Klingman & Associates, LLC

CIK 0001662449 • 7 13F filings • May 13, 2025 – Oct 20, 2026

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Filer information

Filed by: Klingman & Associates, LLC, CCO
Address: 120 West 45th Street, Suite 3800, New York, NY, 10036
Phone: 2128677647
AUM: $2.07B

AUM over time

$2.41B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $2.09B326 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$303K	0.0%	2,083 SH	New
ABBOTT LABORATORIES	COM	$1.2M	0.1%	12,164 SH	New
ABBVIE INC	COM	$2.9M	0.1%Prev: 0.1%	13,120 SH	Increased+1,437 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$333K	0.0%Prev: 0.0%	1,677 SH	Decreased-552 SH
ADVANCED MICRO DEVICES INC	COM	$802K	0.0%	3,940 SH	New
AIR PRODUCTS AND CHEMICALS I	COM	$382K	0.0%	1,314 SH	New
ALLIANT ENERGY CORP	COM	$396K	0.0%Prev: 0.0%	5,525 SH	Increased+370 SH
ALPHABET INC	CAP STK CL A	$7.9M	0.4%Prev: 0.2%	27,370 SH	Increased+8,107 SH
ALPHABET INC	CAP STK CL C	$8.9M	0.4%Prev: 0.3%	30,999 SH	Increased+4,831 SH
ALTRIA GROUP INC	COM	$749K	0.0%Prev: 0.0%	11,351 SH	Increased+4,473 SH
AMAZON COM INC	COM	$12.2M	0.6%Prev: 0.5%	58,351 SH	Increased+12,786 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$918K	0.0%Prev: 0.0%	8,309 SH	Increased+99 SH
AMERICAN EXPRESS CO	COM	$815K	0.0%Prev: 0.0%	2,695 SH	Increased+1,864 SH
AMERICAN TOWER CORP	COM	$207K	0.0%	1,202 SH	New
AMGEN INC	COM	$738K	0.0%Prev: 0.0%	2,097 SH	Increased+747 SH
AMPHENOL CORP	CL A	$256K	0.0%	2,029 SH	New
ANALOG DEVICES INC	COM	$429K	0.0%	1,349 SH	New
APA CORPORATION	COM	$256K	0.0%	6,029 SH	New
APPLE INC	COM	$68.5M	3.3%Prev: 3.4%	269,842 SH	Increased+16,653 SH
APPLIED MATLS INC	COM	$3.6M	0.2%Prev: 0.2%	10,463 SH	Increased-7,980 SH
ARES MANAGEMENT CORPORATION	CL A COM STK	$375K	0.0%Prev: 0.0%	3,434 SH	Decreased+798 SH
ARISTA NETWORKS INC	COM SHS	$241K	0.0%	1,963 SH	New
ASML HLDG NV	N Y REGISTRY SHS	$792K	0.0%	600 SH	New
ASTRAZENECA PLC	ORD	$310K	0.0%	1,574 SH	New
AT&T INC	COM	$643K	0.0%Prev: 0.0%	22,163 SH	Increased+9,252 SH
AUTOMATIC DATA PROCESSING IN	COM	$1.4M	0.1%Prev: 0.1%	6,676 SH	Decreased-87 SH
BANCO SANTANDER SA	ADR	$131K	0.0%	11,595 SH	New
BANK AMERICA CORP	COM	$901K	0.0%Prev: 0.0%	18,492 SH	Increased+7,740 SH
BERKSHIRE HATHAWAY INC DEL	CL A	$718K	0.0%Prev: 0.0%	1 SH	Decreased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$6.7M	0.3%Prev: 0.3%	13,891 SH	Increased+3,926 SH
BHP BILLITON LIMITED	SPONSORED ADS	$229K	0.0%	3,149 SH	New
BLACKROCK FLOATING RATE INCO	COM	$529K	0.0%Prev: 0.0%	48,010 SH	Decreased+5,470 SH
BLACKROCK INC	COM	$829K	0.0%Prev: 0.0%	862 SH	Increased+178 SH
BLACKSTONE INC	COM	$1.5M	0.1%Prev: 0.1%	13,362 SH	Decreased-1,817 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$254K	0.0%Prev: 0.0%	10,710 SH	Decreased-3,016 SH
BOEING CO	COM	$294K	0.0%	1,478 SH	New
BOOKING HOLDINGS INC	COM	$636K	0.0%Prev: 0.0%	151 SH	Increased+24 SH
BRILLIANT EARTH GROUP INC	CL A COM	$197K	0.0%Prev: 0.0%	148,273 SH	Increased+56,451 SH
