Spectrum Asset Management, Inc. (NB/CA)

CIK 0001632078 • 7 13F filings • Apr 16, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $314.8M103 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$3.9M	1.3%Prev: 1.9%	18,130 SH	Decreased-2,716 SH
AGNICO EAGLE MINES LTD	COM	$335K	0.1%	1,650 SH	New
ALPHABET INC	CAP STK CL A	$1.5M	0.5%Prev: 0.3%	5,357 SH	Increased+407 SH
ALPHABET INC	CAP STK CL C	$5.4M	1.7%Prev: 0.1%	18,948 SH	Increased+17,201 SH
ALTRIA GROUP INC	COM	$228K	0.1%	3,405 SH	New
AMAZON COM INC	COM	$831K	0.3%	3,989 SH	New
APPLE INC	COM	$1.2M	0.4%Prev: 0.4%	4,742 SH	Increased+459 SH
APPLE INC	PUT	$2K	0.0%Prev: 0.0%	200 PRN	Increased
ARISTA NETWORKS INC	COM SHS	$249K	0.1%	2,029 SH	New
ASML HLDG NV	N Y REGISTRY SHS	$470K	0.1%	356 SH	New
BANK AMERICA CORP	COM	$244K	0.1%	5,002 SH	New
BERKSHIRE HATHAWAY INC DEL	CL A	$2.2M	0.7%Prev: 1.1%	3 SH	Decreased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$3.1M	1.0%Prev: 2.2%	6,445 SH	Decreased-3,008 SH
BWX TECHNOLOGIES INC	COM	$475K	0.2%	2,322 SH	New
CATERPILLAR INC	COM	$433K	0.1%	611 SH	New
CHEVRON CORPORATION	COM	$6.7M	2.1%	32,319 SH	New
CISCO SYS INC	COM	$4.3M	1.4%Prev: 1.8%	55,147 SH	Increased-9,700 SH
COSTCO WHOLESALE CORPORATION	COM	$1.4M	0.4%	1,412 SH	New
DEERE & CO	COM	$638K	0.2%Prev: 0.2%	1,130 SH	Increased+44 SH
DUKE ENERGY CORP NEW	COM NEW	$3.9M	1.2%Prev: 1.9%	29,518 SH	Decreased-4,701 SH
EDISON INTL	COM	$201K	0.1%	2,749 SH	New
EDWARDS LIFESCIENCES CORP	COM	$2.9M	0.9%Prev: 1.2%	35,995 SH	Increased-2,548 SH
ELBIT SYS LTD	ORD	$740K	0.2%Prev: 0.3%	872 SH	Increased-883 SH
ELI LILLY & CO	COM	$413K	0.1%	449 SH	New
EMCOR GROUP INC	COM	$4.7M	1.5%	6,349 SH	New
EMERSON ELEC CO	COM	$3.1M	1.0%Prev: 1.4%	23,818 SH	Decreased-4,808 SH
ETF OPPORTUNITIES TRUST	HEDGEYE CAPITAL	$10.0M	3.2%	346,494 SH	New
EXXON MOBIL CORP	COM	$6.9M	2.2%Prev: 2.0%	40,452 SH	Increased+2,356 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST INTER EQ	$6.9M	2.2%	250,672 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S.	$5.6M	1.8%	126,168 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST UQ EQT	$671K	0.2%Prev: 0.1%	15,460 SH	Increased+10,200 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US	$8.6M	2.7%Prev: 2.8%	184,708 SH	Increased+36,675 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$29.4M	9.4%Prev: 6.0%	672,498 SH	Increased+324,350 SH
FRANCO NEV CORP	COM	$579K	0.2%	2,344 SH	New
FREEPORT MCMORAN INC	CL B	$3.2M	1.0%	54,312 SH	New
GE AEROSPACE	COM NEW	$733K	0.2%Prev: 0.1%	2,577 SH	Increased+1,472 SH
GE VERNOVA INC	COM	$721K	0.2%	825 SH	New
GENERAL DYNAMICS CORP	COM	$484K	0.2%	1,410 SH	New
