SSI INVESTMENT MANAGEMENT LLC

CIK 0000938487 • 6 13F filings • May 14, 2025 – Aug 10, 2026

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Filer information

Filed by: SSI INVESTMENT MANAGEMENT LLC, President & Chief Compliance Officer
Address: 2121 Avenue Of The Stars, Suite 2050, Los Angeles, CA, 90067
Phone: 310-595-2001
AUM: $1.47B

AUM over time

$1.72B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $1.45B4 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$290K	0.0%Prev: 0.0%	1,334 SH	Decreased-1,008 SH
ADVANCED ENERGY INDS	NOTE 2.500% 9/1	$14.3M	1.0%Prev: 0.5%	5,948,000 SH	Increased+200,001 SH
AEROVIRONMENT INC	NOTE 7/1	$8.9M	0.6%	9,112,000 SH	New
AFFIRM HLDGS INC	NOTE 0.750%12/1	$4.0M	0.3%	4,264,000 SH	New
AFFIRM HLDGS INC	NOTE 11/1	$7.2M	0.5%Prev: 0.6%	7,467,000 SH	Decreased-1,569,000 SH
AKAMAI TECHNOLOGIES INC	NOTE 0.375% 9/0	$1.1M	0.1%Prev: 0.1%	968,000 SH	Increased+13,000 SH
AKAMAI TECHNOLOGIES INC	NOTE 1.125% 2/1	$10.6M	0.7%	9,239,000 SH	New
ALARM COM HLDGS INC	NOTE 2.250% 6/0	$5.1M	0.3%	5,500,000 SH	New
ALBEMARLE CORP	7.25% DEP SHS A	$25.3M	1.7%Prev: 0.6%	353,465 SH	Increased+125,406 SH
ALIBABA GROUP HLDG LTD	NOTE 0.500% 6/0	$10.1M	0.7%	7,252,000 SH	New
ALIGNMENT HEALTHCARE INC	NOTE 4.250%11/1	$2.1M	0.1%	1,500,000 SH	New
ALNYLAM PHARMACEUTICALS INC	NOTE 1.000% 9/1	$5.3M	0.4%Prev: 0.6%	4,098,000 SH	Decreased-2,980,000 SH
ALPHABET INC	CAP STK CL A	$2.6M	0.2%Prev: 0.2%	8,975 SH	Increased-6,446 SH
ALPHATEC HLDGS INC	NOTE 0.750% 3/1	$5.9M	0.4%	5,796,000 SH	New
AMAZON COM INC	COM	$1.7M	0.1%Prev: 0.2%	8,363 SH	Decreased-5,012 SH
AMERICAN WTR CAP CORP	NOTE 3.625% 6/1	$232K	0.0%Prev: 0.0%	233,000 SH	Decreased
AMGEN INC	COM	$294K	0.0%Prev: 0.0%	835 SH	Decreased-601 SH
AMPHASTAR PHARMACEUTICALS IN	NOTE 2.000% 3/1	$323K	0.0%Prev: 0.0%	358,000 SH	Decreased-21,000 SH
APOLLO GLOBAL MGMT INC	SER A MAND CNV	$6.8M	0.5%Prev: 1.8%	116,295 SH	Decreased-195,020 SH
APPLE INC	COM	$2.7M	0.2%Prev: 0.3%	10,656 SH	Decreased-5,040 SH
ARES MANAGEMENT CORPORATION	6.75 SE B PFD	$9.6M	0.7%Prev: 1.0%	260,190 SH	Decreased-20,684 SH
ARRAY TECHNOLOGIES INC	NOTE 1.000%12/0	$366K	0.0%	405,000 SH	New
ARROWHEAD PHARMACEUTICALS IN	NOTE 1/1	$6.8M	0.5%	6,587,000 SH	New
ASCENDIS PHARMA A/S	NOTE 2.250% 4/0	$15.9M	1.1%Prev: 1.1%	10,834,000 SH	Increased-848,000 SH
BANK AMERICA CORP	7.25%CNV PFD L	$19.4M	1.3%Prev: 1.6%	16,309 SH	Decreased-94 SH
