ABNER HERRMAN & BROCK LLC

CIK 0001038661 • 7 13F filings • Apr 8, 2025 – Oct 20, 2026

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Filer information

Filed by: ABNER HERRMAN & BROCK LLC, SVP
Address: HARBORSIDE 5, 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, 07311
Phone: 2014842022
AUM: $979K

AUM over time

$1.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $971K114 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$605	0.1%Prev: 0.1%	3,900 SH	Increased+200 SH
ABBOTT LABORATORIES	COM	$18K	1.9%	136,748 SH	New
ABBVIE INC	COM	$903	0.1%Prev: 0.1%	3,901 SH	Increased+1,386 SH
ADVANCED MICRO DEVICES	COM	$21K	2.2%Prev: 6.9%	132,281 SH	Decreased+7,581 SH
AIR PRODUCTS & CHEMICALS INC	COM	$10K	1.0%Prev: 0.1%	36,209 SH	Increased+33,500 SH
ALLSTATE CORP	COM	$2K	0.2%Prev: 0.2%	7,374 SH	Decreased+674 SH
ALPHABET INC SHS CL A	COM	$568	0.1%	2,338 SH	New
ALPHABET INC-CL C	COM	$30K	3.1%Prev: 4.5%	124,895 SH	Decreased-8,189 SH
AMAZON.COM INC	COM	$33K	3.4%Prev: 3.3%	148,813 SH	Decreased+1,096 SH
AMERICAN EXPRESS CO	COM	$25K	2.6%Prev: 2.2%	75,728 SH	Increased+6,441 SH
AMERICAN INTERNATIONAL GROUP	COM	$13K	1.3%Prev: 1.2%	164,984 SH	Increased-857 SH
AMERICAN WATER WORKS CO INC	COM	$418	0.0%	3,000 SH	New
AMGEN INC	COM	$3K	0.3%Prev: 0.3%	11,926 SH	Increased+3,508 SH
AON PLC-CLASS A	COM	$20K	2.0%Prev: 1.6%	55,281 SH	Increased+4,063 SH
APPLE INC	COM	$30K	3.1%Prev: 3.8%	119,106 SH	Decreased-18,726 SH
AUTOMATIC DATA PROCESSING	COM	$17K	1.7%Prev: 0.0%	56,368 SH	Increased+55,133 SH
BANK OF NEW YORK MELLON CORP	COM	$6K	0.6%Prev: 0.7%	53,875 SH	Decreased
BERKSHIRE HATHAWAYINC DEL CL	COM	$668	0.1%Prev: 0.1%	1,329 SH	Decreased-47 SH
BLACKROCK INC	COM	$512	0.1%	439 SH	New
BOEING CO/THE	COM	$3K	0.3%Prev: 2.7%	15,135 SH	Decreased-114,908 SH
BRISTOW GROUP INC	COM	$209	0.0%Prev: 0.0%	5,790 SH	Decreased
BROADCOM INC	COM	$928	0.1%Prev: 0.1%	2,813 SH	Decreased-784 SH
CAMDEN NATIONAL CORP	COM	$211	0.0%Prev: 0.0%	5,464 SH	Decreased
CAPITAL ONE FINL	COM	$235	0.0%	1,107 SH	New
CHEVRON CORP	COM	$15K	1.5%Prev: 1.5%	93,690 SH	Decreased+1,251 SH
CHUBB LTD	COM	$20K	2.0%Prev: 2.0%	70,385 SH	Decreased+7,081 SH
CISCO SYSTEMS INC	COM	$313	0.0%Prev: 0.1%	4,574 SH	Decreased-733 SH
CITIGROUP INC	COM	$10K	1.0%Prev: 1.2%	99,265 SH	Decreased+7,987 SH
CONOCOPHILLIPS	COM	$389	0.0%Prev: 0.0%	4,110 SH	Decreased
COSTCO WHOLESALE CORP	COM	$515	0.1%Prev: 0.1%	556 SH	Decreased-19 SH
DEERE & CO	COM	$2K	0.2%Prev: 0.2%	3,330 SH	Decreased+244 SH
DELL TECHNOLOGIES -C	COM	$22K	2.3%Prev: 6.2%	157,606 SH	Decreased+5,296 SH
DORIAN LPG LTD	COM	$313	0.0%Prev: 0.0%	10,500 SH	Decreased
DUPONT DE NEMOURS INC	COM	$818	0.1%	10,500 SH	New
EATON CORP PLC	COM	$762	0.1%Prev: 0.1%	2,035 SH	Decreased-15 SH
EDWARDS LIFESCIENCES CORP	COM	$591	0.1%Prev: 0.1%	7,595 SH	Decreased+1,016 SH
ELI LILLY & CO	COM	$21K	2.2%Prev: 3.1%	27,800 SH	Decreased+662 SH