GLOBAL X FDS	GLBL X MLP ETF	$429K	0.1%Prev: 0.2%	7,962 SH	Increased+413 SH
GOLDMAN SACHS PHYSICAL GOLD	UNIT	$3.6M	1.1%	77,204 SH	New
HEARTBEAM INC	COM	$115K	0.0%Prev: 0.1%	94,400 SH	Decreased+20,000 SH
HONEYWELL INTL INC	COM	$4.0M	1.3%Prev: 2.2%	17,720 SH	Decreased-5,180 SH
ILLUMINA INC	COM	$2.8M	0.9%	22,436 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$291K	0.1%Prev: 0.1%	1,200 SH	Decreased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$14.4M	4.6%Prev: 6.6%	74,837 SH	Decreased-11,228 SH
ISHARES GOLD TR	ISHARES NEW	$14.1M	4.5%Prev: 4.0%	160,326 SH	Increased+5,946 SH
ISHARES INC	MSCI BRAZIL ETF	$827K	0.3%	21,534 SH	New
ISHARES INC	MSCI JAPN SMCETF	$3.3M	1.0%Prev: 1.0%	33,898 SH	Increased+4,413 SH
ISHARES INC	MSCI MEXICO ETF	$699K	0.2%	9,286 SH	New
ISHARES TR	20 YR TR BD ETF	$726K	0.2%Prev: 0.3%	8,370 SH	Decreased
ISHARES TR	CORE S&P SCP ETF	$767K	0.2%	6,167 SH	New
ISHARES TR	CORE S&P500 ETF	$380K	0.1%Prev: 0.1%	581 SH	Increased+115 SH
ISHARES TR	EAFE VALUE ETF	$203K	0.1%	2,734 SH	New
ISHARES TR	ESG AWR MSCI USA	$2.3M	0.7%Prev: 0.7%	16,331 SH	Increased+3,615 SH
ISHARES TR	IBONDS 26 TRM TS	$375K	0.1%Prev: 0.1%	16,375 SH	Increased+1,831 SH
ISHARES TR	IBONDS 27 TRM TS	$628K	0.2%Prev: 0.2%	27,990 SH	Increased+6,328 SH
ISHARES TR	IBONDS 28 TRM TS	$327K	0.1%	14,692 SH	New
ISHARES TR	MSCI USA MIN VOL	$4.6M	1.5%Prev: 4.8%	49,279 SH	Decreased-66,856 SH
ISHARES TR	RUS 1000 ETF	$266K	0.1%	747 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$4.4M	1.4%Prev: 1.5%	12,733 SH	Increased-2,979 SH
LINDE PLC	SHS	$2.3M	0.7%Prev: 1.8%	4,732 SH	Decreased-4,138 SH
LOANDEPOT INC	COM CL A	$14K	0.0%	10,000 SH	New
MARVELL TECHNOLOGY INC	COM	$535K	0.2%	5,403 SH	New
MCDONALDS CORP	COM	$669K	0.2%Prev: 0.3%	2,152 SH	Increased+30 SH
MCKESSON CORP	COM	$1.4M	0.4%Prev: 0.5%	1,600 SH	Increased
MEDTRONIC PLC	SHS	$3.2M	1.0%Prev: 1.7%	36,227 SH	Decreased-4,834 SH
META PLATFORMS INC	CL A	$204K	0.1%	356 SH	New
MICROSOFT CORP	COM	$3.8M	1.2%Prev: 2.1%	10,224 SH	Decreased-2,250 SH
MORNINGSTAR INC	COM	$308K	0.1%Prev: 0.2%	1,824 SH	Decreased+14 SH
NEWMONT CORP	COM	$341K	0.1%	3,153 SH	New
NOVARTIS AG	SPONSORED ADR	$4.0M	1.3%	26,275 SH	New
NVIDIA CORPORATION	COM	$359K	0.1%Prev: 0.1%	2,058 SH	Increased-817 SH
NVIDIA CORPORATION	PUT	$9K	0.0%	15,000 PRN	New
ORACLE CORP	COM	$2.3M	0.7%Prev: 1.8%	15,888 SH	Decreased-12,470 SH
PEPSICO INC	COM	$340K	0.1%Prev: 0.1%	2,192 SH	Increased+80 SH
PFIZER INC	COM	$522K	0.2%Prev: 0.2%	18,597 SH	Increased+1,537 SH
RTX CORPORATION	COM	$1.3M	0.4%Prev: 0.5%	6,519 SH	Increased-1,781 SH
