Triumph Capital Management

CIK 0001730765 • 9 13F filings • May 6, 2025 – Oct 14, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $372.9M309 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$243K	0.1%Prev: 0.1%	1,565 SH	Decreased-324 SH
ABRDN ASIA PACIFIC INCOME FU	COM NEW	$278K	0.1%Prev: 0.1%	17,050 SH	Decreased-7,552 SH
ABRDN GLOBAL PREMIER PPTYS F	COM SH BEN INT	$63K	0.0%Prev: 0.0%	15,744 SH	Decreased+9,237 SH
ABRDN HEALTHCARE INVESTORS	SH BEN INT	$857K	0.2%Prev: 0.2%	46,442 SH	Decreased+930 SH
ABRDN HEALTHCARE OPPORTUNITI	SHS	$484K	0.1%Prev: 0.0%	27,990 SH	Increased+25,846 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$368K	0.1%Prev: 0.1%	29,203 SH	Decreased-2,355 SH
ADOBE INC	COM	$273K	0.1%Prev: 0.1%	773 SH	Decreased-585 SH
ADTALEM GLOBAL ED INC	COM	$496K	0.1%	3,212 SH	New
ADVANCED MICRO DEVICES INC	COM	$1.8M	0.5%Prev: 0.3%	10,856 SH	Decreased+7,621 SH
AGNC INVT CORP	COM	$594K	0.2%Prev: 0.1%	60,724 SH	Decreased-11,282 SH
ALBEMARLE CORP	COM	$657K	0.2%Prev: 0.1%	8,100 SH	Increased+5,399 SH
ALEXANDER & BALDWIN INC NEW	COM	$355K	0.1%	19,524 SH	New
ALLSTATE CORP	COM	$985K	0.3%Prev: 0.1%	4,589 SH	Increased+2,459 SH
ALPHABET INC	CAP STK CL A	$695K	0.2%Prev: 0.3%	2,861 SH	Decreased-2,207 SH
ALPHABET INC	CAP STK CL C	$474K	0.1%Prev: 0.2%	1,947 SH	Decreased-613 SH
ALPS ETF TR	SMITH CORE PLUS	$1.1M	0.3%Prev: 0.1%	41,490 SH	Increased+20,494 SH
ALPS O'SHARES GLOBAL INTERNET GIANTS ETF	ETF TR OSHS GBL INTER	$274K	0.1%	4,766 SH	New
AMAZON COM INC	COM	$4.4M	1.2%Prev: 1.0%	20,242 SH	Decreased-2,057 SH
AMERICAN INTL GROUP INC	COM NEW	$215K	0.1%Prev: 0.1%	2,732 SH	Decreased-4,911 SH
AMGEN INC	COM	$435K	0.1%Prev: 0.1%	1,543 SH	Decreased-101 SH
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$1.3M	0.4%Prev: 0.3%	66,335 SH	Decreased-14,567 SH
AON PLC	SHS CL A	$1.8M	0.5%Prev: 0.3%	4,949 SH	Increased-4 SH
APOLLO COML REAL EST FIN INC	COM	$603K	0.2%	59,535 SH	New
APOLLO GLOBAL MGMT INC	COM	$693K	0.2%Prev: 0.0%	5,200 SH	Increased+5,193 SH
APPLE INC	COM	$4.1M	1.1%Prev: 3.5%	16,057 SH	Decreased-51,453 SH
APPLOVIN CORP	COM CL A	$738K	0.2%Prev: 0.1%	1,027 SH	Increased-7 SH
ARES CAPITAL CORP	COM	$608K	0.2%Prev: 0.1%	29,783 SH	Increased-2,567 SH
ARK INNOVATION ETF	ETF TR INNOVATION ETF	$289K	0.1%	3,348 SH	New
AT&T INC	COM	$308K	0.1%Prev: 0.0%	10,895 SH	Increased-2,262 SH
BAIN CAP SPECIALTY FIN INC	COM STK	$895K	0.2%Prev: 0.0%	62,778 SH	Increased+54,721 SH
BANK NOVA SCOTIA HALIFAX	COM	$246K	0.1%	3,810 SH	New
BARINGS BDC INC	COM	$213K	0.1%Prev: 0.0%	24,366 SH	Increased
BCE INC	COM NEW	$410K	0.1%Prev: 0.0%	17,522 SH	Increased+15,674 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$3.9M	1.0%Prev: 0.7%	7,660 SH	Decreased-283 SH
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$1.5M	0.4%Prev: 0.2%	28,619 SH	Increased+3,590 SH
BLACKROCK RES & COMMODITIES	SHS	$823K	0.2%Prev: 0.1%	80,973 SH	Increased+34,924 SH
BLACKROCK TCP CAPITAL CORP	COM	$166K	0.0%Prev: 0.0%	26,804 SH	Increased+24,287 SH
