EAGLE ROCK INVESTMENT COMPANY, LLC

CIK 0001911407 • 7 13F filings • Apr 11, 2025 – Oct 21, 2026

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Filer information

Filed by: EAGLE ROCK INVESTMENT COMPANY, LLC, Chief Compliance Officer
Address: 1201 PEACHTREE STREET NE, SUITE 200, ATLANTA, GA, 30361
Phone: (404) 480-8578
AUM: $708.8M

AUM over time

$799.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $681.5M167 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$1.2M	0.2%Prev: 0.2%	5,385 SH	Decreased+50 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$591K	0.1%	2,395 SH	New
ADOBE INC	COM	$5.2M	0.8%Prev: 0.4%	14,691 SH	Increased-2,334 SH
AFLAC INC	COM	$346K	0.1%Prev: 0.0%	3,100 SH	Increased+200 SH
ALPHABET INC	CAP STK CL A	$31.8M	4.7%Prev: 5.4%	130,608 SH	Decreased+7,978 SH
ALPHABET INC	CAP STK CL C	$3.0M	0.4%Prev: 0.5%	12,139 SH	Decreased+1,262 SH
AMAZON COM INC	COM	$1.8M	0.3%Prev: 1.6%	8,246 SH	Decreased-46,814 SH
AMERICAN EXPRESS CO	COM	$14.8M	2.2%Prev: 1.9%	44,548 SH	Decreased-114 SH
AMGEN INC	COM	$2.0M	0.3%Prev: 0.3%	6,977 SH	Decreased+192 SH
ANHEUSER BUSCH INBEV SA/NV	SPONSORED ADR	$304K	0.0%	5,106 SH	New
API GROUP CORP	COM STK	$700K	0.1%Prev: 0.2%	20,354 SH	Decreased-25,000 SH
APOLLO GLOBAL MGMT INC	COM	$5.5M	0.8%Prev: 0.8%	41,367 SH	Decreased-11,774 SH
APPLE INC	COM	$19.6M	2.9%Prev: 2.8%	77,053 SH	Decreased-1,770 SH
APPLIED MATLS INC	COM	$5.3M	0.8%Prev: 1.9%	25,806 SH	Decreased+4,309 SH
ASML HOLDING N V	N Y REGISTRY SHS	$625K	0.1%	646 SH	New
AT&T INC	COM	$497K	0.1%Prev: 0.0%	17,586 SH	Increased+1,999 SH
AUTOZONE INC	COM	$16.2M	2.4%Prev: 1.7%	3,773 SH	Increased-526 SH
B2GOLD CORP	COM	$61K	0.0%	12,241 SH	New
BARRICK MNG CORP	COM SHS	$238K	0.0%Prev: 0.0%	7,275 SH	Increased+980 SH
BERKLEY W R CORP	COM	$7.7M	1.1%Prev: 1.2%	100,056 SH	Decreased-42,325 SH
BERKSHIRE HATHAWAY INC DEL	CL A	$754K	0.1%Prev: 0.1%	1 SH	Increased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$369K	0.1%Prev: 0.0%	734 SH	Increased
BLACKROCK CAP ALLOCATION TER	COM	$265K	0.0%Prev: 0.0%	17,902 SH	Decreased
BORGWARNER INC	COM	$264K	0.0%	6,000 SH	New
BP PLC	SPONSORED ADR	$325K	0.0%Prev: 0.0%	9,445 SH	Decreased+24 SH
BRISTOL-MYERS SQUIBB CO	COM	$925K	0.1%Prev: 0.1%	20,505 SH	Decreased-369 SH
BROADCOM INC	COM	$41.2M	6.0%Prev: 5.0%	124,957 SH	Increased+17,735 SH
CACI INTL INC	CL A	$1.5M	0.2%Prev: 0.2%	3,021 SH	Increased-17 SH
CAPITAL GROUP INTL FOCUS EQT	SHS CREATION UNI	$720K	0.1%	24,305 SH	New
CAPITAL ONE FINL CORP	COM	$4.4M	0.6%Prev: 0.6%	20,541 SH	Decreased-3,317 SH
CATERPILLAR INC	COM	$3.2M	0.5%Prev: 0.9%	6,700 SH	Decreased