BRISTOL-MYERS SQUIBB CO	COM	$250K	0.0%Prev: 0.0%	4,114 SH	Increased+791 SH
BROADCOM INC	COM	$4.3M	0.2%Prev: 0.1%	13,912 SH	Increased+5,292 SH
BROADSTONE NET LEASE INC	COM	$231K	0.0%Prev: 0.0%	12,648 SH	Decreased-1,640 SH
CAMDEN PPTY TR	SH BEN INT	$205K	0.0%Prev: 0.0%	2,096 SH	Decreased-58 SH
CAPITAL GRP FIXED INCM ETF T	US MULTI-SECTOR	$337K	0.0%Prev: 0.0%	12,381 SH	Decreased
CAPITAL ONE FINL CORP	COM	$356K	0.0%	1,952 SH	New
CATERPILLAR INC	COM	$2.0M	0.1%Prev: 0.0%	2,802 SH	Increased+1,196 SH
CENTERPOINT ENERGY INC	COM	$203K	0.0%	4,699 SH	New
CHEVRON CORPORATION	COM	$1.4M	0.1%	6,668 SH	New
CHUBB LTD SWITZ	COM	$446K	0.0%	1,367 SH	New
CISCO SYS INC	COM	$1.2M	0.1%Prev: 0.0%	15,740 SH	Increased+5,041 SH
CITIGROUP INC	COM NEW	$2.2M	0.1%Prev: 0.0%	18,984 SH	Increased+15,342 SH
CITIZENS FINL GROUP INC	COM	$27.4M	1.3%Prev: 1.1%	456,878 SH	Increased+9,680 SH
COCA COLA CO	COM	$1.6M	0.1%Prev: 0.1%	21,172 SH	Increased+8,663 SH
COLGATE PALMOLIVE CO	COM	$351K	0.0%Prev: 0.0%	4,118 SH	Increased+552 SH
COMCAST CORP NEW	CL A	$245K	0.0%Prev: 0.0%	8,524 SH	Decreased+1,143 SH
COMPASS INC	CL A	$515K	0.0%Prev: 0.1%	70,451 SH	Decreased-101,874 SH
CONOCOPHILLIPS	COM	$425K	0.0%	3,221 SH	New
CONSOLIDATED EDISON INC	COM	$748K	0.0%Prev: 0.0%	6,612 SH	Increased+2,618 SH
CORNING INC	COM	$1.1M	0.1%Prev: 0.0%	7,972 SH	Increased-611 SH
CORTEVA INC	COM	$411K	0.0%Prev: 0.0%	4,914 SH	Increased+392 SH
COSTCO WHOLESALE CORPORATION	COM	$3.4M	0.2%	3,418 SH	New
COUPANG INC	CL A	$887K	0.0%Prev: 0.1%	46,980 SH	Decreased-1,255 SH
CREDIT ACCEP CORP MICH	COM	$247K	0.0%Prev: 0.0%	583 SH	Decreased-50 SH
CROCS INC	COM	$2.5M	0.1%Prev: 0.2%	30,090 SH	Decreased-244 SH
CROWDSTRIKE HLDGS INC	CL A	$228K	0.0%	584 SH	New
CSX CORP	COM	$825K	0.0%Prev: 0.0%	20,102 SH	Increased+13,239 SH
CUMMINS INC	COM	$621K	0.0%Prev: 0.0%	1,154 SH	Increased+50 SH
CVS HEALTH CORP	COM	$264K	0.0%Prev: 0.0%	3,676 SH	Increased+365 SH
DANAHER CORP DEL	COM	$444K	0.0%	2,342 SH	New
DATADOG INC	CL A COM	$9.7M	0.5%Prev: 1.0%	82,167 SH	Decreased-78,373 SH
DEERE & CO	COM	$1.3M	0.1%Prev: 0.1%	2,339 SH	Increased+326 SH
DIMENSIONAL ETF TRUST	INFLATION PROTE	$1.1M	0.1%Prev: 0.1%	26,685 SH	Decreased-6,156 SH
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	$3.5M	0.2%Prev: 0.0%	66,457 SH	Increased+56,736 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$831K	0.0%Prev: 0.0%	11,724 SH	Increased
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$1.5M	0.1%	31,543 SH	New
DIMENSIONAL ETF TRUST	US TARGETED VLU	$4.0M	0.2%Prev: 0.2%	64,332 SH	Increased+2,114 SH
DISNEY WALT CO	COM	$634K	0.0%Prev: 0.0%	6,577 SH	Increased+627 SH
DOW HLDGS INC	COM	$280K	0.0%	6,723 SH	New
DUKE ENERGY CORP NEW	COM NEW	$286K	0.0%	2,184 SH	New
EATON CORP PLC	SHS	$237K	0.0%	663 SH	New
ECOLAB INC	COM	$497K	0.0%Prev: 0.0%	1,869 SH	Increased+609 SH
ELI LILLY & CO	COM	$2.1M	0.1%Prev: 0.1%	2,311 SH	Increased+425 SH
EMCOR GROUP INC	COM	$326K	0.0%	441 SH	New
EMERSON ELEC CO	COM	$765K	0.0%Prev: 0.0%	5,837 SH	Increased+2,274 SH