BLACKSTONE INC	COM	$1.6M	0.4%Prev: 0.1%	9,426 SH	Increased+5,511 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$697K	0.2%Prev: 0.1%	26,746 SH	Decreased-3,435 SH
BLUE BIRD CORP	COM	$460K	0.1%Prev: 0.0%	8,001 SH	Increased+7,159 SH
BLUE OWL CAPITAL CORPORATION	COM	$980K	0.3%Prev: 0.1%	76,773 SH	Increased+49,538 SH
BOEING CO	COM	$515K	0.1%Prev: 0.1%	2,388 SH	Decreased-628 SH
BRIGHTSPIRE CAPITAL INC	COM CL A	$67K	0.0%Prev: 0.0%	12,300 SH	Increased+1,150 SH
BRINKER INTL INC	COM	$341K	0.1%Prev: 0.0%	2,695 SH	Increased+1,985 SH
BRISTOL-MYERS SQUIBB CO	COM	$911K	0.2%Prev: 0.2%	20,195 SH	Decreased-483 SH
BROADCOM INC	COM	$2.0M	0.5%Prev: 0.2%	5,997 SH	Increased+3,624 SH
CAL MAINE FOODS INC	COM NEW	$435K	0.1%Prev: 0.0%	4,619 SH	Increased+4,433 SH
CANADIAN IMPERIAL BANK OF CO	COM	$331K	0.1%Prev: 0.1%	4,137 SH	Decreased+99 SH
CARLYLE SECURED LENDING INC	COM	$485K	0.1%Prev: 0.0%	38,812 SH	Increased+33,895 SH
CARNIVAL CORP	UNIT 99/99/9999	$420K	0.1%	14,519 SH	New
CELESTICA INC	COM	$567K	0.2%Prev: 0.1%	2,302 SH	Increased+888 SH
CELSIUS HLDGS INC	COM NEW	$289K	0.1%Prev: 0.0%	5,028 SH	Increased+1,643 SH
CHECK POINT SOFTWARE TECH LT	ORD	$205K	0.1%Prev: 0.0%	991 SH	Increased-258 SH
CIA ENERGETICA DE MINAS GERA	SP ADR N-V PFD	$45K	0.0%Prev: 0.0%	21,440 SH	Increased
CION INVT CORP	COM	$137K	0.0%Prev: 0.0%	14,419 SH	Increased+1,791 SH
COHEN & STEERS INFRASTRUCTUR	COM	$726K	0.2%Prev: 0.1%	29,270 SH	Increased+17,410 SH
COHEN & STEERS INFRASTRUCTUR	RIGHT 10/16/2025	$2K	0.0%	27,292 SH	New
COINBASE GLOBAL INC	COM CL A	$312K	0.1%Prev: 0.1%	925 SH	Decreased-1,500 SH
COMMSCOPE HLDG CO INC	COM	$438K	0.1%	28,294 SH	New
CONAGRA BRANDS INC	COM	$476K	0.1%Prev: 0.0%	25,977 SH	Increased+18,731 SH
CONOCOPHILLIPS	COM	$265K	0.1%Prev: 0.0%	2,799 SH	Increased+1,496 SH
COREWEAVE INC	COM CL A	$1.3M	0.3%Prev: 0.2%	9,407 SH	Increased-2,461 SH
COSTCO WHSL CORP NEW	COM	$377K	0.1%	408 SH	New
COUPANG INC	CL A	$1.2M	0.3%Prev: 0.2%	36,215 SH	Increased-28,589 SH
CROWDSTRIKE HLDGS INC	CL A	$639K	0.2%Prev: 0.2%	1,303 SH	Decreased-16 SH
CTO RLTY GROWTH INC NEW	COM	$215K	0.1%Prev: 0.0%	13,220 SH	Increased+10,800 SH
DEERE & CO	COM	$749K	0.2%Prev: 0.0%	1,637 SH	Increased+1,616 SH
DICKS SPORTING GOODS INC	COM	$235K	0.1%Prev: 0.0%	1,056 SH	Decreased-159 SH
DISNEY WALT CO	COM	$571K	0.2%Prev: 0.1%	4,991 SH	Increased-678 SH
DOUBLELINE INCOME SOLUTIONS	COM	$389K	0.1%Prev: 0.1%	31,671 SH	Increased-3,106 SH
DXP ENTERPRISES INC	COM NEW	$395K	0.1%	3,315 SH	New
EAGLE POINT CREDIT COMPANY I	COM	$270K	0.1%	40,888 SH	New
EATON VANCE TAX-MANAGED BUY-	COM	$279K	0.1%Prev: 0.1%	19,575 SH	Decreased-5,471 SH
EDISON INTL	COM	$204K	0.1%Prev: 0.2%	3,694 SH	Decreased-8,191 SH
ELI LILLY & CO	COM	$3.3M	0.9%Prev: 0.7%	4,313 SH	Decreased+1,275 SH
EPR PPTYS	COM SH BEN INT	$391K	0.1%Prev: 0.0%	6,734 SH	Increased+5,183 SH
ETF OPPORTUNITIES TRUST	TAPPALPHA SPY GR	$1.6M	0.4%	64,312 SH	New
ETF SER SOLUTIONS	LHA RISK MANAGE	$274K	0.1%Prev: 0.0%	10,947 SH	Increased+9,747 SH
ETFIS SER TR I	VIRTUS INFRCAP	$476K	0.1%Prev: 0.1%	21,936 SH	Increased-1,213 SH
EXCHANGE LISTED FDS TR	SABA INT RATE	$1.0M	0.3%Prev: 0.2%	44,248 SH	Decreased-2,446 SH