BANK AMERICA CORP	COM	$441K	0.0%Prev: 0.1%	9,049 SH	Decreased-7,555 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$736K	0.1%Prev: 0.1%	1,535 SH	Decreased-1,162 SH
BLACKSTONE MORTGAGE TRUST IN	NOTE 5.500% 3/1	$5.5M	0.4%Prev: 0.3%	5,604,000 SH	Increased+1,000,000 SH
BLOCK INC	NOTE 0.250%11/0	$5.6M	0.4%Prev: 0.4%	6,013,000 SH	Increased+217,000 SH
BOEING CO	COM	$290K	0.0%Prev: 0.0%	1,458 SH	Decreased-551 SH
BOEING CO	DEP CONV PFD A	$29.2M	2.0%Prev: 2.3%	449,250 SH	Decreased-47,795 SH
BOFA FIN LLC	MTNF 0.600% 5/2	$4.9M	0.3%Prev: 0.1%	4,075,000 SH	Increased+3,363,000 SH
BOX INC	NOTE 1.500% 9/1	$4.0M	0.3%	4,362,000 SH	New
BRIDGEBIO PHARMA INC	NOTE 1.750% 3/0	$7.0M	0.5%	4,134,000 SH	New
BRIDGEBIO PHARMA INC	NOTE 2.250% 2/0	$6.8M	0.5%Prev: 0.3%	6,080,000 SH	Increased+2,330,000 SH
BRIDGEBIO PHARMA INC	NOTE 2.500% 3/1	$716K	0.0%Prev: 0.0%	398,000 SH	Increased-10,000 SH
BRIGHTSPRING HEALTH SVCS INC	UNIT 02/01/2027	$11.2M	0.8%Prev: 0.6%	78,940 SH	Increased-29,885 SH
BROADCOM INC	COM	$1.2M	0.1%Prev: 0.1%	3,778 SH	Increased-2,680 SH
BRUKER CORP	6.375 PREF SER A	$1.7M	0.1%	6,000 SH	New
BURLINGTON STORES INC	NOTE 1.250%12/1	$5.7M	0.4%Prev: 0.3%	3,455,000 SH	Increased+619,000 SH
CAPITAL SOUTHWEST CORP	NOTE 5.125%11/1	$2.5M	0.2%Prev: 0.1%	2,500,000 SH	Increased+600,000 SH
CATERPILLAR INC	COM	$217K	0.0%	307 SH	New
CELCUITY INC	NOTE 2.750% 8/0	$7.8M	0.5%	3,206,000 SH	New
CENTERPOINT ENERGY INC	NOTE 4.250% 8/1	$8.3M	0.6%Prev: 0.3%	6,969,000 SH	Increased+3,103,000 SH
CENTRUS ENERGY CORP	NOTE 2.250%11/0	$4.4M	0.3%	2,150,000 SH	New
CENTURY ALUM CO	NOTE 2.750% 5/0	$6.0M	0.4%Prev: 0.2%	1,900,000 SH	Increased
CHEESECAKE FACTORY INC	NOTE 2.000% 3/1	$7.9M	0.5%	7,744,000 SH	New
CHEVRON CORPORATION	COM	$299K	0.0%	1,443 SH	New
CIPHER DIGITAL INC	NOTE 1.750% 5/1	$269K	0.0%	87,000 SH	New
CISCO SYS INC	COM	$321K	0.0%Prev: 0.0%	4,138 SH	Decreased-3,877 SH
CLOUDFLARE INC	NOTE 8/1	$12.1M	0.8%Prev: 0.8%	10,328,000 SH	Increased-299,000 SH
CMS ENERGY CORP	NOTE 3.375% 5/0	$3.1M	0.2%Prev: 0.2%	2,771,000 SH	Increased+88,000 SH
COCA COLA CO	COM	$293K	0.0%Prev: 0.0%	3,853 SH	Decreased-3,248 SH
COGENT BIOSCIENCES INC	NOTE 1.625%11/1	$5.5M	0.4%	4,453,000 SH	New
COINBASE GLOBAL INC	NOTE 0.250% 4/0	$6.8M	0.5%	7,297,000 SH	New
COLLEGIUM PHARMACEUTICAL INC	NOTE 2.875% 2/1	$5.9M	0.4%Prev: 0.3%	5,100,000 SH	Increased+1,250,000 SH