EMERSON ELECTRIC CO	COM	$11K	1.1%Prev: 1.1%	81,303 SH	Decreased-44 SH
ENBRIDGE INC	COM	$204	0.0%Prev: 0.0%	4,036 SH	Decreased+100 SH
ENERGY TRANSFER LP	COM	$601	0.1%Prev: 0.1%	35,000 SH	Decreased
EQT CORP	COM	$753	0.1%	13,827 SH	New
EXXON MOBIL CORP	COM	$14K	1.5%Prev: 1.6%	127,565 SH	Decreased+800 SH
FACTSET RESEARCH SYSTEMS INC	COM	$1K	0.1%	4,000 SH	New
FARMERS & MERCHANTS	COM	$222	0.0%	8,869 SH	New
FIFTH THIRD BANCORP	COM	$367	0.0%Prev: 0.0%	8,231 SH	Increased+2,096 SH
FIRST CITIZENS	COM	$1K	0.1%	768 SH	New
GLOBAL LIFE INC	COM	$386	0.0%	2,700 SH	New
GOLDMAN SACHS GROUP INC	COM	$579	0.1%Prev: 0.1%	727 SH	Decreased-163 SH
HARTFORD FINANCIAL SVCS GRP	COM	$534	0.1%	4,000 SH	New
HILTON WORLDWIDE HOLDINGS INC	COM	$4K	0.4%	16,575 SH	New
HOME DEPOT INC	COM	$15K	1.5%Prev: 1.3%	37,126 SH	Increased-1,678 SH
HONEYWELL INTERNATIONAL INC	COM	$298	0.0%	1,415 SH	New
HOWMET AEROSPACE INC ISSUED	COM	$262	0.0%	1,333 SH	New
INTL BUSINESS MACHINES CORP	COM	$41K	4.2%Prev: 3.8%	145,206 SH	Increased+1,438 SH
INTUIT INC	COM	$21K	2.2%	30,678 SH	New
INTUITIVE SURGICAL INC	COM	$10K	1.0%Prev: 0.8%	21,861 SH	Increased+1,543 SH
ISHARES CORE S&P 500 ETF	COM	$369	0.0%Prev: 0.0%	552 SH	Decreased-45 SH
ISHARES RUSSELL 1000 VALUE	COM	$305	0.0%Prev: 0.0%	1,500 SH	Increased+280 SH
ISHARES RUSSELL 1000 GROWTH	COM	$479	0.0%Prev: 0.0%	1,022 SH	Decreased-2,976 SH
ISHARES S&P 100 ETF	COM	$1K	0.1%Prev: 0.1%	3,053 SH	Decreased+250 SH
JOHNSON & JOHNSON	COM	$607	0.1%Prev: 1.9%	3,276 SH	Decreased-76,312 SH
JPMORGAN CHASE & CO	COM	$39K	4.0%Prev: 3.3%	123,828 SH	Increased+16,868 SH
LOCKHEED MARTIN CORP	COM	$2K	0.2%Prev: 0.3%	4,221 SH	Decreased-2,461 SH
LOEWS CORP	COM	$251	0.0%Prev: 0.0%	2,500 SH	Decreased
LOWE'S COS INC	COM	$242	0.0%Prev: 0.0%	961 SH	Decreased-183 SH
MARRIOTT INTERNATIONAL -CL A	COM	$19K	1.9%Prev: 2.0%	71,141 SH	Decreased+13,400 SH
MARSH & MCLENNAN COS	COM	$353	0.0%	1,750 SH	New
MASTERCARD INC - A	COM	$23K	2.3%Prev: 1.9%	39,935 SH	Increased+668 SH
MCDONALD'S CORP	COM	$17K	1.8%Prev: 1.4%	56,246 SH	Increased+1,783 SH
MCKESSON CORP	COM	$279	0.0%	361 SH	New
MERCK & CO. INC.	COM	$872	0.1%Prev: 2.5%	10,395 SH	Decreased-192,029 SH
META PLATFORMS INC-CLASS A	COM	$30K	3.0%Prev: 2.2%	40,304 SH	Increased+35 SH
MICROSOFT CORP	COM	$41K	4.2%Prev: 2.8%	78,437 SH	Increased+733 SH
MORGAN STANLEY	COM	$26K	2.7%Prev: 2.9%	163,509 SH	Decreased+18,498 SH
NETFLIX INC	COM	$40K	4.2%Prev: 1.6%	33,613 SH	Increased-205,994 SH
NEWMONT CORP	COM	$304	0.0%Prev: 0.0%	3,600 SH	Decreased
NEXTERA ENERGY INC	COM	$853	0.1%Prev: 0.0%	11,304 SH	Increased+8,464 SH
NOVARTIS ADR	COM	$385	0.0%	3,000 SH	New
NVIDIA CORP	COM	$78K	8.0%Prev: 7.4%	415,839 SH	Decreased+26,987 SH
OLD REPUBLIC INTL CORP	COM	$526	0.1%Prev: 0.0%	12,375 SH	Increased
ORACLE CORP	COM	$33K	3.4%Prev: 1.5%	116,369 SH	Increased+10,399 SH
PALANTIR TECHNOLOGIES INC	COM	$7K	0.7%	39,195 SH	New
