Klingman & Associates, LLC

CIK 0001662449 • 7 13F filings • May 13, 2025 – Oct 20, 2026

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Filer information

Filed by: Klingman & Associates, LLC, CCO
Address: 120 West 45th Street, Suite 3800, New York, NY, 10036
Phone: 2128677647
AUM: $2.07B

AUM over time

$2.41B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $1.98B319 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$317K	0.0%Prev: 0.0%	2,040 SH	Decreased-72 SH
ABBOTT LABS	COM	$1.6M	0.1%	12,284 SH	New
ABBVIE INC	COM	$2.9M	0.1%Prev: 0.1%	12,718 SH	Decreased-450 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$482K	0.0%Prev: 0.0%	1,954 SH	Increased-174 SH
ADOBE INC	COM	$376K	0.0%	1,067 SH	New
ADVANCED MICRO DEVICES INC	COM	$551K	0.0%Prev: 0.1%	3,406 SH	Decreased-839 SH
AIR PRODS & CHEMS INC	COM	$374K	0.0%	1,370 SH	New
ALLIANT ENERGY CORP	COM	$369K	0.0%Prev: 0.0%	5,467 SH	Decreased-92 SH
ALPHABET INC	CAP STK CL A	$6.3M	0.3%Prev: 0.4%	25,761 SH	Decreased-2,076 SH
ALPHABET INC	CAP STK CL C	$7.4M	0.4%Prev: 0.5%	30,459 SH	Decreased-1,135 SH
ALTRIA GROUP INC	COM	$737K	0.0%Prev: 0.0%	11,158 SH	Decreased-466 SH
AMAZON COM INC	COM	$12.5M	0.6%Prev: 0.6%	57,007 SH	Decreased-4,789 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$823K	0.0%Prev: 0.0%	8,269 SH	Decreased-63 SH
AMERICAN EXPRESS CO	COM	$1.1M	0.1%Prev: 0.0%	3,415 SH	Increased+655 SH
AMERICAN TOWER CORP NEW	COM	$205K	0.0%	1,064 SH	New
AMGEN INC	COM	$544K	0.0%Prev: 0.0%	1,927 SH	Decreased-213 SH
ANALOG DEVICES INC	COM	$313K	0.0%Prev: 0.0%	1,274 SH	Decreased-98 SH
APPLE INC	COM	$69.3M	3.5%Prev: 3.3%	272,103 SH	Decreased+8,126 SH
APPLIED MATLS INC	COM	$2.1M	0.1%Prev: 0.3%	10,264 SH	Decreased-243 SH
ARES MANAGEMENT CORPORATION	CL A COM STK	$415K	0.0%Prev: 0.0%	2,596 SH	Increased-992 SH
ARISTA NETWORKS INC	COM SHS	$229K	0.0%Prev: 0.0%	1,573 SH	Decreased-486 SH
ASML HOLDING N V	N Y REGISTRY SHS	$503K	0.0%	520 SH	New
ASTRAZENECA PLC	SPONSORED ADR	$200K	0.0%	2,613 SH	New
AT&T INC	COM	$562K	0.0%Prev: 0.0%	19,916 SH	Increased-1,892 SH
AUTOMATIC DATA PROCESSING IN	COM	$2.1M	0.1%Prev: 0.1%	7,118 SH	Increased+429 SH
BANK AMERICA CORP	COM	$910K	0.0%	17,641 SH	New
BELLRING BRANDS INC	COMMON STOCK	$230K	0.0%	6,338 SH	New
BERKSHIRE HATHAWAY INC DEL	CL A	$754K	0.0%	1 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$6.8M	0.3%Prev: 0.3%	13,596 SH	Decreased-1,834 SH
BLACKROCK FLOATING RATE INCO	COM	$585K	0.0%Prev: 0.0%	45,048 SH	Increased-4,594 SH
BLACKROCK INC	COM	$1.2M	0.1%Prev: 0.0%	1,020 SH	Increased+149 SH
BLACKSTONE INC	COM	$2.6M	0.1%Prev: 0.1%	15,116 SH	Increased+1,528 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$279K	0.0%Prev: 0.0%	10,700 SH	Increased-23 SH
BOEING CO	COM	$409K	0.0%Prev: 0.0%	1,893 SH	Increased+503 SH
BOOKING HOLDINGS INC	COM	$740K	0.0%Prev: 0.0%	137 SH	Increased-3,534 SH
BOSTON SCIENTIFIC CORP	COM	$219K	0.0%	2,241 SH	New
BRILLIANT EARTH GROUP INC	CL A COM	$307K	0.0%	148,273 SH	New
BROADCOM INC	COM	$4.2M	0.2%Prev: 0.2%	12,635 SH	Decreased-1,800 SH