CONMED CORP	NOTE 2.250% 6/1	$5.3M	0.4%Prev: 0.4%	5,500,000 SH	Increased+374,000 SH
COSTCO WHOLESALE CORPORATION	COM	$515K	0.0%	517 SH	New
CSG SYS INTL INC	NOTE 3.875% 9/1	$6.1M	0.4%Prev: 0.3%	5,000,000 SH	Increased+959,000 SH
CYTOKINETICS INC	NOTE 3.500% 7/0	$450K	0.0%Prev: 0.3%	308,000 SH	Decreased-3,243,000 SH
DATADOG INC	NOTE 12/0	$5.1M	0.4%	5,317,000 SH	New
DBX ETF TR	XTRACK MSCI EAFE	$3.2M	0.2%Prev: 0.3%	98,006 SH	Decreased-51,117 SH
DEXCOM INC	NOTE 0.375% 5/1	$2.0M	0.1%Prev: 0.1%	2,153,000 SH	Increased+1,300,000 SH
DIGITALOCEAN HLDGS INC	NOTE 12/0	$242K	0.0%Prev: 0.4%	248,000 SH	Decreased-5,944,000 SH
DRAFTKINGS INC NEW	NOTE 3/1	$4.1M	0.3%Prev: 0.8%	4,597,000 SH	Decreased-7,599,000 SH
DUKE ENERGY CORP NEW	NOTE 4.125% 4/1	$4.0M	0.3%Prev: 1.9%	3,668,000 SH	Decreased-19,056,000 SH
EATON CORP PLC	SHS	$323K	0.0%Prev: 0.0%	904 SH	Decreased-606 SH
ELI LILLY & CO	COM	$465K	0.0%Prev: 0.0%	506 SH	Decreased-230 SH
ENOVIS CORPORATION	NOTE 3.875%10/1	$6.7M	0.5%Prev: 0.4%	7,000,000 SH	Increased+2,475,000 SH
EQUINOX GOLD CORP	NOTE 4.750%10/1	$14.2M	1.0%Prev: 0.7%	5,911,000 SH	Increased-902,000 SH
EVERGY INC	NOTE 4.500%12/1	$11.7M	0.8%Prev: 0.7%	8,703,000 SH	Increased+985,000 SH
EXXON MOBIL CORP	COM	$484K	0.0%	2,850 SH	New
FIRST TR EXCHANGE TRADED FD	SMID RISNG ETF	$6.6M	0.5%	166,963 SH	New
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	$499K	0.0%Prev: 0.1%	10,017 SH	Decreased-16,823 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$8.7M	0.6%Prev: 0.8%	257,552 SH	Decreased-101,940 SH
FIVE9 INC	NOTE 1.000% 3/1	$2.6M	0.2%	3,000,000 SH	New
FLUOR CORP	NOTE 1.125% 8/1	$5.7M	0.4%	4,620,000 SH	New
FORTUNA MNG CORP	NOTE 3.750% 6/3	$4.3M	0.3%	2,500,000 SH	New
FRESHPET INC	NOTE 3.000% 4/0	$4.4M	0.3%	3,790,000 SH	New
GLOBAL PMTS INC	NOTE 1.500% 3/0	$8.9M	0.6%Prev: 1.5%	10,048,000 SH	Decreased-10,242,999 SH
GLOBAL X FDS	CYBRSCURTY ETF	$232K	0.0%Prev: 0.0%	9,248 SH	Increased+2,828 SH
GRANITE CONSTR INC	NOTE 3.250% 6/1	$8.7M	0.6%	5,278,000 SH	New
GREENBRIER COS INC	NOTE 2.875% 4/1	$4.6M	0.3%Prev: 0.4%	3,969,000 SH	Decreased-359,000 SH
GUARDANT HEALTH INC	DEBT 1.250% 2/1	$381K	0.0%	227,000 SH	New
GUARDANT HEALTH INC	NOTE 11/1	$418K	0.0%Prev: 0.3%	407,000 SH	Decreased-3,439,000 SH
GUIDEWIRE SOFTWARE INC	NOTE 1.250%11/0	$464K	0.0%	466,000 SH	New
HAEMONETICS CORP MASS	NOTE 2.500% 6/0	$5.0M	0.3%	5,250,000 SH	New