ENTERPRISE PRODS PARTNERS L	COM	$229K	0.0%	6,058 SH	New
EQUITY RESIDENTIAL	SH BEN INT	$251K	0.0%Prev: 0.0%	4,242 SH	Decreased+58 SH
ETSY INC	COM	$468K	0.0%	9,373 SH	New
EXXON MOBIL CORP	COM	$6.6M	0.3%Prev: 0.3%	38,929 SH	Increased+3,226 SH
F5 INC	COM	$557K	0.0%Prev: 0.0%	1,925 SH	Increased+167 SH
FASTENAL CO	COM	$335K	0.0%	7,221 SH	New
FEDEX CORP	COM	$309K	0.0%	868 SH	New
FLEXSHARES TR	IBOXX 3R TARGT	$6.4M	0.3%Prev: 0.5%	266,019 SH	Decreased-38,310 SH
FORD MTR CO	COM	$118K	0.0%Prev: 0.0%	10,248 SH	Decreased-14,527 SH
FRANKLIN BSP RLTY TR INC	COMMON STOCK	$354K	0.0%Prev: 0.0%	41,709 SH	Decreased+8,770 SH
GE AEROSPACE	COM NEW	$2.7M	0.1%Prev: 0.1%	9,582 SH	Increased+1,093 SH
GE HEALTHCARE TECHNOLOGIES I	COMMON STOCK	$284K	0.0%Prev: 0.0%	3,985 SH	Decreased-1,226 SH
GE VERNOVA INC	COM	$2.2M	0.1%Prev: 0.0%	2,547 SH	Increased+446 SH
GENERAL DYNAMICS CORP	COM	$326K	0.0%	949 SH	New
GILEAD SCIENCES INC	COM	$369K	0.0%	2,645 SH	New
GLOBAL X FDS	DATA CTR & DIGIT	$393K	0.0%Prev: 0.0%	16,414 SH	Increased
GLOBAL X FDS	GLB X MLP ENRG I	$215K	0.0%	2,904 SH	New
GOLDMAN SACHS GROUP INC	COM	$1.2M	0.1%Prev: 0.0%	1,454 SH	Increased+643 SH
GOLUB CAP BDC INC	COM	$352K	0.0%Prev: 0.0%	27,788 SH	Decreased-5,750 SH
GREENBRIER COS INC	COM	$244K	0.0%Prev: 0.0%	4,639 SH	Increased+239 SH
HERSHEY CO	COM	$771K	0.0%Prev: 0.0%	3,711 SH	Increased+124 SH
HILTON WORLDWIDE HLDGS INC	COM	$494K	0.0%Prev: 0.0%	1,623 SH	Increased+236 SH
HOME DEPOT INC	COM	$2.0M	0.1%Prev: 0.2%	6,202 SH	Decreased-887 SH
HONEYWELL INTL INC	COM	$665K	0.0%Prev: 0.0%	2,941 SH	Increased+8 SH
HSBC HLDGS PLC	SPON ADR NEW	$274K	0.0%	3,317 SH	New
HUBBELL INC	COM	$1.2M	0.1%Prev: 0.0%	2,529 SH	Increased+62 SH
ILLINOIS TOOL WKS INC	COM	$548K	0.0%	2,107 SH	New
INTEL CORP	COM	$772K	0.0%Prev: 0.0%	17,487 SH	Increased-6,195 SH
INTERNATIONAL BUSINESS MACHS	COM	$1.2M	0.1%Prev: 0.1%	4,875 SH	Increased+193 SH
INTUIT	COM	$289K	0.0%	669 SH	New
INTUITIVE SURGICAL INC	COM NEW	$557K	0.0%Prev: 0.0%	1,208 SH	Increased+369 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$926K	0.0%Prev: 0.0%	21,342 SH	Increased-2,379 SH
INVESCO EXCH TRADED FD TR II	S&P 500 REVENUE	$37.8M	1.8%Prev: 1.7%	329,029 SH	Increased+44,660 SH
INVESCO EXCH TRADED FD TR II	S&P MDCP 400 REV	$1.7M	0.1%Prev: 0.1%	12,954 SH	Increased
INVESCO EXCH TRADED FD TR II	S&P SMALLCAP 600	$1.4M	0.1%Prev: 0.1%	28,269 SH	Increased-300 SH
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$4.0M	0.2%Prev: 0.3%	55,186 SH	Decreased-1,995 SH
INVESCO EXCH TRADED FD TR II	VAR RATE PFD	$398K	0.0%Prev: 0.0%	16,594 SH	Decreased-8,180 SH
INVESCO EXCHANGE TRADED FD T	RAFI US 1000 ETF	$29.4M	1.4%Prev: 1.7%	618,139 SH	Increased-73,286 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$2.6M	0.1%Prev: 0.2%	13,603 SH	Increased-825 SH
INVESCO QQQ TR	UNIT SER 1	$1.7M	0.1%Prev: 0.1%	2,942 SH	Increased+86 SH
ISHARES GOLD TR	ISHARES NEW	$1.4M	0.1%Prev: 0.0%	15,608 SH	Increased+7,742 SH
ISHARES INC	CORE MSCI EMKT	$33.8M	1.6%Prev: 0.9%	484,089 SH	Increased+217,322 SH
