EAGLE ROCK INVESTMENT COMPANY, LLC

CIK 0001911407 • 7 13F filings • Apr 11, 2025 – Oct 21, 2026

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Filer information

Filed by: EAGLE ROCK INVESTMENT COMPANY, LLC, Chief Compliance Officer
Address: 1201 PEACHTREE STREET NE, SUITE 200, ATLANTA, GA, 30361
Phone: (404) 480-8578
AUM: $708.8M

AUM over time

$799.0M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $631.9M158 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$1000K	0.2%Prev: 0.2%	5,385 SH	Decreased+50 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$765K	0.1%Prev: 0.1%	2,561 SH	Increased+336 SH
ADOBE INC	COM	$6.5M	1.0%Prev: 0.5%	16,853 SH	Increased+3,788 SH
AFLAC INC	COM	$327K	0.1%Prev: 0.0%	3,100 SH	Increased+200 SH
ALPHABET INC	CAP STK CL A	$23.2M	3.7%Prev: 5.3%	131,547 SH	Decreased+5,149 SH
ALPHABET INC	CAP STK CL C	$2.1M	0.3%Prev: 0.5%	12,089 SH	Decreased+597 SH
AMAZON COM INC	COM	$1.8M	0.3%Prev: 1.4%	8,263 SH	Decreased-36,820 SH
AMERICAN EXPRESS CO	COM	$14.6M	2.3%Prev: 2.0%	45,672 SH	Increased+1,271 SH
AMGEN INC	COM	$1.9M	0.3%Prev: 0.4%	6,977 SH	Decreased+115 SH
ANHEUSER BUSCH INBEV SA/NV	SPONSORED ADR	$351K	0.1%	5,106 SH	New
APOLLO GLOBAL MGMT INC	COM	$5.8M	0.9%Prev: 0.8%	41,042 SH	Increased-5,307 SH
APPLE INC	COM	$15.9M	2.5%Prev: 2.8%	77,341 SH	Decreased+542 SH
APPLIED MATLS INC	COM	$2.9M	0.5%Prev: 1.2%	16,113 SH	Decreased-8,638 SH
ASML HOLDING N V	N Y REGISTRY SHS	$446K	0.1%	557 SH	New
AT&T INC	COM	$523K	0.1%Prev: 0.1%	18,086 SH	Increased+2,499 SH
AUTOZONE INC	COM	$14.1M	2.2%Prev: 1.9%	3,808 SH	Increased+6 SH
BERKLEY W R CORP	COM	$5.6M	0.9%Prev: 1.3%	76,451 SH	Decreased-54,060 SH
BERKSHIRE HATHAWAY INC DEL	CL A	$729K	0.1%Prev: 0.1%	1 SH	Increased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$357K	0.1%Prev: 0.1%	734 SH	Increased
BLACKROCK CAP ALLOCATION TER	COM	$271K	0.0%Prev: 0.0%	17,902 SH	Increased
BORGWARNER INC	COM	$201K	0.0%	6,000 SH	New
BP PLC	SPONSORED ADR	$283K	0.0%Prev: 0.1%	9,445 SH	Decreased+365 SH
BRISTOL-MYERS SQUIBB CO	COM	$964K	0.2%Prev: 0.2%	20,824 SH	Decreased-50 SH
BROADCOM INC	COM	$36.6M	5.8%Prev: 4.9%	132,598 SH	Increased+23,851 SH
CACI INTL INC	CL A	$963K	0.2%Prev: 0.2%	2,021 SH	Decreased-1,000 SH
CAPITAL GROUP INTL FOCUS EQT	SHS CREATION UNI	$584K	0.1%Prev: 0.1%	21,519 SH	Decreased-4,277 SH
CAPITAL ONE FINL CORP	COM	$4.4M	0.7%Prev: 0.5%	20,556 SH	Increased+105 SH
CATERPILLAR INC	COM	$2.6M	0.4%Prev: 0.7%	6,700 SH	Decreased