HALOZYME THERAPEUTICS INC	NOTE 0.250% 3/0	$1.3M	0.1%Prev: 0.0%	1,300,000 SH	Increased+1,243,000 SH
HALOZYME THERAPEUTICS INC	NOTE 1.000% 8/1	$7.8M	0.5%Prev: 0.6%	6,079,000 SH	Decreased-245,000 SH
HEWLETT PACKARD ENTERPRISE C	7.625 MAND CONV	$13.6M	0.9%Prev: 0.9%	209,445 SH	Increased-39,400 SH
HOME DEPOT INC	COM	$255K	0.0%Prev: 0.0%	775 SH	Decreased-371 SH
INNOVIVA INC	NOTE 2.125% 3/1	$1.6M	0.1%Prev: 0.1%	1,523,000 SH	Increased
INTEGER HLDGS CORP	DBCV 1.875% 3/1	$9.8M	0.7%	10,295,000 SH	New
INTERCONTINENTAL EXCHANGE IN	COM	$271K	0.0%Prev: 0.0%	1,721 SH	Decreased-1,385 SH
INTERDIGITAL INC	NOTE 3.500% 6/0	$6.7M	0.5%Prev: 0.4%	1,709,000 SH	Increased-116,000 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$9.5M	0.7%Prev: 0.7%	49,407 SH	Increased-2,200 SH
IONIS PHARMACEUTICALS INC	NOTE 1.750% 6/1	$3.5M	0.2%	2,340,000 SH	New
IRHYTHM HOLDINGS INC	NOTE 1.500% 9/0	$5.1M	0.3%	4,636,000 SH	New
ISHARES INC	CORE MSCI EMKT	$9.9M	0.7%Prev: 0.5%	142,537 SH	Increased+19,194 SH
ISHARES INC	MSCI JAPAN ETF	$2.1M	0.1%	25,051 SH	New
ISHARES TR	0-3 MNTH TREASRY	$926K	0.1%Prev: 0.1%	9,197 SH	Increased+2,610 SH
ISHARES TR	7-10 YR TRSY BD	$8.9M	0.6%Prev: 1.0%	93,739 SH	Decreased-42,323 SH
ISHARES TR	CONV BD ETF	$11.6M	0.8%Prev: 0.5%	114,065 SH	Increased+36,211 SH
ISHARES TR	CORE S&P500 ETF	$64.4M	4.4%Prev: 4.2%	98,548 SH	Increased+3,291 SH
ISHARES TR	CORE US AGGBD ET	$369K	0.0%Prev: 0.0%	3,720 SH	Decreased-65 SH
ISHARES TR	IBOXX INV CP ETF	$20.0M	1.4%Prev: 1.3%	183,046 SH	Increased+33,998 SH
ISHARES TR	ISHARES BIOTECH	$6.1M	0.4%	36,081 SH	New
ISHARES TR	MSCI ACWI EX US	$7.3M	0.5%Prev: 0.6%	106,750 SH	Decreased-32,072 SH
ISHARES TR	RUSSELL 2000 ETF	$5.1M	0.3%	20,406 SH	New
ISHARES TR	U.S. REAL ES ETF	$666K	0.0%Prev: 0.1%	7,047 SH	Decreased-2,803 SH
ISHARES TR	U.S. TECH ETF	$5.4M	0.4%Prev: 0.6%	29,619 SH	Decreased-24,713 SH
ITRON INC	NOTE 1.375% 7/1	$425K	0.0%	423,000 SH	New
J P MORGAN EXCHANGE TRADED F	MORTGAGE BACKED	$15.7M	1.1%	308,708 SH	New
JANUS DETROIT STR TR	HENDRSON AAA CL	$10.8M	0.7%Prev: 0.9%	214,889 SH	Decreased-7,323 SH
JAZZ INVESTMENTS I LTD	NOTE 3.125% 9/1	$19.9M	1.4%	14,086,000 SH	New
JBT MAREL CORPORATION	NOTE 0.250% 5/1	$82K	0.0%Prev: 0.0%	82,000 SH	Decreased
JD.COM INC	NOTE 0.250% 6/0	$179K	0.0%	180,000 SH	New
JOBY AVIATION INC	NOTE 0.750% 2/1	$6.2M	0.4%	7,195,000 SH	New