ISHARES TR	1 3 YR TREAS BD	$1.7M	0.1%	20,279 SH	New
ISHARES TR	CORE 80/20 AGGRE	$444K	0.0%Prev: 0.0%	5,013 SH	Decreased-1,066 SH
ISHARES TR	CORE DIV GRWTH	$288K	0.0%	4,100 SH	New
ISHARES TR	CORE HIGH DV ETF	$2.7M	0.1%Prev: 0.2%	20,225 SH	Increased-486 SH
ISHARES TR	CORE MSCI EAFE	$86.7M	4.1%Prev: 3.2%	957,356 SH	Increased+258,555 SH
ISHARES TR	CORE MSCI INTL	$564K	0.0%Prev: 0.0%	6,749 SH	Increased
ISHARES TR	CORE MSCI TOTAL	$2.6M	0.1%Prev: 0.1%	29,919 SH	Increased+2,044 SH
ISHARES TR	CORE S&P MCP ETF	$105.1M	5.0%Prev: 5.1%	1,556,145 SH	Increased+123,467 SH
ISHARES TR	CORE S&P SCP ETF	$73.7M	3.5%Prev: 3.5%	592,795 SH	Increased+42,905 SH
ISHARES TR	CORE S&P TTL STK	$1.5M	0.1%Prev: 0.1%	10,480 SH	Decreased-2,925 SH
ISHARES TR	CORE S&P US VLU	$267K	0.0%Prev: 0.0%	2,607 SH	Increased
ISHARES TR	CORE S&P500 ETF	$344.0M	16.5%Prev: 18.2%	526,701 SH	Increased-2,235 SH
ISHARES TR	EAFE GRWTH ETF	$822K	0.0%	7,383 SH	New
ISHARES TR	EAFE SML CP ETF	$12.3M	0.6%Prev: 0.7%	156,770 SH	Increased-13,295 SH
ISHARES TR	EAFE VALUE ETF	$235K	0.0%	3,157 SH	New
ISHARES TR	ESG AWR MSCI USA	$258K	0.0%Prev: 0.0%	1,826 SH	Increased
ISHARES TR	ESG OPTIMIZED	$359K	0.0%	2,719 SH	New
ISHARES TR	EXPND TEC SC ETF	$213K	0.0%	1,800 SH	New
ISHARES TR	GLOBAL 100 ETF	$420K	0.0%	3,475 SH	New
ISHARES TR	IBDS DEC28 ETF	$33.0M	1.6%Prev: 1.7%	1,304,385 SH	Increased+205,552 SH
ISHARES TR	IBONDS 27 ETF	$23.9M	1.1%Prev: 1.5%	985,527 PRN	Decreased-5,332 PRN
ISHARES TR	IBONDS DEC 2029	$382K	0.0%Prev: 0.0%	15,065 SH	Decreased-7,308 SH
ISHARES TR	IBONDS DEC 2030	$36.1M	1.7%Prev: 1.7%	1,650,363 SH	Increased+337,565 SH
ISHARES TR	IBONDS DEC 2031	$35.6M	1.7%Prev: 1.6%	1,699,798 SH	Increased+417,517 SH
ISHARES TR	IBONDS DEC 2032	$27.3M	1.3%Prev: 0.6%	1,081,554 SH	Increased+688,105 SH
ISHARES TR	IBONDS DEC 2033	$1.2M	0.1%	45,332 SH	New
ISHARES TR	IBONDS DEC 27	$293K	0.0%Prev: 0.0%	11,504 SH	Decreased-8,331 SH
ISHARES TR	IBONDS DEC 28	$321K	0.0%Prev: 0.0%	12,592 SH	Decreased-7,840 SH
ISHARES TR	IBONDS DEC 29	$36.8M	1.8%Prev: 1.9%	1,580,678 SH	Increased+248,076 SH
ISHARES TR	IBONDS DEC2026	$446K	0.0%Prev: 1.2%	18,406 PRN	Decreased-810,349 PRN
ISHARES TR	ISHARES SEMICDTR	$4.6M	0.2%Prev: 0.2%	13,969 SH	Increased-216 SH
ISHARES TR	MSCI EAFE ETF	$3.0M	0.1%Prev: 0.2%	31,103 SH	Increased-3,615 SH
ISHARES TR	MSCI EAFE MIN VL	$2.1M	0.1%Prev: 0.1%	22,541 SH	Increased-1,780 SH
ISHARES TR	MSCI EMG MKT ETF	$1.2M	0.1%Prev: 0.1%	20,415 SH	Increased+243 SH
ISHARES TR	MSCI USA MIN VOL	$33.5M	1.6%Prev: 2.2%	361,598 SH	Decreased-16,375 SH
ISHARES TR	MSCI USA QLT FCT	$467K	0.0%Prev: 0.0%	2,435 SH	Increased+321 SH
ISHARES TR	NEW YORK MUN ETF	$12.7M	0.6%Prev: 0.7%	239,875 SH	Increased+11,988 SH
ISHARES TR	PFD AND INCM SEC	$425K	0.0%Prev: 0.0%	14,013 SH	Decreased
ISHARES TR	RUS 1000 ETF	$7.9M	0.4%Prev: 0.4%	22,034 SH	Increased-19 SH
ISHARES TR	RUS 1000 GRW ETF	$3.1M	0.1%Prev: 0.1%	7,237 SH	Increased+4,467 SH
ISHARES TR	RUS 1000 VAL ETF	$563K	0.0%Prev: 0.0%	2,633 SH	Increased+12 SH
