	New
APPLE INC	COM	$40K	3.8%Prev: 2.4%	137,832 SH	Increased+34,008 SH
AUTOMATIC DATA PROCESSING	COM	$277	0.0%	1,235 SH	New
BANK OF NEW YORK MELLON CORP	COM	$8K	0.7%	53,875 SH	New
BERKSHIRE HATHAWAYINC DEL CL	COM	$689	0.1%	1,376 SH	New
BOEING CO/THE	COM	$28K	2.7%	130,043 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$576	0.1%	10,000 SH	New
BRISTOW GROUP INC	COM	$239	0.0%	5,790 SH	New
BROADCOM INC	COM	$1K	0.1%	3,597 SH	New
CAMDEN NATIONAL CORP	COM	$296	0.0%	5,464 SH	New
CAPITAL ONE FINANCIAL CORP	COM	$252	0.0%	1,254 SH	New
CATERPILLAR INC	COM	$428	0.0%	402 SH	New
CHEVRON CORP	COM	$15K	1.5%	92,439 SH	New
CHUBB LTD	COM	$22K	2.0%Prev: 2.3%	63,304 SH	Increased-7,612 SH
CISCO SYSTEMS INC	COM	$623	0.1%	5,307 SH	New
CITIGROUP INC	COM	$13K	1.2%	91,278 SH	New
CITIZENS FINANCIAL GROUP	COM	$705	0.1%	10,068 SH	New
CONOCOPHILLIPS	COM	$427	0.0%	4,110 SH	New
COSTCO WHOLESALE CORP	COM	$538	0.1%	575 SH	New
DEERE & CO	COM	$2K	0.2%	3,086 SH	New
DELL TECHNOLOGIES -C	COM	$66K	6.2%	152,310 SH	New
DORIAN LPG LTD	COM	$365	0.0%	10,500 SH	New
EATON CORP PLC	COM	$874	0.1%	2,050 SH	New
EDWARDS LIFESCIENCES CORP	COM	$595	0.1%	6,579 SH	New
ELI LILLY & CO	COM	$33K	3.1%Prev: 2.4%	27,138 SH	Increased-510 SH
EMERSON ELECTRIC CO	COM	$12K	1.1%	81,347 SH	New
ENBRIDGE INC	COM	$213	0.0%	3,936 SH	New
ENERGY TRANSFER LP	COM	$669	0.1%	35,000 SH	New
EVERUS CONSTRUCTION	COM	$249	0.0%	1,500 SH	New
EXXON MOBIL CORP	COM	$17K	1.6%Prev: 1.5%	126,765 SH	Increased+655 SH
FARMERS & MERCHANTS BANCO/OH	COM	$271	0.0%	8,869 SH	New
FIFTH THIRD BANCORP	COM	$346	0.0%	6,135 SH	New
FIRST NATIONAL BANK ALASKA	COM	$212	0.0%	670 SH	New
FIRST NATIONAL CORP/VA	COM	$228	0.0%	7,600 SH	New
GENERAL ELECTRIC	COM	$5K	0.5%	13,592 SH	New
GLOBE LIFE INC	COM	$508	0.0%	2,843 SH	New
GOLDMAN SACHS GROUP INC	COM	$900	0.1%	890 SH	New
HARTFORD INSURANCE GROUP INC	COM	$530	0.1%	4,000 SH	New
HILTON WORLDWIDE HOLDINGS IN	COM	$5K	0.5%	16,575 SH	New
HOME DEPOT INC	COM	$14K	1.3%Prev: 2.4%	38,804 SH	Decreased-20,834 SH
HOWMET AEROSPACE INC	COM	$358	0.0%	1,333 SH	New
INTEL CORP	COM	$241	0.0%	1,729 SH	New
INTL BUSINESS MACHINES CORP	COM	$40K	3.8%	143,768 SH	New
INTUITIVE SURGICAL INC	COM	$8K	0.8%	20,318 SH	New
ISHARES CORE S&P 500 ETF	COM	$447	0.0%	597 SH	New
ISHARES RUSSELL 1000 VALUE	COM	$296	0.0%	1,220 SH	New
ISHARES RUSSELL 1000 GROWTH	COM	$496	0.0%	3,998 SH	New
ISHARES S&P 100 ETF	COM	$1K	0.1%	2,803 SH	New
ISHARES TR CORE MSCI EAFETF	COM	$224	0.0%	2,315 SH	New
JOHNSON & JOHNSON	COM	$20K	1.9%	79,588 SH	New
JPMORGAN CHASE & CO	COM	$35K	3.3%	106,960 SH	New
LAM RESEARCH CORP	COM	$234	0.0%	540 SH	New
LOCKHEED MARTIN CORP	COM	$3K	0.3%	6,682 SH	New
LOEWS CORP	COM	$283	0.0%	2,500 SH	New
LOWE'S COS INC	COM	$252	0.0%	1,144 SH	New
MARRIOTT INTERNATIONAL -CL A	COM	$21K	2.0%	57,741 SH	New
MARSH	COM	$284	0.0%	1,702 SH	New
MASTERCARD INC - A	COM	$20K	1.9%	39,267 SH	New
MCDONALD'S CORP	COM	$15K	1.4%	54,463 SH	New