JOHNSON & JOHNSON	COM	$473K	0.0%Prev: 0.1%	1,935 SH	Decreased-2,167 SH
JPMORGAN CHASE & CO	COM	$799K	0.1%	2,717 SH	New
KKR & CO INC	6.25 CON SER D	$13.9M	1.0%Prev: 1.0%	346,110 SH	Increased+77,745 SH
KKR & CO INC	COM	$229K	0.0%Prev: 0.0%	2,474 SH	Decreased-1,221 SH
KOSMOS ENERGY LTD	NOTE 3.125% 3/1	$4.5M	0.3%Prev: 0.1%	5,824,000 SH	Increased+3,874,000 SH
LAM RESEARCH CORP	COM NEW	$247K	0.0%	1,156 SH	New
LANTHEUS HLDGS INC	NOTE 2.625%12/1	$7.1M	0.5%Prev: 0.5%	5,917,000 SH	Increased+1,067,001 SH
LEMAITRE VASCULAR INC	NOTE 2.500% 2/0	$4.0M	0.3%	3,500,000 SH	New
LIBERTY MEDIA CORP DEL	NOTE 2.250% 8/1	$8.8M	0.6%Prev: 0.8%	7,655,000 SH	Decreased-332,000 SH
LIBERTY MEDIA CORP DEL	NOTE 3.750% 3/1	$8.0M	0.6%Prev: 0.4%	7,750,000 SH	Increased+2,500,000 SH
LIVE NATION ENTERTAINMENT IN	NOTE 2.875% 1/1	$23.1M	1.6%	21,474,000 SH	New
LIVE NATION ENTERTAINMENT IN	NOTE 3.125% 1/1	$11.4M	0.8%Prev: 0.6%	7,489,000 SH	Increased+2,227,000 SH
LUMENTUM HLDGS INC	NOTE 0.500%12/1	$5.5M	0.4%Prev: 0.5%	779,000 SH	Decreased-5,630,000 SH
LUMENTUM HLDGS INC	NOTE 1.500%12/1	$4.8M	0.3%Prev: 0.5%	473,000 SH	Decreased-5,218,000 SH
MACOM TECH SOLUTIONS HLDGS I	NOTE 12/1	$9.7M	0.7%	6,657,000 SH	New
MARA HOLDINGS INC	NOTE 2.125% 9/0	$2.1M	0.1%	2,529,000 SH	New
MARA HOLDINGS INC	NOTE 3/0	$6.3M	0.4%	7,194,000 SH	New
MARRIOTT VACATIONS WORLDWIDE	NOTE 3.250%12/1	$5.1M	0.4%Prev: 0.2%	5,300,000 SH	Increased+2,000,000 SH
MASTERCARD INCORPORATED	CL A	$308K	0.0%Prev: 0.0%	617 SH	Decreased-381 SH
MCDONALDS CORP	COM	$268K	0.0%Prev: 0.0%	861 SH	Decreased-581 SH
MERITAGE HOMES CORP	NOTE 1.750% 5/1	$544K	0.0%	565,000 SH	New
META PLATFORMS INC	CL A	$1.2M	0.1%Prev: 0.2%	2,148 SH	Decreased-1,789 SH
MICROCHIP TECHNOLOGY INC.	DEP SHS REPSTG	$10.1M	0.7%Prev: 0.4%	176,325 SH	Increased+80,495 SH
MICROCHIP TECHNOLOGY INC.	NOTE 0.750% 6/0	$2.1M	0.1%	2,079,000 SH	New
MICRON TECHNOLOGY INC	COM	$265K	0.0%	784 SH	New
MICROSOFT CORP	COM	$2.5M	0.2%Prev: 0.3%	6,643 SH	Decreased-4,922 SH
MIRUM PHARMACEUTICALS INC	NOTE 4.000% 5/0	$9.7M	0.7%Prev: 0.9%	3,255,000 SH	Decreased-3,828,000 SH
MKS INC.	NOTE 1.250% 6/0	$21.6M	1.5%	13,080,000 SH	New
NCL CORP LTD	NOTE 1.125% 2/1	$182K	0.0%Prev: 1.1%	187,000 SH	Decreased-14,140,000 SH
NEXTERA ENERGY CAP HLDGS INC	NOTE 3.000% 3/0	$40.0M	2.8%Prev: 2.5%	28,838,000 SH	Increased+816,000 SH
NEXTERA ENERGY INC	UNIT 02/15/2029	$11.6M	0.8%	231,280 SH	New