ISHARES TR	RUS 2000 GRW ETF	$402K	0.0%Prev: 0.0%	1,280 SH	Increased+378 SH
ISHARES TR	RUS 2000 VAL ETF	$2.7M	0.1%Prev: 0.1%	14,297 SH	Increased+1,355 SH
ISHARES TR	RUS MID CAP ETF	$1.3M	0.1%Prev: 0.1%	13,775 SH	Increased+1,278 SH
ISHARES TR	RUSSELL 2000 ETF	$7.7M	0.4%Prev: 0.4%	31,249 SH	Increased-882 SH
ISHARES TR	S&P 100 ETF	$2.3M	0.1%Prev: 0.1%	7,144 SH	Increased+283 SH
ISHARES TR	S&P 500 GRWT ETF	$415K	0.0%Prev: 0.0%	3,671 SH	Increased+189 SH
ISHARES TR	S&P 500 VAL ETF	$594K	0.0%Prev: 0.0%	2,813 SH	Increased+780 SH
ISHARES TR	SELECT DIVID ETF	$4.9M	0.2%Prev: 0.3%	32,219 SH	Increased-453 SH
ISHARES TR	U.S. TECH ETF	$290K	0.0%	1,601 SH	New
ISHARES U S ETF TR	SHORT DURATION B	$2.1M	0.1%Prev: 0.1%	40,413 SH	Decreased-2,750 SH
J P MORGAN EXCHANGE TRADED F	FLEXIBLE DEBT ET	$1.3M	0.1%	25,713 SH	New
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$2.4M	0.1%Prev: 0.2%	47,808 SH	Decreased-9,602 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$6.2M	0.3%Prev: 0.1%	121,774 SH	Increased+89,573 SH
JACOBS SOLUTIONS INC	COM	$417K	0.0%Prev: 0.0%	3,279 SH	Increased+331 SH
JOHNSON & JOHNSON	COM	$4.4M	0.2%Prev: 0.2%	18,072 SH	Increased+1,088 SH
JOHNSON CONTROLS INTERNATION	SHS	$225K	0.0%	1,715 SH	New
JONES LANG LASALLE INC	COM	$5.8M	0.3%Prev: 0.4%	19,041 SH	Decreased-6,287 SH
JPMORGAN CHASE & CO	COM	$7.6M	0.4%	25,794 SH	New
KINDER MORGAN INC DEL	COM	$285K	0.0%	8,498 SH	New
KKR & CO INC	COM	$285K	0.0%	3,083 SH	New
KLA CORP	COM NEW	$502K	0.0%	341 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$704K	0.0%Prev: 0.0%	2,041 SH	Increased+97 SH
LAM RESEARCH CORP	COM NEW	$619K	0.0%	2,899 SH	New
LAMAR ADVERTISING CO	CL A	$2.6M	0.1%	20,424 SH	New
LINDE PLC	SHS	$783K	0.0%Prev: 0.0%	1,579 SH	Increased+549 SH
LLOYDS BANKING GROUP PLC	SPONSORED ADR	$57K	0.0%	11,332 SH	New
LOCKHEED MARTIN CORP	COM	$1.1M	0.1%Prev: 0.0%	1,888 SH	Increased+130 SH
LOWES COS INC	COM	$797K	0.0%Prev: 0.0%	3,373 SH	Increased+1,103 SH
MARATHON PETE CORP	COM	$238K	0.0%	974 SH	New
MASTERCARD INCORPORATED	CL A	$3.9M	0.2%Prev: 0.2%	7,771 SH	Decreased+557 SH
MCDONALDS CORP	COM	$1.7M	0.1%Prev: 0.1%	5,418 SH	Increased+443 SH
MCKESSON CORP	COM	$252K	0.0%	291 SH	New
MEDTRONIC PLC	SHS	$210K	0.0%	2,420 SH	New
MERCK & CO INC	COM	$1.2M	0.1%Prev: 0.1%	10,297 SH	Increased+622 SH
META PLATFORMS INC	CL A	$3.8M	0.2%Prev: 0.2%	6,702 SH	Increased+1,788 SH
MICRON TECHNOLOGY INC	COM	$872K	0.0%	2,581 SH	New
MICROSOFT CORP	COM	$13.8M	0.7%Prev: 0.7%	37,161 SH	Increased+6,904 SH
MIZUHO FINANCIAL GROUP INC	SPONSORED ADR	$112K	0.0%	14,137 SH	New
MOODYS CORP	COM	$230K	0.0%	527 SH	New
MORGAN STANLEY	COM NEW	$1.1M	0.1%Prev: 0.0%	6,779 SH	Increased+3,703 SH
NETFLIX INC.	COM	$1.6M	0.1%	16,944 SH	New
NEWMONT CORP	COM	$207K	0.0%	1,910 SH	New
NEXTERA ENERGY INC	COM	$1.7M	0.1%Prev: 0.1%	18,004 SH	Increased+1,662 SH
NORFOLK SOUTHN CORP	COM	$527K	0.0%Prev: 0.0%	1,836 SH	Increased+781 SH
NORTHROP GRUMMAN CORP	COM	$307K	0.0%	450 SH	New