EXXON MOBIL CORP	COM	$232K	0.1%Prev: 0.3%	2,054 SH	Decreased-11,819 SH
EZCORP INC	CL A NON VTG	$507K	0.1%Prev: 0.1%	26,634 SH	Increased+12,310 SH
FEDEX CORP	COM	$688K	0.2%Prev: 0.0%	2,917 SH	Increased+2,802 SH
FIRST TR EXCH TRADED FD III	FT VEST SMID	$215K	0.1%	9,949 SH	New
FIRST TR EXCH TRADED FD III	MANAGD MUN ETF	$249K	0.1%Prev: 0.1%	4,914 SH	Decreased-6,430 SH
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	$1.1M	0.3%	7,988 SH	New
FIRST TR EXCHANGE TRADED FD	DJ GLBL DIVID	$750K	0.2%	26,079 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ BUYWRITE	$661K	0.2%Prev: 0.1%	32,074 SH	Decreased-4,381 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$1.1M	0.3%	14,184 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$9.1M	2.4%Prev: 1.9%	135,470 SH	Decreased+4,625 SH
FIRST TR EXCHANGE-TRADED ALP	COM SHS	$7.8M	2.1%Prev: 1.7%	67,207 SH	Decreased+1,589 SH
FIRST TR EXCHANGE-TRADED ALP	MID CAP VAL FD	$220K	0.1%Prev: 0.0%	3,983 SH	Increased+495 SH
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	$8.5M	2.3%Prev: 1.5%	91,042 SH	Decreased+237 SH
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	$410K	0.1%Prev: 0.1%	1,464 SH	Increased-65 SH
FIRST TR EXCHANGE-TRADED FD	FT VEST RIS	$1.8M	0.5%Prev: 0.4%	69,780 SH	Decreased-3,435 SH
FIRST TR EXCHANGE-TRADED FD	SHS	$8.9M	2.4%Prev: 0.6%	201,843 SH	Increased+137,095 SH
FIRST TR EXCHANGE-TRADED FD	SMID RISNG ETF	$8.1M	2.2%	212,111 SH	New
FIRST TR EXCHANGE-TRADED FD	US EQTY OPPT ETF	$500K	0.1%Prev: 0.3%	3,009 SH	Decreased-4,312 SH
FIRST TR EXCHANGE-TRADED FD	WCM INTL EQUITY	$1.1M	0.3%Prev: 0.2%	67,500 SH	Decreased+2,500 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$607K	0.2%Prev: 0.0%	15,835 SH	Increased+15,328 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US	$368K	0.1%Prev: 0.0%	7,901 SH	Increased+2,903 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$2.0M	0.5%Prev: 0.6%	48,909 SH	Decreased-32,084 SH
FIRST TR EXCHNG TRADED FD VI	SMITH OPPORT FXD	$10.2M	2.7%Prev: 1.8%	229,095 SH	Increased+960 SH
FIRST TR EXCHNG TRADED FD VI	VEST US EQUITY M	$606K	0.2%Prev: 0.2%	18,595 SH	Decreased-6,682 SH
FIRST TRUST ENHANCED SHORT MATURITY ETF	FIRST TR ENH NEW	$13.2M	3.5%	220,716 SH	New
FIRST TRUST LOW DURATION OPPORTUNITIES ETF	OPPT EFT	$6.5M	1.8%	131,094 SH	New
FRANKLIN BSP RLTY TR INC	COMMON STOCK	$168K	0.0%Prev: 0.0%	15,500 SH	Increased+1,400 SH
FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF	S&P 500	$3.1M	0.8%	62,349 SH	New
GAMESTOP CORP NEW	CL A	$1.2M	0.3%	43,518 SH	New
GENERAL MLS INC	COM	$278K	0.1%	5,519 SH	New
GILEAD SCIENCES INC	COM	$368K	0.1%Prev: 0.1%	3,314 SH	Decreased-373 SH
GLOBAL X FDS	ALTERNATIVE INCM	$353K	0.1%Prev: 0.1%	29,730 SH	Decreased+422 SH
GLOBAL X FDS	GLOBAL X URANIUM	$206K	0.1%Prev: 0.0%	4,329 SH	Decreased-541 SH
GLOBAL X FDS	GLOBX SUPDV US	$531K	0.1%Prev: 0.1%	30,016 SH	Decreased-462 SH
GLOBAL X FDS	INFORMATION TEC	$296K	0.1%Prev: 0.1%	8,280 SH	Decreased-1,274 SH
GLOBAL X FDS	NASDAQ 100 COVER	$1.1M	0.3%Prev: 0.2%	61,967 SH	Decreased-5,930 SH