NEXTERA ENERGY INC	UNIT 06/01/2027	$2.4M	0.2%Prev: 0.2%	42,335 SH	Decreased-13,530 SH
NIO INC	NOTE 4.625%10/1	$262K	0.0%	265,000 SH	New
NORTHERN OIL & GAS INC	NOTE 3.625% 4/1	$6.2M	0.4%Prev: 0.3%	5,663,000 SH	Increased+1,458,000 SH
NUTANIX INC	NOTE 0.500%12/1	$4.1M	0.3%	4,500,000 SH	New
NVIDIA CORPORATION	COM	$3.5M	0.2%Prev: 0.3%	19,923 SH	Decreased-12,504 SH
OLD DOMINION FREIGHT LINE IN	COM	$221K	0.0%	1,133 SH	New
OMNICELL COM	NOTE 1.000%12/0	$5.6M	0.4%	5,750,000 SH	New
ON SEMICONDUCTOR CORP	NOTE 0.500% 3/0	$10.3M	0.7%Prev: 1.3%	10,493,000 SH	Decreased-8,155,999 SH
ON SEMICONDUCTOR CORP	NOTE 5/0	$13.1M	0.9%Prev: 0.0%	10,173,000 SH	Increased+9,868,000 SH
ORACLE CORP	6.5 DEP CUM SR D	$22.1M	1.5%	479,935 SH	New
ORMAT TECHNOLOGIES INC	NOTE 2.500% 7/1	$3.9M	0.3%	2,992,000 SH	New
OSI SYSTEMS INC	NOTE 2.250% 8/0	$4.9M	0.3%	3,220,000 SH	New
PACIRA BIOSCIENCES INC	NOTE 2.125% 5/1	$3.9M	0.3%	4,000,000 SH	New
PAGAYA U S HLDG CO LLC	NOTE 6.125%10/0	$3.2M	0.2%	2,750,000 SH	New
PARKER-HANNIFIN CORP	COM	$298K	0.0%Prev: 0.0%	333 SH	Decreased-213 SH
PARSONS CORP DEL	NOTE 2.625% 3/0	$7.9M	0.5%Prev: 0.8%	8,026,000 SH	Decreased-2,371,000 SH
PEABODY ENGR CORP	NOTE 3.250% 3/0	$4.1M	0.3%Prev: 0.0%	2,216,000 SH	Increased+2,092,000 SH
PEBBLEBROOK HOTEL TR	NOTE 1.750%12/1	$2.1M	0.1%Prev: 0.4%	2,156,000 SH	Decreased-3,077,000 SH
PENNYMAC CORP	NOTE 8.500% 6/0	$1.6M	0.1%	1,500,000 SH	New
PEPSICO INC	COM	$212K	0.0%Prev: 0.0%	1,368 SH	Decreased-1,086 SH
PG&E CORP	NOTE 4.250%12/0	$17.7M	1.2%Prev: 1.8%	17,119,000 SH	Decreased-4,469,999 SH
PG&E CORP	PFD CONV SER A	$5.5M	0.4%Prev: 0.1%	128,160 SH	Increased+102,297 SH
PINNACLE WEST CAP CORP	NOTE 4.750% 6/1	$1.5M	0.1%	1,343,000 SH	New
POST HLDGS INC	NOTE 2.500% 8/1	$4.0M	0.3%Prev: 0.3%	3,672,000 SH	Increased+713,000 SH
PPL CAP FDG INC	NOTE 2.875% 3/1	$17.8M	1.2%Prev: 1.4%	15,215,000 SH	Decreased-717,000 SH
PPL CORP	UNIT 02/15/2029	$6.8M	0.5%	132,750 SH	New
PROCTER & GAMBLE CO	COM	$378K	0.0%	2,618 SH	New
PROGRESS SOFTWARE CORP	NOTE 3.500% 3/0	$4.9M	0.3%Prev: 0.7%	5,500,000 SH	Decreased-2,923,000 SH
PTC THERAPEUTICS INC	NOTE 1.500% 9/1	$5.5M	0.4%Prev: 0.5%	4,156,000 SH	Decreased-756,000 SH
Q2 HLDGS INC	NOTE 0.750% 6/0	$315K	0.0%Prev: 0.3%	317,000 SH	Decreased-3,678,000 SH
QXO INC	5.50 DEP PFD	$9.6M	0.7%	172,410 SH	New
RAPID7 INC	NOTE 1.250% 3/1	$1.7M	0.1%Prev: 0.1%	2,000,000 SH	Increased+600,000 SH