CBRE GROUP INC	CL A	$10.1M	1.6%Prev: 1.5%	72,401 SH	Decreased-4,018 SH
CENCORA INC	COM	$11.0M	1.7%Prev: 1.5%	36,846 SH	Increased+4,120 SH
CHEVRON CORP NEW	COM	$7.1M	1.1%	49,834 SH	New
CHUBB LIMITED	COM	$16.4M	2.6%	56,602 SH	New
CISCO SYS INC	COM	$9.5M	1.5%Prev: 1.5%	137,020 SH	Decreased+2,622 SH
CITIGROUP INC	COM NEW	$4.9M	0.8%Prev: 0.8%	56,994 SH	Decreased+5,987 SH
CLOROX CO DEL	COM	$3.6M	0.6%Prev: 0.6%	30,234 SH	Decreased-11,768 SH
CME GROUP INC	COM	$1.4M	0.2%Prev: 0.2%	5,050 SH	Decreased+50 SH
COMPUGEN LTD	ORD	$127K	0.0%Prev: 0.0%	71,212 SH	Decreased
CONOCOPHILLIPS	COM	$1.7M	0.3%Prev: 0.4%	19,160 SH	Decreased
CONSTELLATION BRANDS INC	CL A	$4.0M	0.6%Prev: 0.6%	24,460 SH	Decreased-4,811 SH
CORCEPT THERAPEUTICS INC	COM	$294K	0.0%	4,000 SH	New
CORPAY INC	COM SHS	$3.0M	0.5%	9,170 SH	New
COTERRA ENERGY INC	COM	$639K	0.1%	25,195 SH	New
CUMMINS INC	COM	$3.2M	0.5%Prev: 1.2%	9,647 SH	Decreased-5,493 SH
DIAMONDBACK ENERGY INC	COM	$4.4M	0.7%Prev: 0.8%	31,708 SH	Decreased+5,208 SH
DISNEY WALT CO	COM	$8.2M	1.3%Prev: 1.0%	66,219 SH	Increased-6,922 SH
DOLLAR GEN CORP NEW	COM	$4.5M	0.7%	39,003 SH	New
EATON CORP PLC	SHS	$4.2M	0.7%Prev: 0.9%	11,839 SH	Decreased-5,181 SH
ELECTRONIC ARTS INC	COM	$3.9M	0.6%	24,422 SH	New
ELEVANCE HEALTH INC	COM	$3.3M	0.5%	8,558 SH	New
ELI LILLY & CO	COM	$2.4M	0.4%Prev: 0.4%	3,050 SH	Decreased+350 SH
EMCOR GROUP INC	COM	$1.2M	0.2%Prev: 0.2%	2,250 SH	Decreased+228 SH
ENTERGY CORP NEW	COM	$328K	0.1%Prev: 0.1%	3,950 SH	Decreased
EVERCORE INC	CLASS A	$2.5M	0.4%Prev: 0.4%	9,268 SH	Decreased
EXXON MOBIL CORP	COM	$815K	0.1%Prev: 0.2%	7,564 SH	Decreased-55 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$2.7M	0.4%Prev: 0.5%	58,256 SH	Decreased-19,536 SH
FISERV INC	COM	$7.5M	1.2%Prev: 0.2%	43,259 SH	Increased+16,678 SH
FORD MTR CO	COM	$326K	0.1%	30,000 SH	New
GE AEROSPACE	COM NEW	$322K	0.1%Prev: 0.1%	1,250 SH	Decreased
GE HEALTHCARE TECHNOLOGIES I	COMMON STOCK	$4.0M	0.6%Prev: 0.5%	53,501 SH	Increased+9,107 SH
GENERAL DYNAMICS CORP	COM	$729K	0.1%Prev: 0.1%	2,500 SH	Decreased
GILEAD SCIENCES INC	COM	$1.0M	0.2%Prev: 0.2%	9,284 SH	Decreased
HCA HEALTHCARE INC	COM	$13.1M	2.1%Prev: 1.0%	34,113 SH	Increased+19,791 SH
HOME DEPOT INC	COM	$513K	0.1%Prev: 0.1%	1,399 SH	Increased+39 SH
INTEL CORP	COM	$269K	0.0%Prev: 0.1%	12,000 SH	Decreased
INTERCONTINENTAL EXCHANGE IN	COM	$2.6M	0.4%Prev: 0.3%	13,948 SH	Increased