GLOBAL X FDS	NASDQ 100 CVRDGW	$478K	0.1%Prev: 0.1%	16,299 SH	Decreased-3,839 SH
GLOBAL X FDS	RBTCS ARTFL INTE	$210K	0.1%Prev: 0.0%	5,927 SH	Decreased-1,281 SH
GLOBAL X FDS	RUSSELL 2000	$1.1M	0.3%Prev: 0.2%	74,813 SH	Decreased-5,165 SH
GLOBAL X FDS	RUSSELL 2000 COV	$468K	0.1%	20,754 SH	New
GLOBAL X FDS	S&P 500 COVERED	$822K	0.2%Prev: 0.2%	20,945 SH	Decreased-3,215 SH
GLOBAL X FDS	SUPERDIVIDEND	$679K	0.2%Prev: 0.1%	28,327 SH	Decreased+294 SH
GLOBAL X FDS	US PFD ETF	$911K	0.2%Prev: 0.2%	46,902 SH	Decreased-3,881 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$1.0M	0.3%Prev: 0.1%	10,061 SH	Increased+4,195 SH
GOLDMAN SACHS GROUP INC	COM	$290K	0.1%Prev: 0.1%	364 SH	Decreased-34 SH
GOLUB CAP BDC INC	COM	$794K	0.2%Prev: 0.0%	58,034 SH	Increased+47,501 SH
HANCOCK JOHN FINL OPPTYS FD	SH BEN INT NEW	$696K	0.2%	19,333 SH	New
HARLEY DAVIDSON INC	COM	$284K	0.1%Prev: 0.0%	10,171 SH	Increased+9,251 SH
HEALTHCARE RLTY TR	CL A COM	$256K	0.1%Prev: 0.0%	14,211 SH	Increased+9,791 SH
HOWARD HUGHES HOLDINGS INC	COM	$268K	0.1%Prev: 0.0%	3,257 SH	Increased+3,028 SH
HUMANA INC	COM	$258K	0.1%Prev: 0.0%	990 SH	Increased+369 SH
ICAHN ENTERPRISES LP	DEPOSITARY UNIT	$161K	0.0%Prev: 0.0%	19,145 SH	Increased+2,710 SH
IMAX CORP	COM	$311K	0.1%Prev: 0.1%	9,508 SH	Decreased-7,787 SH
INNOVATOR ETFS TRUST	DEFINED WLT SHLD	$1.9M	0.5%Prev: 0.4%	57,879 SH	Decreased-8,040 SH
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$261K	0.1%Prev: 0.0%	8,928 SH	Increased+7,288 SH
INNOVATOR ETFS TRUST	EQUITY DEFINED P	$246K	0.1%	8,588 SH	New
INNOVATOR ETFS TRUST	GRWT100 PWR BF	$2.2M	0.6%Prev: 0.3%	42,290 SH	Increased+17,819 SH
INNOVATOR ETFS TRUST	GRWT100 PWR BUF	$288K	0.1%Prev: 0.1%	4,056 SH	Decreased-6,064 SH
INNOVATOR ETFS TRUST	NASDAQ 100 MANA	$2.5M	0.7%	75,100 SH	New
INNOVATOR ETFS TRUST	NASDAQ-100 10 BU	$395K	0.1%	13,751 SH	New
INNOVATOR ETFS TRUST	QUITY MANAGD FLR	$4.4M	1.2%Prev: 1.3%	121,190 SH	Decreased-64,961 SH
INNOVATOR ETFS TRUST	US EQ 10 BUFFER	$470K	0.1%	14,744 SH	New
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$414K	0.1%Prev: 0.1%	9,594 SH	Decreased-1,865 SH
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$4.6M	1.2%Prev: 0.0%	118,671 SH	Increased+114,858 SH
INTEL CORP	COM	$467K	0.1%Prev: 0.2%	13,911 SH	Decreased+6,885 SH
INTERNATIONAL BUSINESS MACHS	COM	$293K	0.1%Prev: 0.3%	1,039 SH	Decreased-4,405 SH
INTUIT	COM	$273K	0.1%Prev: 0.0%	400 SH	Increased-58 SH
INVESCO ACTIVELY MANAGED EXC	ULTRA SHRT DUR	$508K	0.1%Prev: 0.0%	10,110 SH	Increased+7,830 SH
INVESCO EXCH TRADED FD TR II	KBW HIG DV YLD	$649K	0.2%Prev: 0.0%	48,004 SH	Increased+47,080 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$285K	0.1%Prev: 0.3%	1,154 SH	Decreased-5,054 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$1.3M	0.3%Prev: 0.3%	60,731 SH	Decreased-8,533 SH
INVESCO EXCHANGE TRADED FD T	GBL LISTED PVT	$285K	0.1%Prev: 0.1%	4,135 SH	Increased-950 SH
INVESCO QQQ TR	UNIT SER 1	$6.9M	1.8%Prev: 1.4%	11,434 SH	Decreased+700 SH
ISHARES TR	0-3 MNTH TREASRY	$1.4M	0.4%	13,637 SH	New