BROADSTONE NET LEASE INC	COM	$226K	0.0%Prev: 0.0%	12,648 SH	Decreased-83 SH
BROWN & BROWN INC	COM	$446K	0.0%	4,751 SH	New
CADENCE DESIGN SYSTEM INC	COM	$217K	0.0%Prev: 0.0%	617 SH	Decreased-166 SH
CAMDEN PPTY TR	SH BEN INT	$220K	0.0%Prev: 0.0%	2,064 SH	Decreased-18 SH
CAPITAL GRP FIXED INCM ETF T	US MULTI-SECTOR	$344K	0.0%Prev: 0.0%	12,381 SH	Increased
CAPITAL ONE FINL CORP	COM	$331K	0.0%Prev: 0.0%	1,555 SH	Decreased-512 SH
CATERPILLAR INC	COM	$1.3M	0.1%Prev: 0.1%	2,660 SH	Decreased-225 SH
CHEVRON CORP NEW	COM	$1.0M	0.1%	6,493 SH	New
CHUBB LIMITED	COM	$345K	0.0%Prev: 0.0%	1,224 SH	Decreased-161 SH
CISCO SYS INC	COM	$981K	0.0%Prev: 0.1%	14,334 SH	Decreased-1,893 SH
CITIGROUP INC	COM NEW	$1.9M	0.1%Prev: 0.1%	19,016 SH	Decreased-119 SH
CITIZENS FINL GROUP INC	COM	$23.8M	1.2%Prev: 1.2%	447,137 SH	Decreased+37,225 SH
COCA COLA CO	COM	$1.3M	0.1%Prev: 0.1%	19,483 SH	Decreased+353 SH
COLGATE PALMOLIVE CO	COM	$289K	0.0%Prev: 0.0%	3,609 SH	Decreased-625 SH
COMCAST CORP NEW	CL A	$203K	0.0%	6,476 SH	New
COMPASS INC	CL A	$1.4M	0.1%Prev: 0.0%	172,325 SH	Increased+101,886 SH
CONOCOPHILLIPS	COM	$299K	0.0%Prev: 0.0%	3,159 SH	Decreased-182 SH
CONSOLIDATED EDISON INC	COM	$607K	0.0%Prev: 0.0%	6,041 SH	Decreased-670 SH
CORNING INC	COM	$635K	0.0%Prev: 0.1%	7,745 SH	Decreased-323 SH
CORTEVA INC	COM	$314K	0.0%Prev: 0.0%	4,641 SH	Decreased-340 SH
COSTCO WHSL CORP NEW	COM	$3.1M	0.2%	3,329 SH	New
COUPANG INC	CL A	$1.6M	0.1%Prev: 0.0%	48,994 SH	Increased+2,331 SH
CREDIT ACCEP CORP MICH	COM	$272K	0.0%Prev: 0.0%	583 SH	Decreased-4 SH
CROCS INC	COM	$2.5M	0.1%Prev: 0.2%	29,362 SH	Decreased-2,308 SH
CROWDSTRIKE HLDGS INC	CL A	$280K	0.0%	571 SH	New
CSX CORP	COM	$694K	0.0%Prev: 0.0%	19,547 SH	Decreased-670 SH
CUMMINS INC	COM	$474K	0.0%Prev: 0.0%	1,122 SH	Decreased-42 SH
CVS HEALTH CORP	COM	$260K	0.0%Prev: 0.0%	3,447 SH	Increased+1,116 SH
DANAHER CORPORATION	COM	$485K	0.0%	2,445 SH	New
DATADOG INC	CL A COM	$16.6M	0.8%Prev: 0.7%	116,300 SH	Decreased+48,777 SH
DEERE & CO	COM	$2.4M	0.1%Prev: 0.1%	5,219 SH	Increased+2,846 SH
DIMENSIONAL ETF TRUST	INFLATION PROTE	$1.2M	0.1%Prev: 0.0%	29,440 SH	Increased+2,755 SH
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	$448K	0.0%Prev: 0.2%	9,721 SH	Decreased-56,618 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$849K	0.0%	11,724 SH	New
DIMENSIONAL ETF TRUST	US TARGETED VLU	$3.6M	0.2%Prev: 0.2%	61,618 SH	Decreased-1,243 SH
DISNEY WALT CO	COM	$807K	0.0%Prev: 0.0%	7,046 SH	Decreased-3,116 SH
DUKE ENERGY CORP NEW	COM NEW	$281K	0.0%Prev: 0.0%	2,270 SH	Decreased+33 SH
DUPONT DE NEMOURS INC	COM	$320K	0.0%	4,102 SH	New
EATON CORP PLC	SHS	$268K	0.0%Prev: 0.0%	716 SH	Decreased+1 SH
ECOLAB INC	COM	$494K	0.0%Prev: 0.0%	1,803 SH	Decreased-259 SH
ELI LILLY & CO	COM	$1.8M	0.1%Prev: 0.1%	2,377 SH	Decreased-33 SH
EMCOR GROUP INC	COM	$297K	0.0%Prev: 0.0%	457 SH	Decreased+54 SH
EMERSON ELEC CO	COM	$735K	0.0%Prev: 0.0%	5,602 SH	Decreased-368 SH
EQUITY RESIDENTIAL	SH BEN INT	$276K	0.0%Prev: 0.0%	4,261 SH	Decreased-12 SH
EXXON MOBIL CORP	COM	$4.4M	0.2%Prev: 0.2%	38,901 SH	Decreased-127 SH