SCHWAB CHARLES CORP	COM	$3.8M	1.2%Prev: 2.3%	40,038 SH	Decreased-26,340 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$3.5M	1.1%	139,109 SH	New
SCHWAB STRATEGIC TR	INTL EQTY ETF	$4.2M	1.3%Prev: 2.8%	169,543 SH	Decreased-152,212 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$2.3M	0.7%Prev: 0.7%	89,859 SH	Increased+14,834 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$5.1M	1.6%Prev: 3.5%	174,423 SH	Decreased-136,808 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$14.5M	4.6%Prev: 7.0%	475,103 SH	Decreased-119,337 SH
SELECT SECTOR SPDR TR	STATE STREET ENE	$3.6M	1.1%	58,671 SH	New
SEMPRA	COM	$467K	0.1%Prev: 0.2%	4,778 SH	Increased+14 SH
SERIES PORTFOLIOS TR	ELDRIDGE AAA CLO	$3.0M	0.9%	115,403 SH	New
SOLSTICE ADVANCED MATLS INC	COM SHS	$1.1M	0.4%	14,993 SH	New
SPDR GOLD TR	GOLD SHS	$375K	0.1%Prev: 0.1%	872 SH	Increased-116 SH
SPDR INDEX SHS FDS	STATE STREET SPD	$252K	0.1%	5,522 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$460K	0.1%	5,025 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$2.2M	0.7%	3,393 SH	New
TENON MEDICAL INC	*W EXP 06/16/202	$5K	0.0%Prev: 0.0%	679,420 SH	Decreased-379,272 SH
TENON MEDICAL INC	COM	$8K	0.0%Prev: 0.0%	10,650 SH	Decreased-15,000 SH
TESLA INC	COM	$364K	0.1%Prev: 0.1%	978 SH	Increased+58 SH
VANGUARD BD INDEX FDS	VANGUARD ULTRA	$23.2M	7.4%	466,556 SH	New
VANGUARD INDEX FDS	GROWTH ETF	$970K	0.3%Prev: 1.0%	2,220 SH	Decreased-3,917 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$435K	0.1%Prev: 0.2%	1,356 SH	Increased-142 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$603K	0.2%Prev: 0.2%	2,044 SH	Increased-94 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$742K	0.2%Prev: 0.3%	11,587 SH	Increased-1,699 SH
VERTEX PHARMACEUTICALS INC	COM	$283K	0.1%	634 SH	New
VISA INC	COM CL A	$1.2M	0.4%Prev: 0.6%	3,832 SH	Decreased+13 SH
WALMART INC	COM	$5.0M	1.6%Prev: 2.0%	40,544 SH	Increased-10,931 SH
WELLS FARGO & CO	COM	$33.0M	10.5%	414,694 SH	New

Sold (vs prior filing)

ABBOTT LABS — $3.4M
ACCENTURE PLC IRELAND — $3.7M
CHEVRON CORP NEW — $5.5M
COSTCO WHSL CORP NEW — $1.4M
DISNEY WALT CO — $2.9M
GE HEALTHCARE TECHNOLOGIES I — $759K
ISHARES INC — $4.2M
ISHARES TR — $521K
ISHARES TR — $291K
ISHARES TR — $11.0M
MERCADOLIBRE INC — $277K
PAYCOM SOFTWARE INC — $555K
PROCTER AND GAMBLE CO — $274K
SCHLUMBERGER LTD — $674K
SELECT SECTOR SPDR TR — $2.0M
SPDR INDEX SHS FDS — $288K
SPDR S&P 500 ETF TR — $1.5M
SPDR SER TR — $1.5M
UNITEDHEALTH GROUP INC — $3.7M
VANGUARD INTL EQUITY INDEX F — $5.1M
… and 2 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0001632078-26-000011	—	View
Jan 26, 2026	Q4 2025	13F-HR	0001632078-26-000003	$299.8M	View
Oct 23, 2025	Q3 2025