CBRE GROUP INC	CL A	$12.1M	1.8%Prev: 1.3%	76,507 SH	Increased+579 SH
CENCORA INC	CALL	$11.5M	1.7%	36,783 PRN	New
CHEVRON CORP NEW	COM	$7.7M	1.1%	49,692 SH	New
CHUBB LIMITED	COM	$16.0M	2.3%Prev: 2.3%	56,532 SH	Decreased+956 SH
CISCO SYS INC	COM	$9.3M	1.4%Prev: 1.9%	136,494 SH	Decreased+6,442 SH
CITIGROUP INC	COM NEW	$5.8M	0.8%Prev: 0.9%	56,714 SH	Decreased+5,664 SH
CLOROX CO DEL	COM	$4.4M	0.6%Prev: 0.5%	35,430 SH	Increased-5,117 SH
CME GROUP INC	COM	$1.4M	0.2%	5,050 SH	New
COMPUGEN LTD	ORD	$105K	0.0%Prev: 0.0%	71,212 SH	Decreased
CONOCOPHILLIPS	COM	$1.8M	0.3%Prev: 0.2%	19,160 SH	Decreased+19 SH
CONSTELLATION BRANDS INC	CL A	$3.8M	0.6%Prev: 0.5%	28,204 SH	Decreased-1,534 SH
CORCEPT THERAPEUTICS INC	COM	$395K	0.1%Prev: 0.1%	4,750 SH	Decreased
CORPAY INC	COM SHS	$2.6M	0.4%	8,923 SH	New
CUMMINS INC	COM	$4.1M	0.6%Prev: 1.2%	9,647 SH	Decreased-4,400 SH
DIAMONDBACK ENERGY INC	COM	$3.8M	0.6%Prev: 0.6%	26,595 SH	Decreased-533 SH
DISNEY WALT CO	COM	$7.6M	1.1%Prev: 0.9%	66,541 SH	Increased-6,522 SH
DOLLAR GEN CORP NEW	COM	$4.7M	0.7%	45,134 SH	New
DUKE ENERGY CORP NEW	COM NEW	$209K	0.0%Prev: 0.0%	1,685 SH	Decreased
EATON CORP PLC	SHS	$5.4M	0.8%Prev: 0.9%	14,344 SH	Decreased-2,747 SH
ELECTRONIC ARTS INC	COM	$3.6M	0.5%	17,613 SH	New
ELEVANCE HEALTH INC FORMERLY	COM	$2.7M	0.4%	8,392 SH	New
ELI LILLY & CO	COM	$2.3M	0.3%Prev: 0.4%	3,050 SH	Decreased+325 SH
EMCOR GROUP INC	COM	$1.3M	0.2%Prev: 0.2%	2,021 SH	Decreased-1 SH
ENTERGY CORP NEW	COM	$368K	0.1%Prev: 0.1%	3,950 SH	Decreased
EVERCORE INC	CLASS A	$3.1M	0.5%Prev: 0.4%	9,268 SH	Decreased
EXXON MOBIL CORP	COM	$853K	0.1%Prev: 0.1%	7,564 SH	Decreased+77 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$3.1M	0.4%Prev: 0.5%	66,290 SH	Decreased-29,861 SH
FISERV INC	COM	$6.7M	1.0%	51,900 SH	New
FORD MTR CO	COM	$359K	0.1%	30,000 SH	New
GE AEROSPACE	COM NEW	$376K	0.1%Prev: 0.1%	1,250 SH	Decreased-18 SH
GE HEALTHCARE TECHNOLOGIES I	COMMON STOCK	$4.4M	0.6%Prev: 0.2%	58,667 SH	Increased+32,816 SH
GENERAL DYNAMICS CORP	COM	$853K	0.1%Prev: 0.1%	2,500 SH	Decreased
GILEAD SCIENCES INC	COM	$1.1M	0.2%Prev: 0.1%	9,544 SH	Decreased+256 SH
HCA HEALTHCARE INC	COM	$9.2M	1.4%Prev: 0.5%	21,632 SH	Increased+10,407 SH
HOME DEPOT INC	COM	$557K	0.1%Prev: 0.1%	1,373 SH	Decreased-279 SH
INTEL CORP	COM	$403K	0.1%Prev: 0.1%	12,000 SH	Decreased+4,000 SH
INTERCONTINENTAL EXCHANGE IN	COM	$2.3M	0.3%	13,948 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$3.7M	0.5%Prev: 0.5%	13,102 SH	Decreased-149 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$224K	0.0%Prev: 0.0%	1,441 SH	Decreased