F5 INC	COM	$610K	0.0%Prev: 0.0%	1,887 SH	Decreased-44 SH
FASTENAL CO	COM	$353K	0.0%Prev: 0.0%	7,200 SH	Increased-62 SH
FERRARI N V	COM	$271K	0.0%	559 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$259K	0.0%	3,849 SH	New
FLEXSHARES TR	IBOXX 3R TARGT	$6.6M	0.3%Prev: 0.3%	273,026 SH	Increased+8,640 SH
FORD MTR CO	COM	$159K	0.0%Prev: 0.0%	13,331 SH	Increased+2,826 SH
FRANKLIN BSP RLTY TR INC	COMMON STOCK	$461K	0.0%Prev: 0.0%	42,467 SH	Increased-9,555 SH
GE AEROSPACE	COM NEW	$2.8M	0.1%Prev: 0.2%	9,258 SH	Decreased-527 SH
GE HEALTHCARE TECHNOLOGIES I	COMMON STOCK	$273K	0.0%Prev: 0.0%	3,634 SH	Increased+349 SH
GE VERNOVA INC	COM	$1.4M	0.1%Prev: 0.1%	2,345 SH	Decreased-263 SH
GENERAL DYNAMICS CORP	COM	$305K	0.0%Prev: 0.0%	895 SH	Decreased-91 SH
GENERAL MLS INC	COM	$316K	0.0%	6,260 SH	New
GILEAD SCIENCES INC	COM	$257K	0.0%Prev: 0.0%	2,315 SH	Decreased-349 SH
GLOBAL X FDS	DATA CTR & DIGIT	$336K	0.0%	16,414 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$205K	0.0%Prev: 0.0%	1,571 SH	Decreased
GOLDMAN SACHS GROUP INC	COM	$1.1M	0.1%Prev: 0.1%	1,348 SH	Decreased-146 SH
GOLUB CAP BDC INC	COM	$380K	0.0%Prev: 0.0%	27,788 SH	Increased
GREENBRIER COS INC	COM	$204K	0.0%Prev: 0.0%	4,413 SH	Decreased-153 SH
HERSHEY CO	COM	$689K	0.0%Prev: 0.0%	3,685 SH	Increased-28 SH
HILTON WORLDWIDE HLDGS INC	COM	$389K	0.0%Prev: 0.0%	1,500 SH	Decreased-143 SH
HOME DEPOT INC	COM	$2.7M	0.1%Prev: 0.1%	6,590 SH	Increased+522 SH
HONEYWELL INTL INC	COM	$608K	0.0%Prev: 0.0%	2,889 SH	Increased+1,425 SH
HUBBELL INC	COM	$1.1M	0.1%Prev: 0.1%	2,508 SH	Decreased-33 SH
ILLINOIS TOOL WKS INC	COM	$527K	0.0%Prev: 0.0%	2,020 SH	Decreased-54 SH
INTEL CORP	COM	$754K	0.0%Prev: 0.1%	22,483 SH	Decreased+3,757 SH
INTERNATIONAL BUSINESS MACHS	COM	$1.3M	0.1%Prev: 0.1%	4,632 SH	Decreased-330 SH
INTUIT	COM	$389K	0.0%	569 SH	New
INTUITIVE SURGICAL INC	COM NEW	$515K	0.0%Prev: 0.0%	1,151 SH	Decreased-514 SH
INVESCO EXCH TRADED FD TR II	RAFI DVLPD MRKTS	$877K	0.0%Prev: 0.0%	21,342 SH	Decreased+1,016 SH
INVESCO EXCH TRADED FD TR II	S&P 500 REVENUE	$31.6M	1.6%Prev: 1.9%	285,548 SH	Decreased-68,011 SH
INVESCO EXCH TRADED FD TR II	S&P MDCP 400 REV	$1.6M	0.1%Prev: 0.1%	12,954 SH	Decreased+20 SH
INVESCO EXCH TRADED FD TR II	S&P SMALLCAP 600	$1.4M	0.1%Prev: 0.1%	28,269 SH	Decreased
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$4.1M	0.2%Prev: 0.2%	55,871 SH	Decreased+685 SH
INVESCO EXCH TRADED FD TR II	VAR RATE PFD	$574K	0.0%Prev: 0.0%	23,237 SH	Increased+6,643 SH
INVESCO EXCHANGE TRADED FD T	RAFI US 1000 ETF	$30.8M	1.6%Prev: 1.4%	681,499 SH	Decreased+67,346 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$2.6M	0.1%Prev: 0.1%	13,608 SH	Decreased+5 SH
INVESCO QQQ TR	UNIT SER 1	$1.7M	0.1%Prev: 0.1%	2,823 SH	Decreased-207 SH
ISHARES GOLD TR	ISHARES NEW	$473K	0.0%Prev: 0.0%	6,503 SH	Decreased-8,512 SH
ISHARES INC	CORE MSCI EMKT	$30.2M	1.5%Prev: 1.8%	458,703 SH	Decreased-42,315 SH
ISHARES INC	MSCI GBL MIN VOL	$268K	0.0%	2,231 SH	New
ISHARES TR	CORE 80/20 AGGRE	$639K	0.0%	7,254 SH	New
ISHARES TR	CORE DIV GRWTH	$286K	0.0%Prev: 0.0%	4,200 SH	Decreased+100 SH