INTERNATIONAL BUSINESS MACHS	COM	$3.9M	0.6%Prev: 0.5%	13,317 SH	Increased+66 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$204K	0.0%Prev: 0.0%	1,441 SH	Decreased
INVESCO LTD	SHS	$239K	0.0%Prev: 0.1%	15,175 SH	Decreased
IQVIA HLDGS INC	COM	$5.5M	0.9%Prev: 1.6%	34,675 SH	Decreased-30,300 SH
ISHARES TR	0-3 MNTH TREASRY	$378K	0.1%Prev: 0.1%	3,750 SH	Decreased-1,242 SH
ISHARES TR	EAFE SML CP ETF	$281K	0.0%Prev: 0.0%	3,873 SH	Decreased+38 SH
ISHARES TR	MSCI ACWI EX US	$506K	0.1%Prev: 0.1%	8,300 SH	Decreased
ISHARES TR	MSCI EAFE ETF	$1.0M	0.2%Prev: 0.2%	11,359 SH	Decreased-262 SH
ISHARES TR	MSCI EMG MKT ETF	$384K	0.1%Prev: 0.1%	7,950 SH	Decreased+707 SH
ISHARES TR	NATIONAL MUN ETF	$3.5M	0.5%Prev: 0.6%	33,100 SH	Decreased-3,302 SH
ISHARES TR	NEW YORK MUN ETF	$521K	0.1%Prev: 0.1%	10,000 SH	Decreased
ISHARES TR	RUS 1000 VAL ETF	$243K	0.0%Prev: 0.0%	1,250 SH	Decreased-264 SH
ISHARES TR	S&P 500 GRWT ETF	$462K	0.1%Prev: 0.1%	4,200 SH	Decreased
ISHARES TR	SHORT TREAS BD	$2.3M	0.4%	21,005 SH	New
ISHARES TR	SHRT NAT MUN ETF	$4.6M	0.7%Prev: 0.7%	43,025 SH	Decreased-1,689 SH
ISHARES TR	US TREAS BD ETF	$234K	0.0%Prev: 0.0%	10,175 SH	Increased
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$810K	0.1%Prev: 0.1%	15,983 SH	Increased
JOHNSON & JOHNSON	COM	$6.0M	0.9%Prev: 1.4%	39,034 SH	Decreased+343 SH
JPMORGAN CHASE & CO.	COM	$18.0M	2.8%	61,917 SH	New
KAYNE ANDERSON ENERGY INFRST	COM	$136K	0.0%	10,721 SH	New
KIMBERLY-CLARK CORP	COM	$329K	0.1%	2,554 SH	New
KLA CORP	COM NEW	$12.5M	2.0%Prev: 2.8%	13,995 SH	Decreased+900 SH
KRANESHARES TRUST	CSI CHI INTERNET	$647K	0.1%Prev: 0.1%	18,846 SH	Increased-842 SH
LABCORP HOLDINGS INC	COM SHS	$416K	0.1%Prev: 0.1%	1,585 SH	Increased+135 SH
LIBERTY MEDIA CORP DEL	COM LBTY ONE S C	$1.5M	0.2%	14,430 SH	New
LLOYDS BANKING GROUP PLC	SPONSORED ADR	$361K	0.1%Prev: 0.1%	84,963 SH	Decreased-8,796 SH
LOCKHEED MARTIN CORP	COM	$1.5M	0.2%Prev: 0.2%	3,201 SH	Decreased+532 SH
LPL FINL HLDGS INC	COM	$6.8M	1.1%Prev: 0.8%	18,022 SH	Increased+122 SH
LULULEMON ATHLETICA INC	COM	$2.7M	0.4%	11,272 SH	New
MCKESSON CORP	COM	$3.5M	0.6%Prev: 0.6%	4,794 SH	Decreased+16 SH
MERCK & CO INC	COM	$2.4M	0.4%Prev: 0.5%	30,783 SH	Decreased+780 SH
META PLATFORMS INC	CL A	$23.6M	3.7%Prev: 2.8%	31,925 SH	Increased-2,162 SH
MICRON TECHNOLOGY INC	COM	$9.1M	1.4%Prev: 2.0%	74,141 SH	Decreased+32,933 SH
MICROSOFT CORP	COM	$24.4M	3.9%Prev: 2.7%	49,076 SH	Increased-1,534 SH
MOELIS & CO	CL A	$1.9M	0.3%	30,105 SH	New