INVESCO LTD	SHS	$348K	0.1%Prev: 0.0%	15,175 SH	Decreased
IQVIA HLDGS INC	COM	$8.8M	1.3%Prev: 1.5%	46,332 SH	Decreased-15,226 SH
ISHARES TR	0-3 MNTH TREASRY	$503K	0.1%	4,992 SH	New
ISHARES TR	EAFE SML CP ETF	$295K	0.0%Prev: 0.0%	3,843 SH	Decreased+42 SH
ISHARES TR	MSCI ACWI EX US	$540K	0.1%Prev: 0.1%	8,300 SH	Decreased
ISHARES TR	MSCI EAFE ETF	$1.1M	0.2%Prev: 0.1%	11,267 SH	Decreased+458 SH
ISHARES TR	MSCI EMG MKT ETF	$417K	0.1%Prev: 0.1%	7,818 SH	Decreased+760 SH
ISHARES TR	NATIONAL MUN ETF	$3.5M	0.5%Prev: 0.5%	32,696 SH	Decreased-3,971 SH
ISHARES TR	NEW YORK MUN ETF	$534K	0.1%Prev: 0.1%	10,000 SH	Decreased
ISHARES TR	RUS 1000 VAL ETF	$252K	0.0%Prev: 0.0%	1,240 SH	Decreased-248 SH
ISHARES TR	S&P 500 GRWT ETF	$507K	0.1%Prev: 0.1%	4,200 SH	Decreased
ISHARES TR	SHORT TREAS BD	$2.3M	0.3%	21,005 SH	New
ISHARES TR	SHRT NAT MUN ETF	$4.6M	0.7%Prev: 0.6%	43,052 SH	Decreased-1,779 SH
ISHARES TR	US TREAS BD ETF	$235K	0.0%Prev: 0.0%	10,175 SH	Increased
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$811K	0.1%Prev: 0.1%	15,983 SH	Increased
JOHNSON & JOHNSON	COM	$7.2M	1.1%Prev: 1.2%	38,998 SH	Decreased+367 SH
JPMORGAN CHASE & CO.	COM	$19.5M	2.9%	61,738 SH	New
KAYNE ANDERSON ENERGY INFRST	COM	$133K	0.0%	10,721 SH	New
KIMBERLY-CLARK CORP	COM	$318K	0.0%	2,554 SH	New
KLA CORP	COM NEW	$15.1M	2.2%Prev: 4.9%	13,976 SH	Decreased-116,932 SH
KRANESHARES TRUST	CSI CHI INTERNET	$790K	0.1%Prev: 0.1%	18,816 SH	Increased-333 SH
LABCORP HOLDINGS INC	COM SHS	$455K	0.1%Prev: 0.1%	1,585 SH	Increased+135 SH
LIBERTY MEDIA CORP DEL	COM LBTY ONE S C	$1.0M	0.2%	10,000 SH	New
LLOYDS BANKING GROUP PLC	SPONSORED ADR	$567K	0.1%Prev: 0.1%	124,913 SH	Increased+31,154 SH
LOCKHEED MARTIN CORP	COM	$1.3M	0.2%Prev: 0.2%	2,670 SH	Increased+93 SH
LPL FINL HLDGS INC	COM	$6.0M	0.9%Prev: 0.3%	17,931 SH	Increased+10,561 SH
LULULEMON ATHLETICA INC	COM	$1.6M	0.2%	9,240 SH	New
MCKESSON CORP	COM	$3.7M	0.5%Prev: 0.5%	4,789 SH	Decreased-1,009 SH
MEDTRONIC PLC	SHS	$459K	0.1%	4,816 SH	New
MERCK & CO INC	COM	$2.5M	0.4%Prev: 0.5%	30,145 SH	Decreased+232 SH
META PLATFORMS INC	CL A	$23.4M	3.4%Prev: 2.4%	31,831 SH	Increased-2,679 SH
MICRON TECHNOLOGY INC	COM	$9.6M	1.4%Prev: 3.0%	57,657 SH	Decreased+36,389 SH
MICROSOFT CORP	COM	$25.4M	3.7%Prev: 2.4%	49,018 SH	Increased-2,890 SH
MIZUHO FINANCIAL GROUP INC	SPONSORED ADR	$167K	0.0%	24,889 SH	New
MOELIS & CO	CL A	$2.1M	0.3%	30,105 SH	New
MORGAN STANLEY	COM NEW	$954K	0.1%Prev: 0.1%	6,000 SH	Increased+1,500 SH
NATWEST GROUP PLC	SPONS ADR	$176K	0.0%	12,433 SH	New