ISHARES TR	CORE HIGH DV ETF	$2.5M	0.1%Prev: 0.1%	20,674 SH	Decreased-80,293 SH
ISHARES TR	CORE MSCI EAFE	$73.2M	3.7%Prev: 4.1%	838,650 SH	Decreased-163,530 SH
ISHARES TR	CORE MSCI INTL	$541K	0.0%Prev: 0.0%	6,749 SH	Decreased
ISHARES TR	CORE MSCI TOTAL	$2.5M	0.1%Prev: 0.1%	29,945 SH	Decreased+461 SH
ISHARES TR	CORE S&P MCP ETF	$94.3M	4.8%Prev: 5.3%	1,444,799 SH	Decreased-159,370 SH
ISHARES TR	CORE S&P SCP ETF	$65.5M	3.3%Prev: 3.8%	551,551 SH	Decreased-45,260 SH
ISHARES TR	CORE S&P TTL STK	$1.7M	0.1%Prev: 0.1%	11,643 SH	Increased+1,376 SH
ISHARES TR	CORE S&P US VLU	$261K	0.0%Prev: 0.0%	2,607 SH	Decreased
ISHARES TR	CORE S&P500 ETF	$339.8M	17.1%Prev: 16.9%	507,621 SH	Decreased-23,110 SH
ISHARES TR	EAFE SML CP ETF	$12.2M	0.6%Prev: 0.5%	159,550 SH	Decreased+4,310 SH
ISHARES TR	ESG AWR MSCI USA	$266K	0.0%Prev: 0.0%	1,826 SH	Decreased-96 SH
ISHARES TR	ESG OPTIMIZED	$365K	0.0%Prev: 0.0%	2,694 SH	Decreased-25 SH
ISHARES TR	EXPND TEC SC ETF	$227K	0.0%Prev: 0.0%	1,800 SH	Decreased-21 SH
ISHARES TR	GLOBAL 100 ETF	$417K	0.0%Prev: 0.0%	3,475 SH	Decreased
ISHARES TR	IBDS DEC28 ETF	$29.6M	1.5%Prev: 1.4%	1,161,401 SH	Decreased-133,486 SH
ISHARES TR	IBONDS 27 ETF	$24.0M	1.2%Prev: 1.0%	988,062 SH	Increased+28,491 SH
ISHARES TR	IBONDS DEC 2029	$546K	0.0%Prev: 0.0%	21,380 SH	Increased+7,890 SH
ISHARES TR	IBONDS DEC 2030	$31.8M	1.6%Prev: 1.6%	1,435,980 SH	Decreased-279,597 SH
ISHARES TR	IBONDS DEC 2031	$30.1M	1.5%Prev: 1.6%	1,419,923 SH	Decreased-346,641 SH
ISHARES TR	IBONDS DEC 2032	$17.3M	0.9%Prev: 1.3%	675,192 SH	Decreased-500,254 SH
ISHARES TR	IBONDS DEC 26	$282K	0.0%	10,994 SH	New
ISHARES TR	IBONDS DEC 27	$449K	0.0%Prev: 0.0%	17,613 SH	Increased+6,653 SH
ISHARES TR	IBONDS DEC 28	$421K	0.0%Prev: 0.0%	16,404 SH	Increased+6,784 SH
ISHARES TR	IBONDS DEC 29	$33.4M	1.7%Prev: 1.6%	1,421,892 SH	Decreased-200,552 SH
ISHARES TR	IBONDS DEC2026	$19.5M	1.0%Prev: 0.0%	802,857 SH	Increased+784,451 SH
ISHARES TR	ISHARES SEMICDTR	$3.8M	0.2%Prev: 0.3%	13,969 SH	Decreased+2,000 SH
ISHARES TR	MSCI EAFE ETF	$2.8M	0.1%Prev: 0.1%	30,304 SH	Decreased-1,267 SH
ISHARES TR	MSCI EAFE MIN VL	$2.0M	0.1%Prev: 0.1%	23,146 SH	Increased+1,475 SH
ISHARES TR	MSCI EMG MKT ETF	$1.1M	0.1%Prev: 0.1%	20,470 SH	Decreased+116 SH
ISHARES TR	MSCI INDIA ETF	$271K	0.0%Prev: 0.0%	5,215 SH	Increased+599 SH
ISHARES TR	MSCI USA MIN VOL	$35.3M	1.8%	370,580 SH	New
ISHARES TR	MSCI USA QLT FCT	$411K	0.0%Prev: 0.0%	2,114 SH	Decreased
ISHARES TR	NEW YORK MUN ETF	$12.4M	0.6%Prev: 0.5%	233,173 SH	Decreased-2,837 SH
ISHARES TR	PFD AND INCM SEC	$450K	0.0%Prev: 0.0%	14,217 SH	Increased+867 SH
ISHARES TR	RUS 1000 ETF	$8.1M	0.4%Prev: 0.4%	22,053 SH	Decreased+334 SH
ISHARES TR	RUS 1000 GRW ETF	$1.0M	0.1%Prev: 0.2%	2,181 SH	Decreased-26,777 SH
ISHARES TR	RUS 1000 VAL ETF	$536K	0.0%Prev: 0.0%	2,633 SH	Decreased+129 SH
ISHARES TR	RUS 2000 GRW ETF	$289K	0.0%Prev: 0.0%	902 SH	Decreased-378 SH
ISHARES TR	RUS 2000 VAL ETF	$2.3M	0.1%Prev: 0.1%	12,942 SH	Decreased-1,355 SH
ISHARES TR	RUS MID CAP ETF	$1.3M	0.1%Prev: 0.1%	13,897 SH	Decreased+431 SH