REDWOOD TRUST INC	NOTE 7.750% 6/1	$9.7M	0.7%	9,650,000 SH	New
REPLIGEN CORP	NOTE 1.000%12/1	$6.3M	0.4%	6,437,000 SH	New
RIOT PLATFORMS INC	NOTE 0.750% 1/1	$16K	0.0%	14,000 SH	New
RIVIAN AUTOMOTIVE INC	NOTE 3.625%10/1	$11.6M	0.8%Prev: 0.9%	12,159,000 SH	Increased-799,000 SH
RIVIAN AUTOMOTIVE INC	NOTE 4.625% 3/1	$1.2M	0.1%Prev: 0.1%	1,079,000 SH	Increased-34,000 SH
SEAGATE HDD CAYMAN	NOTE 3.500% 6/0	$10.0M	0.7%Prev: 1.0%	2,098,000 SH	Decreased-8,962,998 SH
SELECT SECTOR SPDR TR	STATE STREET ENE	$206K	0.0%	3,370 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$1.1M	0.1%	24,600 SH	New
SEMTECH CORP	NOTE 1.625%11/0	$183K	0.0%	87,000 SH	New
SHAKE SHACK INC	NOTE 3/0	$280K	0.0%Prev: 0.0%	297,000 SH	Decreased-10,000 SH
SHIFT4 PMTS INC	6 SER A CNV PREF	$5.3M	0.4%	100,000 SH	New
SHIFT4 PMTS INC	NOTE 0.500% 8/0	$256K	0.0%Prev: 1.1%	273,000 SH	Decreased-14,325,000 SH
SNAP INC	NOTE 0.500% 5/0	$5.2M	0.4%	6,500,000 SH	New
SNOWFLAKE INC	NOTE 10/0	$16.7M	1.1%	14,095,000 SH	New
SOLAREDGE TECHNOLOGIES INC	NOTE 2.250% 7/0	$2.6M	0.2%	1,500,000 SH	New
SOLARIS ENERGY INFRAS INC	NOTE 0.250%10/0	$10.0M	0.7%	7,987,000 SH	New
SOUTHERN CO	NOTE 4.500% 6/1	$11.4M	0.8%	10,306,000 SH	New
SOUTHERN CO	UNIT 12/15/2028	$8.8M	0.6%	170,710 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$6.0M	0.4%	258,979 SH	New
SPECTRUM BRANDS INC	NOTE 3.375% 6/0	$4.5M	0.3%	4,500,000 SH	New
SPHERE ENTERTAINMENT CO	NOTE 3.500%12/0	$13.4M	0.9%Prev: 0.3%	4,000,000 SH	Increased+350,000 SH
STRATEGY INC	NOTE 0.875% 3/1	$7.5M	0.5%	7,845,000 SH	New
STRATEGY INC	NOTE 12/0	$153K	0.0%	185,000 SH	New
STRATEGY INC	NOTE 2.250% 6/1	$358K	0.0%	351,000 SH	New
STRATEGY INC	NOTE 3/0	$16.9M	1.2%	19,310,000 SH	New
STRATEGY INC	SERIES A PERP PF	$245K	0.0%	3,445 SH	New
SUNRUN INC	NOTE 4.000% 3/0	$2.4M	0.2%	2,000,000 SH	New
SUPER MICRO COMPUTER INC	NOTE 3.500% 3/0	$3.2M	0.2%	4,019,000 SH	New
SYNAPTICS INC	NOTE 0.750%12/0	$4.2M	0.3%	4,086,000 SH	New
T1 ENERGY INC	NOTE 5.250%12/0	$521K	0.0%	500,000 SH	New
TELADOC HEALTH INC	NOTE 1.250% 6/0	$2.3M	0.2%Prev: 0.2%	2,396,000 SH	Increased
TESLA INC	COM	$547K	0.0%Prev: 0.0%	1,471 SH	Decreased-723 SH
TETRA TECH INC NEW	DBCV 2.250% 8/1	$2.3M	0.2%Prev: 0.3%	2,180,000 SH	Decreased-1,029,000 SH
TRIP COM GROUP LTD	NOTE 0.750% 6/1	$4.8M	0.3%	4,662,000 SH	New
UBER TECHNOLOGIES INC	NOTE 0.875%12/0	$24.3M	1.7%Prev: 2.2%	20,239,000 SH	Decreased-3,001,000 SH