NEWMONT CORP	COM	$1.6M	0.2%Prev: 0.2%	19,129 SH	Decreased+390 SH
NIKE INC	CL B	$3.2M	0.5%Prev: 0.2%	45,650 SH	Increased+13,740 SH
NORFOLK SOUTHN CORP	COM	$309K	0.0%Prev: 0.0%	1,030 SH	Increased+90 SH
NU HLDGS LTD	ORD SHS CL A	$217K	0.0%Prev: 0.0%	13,584 SH	Increased-2,618 SH
NXP SEMICONDUCTORS N V	COM	$375K	0.1%Prev: 0.1%	1,648 SH	Decreased-250 SH
ONTO INNOVATION INC	COM	$651K	0.1%Prev: 0.5%	5,037 SH	Decreased-5,000 SH
ORACLE CORP	COM	$5.0M	0.7%Prev: 0.3%	17,825 SH	Increased+1,305 SH
PALO ALTO NETWORKS INC	COM	$206K	0.0%Prev: 0.5%	1,013 SH	Decreased-11,078 SH
PARKER-HANNIFIN CORP	COM	$767K	0.1%Prev: 0.1%	1,011 SH	Decreased
PEPSICO INC	COM	$3.6M	0.5%Prev: 0.5%	25,417 SH	Decreased-3,842 SH
PFIZER INC	COM	$2.5M	0.4%Prev: 0.3%	98,441 SH	Increased+8,518 SH
PINTEREST INC	CL A	$2.3M	0.3%	71,575 SH	New
PROGRESSIVE CORP	COM	$1.4M	0.2%Prev: 0.1%	5,863 SH	Increased+2,634 SH
QUALCOMM INC	COM	$5.4M	0.8%Prev: 0.2%	32,662 SH	Increased+23,030 SH
RTX CORPORATION	COM	$308K	0.0%Prev: 0.0%	1,843 SH	Increased+417 SH
SANOFI SA	SPONSORED ADR	$321K	0.0%Prev: 0.0%	6,800 SH	Increased
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$282K	0.0%Prev: 0.1%	10,347 SH	Decreased-5,785 SH
SEA LTD	SPONSORD ADS	$211K	0.0%	1,182 SH	New
SEAGATE TECHNOLOGY HLDNGS PL	ORD SHS	$885K	0.1%Prev: 0.3%	3,747 SH	Decreased+1,345 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$290K	0.0%	1,030 SH	New
SHELL PLC	SPON ADS	$662K	0.1%Prev: 0.1%	9,250 SH	Decreased
SOCIEDAD QUIMICA Y MINERA DE	SPON ADR SER B	$212K	0.0%Prev: 0.0%	4,940 SH	Decreased-411 SH
SOUTHERN CO	COM	$1.7M	0.3%Prev: 0.2%	17,998 SH	Decreased-285 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$707K	0.1%	1,525 SH	New
SPDR GOLD TR	GOLD SHS	$754K	0.1%Prev: 0.1%	2,120 SH	Decreased+49 SH
SPDR S&P 500 ETF TR	TR UNIT	$2.5M	0.4%	3,822 SH	New
SPDR SERIES TRUST	BLOOMBERG 1-3 MO	$11.9M	1.7%	129,240 SH	New
SPDR SERIES TRUST	NUVEEN ICE MUNIC	$1.6M	0.2%	34,561 SH	New
SS&C TECHNOLOGIES HLDGS INC	COM	$4.3M	0.6%	48,026 SH	New
STRYKER CORPORATION	COM	$1.6M	0.2%Prev: 1.2%	4,295 SH	Decreased-26,270 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$13.3M	2.0%	47,697 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$7.0M	1.0%Prev: 1.2%	27,200 SH	Decreased-10,073 SH
THERMO FISHER SCIENTIFIC INC	COM	$9.2M	1.3%Prev: 1.8%	18,957 SH	Decreased-9,698 SH
TRANSUNION	COM	$1.3M	0.2%	16,101 SH	New
TRAVELERS COMPANIES INC	COM	$2.9M	0.4%Prev: 0.6%	10,366 SH	Decreased-4,246 SH
UBER TECHNOLOGIES INC	COM	$2.0M	0.3%Prev: 0.2%	20,271 SH	Increased-6 SH
UNION PAC CORP	COM	$215K	0.0%Prev: 0.0%	909 SH	Increased+170 SH