ISHARES TR	RUSSELL 2000 ETF	$7.7M	0.4%Prev: 0.4%	32,023 SH	Decreased+1,160 SH
ISHARES TR	S&P 100 ETF	$2.3M	0.1%Prev: 0.1%	6,861 SH	Decreased-21 SH
ISHARES TR	S&P 500 GRWT ETF	$420K	0.0%Prev: 0.0%	3,482 SH	Decreased-189 SH
ISHARES TR	S&P 500 VAL ETF	$420K	0.0%Prev: 0.0%	2,033 SH	Decreased-330 SH
ISHARES TR	S&P MC 400GR ETF	$215K	0.0%	2,239 SH	New
ISHARES TR	SELECT DIVID ETF	$4.6M	0.2%Prev: 0.2%	32,281 SH	Decreased+148 SH
ISHARES TR	U.S. TECH ETF	$314K	0.0%Prev: 0.0%	1,601 SH	Decreased+125 SH
ISHARES U S ETF TR	SHORT DURATION B	$2.1M	0.1%	40,413 SH	New
J P MORGAN EXCHANGE TRADED F	FLEXIBLE DEBT ET	$916K	0.0%	18,246 SH	New
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$2.4M	0.1%Prev: 0.1%	47,808 SH	Increased
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$1.8M	0.1%Prev: 0.0%	34,421 SH	Increased+19,128 SH
JACOBS SOLUTIONS INC	COM	$486K	0.0%Prev: 0.0%	3,244 SH	Increased+17 SH
JOHNSON & JOHNSON	COM	$3.3M	0.2%Prev: 0.2%	17,601 SH	Decreased+153 SH
JONES LANG LASALLE INC	COM	$7.0M	0.4%Prev: 0.3%	23,487 SH	Increased+4,446 SH
JPMORGAN CHASE & CO.	COM	$9.0M	0.5%	28,601 SH	New
KINDER MORGAN INC DEL	COM	$237K	0.0%Prev: 0.0%	8,371 SH	Decreased-279 SH
KKR & CO INC	COM	$381K	0.0%Prev: 0.0%	2,929 SH	Increased-323 SH
KLA CORP	COM NEW	$349K	0.0%Prev: 0.0%	324 SH	Decreased-3,192 SH
L3HARRIS TECHNOLOGIES INC	COM	$613K	0.0%Prev: 0.0%	2,006 SH	Increased-40 SH
LAM RESEARCH CORP	COM NEW	$317K	0.0%Prev: 0.1%	2,367 SH	Decreased-785 SH
LAMAR ADVERTISING CO NEW	CL A	$2.3M	0.1%	18,976 SH	New
LINDE PLC	SHS	$719K	0.0%Prev: 0.0%	1,514 SH	Decreased-103 SH
LLOYDS BANKING GROUP PLC	SPONSORED ADR	$46K	0.0%Prev: 0.0%	10,049 SH	Decreased-3,232 SH
LOCKHEED MARTIN CORP	COM	$894K	0.0%Prev: 0.0%	1,791 SH	Decreased-108 SH
LOWES COS INC	COM	$829K	0.0%Prev: 0.1%	3,297 SH	Decreased-3,671 SH
MASTERCARD INCORPORATED	CL A	$4.3M	0.2%Prev: 0.2%	7,599 SH	Increased+106 SH
MCDONALDS CORP	COM	$1.6M	0.1%Prev: 0.1%	5,267 SH	Increased+255 SH
MEDTRONIC PLC	SHS	$241K	0.0%	2,530 SH	New
MERCK & CO INC	COM	$855K	0.0%Prev: 0.1%	10,192 SH	Decreased-271 SH
META PLATFORMS INC	CL A	$4.8M	0.2%Prev: 0.2%	6,515 SH	Increased-540 SH
MICRON TECHNOLOGY INC	COM	$316K	0.0%Prev: 0.1%	1,887 SH	Decreased-982 SH
MICROSOFT CORP	COM	$18.4M	0.9%Prev: 0.6%	35,542 SH	Increased-2,223 SH
MOODYS CORP	COM	$224K	0.0%Prev: 0.0%	471 SH	Decreased-90 SH
MORGAN STANLEY	COM NEW	$1.0M	0.1%Prev: 0.1%	6,479 SH	Decreased+409 SH
NETFLIX INC	COM	$1.9M	0.1%	1,611 SH	New
NEWMARKET CORP	COM	$209K	0.0%Prev: 0.0%	252 SH	Increased-5 SH
NEXTERA ENERGY INC	COM	$1.3M	0.1%Prev: 0.1%	17,243 SH	Decreased-960 SH
NORFOLK SOUTHN CORP	COM	$545K	0.0%Prev: 0.0%	1,813 SH	Decreased-38 SH
NORTHROP GRUMMAN CORP	COM	$260K	0.0%Prev: 0.0%	426 SH	Increased-6 SH
NOVARTIS AG	SPONSORED ADR	$512K	0.0%Prev: 0.0%	3,990 SH	Decreased-533 SH
NOVO-NORDISK A S	ADR	$286K	0.0%Prev: 0.0%	5,147 SH	Increased+362 SH
NVIDIA CORPORATION	COM	$11.4M	0.6%Prev: 0.6%	61,289 SH	Decreased-8,356 SH
ORACLE CORP	COM	$4.1M	0.2%Prev: 0.1%	14,525 SH	Increased+281 SH