ISHARES TR	20 YR TR BD ETF	$4.7M	1.3%Prev: 1.2%	52,699 SH	Decreased-26,298 SH
ISHARES TR	20+ YEAR TR BD	$405K	0.1%Prev: 0.5%	17,343 SH	Decreased-94,086 SH
ISHARES TR	CORE S&P500 ETF	$6.6M	1.8%Prev: 1.5%	9,927 SH	Decreased-996 SH
ISHARES TR	CORE US AGGBD ET	$214K	0.1%Prev: 0.1%	2,134 SH	Decreased-5,814 SH
ISHARES TR	EXPANDED TECH	$1.6M	0.4%Prev: 0.7%	14,047 SH	Decreased-31,554 SH
ISHARES TR	IBOXX INV CP ETF	$468K	0.1%Prev: 0.2%	4,198 SH	Decreased-3,773 SH
ISHARES TR	INVT GRD CORP BD	$201K	0.1%Prev: 0.0%	7,968 SH	Increased+7,837 SH
ISHARES TR	ISHARES BIOTECH	$560K	0.2%Prev: 0.1%	3,879 SH	Increased+1,347 SH
ISHARES TR	MSCI INTL QUALTY	$1.3M	0.3%Prev: 0.2%	29,216 SH	Increased+10,057 SH
ISHARES TR	MSCI USA QLT FCT	$4.4M	1.2%Prev: 0.8%	22,534 SH	Increased+3,244 SH
ISHARES TR	PFD AND INCM SEC	$223K	0.1%Prev: 0.1%	7,052 SH	Decreased-9,925 SH
ISHARES TR	RUS 2000 GRW ETF	$366K	0.1%Prev: 0.1%	1,144 SH	Increased+245 SH
ISHARES TR	RUS MID CAP ETF	$5.6M	1.5%Prev: 0.9%	58,333 SH	Increased+14,428 SH
ISHARES TR	RUSSELL 2000 ETF	$5.0M	1.3%Prev: 0.9%	20,531 SH	Decreased+3,661 SH
ISHARES TR	S&P 500 VAL ETF	$437K	0.1%Prev: 0.0%	2,117 SH	Increased+1,496 SH
ISHARES TR	SELECT DIVID ETF	$259K	0.1%Prev: 0.1%	1,826 SH	Decreased-10 SH
ISHARES TR	SHORT TREAS BD	$499K	0.1%	4,513 SH	New
ISHARES TR	US TREAS BD ETF	$391K	0.1%Prev: 0.1%	16,910 SH	Increased+729 SH
ISHARES TR	USD INV GRDE ETF	$979K	0.3%Prev: 1.4%	18,750 SH	Decreased-126,750 SH
JACKSON FINANCIAL INC	COM CL A	$405K	0.1%Prev: 0.1%	4,003 SH	Increased+1,257 SH
JANUS DETROIT STR TR	B-BBB CLO ETF	$593K	0.2%Prev: 0.0%	12,304 SH	Increased+6,606 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.1M	0.3%Prev: 0.1%	21,529 SH	Increased+6,689 SH
JOHNSON & JOHNSON	COM	$453K	0.1%Prev: 0.1%	2,444 SH	Decreased-87 SH
JPMORGAN CHASE & CO.	COM	$457K	0.1%	1,449 SH	New
JPMORGAN EQUITY PREMIUM INCOME ETF	EQUITY PREMIUM	$1.9M	0.5%	34,123 SH	New
JPMORGAN INCOME ETF	ETF	$797K	0.2%	17,166 SH	New
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF	EQT PREM	$791K	0.2%	13,750 SH	New
JPMORGAN SMALL & MID CAP ENHANCED EQUITY ETF	CAP	$201K	0.1%	3,170 SH	New
JPMORGAN U.S. MOMENTUM FACTOR ETF	US MOMENTUM	$282K	0.1%	4,152 SH	New
JPMORGAN U.S. QUALITY FACTOR ETF	QUALTY FCTR	$228K	0.1%	3,628 SH	New
JPMORGAN U.S. TECH LEADERS ETF	TECH LEADERS	$1.9M	0.5%	20,724 SH	New
JPMORGAN ULTRA-SHORT INCOME ETF	ETF	$6.9M	1.9%	136,061 SH	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$796K	0.2%Prev: 0.0%	125,609 SH	Increased+104,463 SH
LISTED FDS TR	ROUNDHILL MAGNIF	$625K	0.2%	9,634 SH	New
LTC PPTYS INC	COM	$335K	0.1%Prev: 0.1%	9,077 SH	Decreased-1,542 SH
LYFT INC	CL A COM	$726K	0.2%Prev: 0.0%	32,992 SH	Increased+32,174 SH
MAIN STR CAP CORP	COM	$427K	0.1%Prev: 0.1%	6,720 SH	Decreased-5,021 SH
MANAGED PORTFOLIO SERIES	KENSINGTON HEDGE	$2.5M	0.7%	96,738 SH	New
MCDONALDS CORP	COM	$424K	0.1%Prev: 0.1%	1,397 SH	Increased-137 SH
MERCADOLIBRE INC	COM	$341K	0.1%	146 SH	New
MERCK & CO INC	COM	$300K	0.1%Prev: 0.1%	3,572 SH	Decreased+873 SH
META PLATFORMS INC	CL A	$1.7M	0.4%Prev: 0.6%	2,276 SH	Decreased-3,491 SH