NOVARTIS AG	SPONSORED ADR	$656K	0.0%Prev: 0.0%	4,293 SH	Increased+1,260 SH
NVIDIA CORPORATION	COM	$11.7M	0.6%Prev: 0.3%	66,895 SH	Increased+26,174 SH
ORACLE CORP	COM	$2.2M	0.1%Prev: 0.1%	14,664 SH	Increased+2,353 SH
OREILLY AUTOMOTIVE INC	COM	$1.1M	0.1%Prev: 0.1%	11,748 SH	Decreased+10,987 SH
PALANTIR TECHNOLOGIES INC	CL A	$654K	0.0%	4,469 SH	New
PALO ALTO NETWORKS INC	COM	$405K	0.0%Prev: 0.0%	2,527 SH	Increased+642 SH
PARKER-HANNIFIN CORP	COM	$520K	0.0%Prev: 0.0%	581 SH	Increased+144 SH
PEPSICO INC	COM	$479K	0.0%Prev: 0.0%	3,087 SH	Decreased-509 SH
PFIZER INC	COM	$799K	0.0%Prev: 0.0%	28,450 SH	Increased+8,183 SH
PHILIP MORRIS INTL INC	COM	$1.0M	0.1%Prev: 0.0%	6,325 SH	Increased+1,748 SH
PHILLIPS 66	COM	$428K	0.0%	2,352 SH	New
PIMCO ETF TR	ENHAN SHRT MA AC	$2.1M	0.1%Prev: 0.1%	20,500 SH	Decreased-7 SH
PJT PARTNERS INC	COM CL A	$2.0M	0.1%Prev: 0.1%	14,233 SH	Decreased-1,334 SH
PNC FINL SVCS GROUP INC	COM	$226K	0.0%	1,085 SH	New
POST HLDGS INC	COM	$462K	0.0%	4,673 SH	New
PROCTER & GAMBLE CO	COM	$2.2M	0.1%	15,551 SH	New
PROFESIONALLY MANAGED PORTFO	AKRE FOCUS ETF	$245K	0.0%	4,640 SH	New
PROGRESSIVE CORP	COM	$582K	0.0%Prev: 0.0%	2,937 SH	Decreased+775 SH
QNITY ELECTRONICS INC	COMMON STOCK	$265K	0.0%	2,294 SH	New
QUALCOMM INC	COM	$326K	0.0%Prev: 0.0%	2,534 SH	Increased+530 SH
RAYMOND JAMES FINL INC	COM	$1.8M	0.1%Prev: 0.1%	12,243 SH	Increased+40 SH
RBC BEARINGS INC	COM	$220K	0.0%	405 SH	New
REGENERON PHARMACEUTICALS	COM	$302K	0.0%	391 SH	New
ROSS STORES INC	COM	$859K	0.0%Prev: 0.0%	3,966 SH	Increased-1,362 SH
RTX CORPORATION	COM	$1.1M	0.1%Prev: 0.0%	5,714 SH	Increased+1,620 SH
SALESFORCE INC	COM	$436K	0.0%Prev: 0.0%	2,334 SH	Decreased-664 SH
SANDISK CORP	COM	$230K	0.0%	362 SH	New
SCHWAB CHARLES CORP	COM	$791K	0.0%Prev: 0.0%	8,417 SH	Increased+2,630 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$310K	0.0%Prev: 0.0%	6,684 SH	Increased
SCHWAB STRATEGIC TR	FUNDAMENTAL US L	$223K	0.0%	7,999 SH	New
SCHWAB STRATEGIC TR	INTL EQTY ETF	$1.2M	0.1%Prev: 0.1%	48,341 SH	Increased-10,392 SH
SCHWAB STRATEGIC TR	INTL SCEQT ETF	$691K	0.0%	14,786 SH	New
SCHWAB STRATEGIC TR	US BRD MKT ETF	$423K	0.0%Prev: 0.0%	16,862 SH	Increased-538 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$278K	0.0%Prev: 0.0%	9,074 SH	Decreased-3,154 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$419K	0.0%Prev: 0.0%	14,381 SH	Decreased-3,567 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$299K	0.0%Prev: 0.0%	9,787 SH	Decreased-1,655 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$789K	0.0%Prev: 0.0%	30,778 SH	Increased-1,806 SH
SEAGATE TECHNOLOGY HLDNGS PL	ORD SHS	$238K	0.0%	607 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$406K	0.0%	4,947 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$603K	0.0%	9,848 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$683K	0.0%	5,138 SH	New
SERVICENOW INC	COM	$395K	0.0%Prev: 0.0%	3,780 SH	Increased+3,344 SH
SHELL PLC	SPON ADS	$366K	0.0%Prev: 0.0%	3,934 SH	Increased+327 SH