OREILLY AUTOMOTIVE INC	COM	$1.3M	0.1%Prev: 0.0%	11,800 SH	Increased+1,339 SH
PALANTIR TECHNOLOGIES INC	CL A	$788K	0.0%Prev: 0.0%	4,321 SH	Increased-179 SH
PALO ALTO NETWORKS INC	COM	$434K	0.0%Prev: 0.0%	2,131 SH	Decreased-516 SH
PARKER-HANNIFIN CORP	COM	$427K	0.0%Prev: 0.0%	563 SH	Decreased-35 SH
PAYCHEX INC	COM	$270K	0.0%Prev: 0.0%	2,131 SH	Increased-366 SH
PAYPAL HLDGS INC	COM	$245K	0.0%	3,654 SH	New
PEPSICO INC	COM	$545K	0.0%Prev: 0.0%	3,884 SH	Increased+803 SH
PFIZER INC	COM	$680K	0.0%Prev: 0.0%	26,683 SH	Decreased-1,554 SH
PHILIP MORRIS INTL INC	COM	$1.1M	0.1%Prev: 0.1%	6,624 SH	Decreased+70 SH
PHILLIPS 66	COM	$967K	0.0%Prev: 0.0%	7,106 SH	Increased+4,711 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$2.1M	0.1%Prev: 0.0%	20,500 SH	Increased+10,000 SH
PJT PARTNERS INC	COM CL A	$1.9M	0.1%	10,577 SH	New
PNC FINL SVCS GROUP INC	COM	$205K	0.0%Prev: 0.0%	1,019 SH	Decreased-110 SH
POST HLDGS INC	COM	$542K	0.0%	5,042 SH	New
PRIMERICA INC	COM	$268K	0.0%	964 SH	New
PROCTER AND GAMBLE CO	COM	$2.6M	0.1%	16,637 SH	New
PROGRESSIVE CORP	COM	$711K	0.0%Prev: 0.0%	2,879 SH	Increased-119 SH
QUALCOMM INC	COM	$459K	0.0%Prev: 0.0%	2,758 SH	Decreased-376 SH
RAYMOND JAMES FINL INC	COM	$2.1M	0.1%Prev: 0.1%	12,224 SH	Increased+756 SH
ROLLINS INC	COM	$212K	0.0%	3,602 SH	New
ROSS STORES INC	COM	$826K	0.0%Prev: 0.0%	5,421 SH	Decreased+1,405 SH
RTX CORPORATION	COM	$869K	0.0%Prev: 0.0%	5,191 SH	Decreased-525 SH
SALESFORCE INC	COM	$902K	0.0%Prev: 0.0%	3,804 SH	Increased+1,907 SH
SAP SE	SPON ADR	$278K	0.0%	1,040 SH	New
SCHWAB CHARLES CORP	COM	$783K	0.0%Prev: 0.0%	8,199 SH	Increased+251 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$298K	0.0%Prev: 0.0%	6,684 SH	Decreased
SCHWAB STRATEGIC TR	FUNDAMENTAL US L	$210K	0.0%Prev: 0.0%	7,999 SH	Decreased
SCHWAB STRATEGIC TR	INTL EQTY ETF	$1.3M	0.1%Prev: 0.1%	57,141 SH	Increased+10,089 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$448K	0.0%Prev: 0.0%	17,432 SH	Decreased+570 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$262K	0.0%Prev: 0.0%	9,614 SH	Decreased+540 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$552K	0.0%Prev: 0.0%	17,302 SH	Increased+3,668 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$323K	0.0%Prev: 0.0%	11,099 SH	Increased+2,054 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$858K	0.0%Prev: 0.0%	32,584 SH	Decreased+1,806 SH
SEA LTD	SPONSORD ADS	$475K	0.0%	2,656 SH	New
SELECT SECTOR SPDR TR	ENERGY	$225K	0.0%	2,513 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$204K	0.0%	3,792 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$443K	0.0%	5,655 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$755K	0.0%	2,680 SH	New
SERVICENOW INC	COM	$488K	0.0%Prev: 0.0%	530 SH	Increased-3,298 SH
SHELL PLC	SPON ADS	$259K	0.0%Prev: 0.0%	3,622 SH	Decreased-609 SH
SOUTHERN CO	COM	$435K	0.0%Prev: 0.0%	4,586 SH	Decreased-429 SH
SPDR GOLD TR	GOLD SHS	$644K	0.0%Prev: 0.0%	1,812 SH	Decreased-1,107 SH
SPDR S&P 500 ETF TR	TR UNIT	$78.5M	4.0%	117,901 SH	New