MERCK & CO. INC.	COM	$26K	2.5%	202,424 SH	New
META PLATFORMS INC-CLASS A	COM	$23K	2.2%	40,269 SH	New
MICROSOFT CORP	COM	$29K	2.8%Prev: 4.3%	77,704 SH	Decreased+975 SH
MORGAN STANLEY	COM	$30K	2.9%	145,011 SH	New
NEBIUS GROUP NV	COM	$222	0.0%	805 SH	New
NETFLIX INC	COM	$17K	1.6%Prev: 5.1%	239,607 SH	Decreased+205,461 SH
NEWMONT CORP	COM	$336	0.0%	3,600 SH	New
NEXTERA ENERGY INC	COM	$249	0.0%Prev: 0.1%	2,840 SH	Decreased-8,456 SH
NOVARTIS AG-SPONSORED ADR	COM	$470	0.0%	3,000 SH	New
NVIDIA CORP	COM	$78K	7.4%	388,852 SH	New
OLD REPUBLIC INTL CORP	COM	$506	0.0%	12,375 SH	New
ORACLE CORP	COM	$16K	1.5%Prev: 2.9%	105,970 SH	Decreased-13,148 SH
PALANTIR TECHNOLOGIES INC-A	COM	$4K	0.4%	32,268 SH	New
PEPSICO INC	COM	$1K	0.1%Prev: 0.2%	10,417 SH	Decreased-366 SH
PFIZER INC	COM	$355	0.0%Prev: 0.0%	14,750 SH	Decreased
PHILLIPS 66	COM	$676	0.1%	4,000 SH	New
PNC FINANCIAL SERVICES GROUP	COM	$249	0.0%	1,012 SH	New
PROCTER & GAMBLE CO/THE	COM	$1K	0.1%	7,936 SH	New
PUBLIC SERVICE ENTERPRISE GP	COM	$269	0.0%	3,320 SH	New
QUANTA SERVICES INC	COM	$15K	1.4%	20,482 SH	New
REALTY INCOME CORP	COM	$620	0.1%	10,000 SH	New
REGENERON PHARMACEUTICALS	COM	$347	0.0%	557 SH	New
ROYAL CARIBBEAN GROUP	COM	$8K	0.8%Prev: 0.9%	26,426 SH	Increased+21 SH
RTX CORP	COM	$17K	1.6%	88,193 SH	New
SPDR PORTFOLIO S&P 500 ETF	COM	$435	0.0%	4,950 SH	New
SS-SPDR S&P 500	COM	$9K	0.8%	11,874 SH	New
STRYKER CORP	COM	$11K	1.0%	34,290 SH	New
TAIWAN SEMICONDUCTOR-SP ADR	COM	$12K	1.2%	25,794 SH	New
TC ENERGY CORP	COM	$265	0.0%	4,000 SH	New
TESLA INC	COM	$24K	2.3%Prev: 2.0%	57,280 SH	Increased+1,392 SH
THEGLOBE.COM INC	COM	$2	0.0%	10,000 SH	New
TOTALENERGIES SE	COM	$389	0.0%	5,000 SH	New
TRAVELERS COS INC/THE	COM	$1K	0.1%	3,163 SH	New
UNION PACIFIC CORP	COM	$394	0.0%	1,447 SH	New
VALLEY NATIONAL BANCORP	COM	$185	0.0%	12,650 SH	New
VANGUARD GROWTH ETF	COM	$214	0.0%	2,484 SH	New
VANGUARD S&P 500 ETF	COM	$402	0.0%	585 SH	New
VERIZON COMMUNICATIONS INC	COM	$13K	1.3%	312,360 SH	New
VISA INC-CLASS A SHARES	COM	$208	0.0%	605 SH	New
WALMART INC	COM	$23K	2.1%Prev: 2.3%	198,968 SH	Increased-8,648 SH
WELLS FARGO & CO	COM	$15K	1.4%	180,453 SH	New

Sold (vs prior filing)

ABBOTT LABS — $18K
ADOBE INC — $6K
ADVANCED MICRO DEVICES INC — $19K
AIR PRODS & CHEMS INC — $10K
ALPHABET INC — $22K
AMAZON COM INC — $33K
AMERICAN INTL GROUP INC — $14K
AON PLC-CLASS A — $20K
AUTOMATIC DATA PROCESSING IN — $18K
BANK NEW YORK MELLON CORP — $5K
BOEING CO — $3K
CHEVRON CORP NEW — $13K
CITIGROUP INC — $8K
DELL TECHNOLOGIES INC — $19K
DORIAN LPG LTD — $256
DUPONT DE NEMOURS INC — $720
EMERSON ELEC CO — $11K
ENERGY TRANSFER L P — $181
EQT CORP — $806
HILTON WORLDWIDE HOLDINGS INC — $4K
… and 19 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 6, 2026	Q4 2025	13F-HR	0001038661-26-000001	$979K	View
Oct 20, 2026	Q3 2026	13F-HR	0001038661-26-000004	$1.0M	View
Oct 14, 2025	Q3 2025