METLIFE INC	COM	$294K	0.1%Prev: 0.0%	3,570 SH	Increased+977 SH
MICRON TECHNOLOGY INC	COM	$547K	0.1%Prev: 0.6%	3,267 SH	Decreased+586 SH
MICROSOFT CORP	COM	$3.5M	0.9%Prev: 0.9%	6,687 SH	Decreased-6,071 SH
MOBILEYE GLOBAL INC	COMMON CLASS A	$2.0M	0.5%Prev: 0.1%	142,824 SH	Increased+111,836 SH
MONTROSE ENVIRONMENTAL GROUP	COM	$308K	0.1%	11,209 SH	New
NEOS ENHANCED INCOME CREDIT SELECT ETF	NOT FOUND	$774K	0.2%	15,270 SH	New
NEOS ETF TRUST	NEOS S&P 500 HI	$2.8M	0.7%Prev: 0.6%	52,601 SH	Decreased-5,529 SH
NETFLIX INC	COM	$409K	0.1%	341 SH	New
NIKE INC	CL B	$219K	0.1%Prev: 0.0%	3,139 SH	Increased+961 SH
NU HLDGS LTD	ORD SHS CL A	$831K	0.2%Prev: 0.2%	51,889 SH	Decreased-11,390 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$714K	0.2%Prev: 0.1%	87,033 SH	Decreased-16,037 SH
NUVEEN S&P 500 BUY-WRITE INC	COM	$252K	0.1%	17,432 SH	New
NVIDIA CORPORATION	COM	$5.7M	1.5%Prev: 1.0%	30,463 SH	Decreased+1,704 SH
OCCIDENTAL PETE CORP	COM	$540K	0.1%Prev: 0.1%	11,428 SH	Increased+2,078 SH
OKEANIS ECO TANKERS COR	SHS	$283K	0.1%Prev: 0.2%	9,657 SH	Decreased-10,455 SH
OKTA INC	CL A	$1.2M	0.3%Prev: 0.2%	12,725 SH	Increased+6,627 SH
OMEGA HEALTHCARE INVS INC	COM	$213K	0.1%Prev: 0.1%	5,042 SH	Decreased-3,572 SH
ONEMAIN HLDGS INC	COM	$379K	0.1%Prev: 0.3%	6,713 SH	Decreased-17,553 SH
ORACLE CORP	COM	$1.3M	0.4%Prev: 0.3%	4,708 SH	Decreased-5,132 SH
ORGANON & CO	COMMON STOCK	$126K	0.0%Prev: 0.0%	11,827 SH	Increased+5,103 SH
PACER FDS TR	GLOBL CASH ETF	$393K	0.1%Prev: 0.1%	9,920 SH	Decreased-2,383 SH
PACER FDS TR	METAURUS CAP 400	$207K	0.1%Prev: 0.0%	4,934 SH	Increased+426 SH
PACER FDS TR	US CASH COWS 100	$454K	0.1%Prev: 0.0%	7,903 SH	Increased+5,903 SH
PALANTIR TECHNOLOGIES INC	CL A	$2.9M	0.8%Prev: 0.3%	15,916 SH	Increased+3,195 SH
PALO ALTO NETWORKS INC	COM	$1.6M	0.4%Prev: 0.1%	7,998 SH	Increased+6,071 SH
PAYPAL HLDGS INC	COM	$1.4M	0.4%Prev: 0.2%	20,444 SH	Increased-2,385 SH
PEPSICO INC	COM	$298K	0.1%Prev: 0.0%	2,125 SH	Increased+681 SH
PFIZER INC	COM	$229K	0.1%Prev: 0.3%	8,976 SH	Decreased-51,231 SH
PIMCO CORPORATE & INCOME OPP	COM	$1.4M	0.4%Prev: 0.1%	95,106 SH	Increased+33,500 SH
PIMCO DYNAMIC INCOME FD	SHS	$1.3M	0.3%Prev: 0.0%	65,140 SH	Increased+50,754 SH
PIMCO DYNAMIC INCOME OPRNTS	COM BEN SHS	$1.1M	0.3%Prev: 0.2%	81,005 SH	Decreased-15,747 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$1.1M	0.3%Prev: 0.1%	10,991 SH	Increased+4,857 SH
POWELL INDS INC	COM	$462K	0.1%	1,517 SH	New
PRICE T ROWE GROUP INC	COM	$291K	0.1%Prev: 0.1%	2,834 SH	Decreased-273 SH
PROCTER AND GAMBLE CO	COM	$2.1M	0.6%	13,348 SH	New
PROSHARES TR	BITCOIN ETF	$788K	0.2%Prev: 0.0%	40,061 SH	Increased+32,614 SH
PROSHARES TR	S&P 500 DV ARIST	$238K	0.1%Prev: 0.0%	2,309 SH	Increased-1,179 SH
REAVES UTIL INCOME FD	COM SH BEN INT	$333K	0.1%Prev: 0.1%	8,399 SH	Decreased-4,997 SH
REGENERON PHARMACEUTICALS	COM	$262K	0.1%Prev: 0.0%	465 SH	Increased+51 SH
RIVIAN AUTOMOTIVE INC	COM CL A	$1.6M	0.4%Prev: 0.4%	106,126 SH	Decreased-26,093 SH
ROYCE SMALL CAP TRUST INC	COM	$823K	0.2%Prev: 0.2%	51,034 SH	Decreased-8,991 SH