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$25.0M	1.3%	41,928 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 GW	$71.6M	3.6%	684,950 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 VL	$66.1M	3.3%	1,194,210 SH	New
SPDR SERIES TRUST	S&P 400 MDCP GRW	$29.8M	1.5%	325,832 SH	New
SPDR SERIES TRUST	S&P 400 MDCP VAL	$30.9M	1.6%	370,971 SH	New
SPDR SERIES TRUST	S&P 600 SMCP GRW	$19.3M	1.0%	204,487 SH	New
SPDR SERIES TRUST	S&P 600 SMCP VAL	$25.0M	1.3%	282,377 SH	New
SPDR SERIES TRUST	S&P DIVID ETF	$27.2M	1.4%	193,866 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$476K	0.0%Prev: 0.0%	682 SH	Increased+88 SH
STARBUCKS CORP	COM	$348K	0.0%Prev: 0.0%	4,112 SH	Decreased-580 SH
STRYKER CORPORATION	COM	$659K	0.0%Prev: 0.0%	1,783 SH	Increased+443 SH
SYSCO CORP	COM	$206K	0.0%	2,506 SH	New
T-MOBILE US INC	COM	$366K	0.0%Prev: 0.0%	1,527 SH	Increased+106 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$761K	0.0%	2,724 SH	New
TAPESTRY INC	COM	$203K	0.0%Prev: 0.0%	1,794 SH	Decreased+131 SH
TESLA INC	COM	$3.2M	0.2%Prev: 0.1%	7,169 SH	Decreased-1,052 SH
TEXAS INSTRS INC	COM	$854K	0.0%Prev: 0.1%	4,646 SH	Decreased-31 SH
THERMO FISHER SCIENTIFIC INC	COM	$897K	0.0%Prev: 0.0%	1,849 SH	Decreased-47 SH
TJX COS INC NEW	COM	$2.1M	0.1%Prev: 0.1%	14,792 SH	Decreased-362 SH
TOYOTA MOTOR CORP	ADS	$240K	0.0%Prev: 0.0%	1,255 SH	Increased-10 SH
TRUIST FINL CORP	COM	$621K	0.0%Prev: 0.0%	13,586 SH	Decreased-934 SH
UBER TECHNOLOGIES INC	COM	$476K	0.0%Prev: 0.0%	4,855 SH	Increased+66 SH
UNILEVER PLC	SPON ADR NEW	$282K	0.0%Prev: 0.0%	4,764 SH	Increased+304 SH
UNION PAC CORP	COM	$408K	0.0%Prev: 0.0%	1,726 SH	Increased+404 SH
UNITED BANKSHARES INC WEST V	COM	$1.1M	0.1%Prev: 0.1%	30,650 SH	Decreased-4,748 SH
UNITED RENTALS INC	COM	$638K	0.0%Prev: 0.0%	668 SH	Decreased-77 SH
UNITEDHEALTH GROUP INC	COM	$596K	0.0%Prev: 0.0%	1,727 SH	Decreased-294 SH
US BANCORP DEL	COM NEW	$202K	0.0%	4,181 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$359K	0.0%Prev: 0.0%	1,100 SH	Decreased-298 SH
VANGUARD ADMIRAL FDS INC	MIDCP 400 IDX	$1.6M	0.1%Prev: 0.1%	14,807 SH	Decreased+54 SH
VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX	$1.2M	0.1%Prev: 0.1%	10,934 SH	Decreased-52 SH
VANGUARD INDEX FDS	EXTEND MKT ETF	$228K	0.0%	1,090 SH	New
VANGUARD INDEX FDS	GROWTH ETF	$1.8M	0.1%Prev: 0.1%	3,810 SH	Decreased-31,603 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$342K	0.0%Prev: 0.0%	1,110 SH	Increased+357 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$378K	0.0%Prev: 0.0%	1,288 SH	Decreased+40 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$386K	0.0%Prev: 0.0%	2,210 SH	Decreased+45 SH
VANGUARD INDEX FDS	MID CAP ETF	$275K	0.0%Prev: 0.0%	937 SH	Decreased-2,810 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$5.1M	0.3%Prev: 0.2%	55,445 SH	Decreased-2,209 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$6.8M	0.3%Prev: 0.3%	11,112 SH	Decreased-297 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$811K	0.0%Prev: 0.1%	3,886 SH	Decreased-3,946 SH