UNITED PARCEL SERVICE INC	CL B	$243K	0.0%	2,908 SH	New
UNITED RENTALS INC	COM	$6.3M	0.9%Prev: 1.6%	6,634 SH	Decreased-5,028 SH
UNITEDHEALTH GROUP INC	COM	$4.5M	0.7%Prev: 0.6%	12,905 SH	Decreased+445 SH
US BANCORP DEL	COM NEW	$522K	0.1%	10,805 SH	New
US FOODS HLDG CORP	COM	$1.5M	0.2%Prev: 0.2%	19,645 SH	Decreased
VANGUARD BD INDEX FDS	SHORT TRM BOND	$11.7M	1.7%Prev: 2.0%	148,730 SH	Decreased-56,800 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$57.2M	8.4%Prev: 7.2%	769,049 SH	Decreased-18,642 SH
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	$417K	0.1%Prev: 0.1%	8,428 SH	Decreased-10,834 SH
VANGUARD INDEX FDS	GROWTH ETF	$333K	0.0%Prev: 0.0%	694 SH	Increased-3,039 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$623K	0.1%Prev: 0.1%	2,986 SH	Decreased+108 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$3.3M	0.5%Prev: 0.5%	9,910 SH	Decreased+31 SH
VANGUARD INDEX FDS	VALUE ETF	$295K	0.0%Prev: 0.0%	1,583 SH	Decreased
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$1.1M	0.2%Prev: 0.3%	8,169 SH	Decreased-9,285 SH
VANGUARD MUN BD FDS	TAX EXEMPT BD	$5.9M	0.9%Prev: 0.9%	117,862 SH	Decreased-18,176 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$462K	0.1%Prev: 0.1%	2,140 SH	Decreased-1,239 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$214K	0.0%	3,569 SH	New
VANGUARD WELLINGTON FD	SHORT TRM TAX EX	$788K	0.1%Prev: 0.2%	7,731 SH	Decreased-9,956 SH
VERIZON COMMUNICATIONS INC	COM	$7.0M	1.0%Prev: 0.8%	159,930 SH	Increased+6,012 SH
VISA INC	COM CL A	$13.4M	2.0%Prev: 2.2%	39,266 SH	Decreased-12,052 SH
WALMART INC	COM	$988K	0.1%Prev: 0.1%	9,589 SH	Increased+1,255 SH
WEX INC	COM	$1.6M	0.2%	10,196 SH	New
WILLIAMS COS INC	COM	$2.6M	0.4%Prev: 0.4%	40,284 SH	Decreased-135 SH
WILLIS TOWERS WATSON PLC LTD	SHS	$259K	0.0%	750 SH	New

Sold (vs prior filing)

ANHEUSER BUSCH INBEV SA NV — $567K
ASML HLDG NV — $1.3M
BLACKSTONE INC — $3.9M
CAPITAL GROUP INTL FOCUS EQT — $889K
CAPITAL GROUP NEW GEOGRAPHY — $341K
CENCORA INC — $9.2M
CHEVRON CORPORATION — $8.2M
DOLLAR GEN CORP — $5.9M
GOLDMAN SACHS GROUP INC — $202K
ISHARES TR — $503K
ISHARES TR — $406K
ISHARES TR — $2.2M
JPMORGAN CHASE & CO — $22.0M
LIFE TIME GROUP HOLDINGS INC — $5.1M
M & T BK CORP — $238K
MORGAN STANLEY ETF TRUST — $320K
NETEASE COM INC — $232K
RENTOKIL INITIAL PLC — $266K
SELECT SECTOR SPDR TR — $474K
SPDR SERIES TRUST — $12.5M
… and 11 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 14, 2026	Q4 2025	13F-HR	0001951757-26-000080	$708.8M	View
Oct 21, 2026	Q3 2026	13F-HR	0001951757-26-001750	$799.0M	View
Nov 7, 2025	Q3 2025