SOUTHERN CO	COM	$490K	0.0%Prev: 0.0%	5,073 SH	Increased+1,151 SH
SPDR GOLD TR	GOLD SHS	$1.3M	0.1%Prev: 0.0%	2,919 SH	Increased+1,176 SH
SPDR SERIES TRUST	STATE STREET SPD	$267.0M	12.8%	3,196,858 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$299K	0.0%	616 SH	New
STARBUCKS CORP	COM	$411K	0.0%Prev: 0.0%	4,589 SH	Decreased+78 SH
STATE STR SPDR S&P 500 ETF T	TR UNIT	$75.0M	3.6%	115,315 SH	New
STATE STR SPDR S&P MIDCAP 40	UTSER1 S&PDCRP	$25.7M	1.2%	41,668 SH	New
STEEL DYNAMICS INC	COM	$234K	0.0%Prev: 0.0%	1,301 SH	Increased-383 SH
STRIVE INC	CL A COM	$739K	0.0%	73,766 SH	New
STRYKER CORPORATION	COM	$517K	0.0%Prev: 0.0%	1,572 SH	Decreased-230 SH
T-MOBILE US INC	COM	$349K	0.0%Prev: 0.0%	1,662 SH	Increased+576 SH
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$1.1M	0.1%	3,212 SH	New
TAPESTRY INC	COM	$234K	0.0%	1,660 SH	New
TESLA INC	COM	$3.0M	0.1%Prev: 0.1%	8,078 SH	Increased+3,028 SH
TEXAS INSTRS INC	COM	$897K	0.0%Prev: 0.0%	4,618 SH	Increased+1,177 SH
THERMO FISHER SCIENTIFIC INC	COM	$956K	0.0%Prev: 0.0%	1,944 SH	Increased+399 SH
TJX COS INC NEW	COM	$2.4M	0.1%Prev: 0.1%	15,141 SH	Increased+1,805 SH
TOTALENERGIES SE	ACT	$217K	0.0%	2,385 SH	New
TOYOTA MOTOR CORP	ADS	$279K	0.0%	1,355 SH	New
TRUIST FINL CORP	COM	$639K	0.0%Prev: 0.0%	13,891 SH	Increased+2,135 SH
TYSON FOODS INC	CL A	$220K	0.0%Prev: 0.0%	3,439 SH	Increased+6 SH
UBER TECHNOLOGIES INC	COM	$356K	0.0%	4,949 SH	New
UNILEVER PLC	SPON ADR NEW	$244K	0.0%	4,291 SH	New
UNION PAC CORP	COM	$404K	0.0%Prev: 0.0%	1,666 SH	Increased+522 SH
UNITED BANKSHARES INC WEST V	COM	$1.3M	0.1%Prev: 0.1%	30,852 SH	Increased+256 SH
UNITED PARCEL SVCS INC	CL B	$230K	0.0%	2,342 SH	New
UNITED RENTALS INC	COM	$503K	0.0%Prev: 0.0%	691 SH	Increased+32 SH
UNITEDHEALTH GROUP INC	COM	$505K	0.0%Prev: 0.0%	1,866 SH	Decreased+560 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$401K	0.0%	1,045 SH	New
VANGUARD ADMIRAL FDS INC	MIDCP 400 IDX	$1.7M	0.1%Prev: 0.1%	14,878 SH	Increased-8 SH
VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX	$1.3M	0.1%Prev: 0.1%	10,986 SH	Increased+52 SH
VANGUARD INDEX FDS	GROWTH ETF	$2.8M	0.1%Prev: 0.1%	6,466 SH	Increased+3,811 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$232K	0.0%Prev: 0.0%	775 SH	Decreased-962 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$325K	0.0%Prev: 0.0%	1,263 SH	Decreased-96 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$407K	0.0%Prev: 0.0%	2,210 SH	Increased-107 SH
VANGUARD INDEX FDS	MID CAP ETF	$269K	0.0%Prev: 0.0%	937 SH	Decreased-122 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$5.2M	0.2%Prev: 0.3%	58,289 SH	Increased+4,289 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$6.8M	0.3%Prev: 0.4%	11,339 SH	Increased+209 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$1.7M	0.1%Prev: 0.0%	7,838 SH	Increased+4,374 SH
VANGUARD INDEX FDS	SMALL CP ETF	$2.7M	0.1%Prev: 0.1%	10,463 SH	Increased-202 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$1.4M	0.1%Prev: 0.0%	4,479 SH	Increased+3,486 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$14.4M	0.7%Prev: 0.8%	44,937 SH	Increased-1,819 SH