SALESFORCE INC	COM	$329K	0.1%Prev: 0.1%	1,389 SH	Decreased-840 SH
SAMSARA INC	COM CL A	$626K	0.2%	16,800 SH	New
SCHWAB CHARLES CORP	COM	$371K	0.1%Prev: 0.1%	3,888 SH	Increased+286 SH
SEANERGY MARITIME HLDGS CORP	SHS	$355K	0.1%Prev: 0.1%	42,919 SH	Decreased+1,787 SH
SELECT SECTOR SPDR TR	ENERGY	$572K	0.2%	6,399 SH	New
SELECT SECTOR SPDR TR	SBI CONS STPLS	$4.9M	1.3%	62,757 SH	New
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$370K	0.1%	2,656 SH	New
SELECT SECTOR SPDR TR	SBI MATERIALS	$217K	0.1%	2,423 SH	New
SELECT SECTOR SPDR TR	TECHNOLOGY	$321K	0.1%	1,138 SH	New
SENTINELONE INC	CL A	$703K	0.2%Prev: 0.0%	39,927 SH	Increased+37,236 SH
SHIFT4 PMTS INC	CL A	$455K	0.1%Prev: 0.2%	5,876 SH	Decreased-11,985 SH
SHOPIFY INC	CL A SUB VTG SHS	$739K	0.2%Prev: 0.1%	4,972 SH	Increased+48 SH
SILA REALTY TRUST INC	COMMON STOCK	$344K	0.1%Prev: 0.0%	13,694 SH	Increased+4,887 SH
SIMPLIFY EXCHANGE TRADED FUN	HIGH YIELD ETF	$217K	0.1%Prev: 0.0%	9,462 SH	Increased-300 SH
SKYWEST INC	COM	$387K	0.1%Prev: 0.0%	3,851 SH	Increased+3,476 SH
SLR INVESTMENT CORP	COM	$648K	0.2%Prev: 0.1%	42,394 SH	Decreased-12,420 SH
SNOWFLAKE INC	COM SHS	$2.1M	0.6%Prev: 0.1%	9,199 SH	Increased+6,667 SH
SOFI TECHNOLOGIES INC	COM	$3.4M	0.9%Prev: 0.5%	126,915 SH	Increased-28,545 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$1.8M	0.5%	3,917 SH	New
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$478K	0.1%	11,180 SH	New
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	$1.0M	0.3%	22,147 SH	New
SPDR INDEX SHS FDS	S&P NORTH AMER	$204K	0.1%	3,157 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$7.0M	1.9%	10,577 SH	New
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$1.5M	0.4%	2,465 SH	New
SPDR SERIES TRUST	BLOOMBERG 1-3	$580K	0.2%	6,326 SH	New
SPDR SERIES TRUST	PORTFOLI S&P1500	$381K	0.1%	4,729 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P500	$2.4M	0.6%	30,756 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P600	$361K	0.1%	7,794 SH	New
SPDR SERIES TRUST	S&P METALS MNG	$365K	0.1%	3,916 SH	New
SPROTT ETF TRUST	JR GOLD MINERS E	$337K	0.1%Prev: 0.1%	4,690 SH	Decreased-3,757 SH
SSGA ACTIVE TR	SPDR SSGA FXD	$201K	0.1%	7,728 SH	New
SSGA ACTIVE TR	SPDR SSGA US SCT	$673K	0.2%	11,297 SH	New
SSR MINING IN	COM	$616K	0.2%Prev: 0.0%	25,253 SH	Increased+22,881 SH
STARBUCKS CORP	COM	$289K	0.1%Prev: 0.1%	3,414 SH	Decreased+181 SH
STERLING INFRASTRUCTURE INC	COM	$497K	0.1%Prev: 0.1%	1,462 SH	Increased+931 SH
STRIDE INC	COM	$473K	0.1%Prev: 0.0%	3,176 SH	Increased+3,127 SH
SUPER MICRO COMPUTER INC	COM NEW	$417K	0.1%Prev: 0.0%	8,700 SH	Increased+795 SH
SWEETGREEN INC	COM CL A	$817K	0.2%Prev: 0.0%	102,319 SH	Increased+102,194 SH
SYNCHRONY FINANCIAL	COM	$413K	0.1%Prev: 0.0%	5,819 SH	Increased+5,556 SH
TARGET CORP	COM	$2.2M	0.6%Prev: 0.0%	24,579 SH	Increased+23,860 SH
TESLA INC	COM	$1.5M	0.4%Prev: 0.3%	3,436 SH	Decreased-1,105 SH
THE TRADE DESK INC	COM CL A	$443K	0.1%Prev: 0.0%	9,033 SH	Increased+8,289 SH
THERMO FISHER SCIENTIFIC INC	COM	$225K	0.1%Prev: 0.0%	463 SH	Increased+24 SH