MORGAN STANLEY	COM NEW	$845K	0.1%Prev: 0.1%	6,000 SH	Increased+1,500 SH
NATWEST GROUP PLC	SPONS ADR	$158K	0.0%	11,132 SH	New
NEWMONT CORP	COM	$1.3M	0.2%Prev: 0.3%	21,524 SH	Decreased+2,519 SH
NIKE INC	CL B	$3.2M	0.5%Prev: 0.5%	45,386 SH	Decreased-24,018 SH
NORFOLK SOUTHN CORP	COM	$2.1M	0.3%Prev: 0.0%	8,030 SH	Increased+7,000 SH
NU HLDGS LTD	ORD SHS CL A	$186K	0.0%Prev: 0.0%	13,540 SH	Decreased-1,956 SH
NXP SEMICONDUCTORS N V	COM	$332K	0.1%Prev: 0.1%	1,520 SH	Decreased-331 SH
ORACLE CORP	COM	$3.9M	0.6%Prev: 0.4%	17,920 SH	Increased+1,400 SH
PALO ALTO NETWORKS INC	COM	$206K	0.0%Prev: 0.3%	1,008 SH	Decreased-10,968 SH
PARKER-HANNIFIN CORP	COM	$706K	0.1%Prev: 0.1%	1,011 SH	Decreased
PEPSICO INC	COM	$4.0M	0.6%Prev: 0.6%	30,586 SH	Decreased+3,395 SH
PFIZER INC	COM	$2.6M	0.4%Prev: 0.4%	107,345 SH	Increased+15,439 SH
PINTEREST INC	CL A	$2.6M	0.4%Prev: 0.1%	71,598 SH	Increased+45,900 SH
POET TECHNOLOGIES INC	COM NEW	$135K	0.0%	25,841 SH	New
PROGRESSIVE CORP	COM	$1.6M	0.2%Prev: 0.2%	5,877 SH	Increased+361 SH
QUALCOMM INC	COM	$5.2M	0.8%Prev: 0.4%	32,770 SH	Increased+11,461 SH
RTX CORPORATION	COM	$377K	0.1%Prev: 0.0%	2,580 SH	Increased+809 SH
SANOFI	SPONSORED ADR	$329K	0.1%	6,800 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$275K	0.0%Prev: 0.1%	10,395 SH	Decreased-6,394 SH
SEAGATE TECHNOLOGY HLDNGS PL	ORD SHS	$433K	0.1%Prev: 0.2%	3,000 SH	Decreased+100 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$261K	0.0%	1,032 SH	New
SHELL PLC	SPON ADS	$651K	0.1%Prev: 0.1%	9,250 SH	Decreased
SOUTHERN CO	COM	$1.7M	0.3%Prev: 0.3%	18,356 SH	Decreased+73 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$672K	0.1%	1,525 SH	New
SPDR GOLD TR	GOLD SHS	$646K	0.1%Prev: 0.1%	2,120 SH	Decreased-157 SH
SPDR S&P 500 ETF TR	TR UNIT	$2.4M	0.4%	3,840 SH	New
SPDR SERIES TRUST	BLOOMBERG 1-3 MO	$10.8M	1.7%	117,516 SH	New
SPDR SERIES TRUST	NUVEEN ICE MUNIC	$1.5M	0.2%	34,561 SH	New
SS&C TECHNOLOGIES HLDGS INC	COM	$4.0M	0.6%	48,434 SH	New
STRYKER CORPORATION	COM	$1.7M	0.3%Prev: 0.2%	4,295 SH	Increased
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$10.8M	1.7%	47,836 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$5.9M	0.9%Prev: 0.9%	24,491 SH	Decreased-5,659 SH
THERMO FISHER SCIENTIFIC INC	COM	$4.3M	0.7%Prev: 1.7%	10,711 SH	Decreased-12,963 SH
TRANSUNION	COM	$1.4M	0.2%	16,101 SH	New
TRAVELERS COMPANIES INC	COM	$2.8M	0.4%Prev: 0.4%	10,376 SH	Decreased+40 SH
UBER TECHNOLOGIES INC	COM	$1.7M	0.3%Prev: 0.2%	18,659 SH	Increased-1,656 SH