VANGUARD INDEX FDS	VALUE ETF	$2.3M	0.1%Prev: 0.0%	11,876 SH	Increased+7,468 SH
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$3.6M	0.2%Prev: 0.2%	47,597 SH	Increased-3,540 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$54.3M	2.6%Prev: 2.2%	1,004,376 SH	Increased+196,065 SH
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	$522K	0.0%Prev: 0.0%	3,583 SH	Decreased-1,166 SH
VANGUARD INTL EQUITY INDEX F	GLB EX US ETF	$210K	0.0%	4,720 SH	New
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$211K	0.0%	1,523 SH	New
VANGUARD MALVERN FDS	STRM INFPROIDX	$121.1M	5.8%Prev: 4.3%	2,425,416 SH	Increased+1,016,500 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$543K	0.0%Prev: 0.0%	9,273 SH	Decreased-599 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$1.1M	0.1%Prev: 0.1%	5,064 SH	Decreased-1,834 SH
VANGUARD STAR FDS	VG TL INTL STK F	$750K	0.0%Prev: 0.0%	9,728 SH	Increased+710 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$77.6M	3.7%Prev: 3.0%	1,210,939 SH	Increased+247,882 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$1.4M	0.1%Prev: 0.1%	9,264 SH	Increased-8 SH
VANGUARD WORLD FD	CONSUM STP ETF	$327K	0.0%	1,457 SH	New
VANGUARD WORLD FD	ENERGY ETF	$815K	0.0%	4,707 SH	New
VANGUARD WORLD FD	INF TECH ETF	$322K	0.0%Prev: 0.0%	462 SH	Increased+74 SH
VERA BRADLEY INC	COM	$337K	0.0%	106,722 SH	New
VERIZON COMMUNICATIONS INC	COM	$599K	0.0%Prev: 0.0%	11,940 SH	Increased+7,017 SH
VERTEX PHARMACEUTICALS INC	COM	$236K	0.0%	529 SH	New
VISA INC	COM CL A	$2.8M	0.1%Prev: 0.2%	9,132 SH	Increased+1,313 SH
WABTEC	COM	$203K	0.0%	813 SH	New
WALMART INC	COM	$2.1M	0.1%Prev: 0.1%	16,668 SH	Increased+7,322 SH
WASTE MGMT INC DEL	COM	$200K	0.0%	872 SH	New
WELLS FARGO & CO	COM	$836K	0.0%	10,504 SH	New
WESTERN DIGITAL CORP	COM	$256K	0.0%	946 SH	New
WILLIAMS COS INC	COM	$272K	0.0%	3,743 SH	New
WILLIAMS SONOMA INC	COM	$377K	0.0%Prev: 0.0%	2,067 SH	Increased-20 SH
WISDOMTREE TR	EMER MKT HIGH FD	$286K	0.0%Prev: 0.0%	5,749 SH	Decreased-2,527 SH
WISDOMTREE TR	US QTLY DIV GRT	$451K	0.0%Prev: 0.0%	5,129 SH	Decreased-2,224 SH
WISDOMTREE TR	US TOTAL DIVIDND	$259K	0.0%	3,000 SH	New
YUM BRANDS INC	COM	$230K	0.0%	1,481 SH	New

Sold (vs prior filing)

ABBOTT LABS — $1.4M
ADOBE INC — $390K
AIR PRODS & CHEMS INC — $393K
BROWN & BROWN INC — $552K
CARMAX INC — $248K
CHEVRON CORP NEW — $889K
CHUBB LIMITED — $255K
COSTCO WHSL CORP NEW — $2.9M
DANAHER CORPORATION — $405K
DARIOHEALTH CORP — $11K
DOMINION ENERGY INC — $201K
DUPONT DE NEMOURS INC — $294K
GENERAL MLS INC — $325K
ISHARES INC — $260K
ISHARES TR — $360K
ISHARES TR — $268K
ISHARES TR — $309K
ISHARES TR — $233K
ISHARES TR — $341K
JPMORGAN CHASE & CO. — $4.7M
… and 23 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 29, 2026	Q4 2025	13F-HR	0001172661-26-000376	$2.07B	View
Oct 20, 2026	Q3 2026	13F-HR	0001172661-26-004599	$2.41B	View
Oct 27, 2025	Q3 2025