TOAST INC	CL A	$530K	0.1%Prev: 0.0%	14,519 SH	Increased+12,184 SH
UBER TECHNOLOGIES INC	COM	$958K	0.3%Prev: 0.2%	9,777 SH	Decreased-8,489 SH
UNITED PARCEL SERVICE INC	CL B	$396K	0.1%	4,738 SH	New
UNITEDHEALTH GROUP INC	COM	$2.1M	0.6%Prev: 0.1%	6,045 SH	Increased+4,167 SH
VANECK ETF TRUST	BDC INCOME ETF	$470K	0.1%Prev: 0.0%	31,485 SH	Increased+23,089 SH
VANECK ETF TRUST	MRNGSTR WDE MOAT	$2.5M	0.7%Prev: 0.5%	25,711 SH	Increased+1,385 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$374K	0.1%Prev: 0.1%	1,146 SH	Decreased+134 SH
VANECK ETF TRUST	URANIUM AND NUCL	$451K	0.1%	3,324 SH	New
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$8.3M	2.2%Prev: 1.5%	111,347 SH	Decreased-2,080 SH
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	$5.6M	1.5%Prev: 0.0%	113,769 SH	Increased+113,058 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$663K	0.2%Prev: 0.3%	1,082 SH	Decreased-1,332 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$2.2M	0.6%Prev: 0.3%	6,623 SH	Increased+2,336 SH
VANGUARD INSTL INDEX FD	0-3 MO TREAS BIL	$751K	0.2%	9,931 SH	New
VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$2.5M	0.7%Prev: 0.4%	32,078 SH	Increased+4,412 SH
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	$728K	0.2%Prev: 0.2%	8,650 SH	Decreased-1,910 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$243K	0.1%Prev: 0.1%	1,124 SH	Decreased-87 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$572K	0.2%Prev: 0.1%	4,056 SH	Decreased-154 SH
VANGUARD WORLD FD	ENERGY ETF	$262K	0.1%Prev: 0.0%	2,085 SH	Increased+682 SH
VERIZON COMMUNICATIONS INC	COM	$1.8M	0.5%Prev: 0.1%	39,998 SH	Increased+24,406 SH
VICI PPTYS INC	COM	$385K	0.1%Prev: 0.0%	11,807 SH	Increased+8,074 SH
VICTORY PORTFOLIOS II	SHARES FREE CASH	$3.4M	0.9%	90,055 SH	New
VICTORY PORTFOLIOS II	VICTORYSHARES FR	$285K	0.1%	9,928 SH	New
VICTORY PORTFOLIOS II	VICTORYSHARES SM	$285K	0.1%	9,802 SH	New
VIRTUS ETF TR II	VIRTUS US QLTY	$328K	0.1%Prev: 0.1%	7,635 SH	Decreased-1,147 SH
WELLS FARGO CO NEW	COM	$626K	0.2%	7,462 SH	New
WORLD GOLD TR	SPDR GLD MINIS	$814K	0.2%Prev: 0.1%	10,641 SH	Increased+943 SH
XAI OCTAGN FLT RAT & ALT INM	COM	$674K	0.2%	127,145 SH	New
XCEL ENERGY INC	COM	$328K	0.1%Prev: 0.1%	4,072 SH	Decreased-104 SH
ZSCALER INC	COM	$230K	0.1%Prev: 0.0%	766 SH	Increased-102 SH

Sold (vs prior filing)

AAR CORP — $4K
AB ACTIVE ETFS INC — $100K
ABBOTT LABORATORIES — $76K
ABBVIE INC — $282K
ABERCROMBIE & FITCH CO — $9K
ABRDN AUSTRALIA EQUITY FD IN — $4K
ABRDN PALLADIUM ETF TRUST — $331
ABRDN PLATINUM ETF TRUST — $706
ACCENTURE PLC IRELAND — $18K
ACCO BRANDS CORP — $11K
ACI WORLDWIDE INC — $805
ACRES COMMERCIAL REALTY CORP — $4K
ADT INC DEL — $2K
ADVANCED DRAIN SYS INC DEL — $12K
ADVANSIX INC — $2K
ADVENT CONV & INCOME FD — $13K
ADVISORSHARES TR — $2K
AECOM — $5K
AEGON LTD — $15K
AERCAP HOLDINGS NV — $146
… and 1570 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 14, 2026	Q3 2026	13F-HR	0001730765-26-000010	—	View
Feb 12, 2026	Q4 2025	13F-HR	0001730765-26-000002	$462.8M	View
Dec 23, 2025	Q3 2025