VANGUARD INDEX FDS	SMALL CP ETF	$2.7M	0.1%Prev: 0.1%	10,685 SH	Decreased+264 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$561K	0.0%Prev: 0.1%	1,885 SH	Decreased-2,539 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$15.1M	0.8%Prev: 0.7%	46,092 SH	Decreased+1,122 SH
VANGUARD INDEX FDS	VALUE ETF	$1.1M	0.1%Prev: 0.1%	6,056 SH	Decreased-5,819 SH
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$3.7M	0.2%Prev: 0.2%	51,710 SH	Decreased+3,986 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$53.2M	2.7%Prev: 2.5%	981,006 SH	Decreased-3,332 SH
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	$607K	0.0%Prev: 0.0%	4,256 SH	Increased+673 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$210K	0.0%Prev: 0.0%	1,523 SH	Decreased+35 SH
VANGUARD MALVERN FDS	STRM INFPROIDX	$90.1M	4.5%Prev: 5.6%	1,779,660 SH	Decreased-831,930 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$546K	0.0%Prev: 0.0%	9,273 SH	Increased
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$1.5M	0.1%Prev: 0.0%	6,794 SH	Increased+2,422 SH
VANGUARD STAR FDS	VG TL INTL STK F	$770K	0.0%Prev: 0.0%	10,488 SH	Decreased+421 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$64.2M	3.2%Prev: 3.8%	1,071,049 SH	Decreased-174,675 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$1.3M	0.1%Prev: 0.1%	9,272 SH	Decreased+8 SH
VANGUARD WORLD FD	CONSUM STP ETF	$333K	0.0%Prev: 0.0%	1,559 SH	Increased+109 SH
VANGUARD WORLD FD	ENERGY ETF	$592K	0.0%Prev: 0.0%	4,707 SH	Increased+2,000 SH
VANGUARD WORLD FD	INF TECH ETF	$299K	0.0%Prev: 0.0%	401 SH	Decreased-4,334 SH
VERA BRADLEY INC	COM	$108K	0.0%Prev: 0.0%	53,722 SH	Decreased-106,342 SH
VERIZON COMMUNICATIONS INC	COM	$427K	0.0%Prev: 0.0%	9,714 SH	Decreased-2,479 SH
VISA INC	COM CL A	$3.1M	0.2%Prev: 0.1%	9,091 SH	Increased+279 SH
WALMART INC	COM	$2.1M	0.1%Prev: 0.1%	20,433 SH	Increased+2,967 SH
WELLS FARGO CO NEW	COM	$873K	0.0%	10,417 SH	New
WILLIAMS SONOMA INC	COM	$386K	0.0%Prev: 0.0%	1,973 SH	Decreased-84 SH
WISDOMTREE TR	EMER MKT HIGH FD	$289K	0.0%Prev: 0.0%	6,289 SH	Decreased+540 SH
WISDOMTREE TR	EQUITY PREMIUM	$397K	0.0%	11,935 SH	New
WISDOMTREE TR	US QTLY DIV GRT	$654K	0.0%Prev: 0.0%	7,353 SH	Increased+2,224 SH
WISDOMTREE TR	US TOTAL DIVIDND	$252K	0.0%Prev: 0.0%	3,000 SH	Decreased
YUM BRANDS INC	COM	$213K	0.0%Prev: 0.0%	1,399 SH	Decreased-100 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $1.0M
ACUSHNET HLDGS CORP — $204K
AIR PRODUCTS AND CHEMICALS I — $397K
AMERICAN ELEC PWR CO INC — $209K
AMERICAN TOWER CORP — $209K
AMPHENOL CORP — $380K
APA CORPORATION — $202K
APPLOVIN CORP — $262K
ASML HLDG NV — $1.3M
ASTRAZENECA PLC — $328K
BANCO SANTANDER SA — $186K
BANK OF AMER CORP — $1.1M
BHP BILLITON LIMITED — $294K
BRISTOL-MYERS SQUIBB CO — $240K
CENTERPOINT ENERGY INC — $210K
CHEVRON CORPORATION — $1.2M
CIENA CORP — $247K
COSTCO WHOLESALE CORPORATION — $3.1M
DANAHER CORP DEL — $522K
DELL TECHNOLOGIES INC — $375K
… and 73 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 29, 2026	Q4 2025	13F-HR	0001172661-26-000376	$2.07B	View
Oct 20, 2026	Q3 2026	13F-HR	0001172661-26-004599	$2.41B	View
Oct 27, 2025	Q3 2025