UNION PAC CORP	COM	$209K	0.0%	909 SH	New
UNITED PARCEL SERVICE INC	CL B	$492K	0.1%	4,879 SH	New
UNITED RENTALS INC	COM	$5.0M	0.8%Prev: 0.8%	6,639 SH	Decreased-1,036 SH
UNITEDHEALTH GROUP INC	COM	$5.6M	0.9%Prev: 0.5%	17,812 SH	Increased+4,060 SH
US BANCORP DEL	COM NEW	$486K	0.1%	10,742 SH	New
US FOODS HLDG CORP	COM	$1.5M	0.2%Prev: 0.3%	19,645 SH	Decreased
VANGUARD BD INDEX FDS	SHORT TRM BOND	$11.5M	1.8%Prev: 1.8%	145,790 SH	Decreased-11,245 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$56.3M	8.9%Prev: 8.4%	764,706 SH	Decreased-19,040 SH
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	$373K	0.1%Prev: 0.1%	7,532 SH	Decreased-7,633 SH
VANGUARD INDEX FDS	GROWTH ETF	$304K	0.0%Prev: 0.0%	694 SH	Increased+72 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$588K	0.1%Prev: 0.1%	3,015 SH	Decreased-10 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$3.0M	0.5%Prev: 0.5%	9,913 SH	Decreased+34 SH
VANGUARD INDEX FDS	VALUE ETF	$280K	0.0%Prev: 0.0%	1,583 SH	Decreased
VANGUARD MUN BD FDS	TAX EXEMPT BD	$5.3M	0.8%Prev: 1.0%	107,690 SH	Decreased-23,496 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$438K	0.1%Prev: 0.1%	2,140 SH	Decreased-1,239 SH
VANGUARD WELLINGTON FD	SHORT TRM TAX EX	$343K	0.1%Prev: 0.2%	3,400 SH	Decreased-10,129 SH
VERIZON COMMUNICATIONS INC	COM	$6.9M	1.1%Prev: 1.1%	160,214 SH	Decreased+5,879 SH
VISA INC	COM CL A	$14.0M	2.2%Prev: 1.8%	39,338 SH	Increased-2,680 SH
WALMART INC	COM	$951K	0.2%Prev: 0.2%	9,721 SH	Decreased+997 SH
WEX INC	COM	$1.5M	0.2%	10,205 SH	New
WILLIAMS COS INC	COM	$2.6M	0.4%Prev: 0.4%	40,788 SH	Decreased+603 SH
WILLIS TOWERS WATSON PLC LTD	SHS	$283K	0.0%	924 SH	New

Sold (vs prior filing)

ANHEUSER BUSCH INBEV SA NV — $477K
API GROUP CORP — $1.8M
ASML HLDG NV — $1.0M
BARRICK MNG CORP — $276K
CAPITAL GROUP NEW GEOGRAPHY — $282K
CHEVRON CORPORATION — $10.3M
CHUBB LTD SWITZ — $17.6M
DOLLAR GEN CORP — $5.9M
DUKE ENERGY CORP NEW — $221K
ELEVANCE HEALTH INC FORMERLY — $2.3M
FEDEX CORP — $202K
ISHARES TR — $352K
ISHARES TR — $233K
ISHARES TR — $2.3M
JPMORGAN CHASE & CO — $18.8M
LIFE TIME GROUP HOLDINGS INC — $3.0M
M & T BK CORP — $207K
MEDTRONIC PLC — $449K
MORGAN STANLEY ETF TRUST — $320K
ONTO INNOVATION INC — $2.1M
… and 14 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 14, 2026	Q4 2025	13F-HR	0001951757-26-000080	$708.8M	View
Oct 21, 2026	Q3 2026	13F-HR	0001951757-26-001750	$799.0M	View
Nov 7, 2025	Q3 2025