UGI CORP NEW	NOTE 5.000% 6/0	$366K	0.0%	261,000 SH	New
UNION PAC CORP	COM	$267K	0.0%Prev: 0.0%	1,100 SH	Decreased-884 SH
UNITEDHEALTH GROUP INC	COM	$244K	0.0%Prev: 0.1%	901 SH	Decreased-579 SH
UNITY SOFTWARE INC	NOTE 3/1	$2.2M	0.2%	2,202,000 SH	New
VALERO ENERGY CORP	COM	$209K	0.0%	844 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$8.5M	0.6%Prev: 1.1%	110,525 SH	Decreased-113,113 SH
VARONIS SYS INC	NOTE 1.000% 9/1	$5.2M	0.4%	6,000,000 SH	New
VENTAS RLTY LTD PARTNERSHIP	NOTE 3.750% 6/0	$16.6M	1.1%Prev: 1.4%	11,144,000 SH	Decreased-2,484,000 SH
VISA INC	COM CL A	$389K	0.0%Prev: 0.1%	1,287 SH	Decreased-921 SH
VSE CORP	UNIT 02/01/2029	$6.3M	0.4%	127,125 SH	New
WALMART INC	COM	$524K	0.0%Prev: 0.0%	4,220 SH	Increased-24 SH
WAYFAIR INC	CL A	$632K	0.0%	8,401 SH	New
WAYFAIR INC	NOTE 3.250% 9/1	$3.0M	0.2%Prev: 0.3%	2,246,000 SH	Decreased-2,318,000 SH
WAYFAIR INC	NOTE 3.500%11/1	$4.4M	0.3%	2,500,000 SH	New
WEC ENERGY GROUP INC	NOTE 4.375% 6/0	$21.5M	1.5%	17,811,000 SH	New
WELLS FARGO & CO	COM	$323K	0.0%	4,057 SH	New
WELLS FARGO & CO	PERP PFD CNV A	$21.3M	1.5%	18,432 SH	New
WESTERN DIGITAL CORP	NOTE 3.000%11/1	$56.0M	3.9%Prev: 1.1%	7,827,000 SH	Increased-3,330,000 SH
WINNEBAGO INDS INC	NOTE 3.250% 1/1	$1.5M	0.1%	1,650,000 SH	New
WORKIVA INC	NOTE 1.250% 8/1	$489K	0.0%Prev: 0.6%	523,000 SH	Decreased-7,600,999 SH
WORLD GOLD TR	SPDR GLD MINIS	$4.7M	0.3%	50,910 SH	New
ZIFF DAVIS INC	DEBT 3.625% 3/0	$1.5M	0.1%Prev: 0.1%	1,542,000 SH	Increased
ZIFF DAVIS INC	NOTE 1.750%11/0	$1.6M	0.1%Prev: 0.1%	1,650,000 SH	Decreased-200,000 SH

Sold (vs prior filing)

ABBOTT LABS — $498K
ACCENTURE PLC IRELAND — $252K
ADOBE INC — $231K
AIR TRANS SVCS GROUP INC — $3.7M
AIRBNB INC — $1.2M
ALLIANT ENERGY CORP — $6.5M
AMERICAN AIRLINES GROUP INC — $376K
AMERICAN INTL GROUP INC — $271K
APPLIED OPTOELECTRONICS INC — $1.4M
ARBOR REALTY TRUST INC — $2.7M
AXON ENTERPRISE INC — $5.4M
BENTLEY SYS INC — $696K
BENTLEY SYS INC — $3.0M
BLOOM ENERGY CORP — $5.0M
BOOKING HOLDINGS INC — $22.6M
CHART INDS INC — $8.0M
CHEFS WHSE INC — $4.1M
CHEVRON CORP NEW — $388K
CINEMARK HLDGS INC — $2.3M
CLEVELAND-CLIFFS INC NEW — $126K
… and 108 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 10, 2026	Q4 2025	13F-HR	0001172661-26-000557	$1.47B	View
Oct 28, 2025	Q3 2025	13F-HR	0001172661-25-004466	$1.47B	View
Aug 10, 2026	Q2 2026