PEPSICO INC	COM	$2K	0.2%Prev: 0.1%	10,718 SH	Increased+301 SH
PFIZER INC	COM	$376	0.0%Prev: 0.0%	14,750 SH	Increased
PHILLIPS 66	COM	$544	0.1%Prev: 0.1%	4,000 SH	Decreased
PNC FINANCIAL SERVICES GROUP	COM	$203	0.0%Prev: 0.0%	1,012 SH	Decreased
PROCTER & GAMBLE CO/THE	COM	$3K	0.4%Prev: 0.1%	22,690 SH	Increased+14,754 SH
PUBLIC SERVICE ENTERPRISE GP	COM	$1K	0.1%Prev: 0.0%	16,115 SH	Increased+12,795 SH
QUANTA SERVICES INC	COM	$6K	0.6%Prev: 1.4%	13,939 SH	Decreased-6,543 SH
REALTY INCOME CORP	COM	$608	0.1%Prev: 0.1%	10,000 SH	Decreased
REDWOOD FINANCIALS INC	COM	$200	0.0%	1,000 SH	New
REGENERON PHARMACEUTICALS	COM	$313	0.0%Prev: 0.0%	557 SH	Decreased
ROYAL CARIBBEAN GROUP	COM	$9K	0.9%Prev: 0.8%	27,360 SH	Increased+934 SH
RTX CORP	COM	$15K	1.5%Prev: 1.6%	87,246 SH	Decreased-947 SH
SALESFORCE INC	COM	$17K	1.8%	72,562 SH	New
SPDR GOLD SHARES	COM	$241	0.0%	677 SH	New
SPDR PORTFOLIO S&P 500 ETF	COM	$405	0.0%Prev: 0.0%	5,169 SH	Decreased+219 SH
SPDR S&P 500 ETF TRUST	COM	$9K	0.9%	12,958 SH	New
STRYKER CORP	COM	$12K	1.3%Prev: 1.0%	33,045 SH	Increased-1,245 SH
TAIWAN SEMICONDUCTOR-SP ADR	COM	$6K	0.6%Prev: 1.2%	21,792 SH	Decreased-4,002 SH
TC ENERGY CORP	COM	$218	0.0%Prev: 0.0%	4,000 SH	Decreased
TESLA INC	COM	$25K	2.6%Prev: 2.3%	55,880 SH	Increased-1,400 SH
THEGLOBE.COM INC	COM	$3	0.0%Prev: 0.0%	10,000 SH	Increased
TOTALENERGIES SE	COM	$298	0.0%Prev: 0.0%	5,000 SH	Decreased
TRAVELERS COS INC/THE	COM	$1K	0.1%Prev: 0.1%	4,177 SH	Increased+1,014 SH
UBER TECHNOLOGIES INC	COM	$4K	0.4%	38,473 SH	New
UNION PACIFIC CORP	COM	$338	0.0%Prev: 0.0%	1,430 SH	Decreased-17 SH
VALLEY NATIONAL BANCORP	COM	$134	0.0%Prev: 0.0%	12,650 SH	Decreased
VANGUARD GROWTH ETF	COM	$204	0.0%Prev: 0.0%	425 SH	Decreased-2,059 SH
VANGUARD S&P 500 ETF	COM	$271	0.0%Prev: 0.0%	443 SH	Decreased-142 SH
VISA INC-CLASS A SHARES	COM	$260	0.0%Prev: 0.0%	760 SH	Increased+155 SH
WALMART INC	COM	$21K	2.2%Prev: 2.1%	205,392 SH	Decreased+6,424 SH
WASTE MANAGEMENT INC	COM	$377	0.0%	1,705 SH	New
WELLS FARGO & CO	COM	$22K	2.2%Prev: 1.4%	259,717 SH	Increased+79,264 SH

Sold (vs prior filing)

ALPHABET INC-CL A — $1K
BRISTOL-MYERS SQUIBB CO — $576
CAPITAL ONE FINANCIAL CORP — $252
CATERPILLAR INC — $428
CITIZENS FINANCIAL GROUP — $705
EVERUS CONSTRUCTION — $249
FARMERS & MERCHANTS BANCO/OH — $271
FIRST NATIONAL BANK ALASKA — $212
FIRST NATIONAL CORP/VA — $228
GENERAL ELECTRIC — $5K
GLOBE LIFE INC — $508
HARTFORD INSURANCE GROUP INC — $530
HILTON WORLDWIDE HOLDINGS IN — $5K
HOWMET AEROSPACE INC — $358
INTEL CORP — $241
ISHARES TR CORE MSCI EAFETF — $224
LAM RESEARCH CORP — $234
MARSH — $284
NEBIUS GROUP NV — $222
NOVARTIS AG-SPONSORED ADR — $470
… and 3 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 6, 2026	Q4 2025	13F-HR	0001038661-26-000001	$979K	View
Oct 20, 2026	Q3 2026	13F-HR	0001038661-26-000004	$1.0M	View
Oct 14, 2025	Q3 2025