Business Description

.......................................................................................................................... 5 – 10 Item 1A. Risk Factors .................................................................................................................... 10 – 23 Item 1B. Unresolved Staff Comments ........................................................................................... 23 Item 1C. Cybersecurity .................................................................................................................. 23 Item 2. Properties ........................................................................................................................ 24 Item 3. Legal Proceedings ........................................................................................................... 24 Item 3A. Executive Officers of the Registrant ............................................................................... 25 Item 4. Mine Safety Disclosures ................................................................................................. 25 PART II Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities ........................................................................................ 26 – 28 Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations .................................................................................................................. 29 – 34 Item 7A. Quantitative and Qualitative Disclosures About Market Risk ........................................ 34 Item 8. Financial Statements and Supplementary Data .............................................................. 35 – 67 Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure ....................................................................................................................... 68 Item 9A. Controls and Procedures ................................................................................................. 68 Item 9B. Other Information ........................................................................................................... 69 Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections ............................ 69 PART III Item 10. Directors, Executive Officers and Corporate Governance ............................................. 70 Item 11. Executive Compensation ................................................................................................ 70 Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters ........................................................................................................ 70 Item 13. Certain Relationships and Related Transactions, and Director Independence ............... 71 Item 14. Principal Accountant Fees and Services ......................................................................... 71 PART IV Item 15. Exhibits and Financial Statement Schedules .................................................................. 72 Item 16. Form 10-K Summary …………………………………………………………………. 74 3 Forward-looking Information The following information should be read along with the Consolidated Financial Statements, including the accompanying Notes appearing in this report. Any of the following are “forward-looking” statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended: (1) statements in this Form 10-K and any documents incorporated by reference that reflect projections or expectations of our future financial or economic performance; (2) statements that are not historical information; (3) statements of our beliefs, intentions, plans and objectives for future operations, including those contained in “Management’s Discussion and Analysis of Financial Condition and Results of Operations”; (4) statements relating to